OSC manipulation enforcement actions

This library records 71 market manipulation enforcement actions brought by OSC.

These are the OSC actions our ingest has classified as involving a manipulation technique. Actions that do not allege manipulation are outside this library's scope and are not recorded, so this is not a complete mirror of OSC enforcement.

Actions: 71
Total penalties: $0
Median penalty: —
Largest: —
Criminal parallel: 11%

Action	Agency	Filed	Technique	Penalty	Status
OSC v. Ontario Securities Commission v and Claire Amanda Drage (paid stock promotion, 2025)	OSC	2025-12-17	Paid Stock Promotion	—	judgment
OSC v. Ontario Securities Commission v Jessica Tam (insider trading, 2025)	OSC	2025-10-22	Insider Trading	—	judgment
OSC v. Ontario Securities Commission v Huy Le Huynh and Thi Anh Nguyet Pham (insider trading, 2025)	OSC	2025-09-23	Insider Trading	—	unknown
OSC v. Ontario Securities Commission v Blockratize Inc. and Adventure One QSS Inc. (chat group pumps, 2025)	OSC	2025-04-01	Chat Group Pumps	—	judgment
OSC v. Thomas John Finch (insider trading, 2023)	OSC	2023-10-25	Insider Trading	—	unknown
OSC v. Charles DeBono (ponzi schemes, 2023)	OSC	2023-10-23	Ponzi Schemes	—	judgment
OSC v. Derek Scheinman (ponzi schemes, 2023)	OSC	2023-09-06	Ponzi Schemes	—	filed
OSC v. Nova Tech Ltd. and Cynthia Petion (ponzi schemes, 2023)	OSC	2023-08-25	Ponzi Schemes	—	judgment
OSC v. April Vuong and Hao Quach (ponzi schemes, 2023)	OSC	2023-06-19	Ponzi Schemes	—	dismissed
OSC v. Aaron Wolfe (insider trading, 2023)	OSC	2023-02-17	Insider Trading	—	unknown
OSC v. Nvest Canada Inc. and others (paid stock promotion, 2023)	OSC	2023-01-20	Paid Stock Promotion	—	judgment
OSC v. Cormark Securities Inc. and others (insider trading, 2022)	OSC	2022-11-09	Insider Trading	—	appealed
OSC v. Mughal Asset Management Corporation and others (ponzi schemes, 2022)	OSC	2022-06-16	Ponzi Schemes	—	judgment
OSC v. Christopher Uitvlugt (ponzi schemes, 2022)	OSC	2022-04-27	Ponzi Schemes	—	filed
OSC v. Michael Paul Kraft and Michael Brian Stein (insider trading, 2021)	OSC	2021-11-16	Insider Trading	—	dismissed
OSC v. Jiubin Feng and CIM International Group Inc. (ponzi schemes, 2021)	OSC	2021-07-21	Ponzi Schemes	—	judgment
OSC v. Marilyn Dianne Stuart (ponzi schemes, 2021)	OSC	2021-01-13	Ponzi Schemes	—	filed
OSC v. Trevor Rosborough and others (insider trading, 2020)	OSC	2020-11-17	Insider Trading	—	dismissed
OSC v. Vernon Ray Fauth (ponzi schemes, 2020)	OSC	2020-10-20	Ponzi Schemes	—	judgment
OSC v. Donald Bruce Wilson and others (ponzi schemes, 2020)	OSC	2020-08-10	Ponzi Schemes	—	unknown
OSC v. Dino Paolucci (paid stock promotion, 2020)	OSC	2020-08-05	Paid Stock Promotion , Pump And Dump	—	unknown
OSC v. Coinsquare Ltd. and others (wash trading, 2020)	OSC	2020-07-17	Wash Trading	—	unknown
OSC v. Matthew John Hamilton (undisclosed control blocks, 2020)	OSC	2020-01-31	Undisclosed Control Blocks	—	dismissed
OSC v. Aly Babu Husein Mawji (pump and dump, 2019)	OSC	2019-10-11	Pump And Dump	—	appealed
OSC v. Solar Income Fund Inc. and others (ponzi schemes, 2019)	OSC	2019-09-26	Ponzi Schemes	—	dismissed
OSC v. Royal Bank of Canada (front running, 2019)	OSC	2019-08-26	Front Running , FX Fixing +3	—	settled
OSC v. The Toronto-Dominion Bank (benchmark submission rigging, 2019)	OSC	2019-08-26	Benchmark Submission Rigging , Front Running +3	—	settled
OSC v. Paramount Equity Financial Corporation and others (ponzi schemes, 2019)	OSC	2019-03-29	Ponzi Schemes	—	dismissed
OSC v. Christopher Candusso and others (insider trading, 2018)	OSC	2018-11-23	Insider Trading	—	judgment
OSC v. Keir Reynolds (insider trading, 2018)	OSC	2018-10-25	Insider Trading	—	settled
OSC v. K2 & Associates Investment Management Inc. and others (spoofing, 2018)	OSC	2018-10-17	Spoofing	—	unknown
OSC v. Daniel P. Reeve (ponzi schemes, 2018)	OSC	2018-09-26	Ponzi Schemes	—	filed
