| SEC v. ADT Inc. (insider trading, 2018) | SEC | 2018-12-26 | Insider Trading | — | settled |
| SEC v. Cherubim Interests, Inc., PDX Partners, Inc., Victura Construction Group, Inc., and Patrick Jevon Johnson (pump and dump, 2018) | SEC | 2018-12-26 | Pump And Dump | — | unknown |
| SEC v. BioElectronics Corp. IBEX, LLC St. John's, LLC Whelan and others (unregistered distributions, 2018) | SEC | 2018-12-21 | Unregistered Distributions | $650k | judgment |
| SEC v. Natural Blue Resources, Inc. Cohen and others (reverse merger schemes, 2018) | SEC | 2018-12-21 | Reverse Merger Schemes | $75k | judgment |
| SEC v. Tod A. Ditommaso, Esq. (unregistered distributions, 2018) | SEC | 2018-12-21 | Unregistered Distributions | — | settled |
| SEC v. Wealthfront Advisers, LLC and and Wealthfront, Inc. (wash trading, 2018) | SEC | 2018-12-21 | Wash Trading | — | settled |
| SEC v. Robert S. "Lute" Davis, Jr., et al., Jordan E. Goodman., Alan H. New, et al. (ponzi schemes, 2018) | SEC | 2018-12-19 | Ponzi Schemes | $100k | settled |
| CFTC v. Chicago-area Trader (ponzi schemes, 2018) | CFTC | 2018-12-17 | Ponzi Schemes | — | settled |
| CFTC v. Gaylen Rust (ponzi schemes, 2018) | CFTC | 2018-12-17 | Ponzi Schemes | — | filed |
| SEC v. Peter Cho (insider trading, 2018) | SEC | 2018-12-17 | Insider Trading | — | judgment |
| SEC v. The Bank of New York Mellon (naked short selling debate, 2018) | SEC | 2018-12-17 | Naked Short Selling Debate | — | settled |
| SEC v. America Modern Green Senior (Houston) LLC and America Modern Green Community (Houston) LLC and America Modern Green Residential (Houston) LLC (paid stock promotion, 2018) | SEC | 2018-12-12 | Paid Stock Promotion | $800k | settled |
| SEC v. Lai Guanglin (Alan) (marking the close, 2018) | SEC | 2018-12-10 | Marking The Close , Price Manipulation | — | settled |
| SEC v. Rajeshwar R. Gannamaneni, Deepthi Gandra, and Linga R. Gannamaneni (insider trading, 2018) | SEC | 2018-12-10 | Insider Trading | — | unknown |
| SEC v. CoinAlpha Advisors LLC (unregistered distributions, 2018) | SEC | 2018-12-07 | Unregistered Distributions | — | settled |
| SEC v. NVC Fund LLC and Frank Ekejija (pump and dump, 2018) | SEC | 2018-12-07 | Pump And Dump | — | unknown |
| SEC v. David G. Dreslin, et al. (reverse merger schemes, 2018) | SEC | 2018-12-03 | Reverse Merger Schemes | $25k | settled |
| SEC v. Fifth Street Management, LLC (insider trading, 2018) | SEC | 2018-12-03 | Insider Trading | — | settled |
| SEC v. Eric T. Landis et al. (matched orders, 2018) | SEC | 2018-11-29 | Matched Orders , Paid Stock Promotion | — | filed |
| SEC v. Floyd Mayweather Jr. (paid stock promotion, 2018) | SEC | 2018-11-29 | Paid Stock Promotion | — | settled |
| SEC v. Khaled Khaled (paid stock promotion, 2018) | SEC | 2018-11-29 | Paid Stock Promotion | — | settled |
| SEC v. Morrie Tobin et al. (paid stock promotion, 2018) | SEC | 2018-11-28 | Paid Stock Promotion | — | filed |
| CFTC v. Defendants Gaylen Dean Rust (ponzi schemes, 2018) | CFTC | 2018-11-16 | Ponzi Schemes | — | filed |
