Market Manipulation. Search

Misleading issuer disclosure enforcement actions

This library records 214 enforcement actions tagged misleading issuer disclosure. Misleading issuer disclosure is a listed company, or the people running it, giving the market false, incomplete or late information about its finances, business or prospects, so that the share price rests on a picture the company knew, or should have known, was wrong.

Actions are listed newest first. Each row links to a case page carrying the regulator's own release and, where one was published, the complaint. For how this technique works and what statute it engages, read the misleading issuer disclosure technique page.

Actions
100
Total penalties
$0
Median penalty
—
Largest
—
Criminal parallel
1%
Action Agency Filed Penalty Status
SEBI v. Bimla Devi Jindal and others (misstated results, Vikas Proppant and Granite, 2023) SEBI (India) 2023-02-28 — judgment
SEBI v. Texmo Pipes and Products Ltd, Arun Panchariya and others (GDR issue, 2023) SEBI (India) 2023-02-28 — judgment
SEBI v. Arnav Corporation Ltd and others (funding of preferential allottees, 2023) SEBI (India) 2023-02-28 — judgment
SEBI v. Aadhaar Ventures India Ltd and others (2013 preferential allotment, 2023) SEBI (India) 2023-02-27 — judgment
SEBI v. BFL Asset Finvest Ltd and others (self-funded preferential allotment, 2023) SEBI (India) 2023-02-27 — judgment
SEBI v. Pankaj Kumar and others (misstated accounts, Geodesic Ltd, 2023) SEBI (India) 2023-02-22 — judgment
SEBI v. Aftek Ltd and others (GDR issue, 2023) SEBI (India) 2023-02-17 — judgment
SEBI v. P.V.R. Murthy (Birla Cotsyn GDR issue, 2023) SEBI (India) 2023-01-31 — judgment
SEBI v. P.V.R. Murthy (Zenith Steel Pipes GDR issue, 2023) SEBI (India) 2023-01-31 — judgment
SEBI v. Manoj Kumar and others (falsified accounts, Ricoh India, 2023) SEBI (India) 2023-01-30 — judgment
SEBI v. Coffee Day Enterprises Ltd (fund diversion, 2023, 2023) SEBI (India) 2023-01-24 — judgment
SEBI v. Shailesh Pednekar and others (Cox and Kings Financial Service directors, 2022) SEBI (India) 2022-12-21 — judgment
SEBI v. Pankaj Kumar and others (Geodesic Ltd false accounts, 2022) SEBI (India) 2022-12-19 — judgment
SEBI v. SecureKloud Technologies Ltd and others (falsified accounts, 2022) SEBI (India) 2022-12-16 — judgment
SEBI v. Ejecta Marketing Ltd and others (misuse of preferential issue proceeds, 2022) SEBI (India) 2022-12-15 — judgment
SEBI v. Cox and Kings Financial Service Ltd (overstated profit, 2022) SEBI (India) 2022-12-07 — judgment
SEBI v. Austral Coke and Projects Ltd and others (IPO proceeds, 2022) SEBI (India) 2022-12-05 — judgment
SEBI v. Mystic Electronics Ltd and others (preferential issue proceeds, 2022) SEBI (India) 2022-11-30 — judgment
SEBI v. Malcolm Mehta and others (Accel Frontline financial statements, 2022) SEBI (India) 2022-11-16 — settled
SEBI v. The Bombay Dyeing & Manufacturing Company Ltd and others (inflated financial statements, 2022) SEBI (India) 2022-10-21 — judgment
SEBI v. ACIL Cotton Industries Ltd and others (misused auditor identity, 2022) SEBI (India) 2022-10-21 — judgment
SEBI v. Shivamshree Businesses Ltd. and others (diversion of preferential issue proceeds, 2022) SEBI (India) 2022-10-18 — judgment
SEBI v. Pentasoft Technologies Ltd and others (GDR issue, 2022) SEBI (India) 2022-10-14 — judgment
SEBI v. Quasar India Ltd and others (misuse of preferential issue funds, 2022) SEBI (India) 2022-10-10 — judgment
SEBI v. Gautam Thapar and others (CG Power fund diversion and misstated accounts, 2022) SEBI (India) 2022-10-04 — judgment
SEBI v. Indian Infotech & Software Ltd and Varsha Murarka (misstated financials, 2022) SEBI (India) 2022-09-30 — judgment
SEBI v. Vikash Metal & Power Ltd. and others (GDR issue penalties, 2022) SEBI (India) 2022-09-30 — judgment
SEBI v. S.K. Bhoan (Nakoda GDR issue, independent director, 2022) SEBI (India) 2022-09-29 — judgment
SEBI v. Birla Pacific Medspa Ltd and others (IPO proceeds diversion and listing-day price support, 2022) SEBI (India) 2022-09-28 — judgment
