| 1 | CFTC v. Keith F. Simmons (ponzi schemes, 2015)
Ponzi Schemes | CFTC | 2015-08-01 | 40 years | — |
| 2 | SEC v. Jeffrey K. Skilling et al. (insider trading, 2015)
Insider Trading | SEC | 2015-12-08 | 24y 4m | — |
| 3 | SEC v. Kevin B. Merrill, et al. (ponzi schemes, 2019)
Ponzi Schemes | SEC | 2019-11-25 | 22 years | — |
| 4 | CFTC v. Ronnie Gene Wilson (ponzi schemes, 2013)
Ponzi Schemes | CFTC | 2013-03-01 | 19y 7m | $23m |
| 5 | CFTC v. UBS (benchmark submission rigging, 2013)
Benchmark Submission Rigging , Ponzi Schemes , Spoofing , Wash Trading | CFTC | 2013-10-25 | 19y 7m | $1.5m |
| 6 | CFTC v. Rudy Avila (ponzi schemes, 2024)
Ponzi Schemes | CFTC | 2024-09-25 | 17y 6m | $1.5m |
| 7 | SEC v. James E. Hocker (ponzi schemes, 2019)
Ponzi Schemes | SEC | 2019-06-04 | 17 years | — |
| 8 | CFTC v. Glen Galemmo (ponzi schemes, 2021)
Ponzi Schemes | CFTC | 2021-08-27 | 15y 8m | — |
| 9 | SEC v. Steven Pagartanis (ponzi schemes, 2021)
Ponzi Schemes | SEC | 2021-10-07 | 14y 2m | — |
| 10 | SEC v. Titanium Capital LLC and Henry Abdo (ponzi schemes, 2026)
Ponzi Schemes | SEC | 2026-03-30 | 14 years | — |
| 11 | SEC v. Edward Lee Moody, Jr. (ponzi schemes, 2019)
Ponzi Schemes | SEC | 2019-06-21 | 13 years | — |
| 12 | SEC v. Garfield Taylor, Inc., et al. (ponzi schemes, 2015)
Ponzi Schemes | SEC | 2015-10-08 | 13 years | $150k |
| 13 | CFTC v. Watson (ponzi schemes, 2015)
Ponzi Schemes | CFTC | 2015-10-21 | 12 years | $27m |
| 14 | SEC v. Brian Raymond Callahan et al. (ponzi schemes, 2023)
Ponzi Schemes | SEC | 2023-05-17 | 12 years | — |
| 15 | SEC v. Robert Grabowski (boiler rooms, 2016)
Boiler Rooms | SEC | 2016-04-22 | 12 years | — |
| 16 | SEC v. Malcolm Segal (ponzi schemes, 2016)
Ponzi Schemes | SEC | 2016-06-24 | 10y 6m | — |
| 17 | CFTC v. Cipolla (ponzi schemes, 2021)
Ponzi Schemes | CFTC | 2021-05-14 | 10y 1m | $5m |
| 18 | SEC v. Keith Houlihan (boiler rooms, 2018)
Boiler Rooms | SEC | 2018-05-09 | 9y 3m | — |
| 19 | SEC v. CR Intrinsic Investors, et al. (insider trading, 2021)
Insider Trading | SEC | 2021-02-03 | 9 years | — |
| 20 | SEC v. Scott Newsholme (ponzi schemes, 2019)
Ponzi Schemes | SEC | 2019-04-05 | 8y 6m | — |
| 21 | SEC v. Allen C. Giltman (spoofing, 2025)
Spoofing | SEC | 2025-09-12 | 7y 3m | — |
| 22 | CFTC v. Abner Alejandro Tinoco (ponzi schemes, 2024)
Ponzi Schemes | CFTC | 2024-07-26 | 7 years | $18.8m |
| 23 | SEC v. ClearPath Wealth Management, LLC and Patrick Churchville (ponzi schemes, 2024)
Ponzi Schemes | SEC | 2024-04-03 | 7 years | — |
| 24 | SEC v. Patrick Churchville, et al. (ponzi schemes, 2022)
Ponzi Schemes | SEC | 2022-06-09 | 7 years | $225k |
| 25 | CFTC v. Defendants Ward Onsa (ponzi schemes, 2014)
Ponzi Schemes | CFTC | 2014-04-01 | 6y 6m | $5.7m |
