| SEC v. Alexander Charles White and Paul Douglas Vandivier (unregistered distributions, 2018) | SEC | 2018-08-13 | Unregistered Distributions | — | unknown |
| SEC v. Chad Anthony Lewis (unregistered distributions, 2018) | SEC | 2018-08-13 | Unregistered Distributions | — | settled |
| SEC v. Christopher Collins, et al., Lauren Zarksy, Dorothy Zarsky (insider trading, 2018) | SEC | 2018-08-10 | Insider Trading | — | judgment |
| SEC v. John C. Maccoll (ponzi schemes, 2018) | SEC | 2018-08-09 | Ponzi Schemes | — | filed |
| SEC v. Arthur Lamar Adams and Madison Timber Properties, LLC (ponzi schemes, 2018) | SEC | 2018-08-08 | Ponzi Schemes | — | filed |
| SEC v. Daniel M. Fitzpatrick, CPA (undisclosed control blocks, 2018) | SEC | 2018-08-08 | Undisclosed Control Blocks | — | judgment |
| SEC v. Kevin M. Modany, CPA (undisclosed control blocks, 2018) | SEC | 2018-08-08 | Undisclosed Control Blocks | — | judgment |
| SEC v. Salvadore D. Palermo (wash trading, 2018) | SEC | 2018-08-08 | Wash Trading | — | filed |
| SEC v. Aaron R. Smith (insider trading, 2018) | SEC | 2018-08-07 | Insider Trading | — | settled |
| SEC v. Murakami, et al. (ponzi schemes, 2018) | SEC | 2018-08-06 | Ponzi Schemes | — | judgment |
| SEC v. Fei Yan, et al. (insider trading, 2018) | SEC | 2018-08-03 | Insider Trading | — | judgment |
| SEC v. Kurt J. Bordian, CPA (insider trading, 2018) | SEC | 2018-08-03 | Insider Trading | — | judgment |
| SEC v. Lozuk (insider trading, 2018) | SEC | 2018-08-01 | Insider Trading | — | judgment |
| SEC v. Madan (insider trading, 2018) | SEC | 2018-08-01 | Insider Trading | $14k | judgment |
| SEC v. Fred Tinker (insider trading, 2018) | SEC | 2018-07-31 | Insider Trading | — | settled |
| SEC v. Howard M. Appel (matched orders, 2018) | SEC | 2018-07-30 | Matched Orders | — | settled |
| SEC v. Robert Gadimian (insider trading, 2018) | SEC | 2018-07-26 | Insider Trading | — | judgment |
| SEC v. Rudden, et al. (ponzi schemes, 2018) | SEC | 2018-07-26 | Ponzi Schemes | — | unknown |
| SEC v. Richard T. Cunniffe (insider trading, 2018) | SEC | 2018-07-25 | Insider Trading | — | judgment |
| SEC v. Matthew Brunstrum and Susan Brunstrum (insider trading, 2018) | SEC | 2018-07-24 | Insider Trading | — | settled |
| SEC v. Yao Li (insider trading, 2018) | SEC | 2018-07-24 | Insider Trading | — | settled |
| SEC v. Mizuho Securities USA LLC (front running, 2018) | SEC | 2018-07-23 | Front Running , Insider Trading +1 | — | settled |
| SEC v. Sycamore Lane Partners LLC (naked short selling debate, 2018) | SEC | 2018-07-23 | Naked Short Selling Debate | $25k | settled |
| SEC v. Deutsche Bank Trust Company Americas (naked short selling debate, 2018) | SEC | 2018-07-20 | Naked Short Selling Debate | — | settled |
| SEC v. Jay C. Lake, CPA (shell factories, 2018) | SEC | 2018-07-17 | Shell Factories | — | settled |
| SEC v. Mark E. Burns, Robert W. Murray (price manipulation, 2018) | SEC | 2018-07-17 | Price Manipulation | — | settled |
