Home / Cases / ASIC ASIC manipulation enforcement actions This library records 113 market manipulation enforcement actions brought by the Australian Securities and Investments Commission.
These are the ASIC actions our ingest has classified as involving a manipulation technique. Actions that do not allege manipulation are outside this library's scope and are not recorded, so this is not a complete mirror of ASIC enforcement.
Actions 100
Total penalties $0
Median penalty —
Largest —
Criminal parallel 80% Action Agency Filed Technique Penalty Status Fund manager Rodney Forrest re-sentenced to five years and three months’ jail following insider trading appeal (ASIC, 2026) ASIC 2026-05-22 Insider Trading — judgment ASIC v. Alexander McCulloch (insider trading, 2026) ASIC 2026-04-17 Insider Trading — judgment Former Big Un CEO pleads guilty in insider trading case (ASIC, 2026) ASIC 2026-04-09 Insider Trading — judgment Fund manager sentenced to 6 years’ jail in $3 million Platinum Asset Management insider trading case (ASIC, 2026) ASIC 2026-01-23 Insider Trading — judgment Market riggers sentenced in ASX ‘pump and dump’ case (ASIC, 2025) ASIC 2025-12-22 Chat Group Pumps , Pump And Dump — judgment Victorian man sentenced in market manipulation case (ASIC, 2025) ASIC 2025-12-12 Price Manipulation , Wash Trading — judgment Victorian man sentenced in Cann Group insider trading case (ASIC, 2025) ASIC 2025-10-06 Insider Trading — judgment Melbourne man sentenced in Kidman Resources insider trading case (ASIC, 2025) ASIC 2025-09-15 Insider Trading — judgment Charges laid in Platinum Asset Management insider trading case (ASIC, 2025) ASIC 2025-08-12 Insider Trading — judgment ASIC v. Delta Power & Energy (Vales Point) Pty Ltd (price manipulation, 2025) ASIC 2025-06-30 Price Manipulation , Marking The Close — filed ASIC secures guilty pleas in Telegram ‘pump and dump’ action (2025) ASIC 2025-06-10 Chat Group Pumps , Pump And Dump — judgment ASIC v. Darryl Mapleson (insider trading, 2025) ASIC 2025-05-16 Insider Trading — judgment Victorian man charged over alleged market manipulation (ASIC, 2025) ASIC 2025-03-14 Price Manipulation , Wash Trading — judgment Antonio Stella indicted on insider trading charges (ASIC, 2025) ASIC 2025-03-06 Insider Trading — judgment Perth accountant charged over alleged insider trading in Genesis Minerals shares (ASIC, 2024) ASIC 2024-12-23 Insider Trading — filed Third person sentenced for Courtenay House misconduct (ASIC, 2024) ASIC 2024-12-22 Ponzi Schemes — judgment Former Courtenay House director sentenced to 11 years imprisonment (ASIC, 2024) ASIC 2024-09-02 Ponzi Schemes — judgment ASIC v. COFCO International Australia Pty Ltd (marking the close, 2024) ASIC 2024-07-24 Marking The Close , Price Manipulation — filed Charges laid in alleged Telegram ‘pump and dump’ conspiracy following ASIC investigation (ASIC, 2024) ASIC 2024-07-23 Chat Group Pumps , Pump And Dump — judgment ASIC v. Henry Eng Chye Heng (price manipulation, 2024) ASIC 2024-04-22 Price Manipulation — judgment Third person pleads guilty in relation to Courtenay House Ponzi scheme (ASIC, 2024) ASIC 2024-03-19 Ponzi Schemes — judgment Court declares Westpac engaged in unconscionable conduct for interest rate swap, maximum penalty applied (ASIC, 2024) ASIC 2024-01-31 — judgment ASIC v. Cameron Waugh (insider trading, 2024) ASIC 2024-01-24 Insider Trading — judgment ASIC v. Henry Eng Chye Heng (price manipulation, 2023) ASIC 2023-12-04 Price Manipulation — judgment ASIC v. Interactive Brokers (marking the close, 2023) ASIC 2023-09-20 Marking The Close — settled Melbourne man charged over alleged insider trading in Kidman Resources shares (ASIC, 2023) ASIC 2023-08-24 Insider Trading — judgment ASIC v. Openmarkets Australia Limited (market integrity rules, 2023) ASIC 2023-07-05 — settled Former CFO of Big Un Limited charged with insider trading (ASIC, 2023) ASIC 2023-06-13 Insider Trading — dismissed ASIC bans former fund manager for naked short selling (2023) ASIC 2023-05-22 Naked Short Selling Debate — judgment Vaughan Bowen indicted on insider trading charges (ASIC, 2023) ASIC 2023-05-12 Insider Trading — dismissed