Market Manipulation. Search

People

This section covers individuals named in publicly filed regulator or court actions. Pages here carry only legal, case-linked facts, each with a link to the filing it comes from. Where a matter is unresolved, the conduct is alleged and unproven, and any dismissal or acquittal we hold appears above everything else on the page.

The rules this section follows

A page about a named individual is a serious thing to publish, and the constraints below are applied without exception.

The last of those is why this index is shorter than the case library. Every case page lists its respondents as the filing names them; only a subset become pages here.

If you are named on a page here and something is wrong — particularly if a matter has resolved in your favour — tell us. Corrections of that kind are the highest priority on this site.

No person pages have been published yet. This is deliberate rather than incidental: pages here are created only after a human has confirmed the identification, and that review has not yet been done for any individual. Respondents are named on each case page, as the regulator's own filing names them, and those pages link the primary documents.

See also: respondents named in more than one action — a count of appearances in filings, with the same caution about name matching.