| CFTC v. unnamed respondents (insider trading, 2018) | CFTC | 2018-11-15 | Insider Trading , Spoofing | — | unknown |
| SEC v. Mark Burnett, Jeffrey Miller, Christian Romandetti, Frank Sarro, Anthony Vassallo, and Elite Stock Research, Inc. (boiler rooms, 2018) | SEC | 2018-11-15 | Boiler Rooms | — | filed |
| SEC v. James V. Mazzo, et al. (insider trading, 2018) | SEC | 2018-11-14 | Insider Trading | — | judgment |
| SEC v. Arthur Lamar Adams et al. (ponzi schemes, 2018) | SEC | 2018-11-09 | Ponzi Schemes | — | settled |
| SEC v. Joseph Meli, et al. (ponzi schemes, 2018) | SEC | 2018-11-09 | Ponzi Schemes | — | settled |
| SEC v. Kevin B. Merrill, et al. (ponzi schemes, 2018) | SEC | 2018-11-09 | Ponzi Schemes | — | filed |
| SEC v. Pyxus International, Inc. (wash trading, 2018) | SEC | 2018-11-09 | Wash Trading | — | settled |
| SEC v. Craig H. Carton, et al. (ponzi schemes, 2018) | SEC | 2018-11-08 | Ponzi Schemes | — | filed |
| SEC v. James E. Hengen (insider trading, 2018) | SEC | 2018-11-08 | Insider Trading | — | judgment |
| SEC v. Michael E. Cone, et al (boiler rooms, 2018) | SEC | 2018-11-08 | Boiler Rooms | — | filed |
| SEC v. SeeThruEquity, LLC et al. (newsletter scalping, 2018) | SEC | 2018-11-08 | Newsletter Scalping , Paid Stock Promotion | — | filed |
| SEC v. Slobodan Dragojlovic (insider trading, 2018) | SEC | 2018-11-08 | Insider Trading | — | judgment |
| SEC v. Citibank, N.A. (naked short selling debate, 2018) | SEC | 2018-11-07 | Naked Short Selling Debate | — | settled |
| SEC v. Mark E. Fisher, Esq. (fake press releases, 2018) | SEC | 2018-11-02 | Fake Press Releases , Pump And Dump | — | judgment |
| SEC v. Brian Weber and Bebida Beverage Co. (fake press releases, 2018) | SEC | 2018-10-31 | Fake Press Releases , Paid Stock Promotion | — | judgment |
| SEC v. Philip Thomas Kueber (undisclosed control blocks, 2018) | SEC | 2018-10-26 | Undisclosed Control Blocks | — | judgment |
| SEC v. John Madsen, Andalusian Resorts and others (fake press releases, 2018) | SEC | 2018-10-23 | Fake Press Releases , Pump And Dump +1 | — | judgment |
| SEC v. Mark E. Fisher and Joseph F. Capuozzo (paid stock promotion, 2018) | SEC | 2018-10-22 | Paid Stock Promotion , Pump And Dump | — | settled |
| SEC v. Zachary S. Berkey (churning, 2018) | SEC | 2018-10-19 | Churning | — | judgment |
| CFTC v. GBI (ponzi schemes, 2018) | CFTC | 2018-10-18 | Ponzi Schemes | $2.5m | judgment |
| SEC v. Richard J. Greenlaw et al. (unregistered distributions, 2018) | SEC | 2018-10-18 | Unregistered Distributions | — | judgment |
| SEC v. Bryan B. Long (insider trading, 2018) | SEC | 2018-10-16 | Insider Trading | — | filed |
| CFTC v. Kamaldeep Gandhi (spoofing, 2018) | CFTC | 2018-10-12 | Spoofing | — | judgment |
| SEC v. Harold L. Altvater (insider trading, 2018) | SEC | 2018-10-11 | Insider Trading | — | filed |
| SEC v. Merrill, et al. (ponzi schemes, 2018) | SEC | 2018-10-11 | Ponzi Schemes | — | filed |
| SEC v. Dennis Wayne Hamilton (insider trading, 2018) | SEC | 2018-10-10 | Insider Trading | — | judgment |
