| CFTC v. Adam Flavin (price manipulation, 2018) | CFTC | 2018-09-26 | Price Manipulation | $1.3m | judgment |
| CFTC v. Two Commodity Traders (price manipulation, 2018) | CFTC | 2018-09-26 | Price Manipulation | $125k | judgment |
| CFTC v. Mizuho Bank (spoofing, 2018) | CFTC | 2018-09-21 | Spoofing | $250k | judgment |
| CFTC v. Geneva Trading USA (spoofing, 2018) | CFTC | 2018-09-20 | Spoofing | $1.5m | judgment |
| CFTC v. Bank of America (benchmark submission rigging, 2018) | CFTC | 2018-09-19 | Benchmark Submission Rigging , Price Manipulation | $30m | judgment |
| CFTC v. Futures Trader and Trading Firm (cash vs derivatives schemes, 2018) | CFTC | 2018-09-19 | Cash Vs Derivatives Schemes , Spoofing | $1.8m | judgment |
| CFTC v. ICAP Capital Markets LLC (benchmark submission rigging, 2018) | CFTC | 2018-09-18 | Benchmark Submission Rigging , Price Manipulation | $50m | judgment |
| CFTC v. BNP Paribas (benchmark submission rigging, 2018) | CFTC | 2018-08-29 | Benchmark Submission Rigging , Price Manipulation | $90m | judgment |
| CFTC v. Commodity Trading Firm (price manipulation, 2018) | CFTC | 2018-07-12 | Price Manipulation | $3.4m | judgment |
| CFTC v. JPMorgan Chase Bank (benchmark submission rigging, 2018) | CFTC | 2018-06-18 | Benchmark Submission Rigging , Price Manipulation | $65m | judgment |
| CFTC v. Société Générale S.A. (benchmark submission rigging, 2018) | CFTC | 2018-06-04 | Benchmark Submission Rigging , Price Manipulation | $475m | judgment |
| CFTC v. Alcibiades Cifuentes (ponzi schemes, 2018) | CFTC | 2018-05-08 | Ponzi Schemes | $1.8m | judgment |
| CFTC v. Charles H. McAllister of Alabama (ponzi schemes, 2018) | CFTC | 2018-04-30 | Ponzi Schemes | — | filed |
| CFTC v. Glencore Agriculture B.V. and Glencore Ltd. (wash trading, 2018) | CFTC | 2018-04-30 | Wash Trading | $2m | judgment |
| CFTC v. The Kane Capital Investment Group (ponzi schemes, 2018) | CFTC | 2018-04-12 | Ponzi Schemes | — | filed |
| CFTC v. Floor Broker Anuj C. Singhal (spoofing, 2018) | CFTC | 2018-04-09 | Spoofing | $150k | judgment |
| CFTC v. Deutsche Bank Securities Inc. (benchmark submission rigging, 2018) | CFTC | 2018-02-01 | Benchmark Submission Rigging , Price Manipulation | $70m | judgment |
| CFTC v. Andre Flotron (spoofing, 2018) | CFTC | 2018-01-29 | Spoofing | — | filed |
| CFTC v. Deutsche Bank (price manipulation, 2018) | CFTC | 2018-01-29 | Price Manipulation , Spoofing | $30m | judgment |
| CFTC v. HSBC Securities (USA) Inc. Pay $1.6 Million Penalty (spoofing, 2018) | CFTC | 2018-01-29 | Spoofing | $1.6m | judgment |
| CFTC v. James Vorley and Cedric Chanu (spoofing, 2018) | CFTC | 2018-01-29 | Spoofing | — | filed |
| CFTC v. Jiongsheng Zhao (spoofing, 2018) | CFTC | 2018-01-29 | Spoofing | — | filed |
| CFTC v. Jitesh Thakkar and Edge Financial Technologies (spoofing, 2018) | CFTC | 2018-01-29 | Spoofing | — | filed |
| CFTC v. Three Banks (price manipulation, 2018) | CFTC | 2018-01-29 | Price Manipulation , Spoofing | $1.6m | judgment |
| CFTC v. Trader Krishna Mohan (spoofing, 2018) | CFTC | 2018-01-29 | Spoofing | — | filed |
