| 1 | CFTC v. JPMorgan (price manipulation, 2020)
Price Manipulation , Spoofing | CFTC | 2020-09-29 | $436m | $172m | $608m |
| 2 | CFTC v. The Bank of Nova Scotia (spoofing, 2020)
Spoofing | CFTC | 2020-08-19 | $109m | $11.8m | $121m |
| 3 | CFTC v. HSBC Bank USA (spoofing, 2023)
Spoofing | CFTC | 2023-05-12 | $45m | — | $45m |
| 4 | CFTC v. Deutsche Bank (price manipulation, 2018)
Price Manipulation , Spoofing | CFTC | 2018-01-29 | $30m | — | $30m |
| 5 | CFTC v. Navinder Singh Sarao (layering, 2016)
Layering , Price Manipulation , Spoofing | CFTC | 2016-11-17 | $25.7m | $12.9m | $38.6m |
| 6 | CFTC v. U.K. Resident Navinder Singh Sarao and His Company Nav Sarao Futures Limited PLC (layering, 2015)
Layering , Price Manipulation , Spoofing | CFTC | 2015-04-21 | $25.7m | $12.9m | $38.6m |
| 7 | CFTC v. Citigroup Global Markets Inc. (spoofing, 2017)
Spoofing | CFTC | 2017-01-19 | $25m | — | $25m |
| 8 | SEC v. J.P. Morgan Securities LLC (layering and spoofing, 2020)
Layering , Spoofing | SEC | 2020-09-29 | $25m | $10m | $35m |
| 9 | CFTC v. Tower Research Capital LLC (spoofing, 2019)
Spoofing | CFTC | 2019-11-07 | $24.4m | $10.5m | $34.9m |
| 10 | SEC v. Lek Securities Corporation, Samuel Lek, Avalon FA Ltd, Nathan Fayyer and Sergey Pustelnik (layering, 2017 ruling)
Layering | SEC | 2017-08-29 | $23.9m | — | $23.9m |
| 11 | SEC v. Vali Management Partners (Avalon FA Ltd), Nathan Fayyer and Sergey Pustelnik (layering, 2022)
Layering , Spoofing | SEC | 2022-06-17 | $22.5m | — | $22.5m |
| 12 | CFTC v. UBS (price manipulation, 2018)
Price Manipulation , Spoofing | CFTC | 2018-01-29 | $15m | — | $15m |
| 13 | CFTC v. Merrill Lynch Commodities (price manipulation, 2019)
Price Manipulation , Spoofing | CFTC | 2019-06-25 | $11.5m | $11.1m | $22.6m |
| 14 | SEC v. TD Securities (USA) LLC (spoofing, 2024)
Spoofing | SEC | 2024-09-30 | $6.5m | $400k | $7m |
| 15 | CFTC v. Heet Khara and Nasim Salim (spoofing, 2016)
Spoofing | CFTC | 2016-04-05 | $2.7m | — | $2.7m |
| 16 | CFTC v. Igor B. Oystacher and 3 Red Trading LLC (spoofing, 2015)
Spoofing | CFTC | 2015-10-19 | $2.5m | — | $2.5m |
| 17 | CFTC v. Hard Eight Futures, LLC and Igor Chernomzav (spoofing, 2019)
Price Manipulation , Spoofing | CFTC | 2019-09-30 | $2.5m | — | $2.5m |
| 18 | CFTC v. Igor B. Oystacher and 3Red Trading LLC (spoofing, 2016)
Spoofing | CFTC | 2016-12-20 | $2.5m | — | $2.5m |
| 19 | CFTC v. Victory Asset, Inc. and Michael D. Franko (spoofing, 2018)
Spoofing | CFTC | 2018-09-19 | $2.3m | — | $2.3m |
| 20 | CFTC v. HSBC Securities (USA) Inc. (spoofing, 2018)
Spoofing | CFTC | 2018-01-29 | $1.6m | — | $1.6m |
| 21 | CFTC v. Eric Moncada, BES Capital LLC and Serdika LLC (price manipulation, 2014)
Price Manipulation , Spoofing , Wash Trading | CFTC | 2014-10-01 | $1.6m | — | $1.6m |
| 22 | CFTC v. Geneva Trading USA (spoofing, 2018)
Spoofing | CFTC | 2018-09-20 | $1.5m | — | $1.5m |
| 23 | CFTC v. Morgan Stanley Capital Group Inc. (spoofing, 2019)
Spoofing | CFTC | 2019-10-01 | $1.5m | — | $1.5m |
| 24 | SEC v. Lek Securities Corporation and Samuel Lek (layering, 2019)
Layering | SEC | 2019-10-10 | $1.4m | $526k | $1.9m |