| SEC v. Jeffre James and others (pump and dump, 2018) | SEC | 2018-10-09 | Pump And Dump | — | unknown |
| SEC v. Robert O. Carr and Katherine M. Hanratty (insider trading, 2018) | SEC | 2018-10-05 | Insider Trading | — | judgment |
| SEC v. Todd Elliott Hitt, Kiddar Capital LLC, Kiddar Group Holdings, Inc., as Defendants, and Kiddar AQ LLC a/k/a Kiddar Aquicore LLC, as Relief Defendants (ponzi schemes, 2018) | SEC | 2018-10-05 | Ponzi Schemes | — | settled |
| CFTC v. Owner of Precious Metals Firm (ponzi schemes, 2018) | CFTC | 2018-10-03 | Ponzi Schemes | — | filed |
| CFTC v. the Bank of Nova Scotia (spoofing, 2018) | CFTC | 2018-10-01 | Spoofing | $800k | judgment |
| CFTC v. unnamed respondents (insider trading, 2018) | CFTC | 2018-09-28 | Insider Trading | — | filed |
| CFTC v. Block Trade Broker (front running, 2018) | CFTC | 2018-09-28 | Front Running , Insider Trading | — | filed |
| SEC v. Bryan R. Ziegenfuse (insider trading, 2018) | SEC | 2018-09-28 | Insider Trading | — | judgment |
| SEC v. COR Clearing, LLC (unregistered distributions, 2018) | SEC | 2018-09-28 | Unregistered Distributions | $800k | settled |
| SEC v. Edward J. Kosinski (insider trading, 2018) | SEC | 2018-09-28 | Insider Trading | — | filed |
| SEC v. Jehu Hand and Antonio Katz (paid stock promotion, 2018) | SEC | 2018-09-28 | Paid Stock Promotion , Pump And Dump | — | judgment |
| SEC v. NL Technology, LLC et al. (ponzi schemes, 2018) | SEC | 2018-09-28 | Ponzi Schemes | $480k | judgment |
| SEC v. Nutra Pharma Corp. et al (unregistered distributions, 2018) | SEC | 2018-09-28 | Unregistered Distributions | — | filed |
| SEC v. Thomas Carter Ronk (boiler rooms, 2018) | SEC | 2018-09-28 | Boiler Rooms , Paid Stock Promotion | — | filed |
| SEC v. Unal Patel and Amish Patel (insider trading, 2018) | SEC | 2018-09-28 | Insider Trading | — | settled |
| CFTC v. Davis Ramsey (price manipulation, 2018) | CFTC | 2018-09-27 | Price Manipulation | $325k | judgment |
| CFTC v. Eleven Individuals and Five Entities (wash trading, 2018) | CFTC | 2018-09-27 | Wash Trading | — | unknown |
| CFTC v. Futures Trader (price manipulation, 2018) | CFTC | 2018-09-27 | Price Manipulation | $325k | judgment |
| SEC v. unnamed respondents (ponzi schemes, 2018) | SEC | 2018-09-27 | Ponzi Schemes | — | settled |
| SEC v. Thomas Earl Hayden (insider trading, 2018) | SEC | 2018-09-27 | Insider Trading | $198k | settled |
| CFTC v. Adam Flavin (price manipulation, 2018) | CFTC | 2018-09-26 | Price Manipulation | $1.3m | judgment |
| CFTC v. Two Commodity Traders (price manipulation, 2018) | CFTC | 2018-09-26 | Price Manipulation | $125k | judgment |
| CFTC v. Mizuho Bank (spoofing, 2018) | CFTC | 2018-09-21 | Spoofing | $250k | judgment |
| CFTC v. Geneva Trading USA (spoofing, 2018) | CFTC | 2018-09-20 | Spoofing | $1.5m | judgment |
| SEC v. CSIR Group, LLC, et al. (paid stock promotion, 2018) | SEC | 2018-09-20 | Paid Stock Promotion | — | judgment |
| CFTC v. Bank of America (benchmark submission rigging, 2018) | CFTC | 2018-09-19 | Benchmark Submission Rigging , Price Manipulation | $30m | judgment |