Former Courtenay House contractor sentenced (ASIC, 2023) ASIC 2023-05-08 Ponzi Schemes — judgment ASIC v. Gabriel Govinda (price manipulation, 2023) ASIC 2023-05-03 Price Manipulation , Pump And Dump +1 — judgment Former Tesla Motors Australia director sentenced for insider trading (ASIC, 2023) ASIC 2023-03-20 Insider Trading — judgment ASIC brings criminal charges against third individual in relation to Courtenay House (2023) ASIC 2023-02-22 Ponzi Schemes — judgment Former CEO of Big Un Limited charged with insider trading (ASIC, 2023) ASIC 2023-02-14 Insider Trading — judgment ASIC v. Don George Evans (price manipulation, 2023) ASIC 2023-02-07 Price Manipulation — judgment ASIC v. Vaughan Bowen (insider trading, 2022) ASIC 2022-12-23 Insider Trading — dismissed West Australian man arrested, charged with insider trading offences (ASIC, 2022) ASIC 2022-12-19 Insider Trading — judgment Former Courtenay House contractor pleads guilty (ASIC, 2022) ASIC 2022-12-14 Ponzi Schemes — judgment Former Tesla Motors Australia director pleads guilty to insider trading (ASIC, 2022) ASIC 2022-11-16 Insider Trading — judgment Former Courtenay House director pleads guilty to conducting $180 million Ponzi scheme (ASIC, 2022) ASIC 2022-11-08 Ponzi Schemes — judgment ASIC v. Don Evans (price manipulation, 2022) ASIC 2022-08-05 Price Manipulation — judgment Former Sigma Healthcare general manager sentenced for insider trading (ASIC, 2022) ASIC 2022-06-27 Insider Trading — judgment Caloundra man sentenced for insider trading (ASIC, 2022) ASIC 2022-06-20 Insider Trading — judgment ASIC v. Benjamin Heath Cooper (price manipulation, 2022) ASIC 2022-06-10 Price Manipulation — judgment ASIC v. Gabriel Govinda (price manipulation, 2022) ASIC 2022-06-07 Price Manipulation , Pump And Dump +1 — judgment Caloundra man pleads guilty to insider trading (ASIC, 2022) ASIC 2022-01-28 Insider Trading — judgment ASIC v. Courtenay House (ponzi schemes, 2021) ASIC 2021-11-30 Ponzi Schemes — judgment Former executive of Healthe Care Australia sentenced to 12 months imprisonment and fined $10,000 for insider trading (ASIC, 2021) ASIC 2021-11-16 Insider Trading — judgment Former Quantum Resources director convicted of insider trading and market manipulation offences (ASIC, 2021) ASIC 2021-11-09 Insider Trading , Price Manipulation — judgment ASIC v. Dylan Rands (price manipulation, 2021) ASIC 2021-09-22 Price Manipulation — judgment Melbourne man charged with insider trading (ASIC, 2021) ASIC 2021-09-14 Insider Trading — dismissed Melbourne man charged with multiple counts of market manipulation (ASIC, 2021) ASIC 2021-07-02 Price Manipulation — judgment ASIC v. Avrohom Kimelman (insider trading, 2021) ASIC 2021-07-01 Insider Trading , Price Manipulation — judgment Insider trading charges against both the former Project Manager and the former Competent Person of ASX-listed gold explorer (ASIC, 2021) ASIC 2021-05-21 Insider Trading — judgment Former executive of Healthe Care Australia pleads guilty to insider trading (ASIC, 2021) ASIC 2021-05-21 Insider Trading — judgment Former CFO sentenced for market manipulation and fraud offences (ASIC, 2021) ASIC 2021-05-18 Price Manipulation — judgment ASIC v. Benjamin Heath Cooper (price manipulation, 2021) ASIC 2021-03-17 Price Manipulation — judgment Corporate finance director sentenced for conspiring to manipulate market (ASIC, 2021) ASIC 2021-02-10 Price Manipulation — judgment Sigma general manager charged with insider trading (ASIC, 2020) ASIC 2020-10-30 Insider Trading — judgment ASIC v. Don Evans (insider trading, 2020) ASIC 2020-09-28 Insider Trading , Price Manipulation — judgment Insider trader sentenced to three years imprisonment for trading in Big Un Ltd shares (ASIC, 2020) ASIC 2020-09-11 Insider Trading — judgment Corporate finance director pleads guilty to conspiring to manipulate market (ASIC, 2020) ASIC 2020-08-28 Price Manipulation — judgment Former financial adviser sentenced to six years’ imprisonment for dishonest conduct (ASIC, 2020) ASIC 2020-08-04 Ponzi Schemes — judgment ASIC v. Avrohom Kimelman (insider trading, 2020) ASIC 2020-06-23 Insider Trading — judgment