OSC v. LeadFX Inc. and Michael Pearson (dilution death spirals, 2018)	OSC	2018-09-21	Dilution Death Spirals	—	dismissed
OSC v. Peter Volk (insider trading, 2018)	OSC	2018-06-11	Insider Trading	—	unknown
OSC v. Jens Brandt and others (spoofing, 2018)	OSC	2018-05-03	Spoofing	—	unknown
OSC v. Nicolas Blitterswyk (insider trading, 2018)	OSC	2018-04-24	Insider Trading	—	settled
OSC v. Martin Bernholtz (insider trading, 2018)	OSC	2018-03-29	Insider Trading	—	unknown
OSC v. David Tuan Seng Lim and Michael Mugford (price manipulation, 2018)	OSC	2018-03-28	Price Manipulation	—	unknown
OSC v. Aurora Cannabis Inc. and others (insider trading, 2017)	OSC	2017-12-08	Insider Trading	—	judgment
OSC v. Patrick Jelf Caruso and others (insider trading, 2017)	OSC	2017-09-22	Insider Trading	—	dismissed
OSC v. Khalid Walid Jawhari (insider trading, 2017)	OSC	2017-08-30	Insider Trading	—	unknown
OSC v. Jorge Neher (insider trading, 2017)	OSC	2017-05-12	Insider Trading	—	unknown
OSC v. Dennis Wing (insider trading, 2017)	OSC	2017-05-04	Insider Trading	—	dismissed
OSC v. Benedict Cheng and others (insider trading, 2017)	OSC	2017-04-12	Insider Trading	—	dismissed
OSC v. Ayaz Dhanani (Also known as Azim Virani, Michael Lee, Alex Nebris, Paul Dhanani, Samuel Ramos, and Rahim Jiwa) (insider trading, 2017)	OSC	2017-03-01	Insider Trading	—	settled
OSC v. 2002 Concepts Inc. and others (ponzi schemes, 2017)	OSC	2017-01-10	Ponzi Schemes	—	dismissed
OSC v. Saileshwar Rao Narayan and others (ponzi schemes, 2016)	OSC	2016-09-30	Ponzi Schemes	—	filed
OSC v. Andrei Miguel Postrado (insider trading, 2016)	OSC	2016-06-03	Insider Trading	—	unknown
OSC v. Fernando Postrado (insider trading, 2016)	OSC	2016-05-17	Insider Trading	—	unknown
OSC v. Paul Christopher Darrigo (churning, 2016)	OSC	2016-01-08	Churning	—	dismissed
OSC v. Zhen (Steven) Pang and Oasis World Trading Inc. (price manipulation, 2015)	OSC	2015-12-10	Price Manipulation , Spoofing	—	settled
OSC v. Argosy Securities Inc. and Keybase Financial Group Inc. (naked short selling debate, 2015)	OSC	2015-11-03	Naked Short Selling Debate	—	appealed
OSC v. Paul Camillo Dinardo (ponzi schemes, 2015)	OSC	2015-08-20	Ponzi Schemes	—	filed
OSC v. Terrence Bedford (ponzi schemes, 2015)	OSC	2015-07-02	Ponzi Schemes	—	settled
OSC v. Davide Amato and others (ponzi schemes, 2015)	OSC	2015-05-29	Ponzi Schemes	—	judgment
OSC v. Constance Anderson (insider trading, 2015)	OSC	2015-05-01	Insider Trading	—	unknown
OSC v. Andre Lewis (ponzi schemes, 2015)	OSC	2015-04-01	Ponzi Schemes	—	filed
OSC v. Anand Hariharan and Satish Talawdekar (insider trading, 2015)	OSC	2015-03-11	Insider Trading	—	unknown
OSC v. Duncan Cleworth and others (ponzi schemes, 2014)	OSC	2014-05-14	Ponzi Schemes , Unregistered Distributions	—	judgment
OSC v. Matthew Schloen (insider trading, 2014)	OSC	2014-04-03	Insider Trading	—	unknown
OSC v. David De Gouveia (wash trading, 2014)	OSC	2014-02-18	Wash Trading	—	unknown
OSC v. Graziana Casale and Sterling Grace & Co. Ltd (boiler rooms, 2014)	OSC	2014-01-15	Boiler Rooms	—	settled
OSC v. Imtiaz Hashmani (insider trading, 2013)	OSC	2013-11-29	Insider Trading	—	filed
OSC v. TransCap Corporation and others (ponzi schemes, 2013)	OSC	2013-11-21	Ponzi Schemes	—	unknown
OSC v. Bradon Technologies Ltd. and others (ponzi schemes, 2013)	OSC	2013-10-03	Ponzi Schemes	—	dismissed
OSC v. Weizhen Tang (ponzi schemes, 2013)	OSC	2013-09-30	Ponzi Schemes	—	dismissed
OSC v. Louis Michael Kovacs (insider trading, 2013)	OSC	2013-09-17	Insider Trading	—	unknown
OSC v. Kevin Warren Zietsoff (ponzi schemes, 2013)	OSC	2013-08-19	Ponzi Schemes	—	settled
OSC v. Ming Chao Zhao (insider trading, 2013)	OSC	2013-05-02	Insider Trading	—	unknown
OSC v. Stephen Campbell (wash trading, 2013)	OSC	2013-03-26	Wash Trading	—	filed
OSC v. Fernando Honorate Fagundes also known as Henry Roche and New Futures Trading International Corporation (ponzi schemes, 2013)	OSC	2013-03-18	Ponzi Schemes	—	judgment