| 26 | CFTC v. Naples (ponzi schemes, 2016)
Ponzi Schemes | CFTC | 2016-07-06 | 6y 6m | $7.5m |
| 27 | SEC v. Todd Lahr and Thomas Megas (ponzi schemes, 2022)
Ponzi Schemes | SEC | 2022-07-26 | 6y 6m | — |
| 28 | SEC v. Murakami, et al. (ponzi schemes, 2018)
Ponzi Schemes | SEC | 2018-08-06 | 6 years | — |
| 29 | SEC v. Cheryl L. Jones (ponzi schemes, 2017)
Ponzi Schemes | SEC | 2017-07-03 | 5y 10m | — |
| 30 | SEC v. Mark A. Jones (ponzi schemes, 2017)
Ponzi Schemes | SEC | 2017-05-25 | 5y 10m | $160k |
| 31 | SEC v. Jehu Hand, et al. (pump and dump, 2019)
Pump And Dump | SEC | 2019-08-16 | 5y 6m | — |
| 32 | SEC v. Steven Fitzgerald Brown (ponzi schemes, 2021)
Ponzi Schemes | SEC | 2021-08-31 | 4y 3m | — |
| 33 | CFTC v. unnamed respondents (ponzi schemes, 2022)
Ponzi Schemes | CFTC | 2022-03-22 | 4 years | $150k |
| 34 | SEC v. Richard Weed et al. (pump and dump, 2016)
Pump And Dump , Reverse Merger Schemes | SEC | 2016-10-04 | 4 years | — |
| 35 | SEC v. Richard Weed et al. (reverse merger schemes, 2018)
Reverse Merger Schemes | SEC | 2018-06-26 | 4 years | $150k |
| 36 | SEC v. Steven Metro (insider trading, 2016)
Insider Trading | SEC | 2016-09-14 | 3y 10m | — |
| 37 | SEC v. William J. Wells and Promitor Capital Management LLC (ponzi schemes, 2017)
Ponzi Schemes | SEC | 2017-05-25 | 3y 10m | — |
| 38 | SEC v. James T. Booth (ponzi schemes, 2021)
Ponzi Schemes | SEC | 2021-02-22 | 3y 6m | — |
| 39 | CFTC v. Mark N. Pyatt (ponzi schemes, 2020)
Ponzi Schemes | CFTC | 2020-12-22 | 3y 1m | $255k |
| 40 | SEC v. Zachary Zwerko and David L. Post (insider trading, 2016)
Insider Trading | SEC | 2016-03-01 | 3y 1m | — |
| 41 | CFTC v. unnamed respondents (ponzi schemes, 2013)
Ponzi Schemes | CFTC | 2013-04-24 | 3 years | $1.5m |
| 42 | SEC v. Jehu Hand and Antonio Katz (paid stock promotion, 2018)
Paid Stock Promotion , Pump And Dump | SEC | 2018-09-28 | 3 years | — |
| 43 | SEC v. No Respondents (insider trading, 2023)
Insider Trading | SEC | 2023-04-18 | 3 years | — |
| 44 | SEC v. Vladimir Eydelman and Steven Metro (insider trading, 2016)
Insider Trading | SEC | 2016-09-30 | 3 years | $1.2m |
| 45 | SEC v. Mark Loman (insider trading, 2022)
Insider Trading | SEC | 2022-04-14 | 2y 11m | — |
| 46 | SEC v. Frank Perkins Hixon, Jr., et al. (insider trading, 2015)
Insider Trading | SEC | 2015-04-28 | 2y 6m | — |
| 47 | SEC v. Tomer Feingold and Dov Malnik (insider trading, 2021)
Insider Trading | SEC | 2021-11-23 | 2y 6m | — |
| 48 | CFTC v. Kevin Cassidy (mismarking, 2013)
Mismarking | CFTC | 2013-05-30 | 2y 6m | $1m |
| 49 | SEC v. Adrian J. Kawuba (ponzi schemes, 2024)
Ponzi Schemes | SEC | 2024-07-01 | 2y 3m | — |
| 50 | SEC v. Robert Gadimian (insider trading, 2018)
Insider Trading | SEC | 2018-07-26 | 2y 3m | — |