Market Manipulation. Search

OSC manipulation enforcement actions

This library records 68 market manipulation enforcement actions brought by OSC.

These are the OSC actions our ingest has classified as involving a manipulation technique. Actions that do not allege manipulation are outside this library's scope and are not recorded, so this is not a complete mirror of OSC enforcement.

Actions
68
Total penalties
$0
Median penalty
—
Largest
—
Criminal parallel
19%
Action Agency Filed Technique Penalty Status
OSC v. Ontario Securities Commission v Jessica Tam (insider trading, 2025) OSC 2025-10-22 Insider Trading — settled
OSC v. Ontario Securities Commission v Huy Le Huynh and Thi Anh Nguyet Pham (insider trading, 2025) OSC 2025-09-23 Insider Trading — settled
OSC v. Blockratize Inc. and Adventure One QSS Inc. (2025) OSC 2025-04-01 — settled
OSC v. Thomas John Finch (insider trading, 2023) OSC 2023-10-25 Insider Trading — settled
OSC v. Charles DeBono (ponzi schemes, 2023) OSC 2023-10-23 Ponzi Schemes — judgment
OSC v. Derek Scheinman (ponzi schemes, 2023) OSC 2023-09-06 Ponzi Schemes — judgment
OSC v. Nova Tech Ltd. and Cynthia Petion (2023) OSC 2023-08-25 — judgment
OSC v. April Vuong and Hao Quach (ponzi schemes, 2023) OSC 2023-06-19 Ponzi Schemes — judgment
OSC v. Aaron Wolfe (insider trading, 2023) OSC 2023-02-17 Insider Trading — settled
OSC v. Cormark Securities Inc., William Jeffrey Kennedy, Marc Judah Bistricer and Saline Investments Ltd. (2022) OSC 2022-11-09 — dismissed
OSC v. Mughal Asset Management Corporation and others (ponzi schemes, 2022) OSC 2022-06-16 Ponzi Schemes — judgment
OSC v. Christopher Uitvlugt (ponzi schemes, 2022) OSC 2022-04-27 Ponzi Schemes — judgment
OSC v. Michael Paul Kraft and Michael Brian Stein (insider trading, 2021) OSC 2021-11-16 Insider Trading — judgment
OSC v. Jiubin Feng and CIM International Group Inc. (2021) OSC 2021-07-21 — judgment
OSC v. Marilyn Dianne Stuart (ponzi schemes, 2021) OSC 2021-01-13 Ponzi Schemes — judgment
OSC v. Trevor Rosborough and others (insider trading, 2020) OSC 2020-11-17 Insider Trading — settled
OSC v. Vernon Ray Fauth (ponzi schemes, 2020) OSC 2020-10-20 Ponzi Schemes — judgment
OSC v. Donald Bruce Wilson and others (2020) OSC 2020-08-10 — judgment
OSC v. Dino Paolucci (pump and dump, 2020) OSC 2020-08-05 Pump And Dump — judgment
OSC v. Coinsquare Ltd. and others (exchange wash trading, 2020) OSC 2020-07-17 Exchange Wash Trading , Wash Trading — settled
OSC v. Matthew John Hamilton (undisclosed control blocks, 2020) OSC 2020-01-31 Undisclosed Control Blocks — judgment
OSC v. Aly Babu Husein Mawji (pump and dump, 2019) OSC 2019-10-11 Pump And Dump — judgment
OSC v. Solar Income Fund Inc. and others (2019) OSC 2019-09-26 — judgment
OSC v. Royal Bank of Canada (FX supervision and controls, 2019) OSC 2019-08-26 — settled
OSC v. The Toronto-Dominion Bank (FX supervision and controls, 2019) OSC 2019-08-26 — settled
OSC v. Paramount Equity Financial Corporation and others (2019) OSC 2019-03-29 — judgment
OSC v. Christopher Candusso and others (insider trading, 2018) OSC 2018-11-23 Insider Trading — judgment
OSC v. Keir Reynolds (insider trading, 2018) OSC 2018-10-25 Insider Trading — judgment
OSC v. K2 & Associates Investment Management Inc. and others (spoofing, 2018) OSC 2018-10-17 Spoofing — settled
OSC v. Daniel P. Reeve (ponzi schemes, 2018) OSC 2018-09-26 Ponzi Schemes — judgment
OSC v. Peter Volk (2018) OSC 2018-06-11 — settled
