FCA manipulation enforcement actions

This library records 48 market manipulation enforcement actions brought by the Financial Conduct Authority.

These are the FCA actions our ingest has classified as involving a manipulation technique. Actions that do not allege manipulation are outside this library's scope and are not recorded, so this is not a complete mirror of FCA enforcement.

Actions: 48
Total penalties: $903k
Median penalty: $903k
Largest: $903k
Criminal parallel: 17%

Action	Agency	Filed	Technique	Penalty	Status
FCA v. Bhavesh Hirani (insider trading, 2026)	FCA	2026-01-27	Insider Trading	—	unknown
FCA v. Dipesh Kerai (insider trading, 2026)	FCA	2026-01-27	Insider Trading	—	settled
FCA v. Russel Gerrity (insider trading, 2025)	FCA	2025-12-19	Insider Trading	—	settled
FCA v. Neil Sedgwick Dwane (insider trading, 2025)	FCA	2025-10-13	Insider Trading	—	settled
FCA v. Jean-Noël Yves Alba (2025)	FCA	2025-07-22		—	settled
FCA v. Travis Lloyd Klein (fictitious internal trades, 2024)	FCA	2024-11-18	Mismarking	—	unknown
FCA v. NMC Health Plc (in Administration) (2023)	FCA	2023-08-30		—	judgment
FCA v. Christopher Gent (insider trading, 2022)	FCA	2022-08-05	Insider Trading	—	settled
FCA v. Philippe Moryoussef Individual (benchmark submission rigging, 2022)	FCA	2022-07-15	Benchmark Submission Rigging	—	judgment
FCA v. Colin Bermingham Individual (benchmark submission rigging, 2021)	FCA	2021-09-27	Benchmark Submission Rigging	—	settled
FCA v. Adrian Geoffrey Horn (wash trading, 2021)	FCA	2021-03-03	Wash Trading	—	unknown
FCA v. Corrado Abbattista (spoofing, 2020)	FCA	2020-12-15	Price Manipulation , Spoofing	—	judgment
FCA v. Frank Cochran Individual (2020)	FCA	2020-11-03		—	unknown
FCA v. Mark Horsey Individual (2020)	FCA	2020-11-03		—	unknown
FCA v. Conor Martin Foley (price manipulation, 2020)	FCA	2020-09-07	Price Manipulation	—	judgment
FCA v. Julian Rifat Individual (insider trading, 2020)	FCA	2020-09-01	Insider Trading	—	unknown
FCA v. Redcentric PLC (2020)	FCA	2020-06-26		—	judgment
FCA v. Terry John Farr (benchmark submission rigging, 2019)	FCA	2019-05-29	Benchmark Submission Rigging , Wash Trading	—	judgment
FCA v. Jonathan Mathew Individual (benchmark submission rigging, 2018)	FCA	2018-10-30	Benchmark Submission Rigging	—	judgment
FCA v. Christian Bittar (benchmark submission rigging, 2018)	FCA	2018-09-14	Benchmark Submission Rigging	—	judgment
FCA v. Edward John Booth (2018)	FCA	2018-07-25		—	settled
FCA v. Guillaume Adolph (benchmark submission rigging, 2018)	FCA	2018-02-15	Benchmark Submission Rigging	—	settled
FCA v. Neil Danziger (benchmark submission rigging, 2018)	FCA	2018-01-08	Benchmark Submission Rigging , Wash Trading	—	judgment
FCA v. Paul Axel Walter (price manipulation, 2017)	FCA	2017-11-22	Price Manipulation , Spoofing	—	settled
FCA v. Peter Charles Johnson Individual (benchmark submission rigging, 2016)	FCA	2016-08-26	Benchmark Submission Rigging	—	judgment
FCA v. Gavin Duncan Paul Breeze (insider trading, 2016)	FCA	2016-07-15	Insider Trading	—	settled
FCA v. Mark Samuel Taylor (insider trading, 2016)	FCA	2016-05-05	Insider Trading	—	settled
FCA v. Paul White (benchmark submission rigging, 2016)	FCA	2016-04-08	Benchmark Submission Rigging	—	judgment
FCA v. Lee Bruce Stewart (benchmark submission rigging, 2015)	FCA	2015-07-21	Benchmark Submission Rigging , Price Manipulation	—	judgment
FCA v. Barclays Bank PLC (FX benchmark manipulation, 2015)	FCA	2015-05-20	FX Fixing	—	settled
FCA v. Deutsche Bank AG (benchmark submission rigging, 2015)	FCA	2015-04-23	Benchmark Submission Rigging , Price Manipulation	—	settled
FCA v. Kenneth George Carver (insider trading, 2015)	FCA	2015-03-30	Insider Trading	—	settled
FCA v. David Caplin (benchmark submission rigging, 2015)	FCA	2015-01-22	Benchmark Submission Rigging , Price Manipulation	—	settled
FCA v. Jeremy Kraft (2015)	FCA	2015-01-22		—	settled
FCA v. Citibank N.A. (FX benchmark manipulation, 2014)	FCA	2014-11-11	FX Fixing	—	settled
FCA v. HSBC Bank plc (FX benchmark manipulation, 2014)	FCA	2014-11-11	FX Fixing	—	settled
FCA v. JPMorgan Chase Bank N.A. (FX benchmark manipulation, 2014)	FCA	2014-11-11	FX Fixing	—	settled
FCA v. The Royal Bank of Scotland plc (FX benchmark manipulation, 2014)	FCA	2014-11-11	FX Fixing	—	settled
FCA v. UBS AG (FX benchmark manipulation, 2014)	FCA	2014-11-11	FX Fixing	—	settled
FCA v. Daniel James Plunkett (banging the close, 2014)	FCA	2014-05-23	Banging The Close	—	settled
FCA v. Martin Brokers (UK) Ltd (Martins) (benchmark submission rigging, 2014)	FCA	2014-05-15	Benchmark Submission Rigging , Price Manipulation +2	—	settled
FCA v. Mark Stevenson (price manipulation, 2014)	FCA	2014-03-20	Price Manipulation	—	settled
FCA v. 7722656 Canada Inc (formerly Swift Trade Inc) (layering, 2014)	FCA	2014-01-24	Layering	—	judgment
FCA v. Rahul Shah Individual (insider trading, 2013)	FCA	2013-11-13	Insider Trading	—	judgment
FCA v. Coöperatieve Centrale Raiffeisen–Boerenleenbank B.A. (‘Rabobank’) (benchmark submission rigging, 2013)	FCA	2013-10-29	Benchmark Submission Rigging , Cash Vs Derivatives Schemes +1	—	settled
FCA v. ICAP Europe Ltd (benchmark submission rigging, 2013)	FCA	2013-09-25	Benchmark Submission Rigging , Price Manipulation	—	settled
FCA v. Michael Coscia (layering, 2013)	FCA	2013-07-03	Layering , Price Manipulation +1	$903k	settled
FCA v. The Royal Bank of Scotland plc (benchmark submission rigging, 2013)	FCA	2013-02-06	Benchmark Submission Rigging , Cash Vs Derivatives Schemes +2	—	settled