SEBI v. Akkash Patni and others (Vikash Metal & Power GDR issue, 2022) SEBI (India) 2022-09-27 — judgment
SEBI v. Rajesh Pavithran (K Sera Sera GDR issues, 2022) SEBI (India) 2022-09-23 — judgment
SEBI v. Vitan Agro Industries Ltd. and Dinanath Shyamsundar (diversion of preferential issue proceeds, 2022) SEBI (India) 2022-09-20 — judgment
SEBI v. Arth Udyog Limited and others (settlement, promoter holdings shown as public, 2022) SEBI (India) 2022-09-12 — settled
SEBI v. Ashoka Marketing Limited and others (settlement, promoter holdings shown as public, 2022) SEBI (India) 2022-09-12 — settled
SEBI v. Bharat Nidhi Limited and others (settlement, promoter holdings shown as public, 2022) SEBI (India) 2022-09-12 — settled
SEBI v. Ashoka Viniyoga Limited and others (settlement, promoter holdings shown as public, 2022) SEBI (India) 2022-09-07 — settled
SEBI v. Sahu Jain Limited and others (settlement, promoter holdings shown as public, 2022) SEBI (India) 2022-09-07 — settled
SEBI v. Combine Holding Limited and others (settlement, promoter holdings shown as public, 2022) SEBI (India) 2022-09-07 — settled
SEBI v. Soma Textiles & Industries Ltd and others (GDR issue, 2022) SEBI (India) 2022-08-30 — judgment
SEBI v. Nakoda Ltd and others (GDR issue and undisclosed pledge, 2022) SEBI (India) 2022-08-30 — judgment
SEBI v. Triveni Enterprises Ltd and others (misuse of preferential-issue proceeds, 2022) SEBI (India) 2022-08-29 — judgment
SEBI v. Arvind Remedies Ltd and others (inflated sales and promoter share sales, 2022) SEBI (India) 2022-08-24 — judgment
SEBI v. Sobha Limited and others (settlement, financial statement misrepresentation, 2022) SEBI (India) 2022-08-22 — settled
SEBI v. Kaashyap Technologies Ltd and others (GDR issue disclosures, 2022) SEBI (India) 2022-07-29 — judgment
SEBI v. Austral Coke and Projects Ltd and others (IPO prospectus disclosure and trading, 2022) SEBI (India) 2022-07-29 — judgment
SEBI v. RHC Holding Pvt Ltd and others (Religare fund diversion and false accounts, 2022) SEBI (India) 2022-07-28 — judgment
SEBI v. Mishka Finance and Trading Ltd. and others (preferential issue proceeds, 2022) SEBI (India) 2022-07-14 — judgment
SEBI v. Aster Silicates Ltd. and others (IPO proceeds and prospectus, 2022) SEBI (India) 2022-06-30 — judgment
SEBI v. Texmo Pipes and Products Ltd. and others (GDR issue, 2022) SEBI (India) 2022-06-28 — judgment
SEBI v. Transgene Biotek Ltd. and others (GDR issues, 2022) SEBI (India) 2022-06-27 — judgment
SEBI v. Sahara India Real Estate Corporation Limited and others (OFCD issues, 2022) SEBI (India) 2022-06-27 — judgment
SEBI v. Resurgere Mines and Minerals India Ltd. and others (IPO fraud and alleged self-trades, 2022) SEBI (India) 2022-06-21 — judgment
SEBI v. Zenith Steel Pipes & Industries and others (GDR issue, 2022) SEBI (India) 2022-06-16 — judgment
SEBI v. Kamal Nayan Sharma and others (misstated financials, Indian Infotech & Software, 2022) SEBI (India) 2022-06-15 — judgment
SEBI v. Tata Motors Ltd. and others (Tata Finance backdated share transactions, 2022) SEBI (India) 2022-06-09 — dismissed
SEBI v. Commex Technology Limited and others (GDR issue disclosures, 2022) SEBI (India) 2022-05-31 — judgment
SEBI v. Midvalley Entertainment Limited and others (IPO fraud and price movement, 2022) SEBI (India) 2022-05-31 — judgment
SEBI v. Teledata Technology Solutions Ltd. and others (GDR issue, 2022) SEBI (India) 2022-05-31 — judgment
SEBI v. Coral Hub Limited and others (inflated financial results, 2022) SEBI (India) 2022-05-31 — judgment
SEBI v. Sudar Industries Limited and others (IPO proceeds diversion, 2022) SEBI (India) 2022-05-31 — judgment
SEBI v. Religare Enterprises Ltd. and Religare Finvest Ltd. (settlement, fund diversion, 2022) SEBI (India) 2022-05-31 — settled
SEBI v. K. Ramaswamy (warrant conversion, Camson Bio Technologies, 2022) SEBI (India) 2022-05-31 — dismissed
SEBI v. Dhirendra Kumar and others (warrant conversion round-tripping, Camson Bio Technologies, 2022) SEBI (India) 2022-05-31 — judgment
SEBI v. Rainbow Papers Ltd. and others (GDR issue disclosures, 2022) SEBI (India) 2022-05-27 — judgment