OSC v. Harald Seemann, Jens Brandt and Karl Pawlowicz (spoofing, 2018) OSC 2018-05-03 Spoofing — unknown
OSC v. Nicolas Blitterswyk (2018) OSC 2018-04-24 — settled
OSC v. Martin Bernholtz (insider trading, 2018) OSC 2018-03-29 Insider Trading — settled
OSC v. David Tuan Seng Lim and Michael Mugford (pump and dump, 2018) OSC 2018-03-28 Pump And Dump , Paid Stock Promotion — judgment
OSC v. Aurora Cannabis Inc. and others (2017) OSC 2017-12-08 — judgment
OSC v. Donna Hutchinson, Cameron Cornish, David Sidders and Patrick Jelf Caruso (insider trading, 2017) OSC 2017-09-22 Insider Trading — judgment
OSC v. Khalid Walid Jawhari (insider trading, 2017) OSC 2017-08-30 Insider Trading — judgment
OSC v. Jorge Neher (2017) OSC 2017-05-12 — settled
OSC v. Dennis Wing (2017) OSC 2017-05-04 — settled
OSC v. Benedict Cheng and others (insider trading, 2017) OSC 2017-04-12 Insider Trading — settled
OSC v. Ayaz Dhanani (Also known as Azim Virani, Michael Lee, Alex Nebris, Paul Dhanani, Samuel Ramos, and Rahim Jiwa) (2017) OSC 2017-03-01 — judgment
OSC v. 2002 Concepts Inc. and others (ponzi schemes, 2017) OSC 2017-01-10 Ponzi Schemes — judgment
OSC v. Saileshwar Rao Narayan and others (ponzi schemes, 2016) OSC 2016-09-30 Ponzi Schemes — judgment
OSC v. Andrei Miguel Postrado (insider trading, 2016) OSC 2016-06-03 Insider Trading — settled
OSC v. Fernando Postrado (insider trading, 2016) OSC 2016-05-17 Insider Trading — settled
OSC v. Paul Christopher Darrigo (churning, 2016) OSC 2016-01-08 Churning — judgment
OSC v. Zhen (Steven) Pang and Oasis World Trading Inc. (price manipulation, 2015) OSC 2015-12-10 Price Manipulation , Spoofing — settled
OSC v. Argosy Securities Inc. and Keybase Financial Group Inc. (2015) OSC 2015-11-03 — appealed
OSC v. Paul Camillo Dinardo (ponzi schemes, 2015) OSC 2015-08-20 Ponzi Schemes — judgment
OSC v. Terrence Bedford (2015) OSC 2015-07-02 — judgment
Ontario Securities Commission: disclosure application by Davide Amato and S.A. Capital Growth Corp. (2015) OSC 2015-05-29 — judgment
OSC v. Constance Anderson (insider trading, 2015) OSC 2015-05-01 Insider Trading — settled
OSC v. Andre Lewis (ponzi schemes, 2015) OSC 2015-04-01 Ponzi Schemes — judgment
OSC v. Anand Hariharan and Satish Talawdekar (insider trading, 2015) OSC 2015-03-11 Insider Trading — settled
OSC v. Duncan Cleworth and others (ponzi schemes, 2014) OSC 2014-05-14 Ponzi Schemes — judgment
OSC v. Matthew Schloen (insider trading, 2014) OSC 2014-04-03 Insider Trading — settled
OSC v. David De Gouveia (wash trading, 2014) OSC 2014-02-18 Wash Trading — unknown
OSC v. Graziana Casale and Sterling Grace & Co. Ltd (2014) OSC 2014-01-15 — judgment
OSC v. Imtiaz Hashmani (2013) OSC 2013-11-29 — settled
OSC v. TransCap Corporation and others (ponzi schemes, 2013) OSC 2013-11-21 Ponzi Schemes — judgment
OSC v. Bradon Technologies Ltd. and others (2013) OSC 2013-10-03 — judgment
OSC v. Weizhen Tang (ponzi schemes, 2013) OSC 2013-09-30 Ponzi Schemes — judgment
OSC v. Louis Michael Kovacs (2013) OSC 2013-09-17 — settled
OSC v. Kevin Warren Zietsoff (ponzi schemes, 2013) OSC 2013-08-19 Ponzi Schemes — settled
OSC v. Ming Chao Zhao (insider trading, 2013) OSC 2013-05-02 Insider Trading — settled
OSC v. Stephen Campbell (wash trading, 2013) OSC 2013-03-26 Wash Trading — settled
OSC v. Fernando Honorate Fagundes also known as Henry Roche and New Futures Trading International Corporation (ponzi schemes, 2013) OSC 2013-03-18 Ponzi Schemes — judgment