| SEC v. Gannon Giguiere et al. (paid stock promotion, 2018) | SEC | 2018-07-16 | Paid Stock Promotion , Pump And Dump | — | filed |
| CFTC v. Commodity Trading Firm (price manipulation, 2018) | CFTC | 2018-07-12 | Price Manipulation | $3.4m | judgment |
| SEC v. Pawel P. Dynkowski, et al. (pump and dump, 2018) | SEC | 2018-07-12 | Pump And Dump | — | judgment |
| SEC v. Ryan Gilbertson, et al. (reverse merger schemes, 2018) | SEC | 2018-07-12 | Reverse Merger Schemes | — | unknown |
| SEC v. Gene Shen (insider trading, 2018) | SEC | 2018-07-10 | Insider Trading | — | settled |
| SEC v. Matthew C. Woodard (undisclosed control blocks, 2018) | SEC | 2018-07-10 | Unregistered Distributions | — | judgment |
| SEC v. Roger S. Zullo (undisclosed control blocks, 2018) | SEC | 2018-07-06 | Undisclosed Control Blocks | — | judgment |
| SEC v. Molina (insider trading, 2018) | SEC | 2018-07-05 | Insider Trading | $39.2k | judgment |
| SEC v. Edward Lee Moody Jr., et. al. (ponzi schemes, 2018) | SEC | 2018-07-03 | Ponzi Schemes | — | filed |
| SEC v. Sudhakar Reddy Bonthu (insider trading, 2018) | SEC | 2018-07-02 | Insider Trading | — | filed |
| SEC v. Alexander Capital, L.P. (churning, 2018) | SEC | 2018-06-29 | Churning | — | settled |
| SEC v. Bayes Capital, LLC (naked short selling debate, 2018) | SEC | 2018-06-28 | Naked Short Selling Debate | — | settled |
| SEC v. James VanBlaricum, et al. (ponzi schemes, 2018) | SEC | 2018-06-26 | Ponzi Schemes | — | settled |
| SEC v. Richard Weed et al. (paid stock promotion, 2018) | SEC | 2018-06-26 | Paid Stock Promotion , Reverse Merger Schemes | $150k | dismissed |
| SEC v. James E. Hocker (ponzi schemes, 2018) | SEC | 2018-06-21 | Ponzi Schemes | — | filed |
| SEC v. Joseph A. Fiore, Berkshire Capital Management Company, Inc., and Eat at Joe's, Ltd. (n/k/a SPYR, Inc.) (newsletter scalping, 2018) | SEC | 2018-06-20 | Newsletter Scalping | — | filed |
| SEC v. Santillo, et al. (ponzi schemes, 2018) | SEC | 2018-06-20 | Ponzi Schemes | — | unknown |
| CFTC v. JPMorgan Chase Bank (benchmark submission rigging, 2018) | CFTC | 2018-06-18 | Benchmark Submission Rigging , Price Manipulation | $65m | judgment |
| SEC v. Robert M. Morano (insider trading, 2018) | SEC | 2018-06-11 | Insider Trading | — | judgment |
| SEC v. Jehu Hand, et al. (pump and dump, 2018) | SEC | 2018-06-06 | Pump And Dump | — | unknown |
| SEC v. Ralph T. Iannelli et al. (ponzi schemes, 2018) | SEC | 2018-06-06 | Ponzi Schemes | — | filed |
| CFTC v. Société Générale S.A. (benchmark submission rigging, 2018) | CFTC | 2018-06-04 | Benchmark Submission Rigging , Price Manipulation | $475m | judgment |
| SEC v. Kon and Alexander (paid stock promotion, 2018) | SEC | 2018-05-29 | Paid Stock Promotion | $20k | settled |
| SEC v. Adam S. Tracy, Esq. (undisclosed control blocks, 2018) | SEC | 2018-05-23 | Undisclosed Control Blocks | — | judgment |
| SEC v. Todd David Alpert (insider trading, 2018) | SEC | 2018-05-18 | Insider Trading | — | judgment |