| 25 | CFTC v. Panther Energy Trading LLC and Michael J. Coscia (spoofing, 2013)
Spoofing | CFTC | 2013-07-22 | $1.4m | $1.4m | $2.8m |
| 26 | CFTC v. Deutsche Bank Securities Inc. (spoofing, 2020)
Spoofing | CFTC | 2020-06-18 | $1.3m | — | $1.3m |
| 27 | CFTC v. Belvedere Trading LLC (spoofing, 2019)
Spoofing | CFTC | 2019-10-01 | $1.1m | — | $1.1m |
| 28 | CFTC v. John Lawrence and Heraeus Metals New York LLC (spoofing, 2019)
Spoofing | CFTC | 2019-09-16 | $1m | — | $1m |
| 29 | SEC v. Visionary Trading LLC, Lightspeed Trading LLC and five individuals (layering, 2014)
Layering , Spoofing | SEC | 2014-04-04 | $1m | $1.8m | $2.8m |
| 30 | FCA v. Michael Coscia (layering, 2013)
Layering , Price Manipulation , Spoofing | FCA | 2013-07-03 | $903k | — | $903k |
| 31 | CFTC v. The Bank of Nova Scotia (spoofing, 2018)
Spoofing | CFTC | 2018-10-01 | $800k | — | $800k |
| 32 | CFTC v. Roman Banoczay Jr., Roman Banoczay Sr. and BAZUR Spol. S.R.O. (spoofing, 2021)
Spoofing | CFTC | 2021-12-08 | $750k | — | $750k |
| 33 | CFTC v. Randy Chen and Tanius Technology, LLC (spoofing, 2022)
Spoofing | CFTC | 2022-09-26 | $750k | — | $750k |
| 34 | CFTC v. Daniel Shak (spoofing, 2022)
Spoofing | CFTC | 2022-08-05 | $750k | — | $750k |
| 35 | CFTC v. Daniel Shak (spoofing, 2024)
Spoofing | CFTC | 2024-04-11 | $750k | — | $750k |
| 36 | CFTC v. Roman Banoczay Jr., Roman Banoczay Sr. and BAZUR Spol. S.R.O. (spoofing, 2020)
Spoofing | CFTC | 2020-09-29 | $750k | — | $750k |
| 37 | CFTC v. Brendan Delovitch, Wesley Johnson, Rajeev Kansal and ARB Trading Group LP (spoofing, 2020)
Spoofing | CFTC | 2020-09-30 | $745k | — | $745k |
| 38 | CFTC v. Mirae Asset Daewoo Co., Ltd. (spoofing, 2020)
Spoofing | CFTC | 2020-01-13 | $700k | — | $700k |
| 39 | CFTC v. Simon Posen (spoofing, 2017)
Spoofing | CFTC | 2017-07-26 | $635k | — | $635k |
| 40 | CFTC v. The Bank of Tokyo-Mitsubishi UFJ, Ltd. (spoofing, 2017)
Spoofing | CFTC | 2017-08-07 | $600k | — | $600k |
| 41 | SEC v. Xuepeng Xie (layering, 2021)
Layering , Spoofing | SEC | 2021-09-27 | $600k | $1.9m | $2.7m |
| 42 | CFTC v. Thomas Donino and FNY Partners Fund LP (spoofing, 2020)
Spoofing | CFTC | 2020-09-28 | $585k | — | $585k |
| 43 | CFTC v. Stephen Gola and Jonathan Brims (spoofing, 2017)
Spoofing | CFTC | 2017-03-30 | $550k | — | $550k |
| 44 | CFTC v. Walleye Capital LLC (spoofing, 2022)
Spoofing | CFTC | 2022-12-12 | $550k | — | $550k |
| 45 | CFTC v. Mitsubishi Corporation RtM Japan Ltd. (spoofing, 2019)
Spoofing | CFTC | 2019-11-07 | $500k | — | $500k |
| 46 | SEC v. Briargate Trading, LLC and Eric Oscher (spoofing, 2015)
Spoofing | SEC | 2015-10-08 | $500k | — | $538k |
| 47 | CFTC v. Propex Derivatives Pty Ltd (spoofing, 2020)
Spoofing | CFTC | 2020-01-21 | $462k | $73.4k | $536k |
| 48 | CFTC v. Sunoco (spoofing, 2020)
Spoofing | CFTC | 2020-09-30 | $450k | — | $450k |
| 49 | CFTC v. Mitsubishi International Corporation (spoofing, 2019)
Spoofing | CFTC | 2019-10-01 | $400k | — | $400k |
| 50 | CFTC v. Gregg Smith and Michael Nowak (spoofing, 2026)
Spoofing | CFTC | 2026-01-16 | $350k | — | $350k |