FCA v. Mark Horsey Individual (2020)

Status unknown

Checked against the primary document on October 2, 2026. The library's summary, tags and figures for this record were compared with the regulator's own document by an AI model (Claude) following written instructions, with sampled and disputed records read a second time. No lawyer has reviewed them. A checked record can still contain errors, and checked does not mean endorsed. See how we check records or report a correction.

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In November 2020 the Financial Conduct Authority banned Mark Horsey from regulated financial work after his 2018 conviction for voyeurism, for which he received a suspended nine-month sentence. The notice does not concern insider dealing.

The record

Structured fields for this action, as recorded in our case library.
Agency	FCA
Date filed	2020-11-03
Date resolved	2020-11-03
Status	unknown
Criminal parallel	No
Defendants	Mark Horsey Individual (individual)
Techniques

What was ordered

Civil penalty: —
Disgorgement: —
Prejudgment interest: —
Total relief: —
Alleged gain: —

A dash means the release did not state a figure we could extract, not that the figure is zero. Penalty and disgorgement are stored separately so aggregates across the library do not double-count the same dollars.

What is alleged to have happened

The Financial Conduct Authority issued its final notice on November 3, 2020.

A jury at Guildford Crown Court convicted Horsey on September 13, 2018 of one count of voyeurism, and on October 5, 2018 he received nine months' imprisonment suspended for eighteen months, unpaid work and a ten-year sex offender registration requirement. The FCA found he lacked the integrity required in financial services and prohibited him from performing any regulated function.

The insider-trading tag came from the notice's standard guidance listing insider dealing among offences the regulator considers; it has been removed.

For the regulator's own account of the facts, read the primary document linked above. This page deliberately summarises the structured record rather than reproducing the release.

Timeline

2020-11-03 FCA final notice

Primary documents

Everything on this page derives from the documents below. Where our summary and the primary document disagree, the primary document is right.

FCA final notice

The linked release is published by the issuing regulator under its own terms. Our summary and narrative above are our own writing.

Record added September 10, 2026. submit a correction.