| CFTC v. UBS (price manipulation, 2018) | CFTC | 2018-01-29 | Price Manipulation , Spoofing | $15m | judgment |
| CFTC v. Randall Crater (ponzi schemes, 2018) | CFTC | 2018-01-24 | Ponzi Schemes | — | filed |
| CFTC v. Colorado Resident Dillon Michael Dean and His Company (ponzi schemes, 2018) | CFTC | 2018-01-19 | Ponzi Schemes | — | filed |
| CFTC v. unnamed respondents (spoofing, 2017) | CFTC | 2017-11-22 | Spoofing , Wash Trading | — | unknown |
| CFTC v. INTL FCStone Financial Inc. and FCStone Merchant Services LLC (wash trading, 2017) | CFTC | 2017-11-14 | Wash Trading | $280k | judgment |
| CFTC v. Statoil ASA (price manipulation, 2017) | CFTC | 2017-11-14 | Price Manipulation , Settlement Price Manipulation | $4m | judgment |
| CFTC v. Arab Global Commodities DMCC (spoofing, 2017) | CFTC | 2017-10-10 | Spoofing | $300k | judgment |
| CFTC v. California Residents Hasan Sarwar a/k/a Alexander Sarwar (ponzi schemes, 2017) | CFTC | 2017-09-30 | Ponzi Schemes | — | filed |
| CFTC v. Logista Advisors LLC (spoofing, 2017) | CFTC | 2017-09-30 | Spoofing | $250k | judgment |
| CFTC v. Connecticut-Based Tillage Commodities (spoofing, 2017) | CFTC | 2017-09-29 | Spoofing | $150k | judgment |
| CFTC v. Nicholas Gelfman and Gelfman Blueprint (ponzi schemes, 2017) | CFTC | 2017-09-22 | Ponzi Schemes | — | filed |
| CFTC v. South Carolina Resident Thomas Lanzana (ponzi schemes, 2017) | CFTC | 2017-08-25 | Ponzi Schemes | — | filed |
| CFTC v. Aruba-based Copersucar Trading A.V.V. (wash trading, 2017) | CFTC | 2017-08-16 | Wash Trading | $300k | judgment |
| CFTC v. The Bank (spoofing, 2017) | CFTC | 2017-08-08 | Spoofing | $600k | judgment |
| CFTC v. New York Trader Simon Posen (spoofing, 2017) | CFTC | 2017-07-27 | Spoofing | $635k | judgment |
| CFTC v. unnamed respondents (spoofing, 2017) | CFTC | 2017-06-30 | Spoofing | $350k | judgment |
| CFTC v. Rosenthal Collins Capital Markets LLC (wash trading, 2017) | CFTC | 2017-06-30 | Wash Trading | $5m | judgment |
| CFTC v. David Liew (price manipulation, 2017) | CFTC | 2017-06-03 | Price Manipulation , Spoofing | — | judgment |
| CFTC v. Former Citigroup Global Markets Inc. Traders Stephen Gola and Jonathan Brims (cash vs derivatives schemes, 2017) | CFTC | 2017-03-31 | Cash Vs Derivatives Schemes , Spoofing | $350k | judgment |
| CFTC v. Carlos Javier Ramirez and His Companies (ponzi schemes, 2017) | CFTC | 2017-02-15 | Ponzi Schemes | — | filed |
| CFTC v. The Royal Bank of Scotland (benchmark submission rigging, 2017) | CFTC | 2017-02-04 | Benchmark Submission Rigging , Price Manipulation | $85m | judgment |
| CFTC v. Florida Residents Anthony J. Klatch II and Lindsey Heim (ponzi schemes, 2017) | CFTC | 2017-01-27 | Ponzi Schemes | — | judgment |
| CFTC v. unnamed respondents (spoofing, 2017) | CFTC | 2017-01-19 | Spoofing | — | unknown |
| CFTC v. Citigroup Global Markets Inc. (cash vs derivatives schemes, 2017) | CFTC | 2017-01-19 | Cash Vs Derivatives Schemes , Spoofing | $25m | judgment |