SEBI v. Tirupati Fincorp Ltd. (preferential issue proceeds, 2022) SEBI (India) 2022-05-27 — judgment
SEBI v. MPF Systems Limited and others (shell company financial statements, 2022) SEBI (India) 2022-05-26 — judgment
SEBI v. Southern Ispat and Energy Ltd. and others (GDR issue disclosures, 2022) SEBI (India) 2022-05-26 — judgment
SEBI v. Birla Cotsyn (India) Ltd. and others (GDR issue pledge scheme, 2022) SEBI (India) 2022-05-25 — judgment
SEBI v. Best Healthcare Pvt. Ltd. and others (Fortis Healthcare fund diversion, 2022) SEBI (India) 2022-05-18 — judgment
SEBI v. Urja Global Limited and others (false Nippon Shinyaku announcement, 2022) SEBI (India) 2022-05-13 — judgment
SEBI v. Rajinder Singh (MPS Infotecnics GDR scheme, 2022) SEBI (India) 2022-05-04 — judgment
SEBI v. RDB Rasayans Limited and Shanti Lal Baid (IPO proceeds and prospectus, 2022) SEBI (India) 2022-04-29 — dismissed
SEBI v. Aster Silicates Ltd. and others (IPO proceeds diversion, 2022) SEBI (India) 2022-04-29 — judgment
SEBI v. Esteem Bio Organic Food Processing Ltd. and others (IPO funding scheme, 2022) SEBI (India) 2022-04-28 — judgment
SEBI v. Uma Karthikeyan (GDR issue, Sanraa Media, 2022) SEBI (India) 2022-04-21 — judgment
SEBI v. RHC Holding Private Limited, Malvinder Mohan Singh, Shivinder Mohan Singh and others (diversion of funds, Fortis Healthcare, 2022) SEBI (India) 2022-04-19 — judgment
SEBI v. K Gopalakrishnan & Co. (auditor certificate, Acropetal Technologies IPO, 2022) SEBI (India) 2022-03-31 — dismissed
SEBI v. Pentamedia Graphics Limited and others (GDR issue, 2022) SEBI (India) 2022-03-24 — judgment
SEBI v. Deccan Chronicle Holdings Ltd. and others (misstated accounts and concealed pledges, 2022) SEBI (India) 2022-03-22 — judgment
SEBI v. Sumit Kumar and others (funded IPO subscription, Channel Nine Entertainment, 2022) SEBI (India) 2022-02-28 — judgment
SEBI v. Uma Karthikeyan (Sanraa Media GDR issue, 2022) SEBI (India) 2022-02-25 — judgment
SEBI v. Sumeet Industries Limited and others (price and volume manipulation, 2022) SEBI (India) 2022-02-04 — judgment
SEBI v. Nirmal Kotecha (inflated results, Pyramid Saimira Theatre, 2022) SEBI (India) 2022-01-31 — dismissed
AMF France v. Guy Degrenne (false or misleading information, 2019) AMF (France) 2019-11-14 — settled
AMF France v. Mecelec Composites and A (false or misleading information, 2018) AMF (France) 2018-07-18 — judgment
AMF France v. Cibox Inter@ctive, AI Investment, A and B (false or misleading information, 2018) AMF (France) 2018-07-05 — judgment
AMF France v. AB Science S.A. and A (false or misleading information, 2016) AMF (France) 2016-06-28 — judgment
AMF France v. Tekka Group, Bryan Garnier and Co Limited, B, C and A (false or misleading information, 2015) AMF (France) 2015-05-30 — judgment
AMF France v. EuropaCorp, X and Y (false or misleading information, 2014) AMF (France) 2014-10-27 — judgment
AMF France v. Risc Group, A and B (misleading statements, 2014) AMF (France) 2014-05-19 — judgment
AMF France v. A (misleading press release, 2012) AMF (France) 2012-08-08 — judgment
AMF France v. D, A, Company Z, B, C and firms X and Y (misleading financial information, 2012) AMF (France) 2012-07-19 — judgment
AMF France v. Company X and A (misleading prospectus information, 2012) AMF (France) 2012-07-03 — judgment
AMF France v. Bricorama SA, C, A, B and firm X (misleading financial information, 2012) AMF (France) 2012-06-29 — judgment
AMF France v. A, B, C, D, Cabinet X, Cabinet Y (false or misleading information, 2011) AMF (France) 2011-03-31 — judgment
AMF France v. A (false or misleading information, 2010) AMF (France) 2010-11-04 — judgment
AMF France v. A, X (false or misleading information, 2010) AMF (France) 2010-10-28 — judgment
AMF France v. A, B, X (false or misleading information, 2010) AMF (France) 2010-10-21 — judgment
AMF France v. Orgasynth SA, A (false or misleading information, 2010) AMF (France) 2010-09-16 — judgment
AMF France v. X, Cabinet Y (false or misleading information, 2010) AMF (France) 2010-05-20 — judgment