| CFTC v. Futures Trader and Trading Firm (cash vs derivatives schemes, 2018) | CFTC | 2018-09-19 | Cash Vs Derivatives Schemes , Spoofing | $1.8m | judgment |
| SEC v. Michael L. LaPenna (naked short selling debate, 2018) | SEC | 2018-09-19 | Naked Short Selling Debate | $22.5k | settled |
| CFTC v. ICAP Capital Markets LLC (benchmark submission rigging, 2018) | CFTC | 2018-09-18 | Benchmark Submission Rigging , Price Manipulation | $50m | judgment |
| SEC v. Ernest J. Romer, III (ponzi schemes, 2018) | SEC | 2018-09-18 | Ponzi Schemes | — | filed |
| SEC v. John Paul Waymack (insider trading, 2018) | SEC | 2018-09-18 | Insider Trading | — | unknown |
| SEC v. Rong Chen, et al. (insider trading, 2018) | SEC | 2018-09-14 | Insider Trading | — | filed |
| SEC v. Barry C. Honig, et al. (pump and dump, 2018) | SEC | 2018-09-07 | Pump And Dump | — | filed |
| SEC v. In Ovations Holdings, Inc. and Mark Goldberg (paid stock promotion, 2018) | SEC | 2018-09-06 | Paid Stock Promotion | — | unknown |
| SEC v. Jeffrey Goldman and Christopher Eikenberry (ponzi schemes, 2018) | SEC | 2018-09-05 | Ponzi Schemes | — | settled |
| SEC v. Amer Deeba (insider trading, 2018) | SEC | 2018-08-30 | Insider Trading | $581k | judgment |
| SEC v. Kendricks, et al. (insider trading, 2018) | SEC | 2018-08-30 | Insider Trading | — | filed |
| CFTC v. BNP Paribas (benchmark submission rigging, 2018) | CFTC | 2018-08-29 | Benchmark Submission Rigging , Price Manipulation | $90m | judgment |
| SEC v. David Michael Naylor, CPA (undisclosed control blocks, 2018) | SEC | 2018-08-29 | Undisclosed Control Blocks | — | judgment |
| SEC v. Delaney Equity Group LLC Delaney and others (reverse merger schemes, 2018) | SEC | 2018-08-29 | Reverse Merger Schemes , Shell Factories +1 | $20k | settled |
| SEC v. Fishoff, et al. (insider trading, 2018) | SEC | 2018-08-23 | Insider Trading | — | filed |
| SEC v. Gary S. Williky (insider trading, 2018) | SEC | 2018-08-23 | Insider Trading | $1.7m | judgment |
| SEC v. Barry M. Kornfeld, et al., Lynette M. Robbins and Knowles Systems, Inc. (ponzi schemes, 2018) | SEC | 2018-08-22 | Ponzi Schemes | $100k | settled |
| SEC v. James T. Lentz (insider trading, 2018) | SEC | 2018-08-22 | Insider Trading | — | settled |
| SEC v. A. Catlin Cade, IV (insider trading, 2018) | SEC | 2018-08-21 | Insider Trading | — | settled |
| SEC v. Ismail Lila (insider trading, 2018) | SEC | 2018-08-21 | Insider Trading | — | settled |
| SEC v. Lubin and David (unregistered distributions, 2018) | SEC | 2018-08-21 | Unregistered Distributions | — | judgment |
| SEC v. Citigroup Global Markets Inc. and Citigroup Inc. (undisclosed control blocks, 2018) | SEC | 2018-08-16 | Undisclosed Control Blocks | — | settled |
| SEC v. Honglan Wang (insider trading, 2018) | SEC | 2018-08-16 | Insider Trading | — | settled |
| SEC v. Lauren Zarsky, CPA (insider trading, 2018) | SEC | 2018-08-15 | Insider Trading | — | judgment |
| SEC v. Tomahawk Exploration LLC and David Thompson Laurance (reverse merger schemes, 2018) | SEC | 2018-08-14 | Reverse Merger Schemes | $30k | settled |