Matched orders enforcement actions

This library records 165 enforcement actions tagged matched orders. Matched orders are prearranged trades between parties acting in concert, entered so that they execute against each other at a price agreed away from the market rather than discovered in it.

Actions are listed newest first. Each row links to a case page carrying the regulator's own release and, where one was published, the complaint. For how this technique works and what statute it engages, read the matched orders technique page.

Actions

65

Total penalties

$9.3m

Median penalty

$225k

Largest

$3.3m

Criminal parallel

22%