| SEC v. Manhattan Transfer Registrar Company and John C. Ahearn (reverse merger schemes, 2018) | SEC | 2018-05-17 | Reverse Merger Schemes , Undisclosed Control Blocks | — | settled |
| SEC v. Chardan Capital Markets, LLC (undisclosed control blocks, 2018) | SEC | 2018-05-16 | Unregistered Distributions | $1m | settled |
| SEC v. Jerard Basmagy (undisclosed control blocks, 2018) | SEC | 2018-05-16 | Unregistered Distributions | $15k | settled |
| SEC v. Keith Houlihan (boiler rooms, 2018) | SEC | 2018-05-09 | Boiler Rooms | — | judgment |
| CFTC v. Alcibiades Cifuentes (ponzi schemes, 2018) | CFTC | 2018-05-08 | Ponzi Schemes | $1.8m | judgment |
| SEC v. Visium Asset Management, LP (insider trading, 2018) | SEC | 2018-05-08 | Insider Trading | — | dismissed |
| SEC v. Bovorn Rungruangnavarat (insider trading, 2018) | SEC | 2018-05-07 | Insider Trading | $2m | settled |
| SEC v. David A. Zimliki and Russel P. Schiefer (insider trading, 2018) | SEC | 2018-05-04 | Insider Trading | — | settled |
| SEC v. Eddy U. Marin and Shane R. Spierdowis (paid stock promotion, 2018) | SEC | 2018-05-02 | Paid Stock Promotion , Pump And Dump | — | settled |
| SEC v. Small Business Capital Corp. and others (ponzi schemes, 2018) | SEC | 2018-05-02 | Ponzi Schemes | $10k | judgment |
| CFTC v. Charles H. McAllister of Alabama (ponzi schemes, 2018) | CFTC | 2018-04-30 | Ponzi Schemes | — | filed |
| CFTC v. Glencore Agriculture B.V. and Glencore Ltd. (wash trading, 2018) | CFTC | 2018-04-30 | Wash Trading | $2m | judgment |
| SEC v. Christopher R. Esposito, et al. (paid stock promotion, 2018) | SEC | 2018-04-30 | Paid Stock Promotion | — | judgment |
| SEC v. Diane J. Harrison, et al. (fake press releases, 2018) | SEC | 2018-04-30 | Fake Press Releases | — | settled |
| SEC v. William T. Walters, et al. (insider trading, 2018) | SEC | 2018-04-30 | Insider Trading | — | dismissed |
| SEC v. AF Ocean Investment Management Company (reverse merger schemes, 2018) | SEC | 2018-04-25 | Reverse Merger Schemes | — | settled |
| SEC v. Andy Z. Fan (fake press releases, 2018) | SEC | 2018-04-25 | Fake Press Releases , Matched Orders +1 | — | settled |
| SEC v. ChinAmerica Andy Movie Entertainment Media Company (reverse merger schemes, 2018) | SEC | 2018-04-25 | Reverse Merger Schemes | — | settled |
| SEC v. Scott Newsholme (ponzi schemes, 2018) | SEC | 2018-04-23 | Ponzi Schemes | — | judgment |
| SEC v. Amrit J. S. Chahal (ponzi schemes, 2018) | SEC | 2018-04-16 | Ponzi Schemes | — | filed |
| SEC v. Douglas Nelson (insider trading, 2018) | SEC | 2018-04-16 | Insider Trading | $15.1k | settled |
| SEC v. Andrew J. Kandelapas (paid stock promotion, 2018) | SEC | 2018-04-13 | Paid Stock Promotion | $240k | settled |
| CFTC v. The Kane Capital Investment Group (ponzi schemes, 2018) | CFTC | 2018-04-12 | Ponzi Schemes | — | filed |
| SEC v. Wellness Center USA, Inc. (fake press releases, 2018) | SEC | 2018-04-12 | Fake Press Releases , Paid Stock Promotion | — | settled |
| SEC v. William C. Gennity and Rocco Roveccio (churning, 2018) | SEC | 2018-04-11 | Churning | — | judgment |