Former CFO charged with market manipulation and fraud offences (ASIC, 2020) ASIC 2020-06-11 Price Manipulation — judgment Former CEO and director of Sirtex Medical Limited sentenced for insider trading (ASIC, 2020) ASIC 2020-06-04 Insider Trading — judgment Former investment analyst pleads guilty to insider trading in securities of Big Un Limited (ASIC, 2020) ASIC 2020-02-25 Insider Trading — judgment Corporate finance director charged with conspiring to manipulate market (ASIC, 2019) ASIC 2019-09-18 Price Manipulation — judgment Former director convicted of market manipulation (ASIC, 2019) ASIC 2019-09-09 Price Manipulation — judgment Former CEO and director of Sirtex Medical Limited pleads guilty to insider trading (ASIC, 2019) ASIC 2019-07-03 Insider Trading — judgment ASIC v. Steven Oakes (insider trading, 2019) ASIC 2019-06-25 Insider Trading — judgment Former mining executive sentenced to serve 9 months for insider trading (ASIC, 2019) ASIC 2019-02-11 Insider Trading — judgment Court orders penalties and other relief against Westpac for BBSW conduct (ASIC, 2018) ASIC 2018-11-09 Price Manipulation — judgment Former CEO and director of Sirtex Medical Limited charged with insider trading (ASIC, 2018) ASIC 2018-09-26 Insider Trading — judgment Former managing director of mining company found guilty of insider trading (ASIC, 2018) ASIC 2018-08-21 Insider Trading — judgment Former executive charged with insider trading (ASIC, 2018) ASIC 2018-07-23 Insider Trading — judgment ASIC v. CBA (price manipulation, 2018) ASIC 2018-07-10 Price Manipulation — judgment South Australian day trader sentenced for market manipulation (ASIC, 2018) ASIC 2018-04-10 Price Manipulation — judgment Operators of 'binary options trading boiler room' banned following conviction (ASIC, 2018) ASIC 2018-02-08 — unknown ASIC commences civil penalty proceedings against Commonwealth Bank of Australia for BBSW conduct (2018) ASIC 2018-01-30 Price Manipulation — settled ASIC v. Interactive Brokers LLC (marking the close, 2017) ASIC 2017-12-14 Marking The Close — settled AAT upholds ASIC bans of client advisers for trading in 'MINI' warrants (ASIC, 2017) ASIC 2017-12-11 Matched Orders — judgment Caloundra man charged for insider trading (ASIC, 2017) ASIC 2017-11-16 Insider Trading — judgment Operators of 'binary options trading boiler room' convicted and sentenced (ASIC, 2017) ASIC 2017-11-09 — judgment Sydney man faces charges for market manipulation (ASIC, 2017) ASIC 2017-09-19 Price Manipulation — judgment Day trader pleads guilty to market manipulation (ASIC, 2017) ASIC 2017-08-28 Price Manipulation — judgment ASIC v. UBS Securities (2017) ASIC 2017-06-15 — settled ASIC v. Macquarie Bank Limited (2017) ASIC 2017-05-19 — settled Former Perth managing director sentenced to 18 months' jail for insider trading (ASIC, 2017) ASIC 2017-04-28 Insider Trading — judgment ASIC v. Steven Robert Noske (insider trading, 2017) ASIC 2017-04-03 Insider Trading — judgment ASIC v. Hochtief AG (insider trading, 2016) ASIC 2016-12-08 Insider Trading — judgment Former Sydney investment banker charged with procuring insider trading (ASIC, 2016) ASIC 2016-09-20 Insider Trading — dismissed Former director of joint venture partner charged with insider trading offences (ASIC, 2016) ASIC 2016-08-26 Insider Trading — judgment Sydney man jailed on insider trading charges (ASIC, 2016) ASIC 2016-06-03 Insider Trading — judgment Former Hanlong managing director sentenced to more than 8 years jail for insider trading (ASIC, 2016) ASIC 2016-03-11 Insider Trading — judgment Court reduces jail time for New South Wales man sentenced for market manipulation (ASIC, 2016) ASIC 2016-02-29 Matched Orders , Price Manipulation — judgment Perth man charged with insider trading appears in court (ASIC, 2016) ASIC 2016-02-04 Insider Trading — judgment ASIC bans former financial adviser for market manipulation (2015) ASIC 2015-12-18 Price Manipulation , Matched Orders — judgment Former Gunns Ltd chairman ordered to pay $500,000 pecuniary penalty for insider trading (ASIC, 2015) ASIC 2015-12-15 Insider Trading — judgment
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