Market Manipulation. Search

ASIC manipulation enforcement actions

This library records 113 market manipulation enforcement actions brought by the Australian Securities and Investments Commission.

These are the ASIC actions our ingest has classified as involving a manipulation technique. Actions that do not allege manipulation are outside this library's scope and are not recorded, so this is not a complete mirror of ASIC enforcement.

Actions
13
Total penalties
$0
Median penalty
—
Largest
—
Criminal parallel
92%
Action Agency Filed Technique Penalty Status
Sydney man pleads guilty to insider trading (ASIC, 2015) ASIC 2015-11-09 Insider Trading — judgment
NSW man jailed for market manipulation (ASIC, 2015) ASIC 2015-09-25 Matched Orders , Price Manipulation — judgment
ASIC v. D J Carmichael Pty Limited (price manipulation, 2015) ASIC 2015-09-23 Price Manipulation , Marking The Close — settled
Former Hanlong managing director pleads guilty to insider trading (ASIC, 2015) ASIC 2015-09-02 Insider Trading — judgment
Alleged Ponzi scheme operator faces court (ASIC, 2015) ASIC 2015-05-26 Ponzi Schemes — judgment
ASIC permanently bans Australian mastermind of UK fraud (2015) ASIC 2015-05-21 Boiler Rooms — unknown
Two men sentenced in Australia’s largest insider trading case (ASIC, 2015) ASIC 2015-03-17 Insider Trading — judgment
Former Genetic Technologies CEO jailed for market manipulation (ASIC, 2014) ASIC 2014-11-28 Price Manipulation — judgment
Victorian couple charged with $1.5 million fraud (ASIC, 2014) ASIC 2014-11-11 Ponzi Schemes — judgment
Former Genetic Technologies CEO convicted of market manipulation (ASIC, 2014) ASIC 2014-11-05 Price Manipulation — judgment
New South Wales man pleads guilty to market manipulation (ASIC, 2014) ASIC 2014-10-16 Matched Orders , Price Manipulation — judgment
Former Hanlong managing director extradited, charged with insider trading (ASIC, 2014) ASIC 2014-10-10 Insider Trading — judgment
Former director of Northern Star Resources Limited charged with insider trading (ASIC, 2014) ASIC 2014-10-08 Insider Trading — judgment