| SEC v. The Lifepay Group, LLC, et. al. (ponzi schemes, 2018) | SEC | 2018-04-10 | Ponzi Schemes | — | filed |
| CFTC v. Floor Broker Anuj C. Singhal (spoofing, 2018) | CFTC | 2018-04-09 | Spoofing | $150k | judgment |
| SEC v. AMC Holdings, LLC (boiler rooms, 2018) | SEC | 2018-04-05 | Boiler Rooms | — | filed |
| SEC v. Joseph Meli, et al., Craig H. Carton, et al. (ponzi schemes, 2018) | SEC | 2018-04-05 | Ponzi Schemes | — | unknown |
| SEC v. Saverio J. Barbera (insider trading, 2018) | SEC | 2018-04-05 | Insider Trading | — | judgment |
| SEC v. Christopher James Lollar (insider trading, 2018) | SEC | 2018-04-04 | Insider Trading | — | judgment |
| SEC v. Michael Scronic (ponzi schemes, 2018) | SEC | 2018-04-04 | Ponzi Schemes | — | filed |
| SEC v. Shane P. Fleming, et al. (insider trading, 2018) | SEC | 2018-04-04 | Insider Trading | — | filed |
| SEC v. Sohrab ("Sam") Sharma and Robert Farkas (unregistered distributions, 2018) | SEC | 2018-04-02 | Unregistered Distributions | — | filed |
| SEC v. Aegis Capital Corporation (paid stock promotion, 2018) | SEC | 2018-03-28 | Paid Stock Promotion , Pump And Dump | — | filed |
| SEC v. Terracciano and Eugene (paid stock promotion, 2018) | SEC | 2018-03-28 | Paid Stock Promotion | — | unknown |
| SEC v. Timary Delorme (pump and dump, 2018) | SEC | 2018-03-27 | Pump And Dump | $50k | settled |
| SEC v. Joseph Spera, et al. (insider trading, 2018) | SEC | 2018-03-26 | Insider Trading | — | filed |
| SEC v. Jon E. Montroll and Bitfunder (unregistered distributions, 2018) | SEC | 2018-03-23 | Unregistered Distributions | — | filed |
| SEC v. Spark Trading Group LLC and Niket Shah (ponzi schemes, 2018) | SEC | 2018-03-23 | Ponzi Schemes | — | filed |
| SEC v. Jun Ying (insider trading, 2018) | SEC | 2018-03-22 | Insider Trading | — | filed |
| SEC v. Steven Metro (insider trading, 2018) | SEC | 2018-03-19 | Insider Trading | — | filed |
| SEC v. Beaufort Securities Ltd. and others (matched orders, 2018) | SEC | 2018-03-16 | Matched Orders , Pump And Dump | — | filed |
| SEC v. Merrill Lynch and Pierce and Fenner & Smith Incorporated (unregistered distributions, 2018) | SEC | 2018-03-08 | Unregistered Distributions | — | settled |
| SEC v. New York Stock Exchange LLC and NYSE American LLC and NYSE Arca, Inc. (benchmark submission rigging, 2018) | SEC | 2018-03-06 | Benchmark Submission Rigging | — | settled |
| SEC v. AmeraTex Energy, Inc., et al (unregistered distributions, 2018) | SEC | 2018-02-28 | Unregistered Distributions | — | filed |
| SEC v. Analytica Bio-Energy Corp., et al., Marvin Winick (undisclosed control blocks, 2018) | SEC | 2018-02-28 | Undisclosed Control Blocks | — | judgment |
| SEC v. Yang Xie (insider trading, 2018) | SEC | 2018-02-28 | Insider Trading | $6.7k | settled |
| SEC v. Alan Weinberg, CPA and Weinberg & Baer LLC (reverse merger schemes, 2018) | SEC | 2018-02-21 | Reverse Merger Schemes , Undisclosed Control Blocks | — | judgment |