Market Manipulation. Search

FCA manipulation enforcement actions

This library records 47 market manipulation enforcement actions brought by the Financial Conduct Authority.

These are the FCA actions our ingest has classified as involving a manipulation technique. Actions that do not allege manipulation are outside this library's scope and are not recorded, so this is not a complete mirror of FCA enforcement.

Actions
47
Total penalties
$0
Median penalty
Largest
Criminal parallel
28%
Action Agency Filed Technique Penalty Status
FCA v. Bhavesh Hirani (insider trading, 2026) FCA 2026-01-27 Insider Trading unknown
FCA v. Dipesh Kerai (insider trading, 2026) FCA 2026-01-27 Insider Trading unknown
FCA v. Russel Gerrity (insider trading, 2025) FCA 2025-12-19 Insider Trading unknown
FCA v. Neil Sedgwick Dwane (insider trading, 2025) FCA 2025-10-13 Insider Trading unknown
FCA v. Jean-Noël Yves Alba (chat group pumps, 2025) FCA 2025-07-22 Chat Group Pumps unknown
FCA v. Travis Lloyd Klein (cash vs derivatives schemes, 2024) FCA 2024-11-18 Cash Vs Derivatives Schemes , Wash Trading unknown
FCA v. NMC Health Plc (in Administration) (price manipulation, 2023) FCA 2023-08-30 Price Manipulation unknown
FCA v. Christopher Gent (insider trading, 2022) FCA 2022-08-05 Insider Trading settled
FCA v. Philippe Moryoussef Individual (benchmark submission rigging, 2022) FCA 2022-07-15 Benchmark Submission Rigging filed
FCA v. Colin Bermingham Individual (benchmark submission rigging, 2021) FCA 2021-09-27 Benchmark Submission Rigging , Insider Trading filed
FCA v. Adrian Geoffrey Horn (wash trading, 2021) FCA 2021-03-03 Wash Trading unknown
FCA v. Corrado Abbattista (layering, 2020) FCA 2020-12-15 Layering , Price Manipulation +1 unknown
FCA v. Frank Cochran Individual (insider trading, 2020) FCA 2020-11-03 Insider Trading unknown
FCA v. Mark Horsey Individual (insider trading, 2020) FCA 2020-11-03 Insider Trading unknown
FCA v. Conor Martin Foley (price manipulation, 2020) FCA 2020-09-07 Price Manipulation filed
FCA v. Julian Rifat Individual (insider trading, 2020) FCA 2020-09-01 Insider Trading unknown
FCA v. Redcentric PLC (price manipulation, 2020) FCA 2020-06-26 Price Manipulation unknown
FCA v. Terry John Farr (benchmark submission rigging, 2019) FCA 2019-05-29 Benchmark Submission Rigging , Wash Trading judgment
FCA v. Jonathan Mathew Individual (benchmark submission rigging, 2018) FCA 2018-10-30 Benchmark Submission Rigging , Insider Trading filed
FCA v. Christian Bittar (benchmark submission rigging, 2018) FCA 2018-09-14 Benchmark Submission Rigging dismissed
FCA v. Edward John Booth (churning, 2018) FCA 2018-07-25 Churning judgment
FCA v. Guillaume Adolph (benchmark submission rigging, 2018) FCA 2018-02-15 Benchmark Submission Rigging settled
FCA v. Neil Danziger (benchmark submission rigging, 2018) FCA 2018-01-08 Benchmark Submission Rigging , Cash Vs Derivatives Schemes +1 unknown
FCA v. Paul Axel Walter Individual (price manipulation, 2017) FCA 2017-11-22 Price Manipulation judgment
FCA v. Peter Charles Johnson Individual (benchmark submission rigging, 2016) FCA 2016-08-26 Benchmark Submission Rigging filed
FCA v. Gavin Duncan Paul Breeze (insider trading, 2016) FCA 2016-07-15 Insider Trading settled
FCA v. Mark Samuel Taylor (insider trading, 2016) FCA 2016-05-05 Insider Trading settled
FCA v. Paul White (benchmark submission rigging, 2016) FCA 2016-04-08 Benchmark Submission Rigging unknown
FCA v. Lee Bruce Stewart (benchmark submission rigging, 2015) FCA 2015-07-21 Benchmark Submission Rigging , Price Manipulation unknown
FCA v. Barclays Bank PLC (benchmark submission rigging, 2015) FCA 2015-05-20 Benchmark Submission Rigging , FX Fixing settled
FCA v. Deutsche Bank AG (benchmark submission rigging, 2015) FCA 2015-04-23 Benchmark Submission Rigging , Price Manipulation dismissed
FCA v. Kenneth George Carver (insider trading, 2015) FCA 2015-03-30 Insider Trading settled
FCA v. David Caplin (benchmark submission rigging, 2015) FCA 2015-01-22 Benchmark Submission Rigging , Price Manipulation +1 settled
FCA v. Jeremy Kraft (benchmark submission rigging, 2015) FCA 2015-01-22 Benchmark Submission Rigging , Cash Vs Derivatives Schemes +2 settled
FCA v. Citibank N.A. (benchmark submission rigging, 2014) FCA 2014-11-11 Benchmark Submission Rigging , FX Fixing settled
FCA v. HSBC Bank plc (benchmark submission rigging, 2014) FCA 2014-11-11 Benchmark Submission Rigging , FX Fixing settled
FCA v. JPMorgan Chase Bank N.A. (benchmark submission rigging, 2014) FCA 2014-11-11 Benchmark Submission Rigging , FX Fixing settled
FCA v. The Royal Bank of Scotland plc (benchmark submission rigging, 2014) FCA 2014-11-11 Benchmark Submission Rigging , FX Fixing settled
FCA v. UBS AG (benchmark submission rigging, 2014) FCA 2014-11-11 Benchmark Submission Rigging , FX Fixing settled
FCA v. Daniel James Plunkett Individual (benchmark submission rigging, 2014) FCA 2014-05-23 Benchmark Submission Rigging settled
FCA v. Martin Brokers (UK) Ltd (Martins) (benchmark submission rigging, 2014) FCA 2014-05-15 Benchmark Submission Rigging , Price Manipulation +2 settled
FCA v. Mark Stevenson (price manipulation, 2014) FCA 2014-03-20 Price Manipulation settled
FCA v. Rahul Shah Individual (insider trading, 2013) FCA 2013-11-13 Insider Trading dismissed
FCA v. Coöperatieve Centrale Raiffeisen–Boerenleenbank B.A. (‘Rabobank’) (benchmark submission rigging, 2013) FCA 2013-10-29 Benchmark Submission Rigging , Cash Vs Derivatives Schemes +1 settled
FCA v. ICAP Europe Ltd (benchmark submission rigging, 2013) FCA 2013-09-25 Benchmark Submission Rigging , Price Manipulation settled
FCA v. Michael Coscia (layering, 2013) FCA 2013-07-03 Layering , Price Manipulation +1 settled
FCA v. The Royal Bank of Scotland plc (benchmark submission rigging, 2013) FCA 2013-02-06 Benchmark Submission Rigging , Cash Vs Derivatives Schemes +2 settled