Front running enforcement actions

This library records 61 enforcement actions tagged front running. Front running is trading ahead of a customer order to capture the price improvement that order will produce, which breaches a duty owed to that customer rather than falsifying any public price.

Actions are listed newest first. Each row links to a case page carrying the regulator's own release and, where one was published, the complaint. For how this technique works and what statute it engages, read the front running technique page.

Actions

61

Total penalties

$1.6m

Median penalty

$800k

Largest

$1.5m

Criminal parallel

3%