| CFTC v. Goldman Sachs (benchmark submission rigging, 2016) | CFTC | 2016-12-22 | Benchmark Submission Rigging , Price Manipulation | $120m | judgment |
| CFTC v. Defendants Igor B. Oystacher (spoofing, 2016) | CFTC | 2016-12-21 | Spoofing | $2.5m | judgment |
| CFTC v. unnamed respondents (wash trading, 2016) | CFTC | 2016-12-15 | Wash Trading | $1.2m | filed |
| CFTC v. Former CBOE Member Alvin (ponzi schemes, 2016) | CFTC | 2016-12-01 | Ponzi Schemes | $12.4m | judgment |
| CFTC v. unnamed respondents (spoofing, 2016) | CFTC | 2016-11-22 | Spoofing , Wash Trading | — | unknown |
| CFTC v. Navinder Singh Sarao (layering, 2016) | CFTC | 2016-11-18 | Layering , Price Manipulation +1 | $38m | judgment |
| CFTC v. U.K. Resident Navinder Singh (price manipulation, 2016) | CFTC | 2016-11-10 | Price Manipulation , Spoofing | — | settled |
| CFTC v. New Jersey Residents Alcibiades Cifuentes and Jennifer Wee Cifuentes (ponzi schemes, 2016) | CFTC | 2016-10-01 | Ponzi Schemes | — | filed |
| CFTC v. Advanced Trading Workshop (newsletter scalping, 2016) | CFTC | 2016-09-28 | Newsletter Scalping , Paid Stock Promotion | $470k | judgment |
| CFTC v. SG Americas Securities (wash trading, 2016) | CFTC | 2016-09-28 | Wash Trading | $750k | judgment |
| CFTC v. JSC VTB Bank and VTB Capital PLC Jointly (wash trading, 2016) | CFTC | 2016-09-20 | Wash Trading | $5m | judgment |
| CFTC v. unnamed respondents (insider trading, 2016) | CFTC | 2016-08-17 | Insider Trading | — | judgment |
| CFTC v. John D. Briner (custodianship shell hijacking, 2016) | CFTC | 2016-08-03 | Custodianship Shell Hijacking | $280k | judgment |
| CFTC v. Defendants Matthew J. Marcus (custodianship shell hijacking, 2016) | CFTC | 2016-07-08 | Custodianship Shell Hijacking | $250k | judgment |
| CFTC v. Naples (ponzi schemes, 2016) | CFTC | 2016-07-06 | Ponzi Schemes | $7.5m | judgment |
| CFTC v. Former CBOE Member Alvin Guy Wilkinson and his Connecticut-based Entities (ponzi schemes, 2016) | CFTC | 2016-06-29 | Ponzi Schemes | — | filed |
| CFTC v. Haena Park and Her Companies Phaetra Capital GP LLC (ponzi schemes, 2016) | CFTC | 2016-06-04 | Ponzi Schemes | — | filed |
| CFTC v. Citibank (benchmark submission rigging, 2016) | CFTC | 2016-05-26 | Benchmark Submission Rigging , Price Manipulation | $175m | judgment |
| CFTC v. CFTC Defendants Heet Khara (spoofing, 2016) | CFTC | 2016-04-06 | Spoofing | $2.7m | judgment |
| CFTC v. Staten Island-Resident Michael Pucciarelli and his Company (wash trading, 2016) | CFTC | 2016-04-06 | Wash Trading | $280k | judgment |
| CFTC v. unnamed respondents (ponzi schemes, 2016) | CFTC | 2016-02-09 | Ponzi Schemes | $8.2m | judgment |
| CFTC v. Defendant Nikolai S. Battoo (ponzi schemes, 2016) | CFTC | 2016-01-14 | Ponzi Schemes | $147m | judgment |
| CFTC v. Total Gas (price manipulation, 2015) | CFTC | 2015-12-08 | Price Manipulation | $3.6m | judgment |
| CFTC v. Arya Motazedi (front running, 2015) | CFTC | 2015-12-03 | Front Running , Insider Trading | $100k | judgment |
| CFTC v. Navinder Sarao (benchmark submission rigging, 2015) | CFTC | 2015-11-07 | Benchmark Submission Rigging , Ponzi Schemes +3 | $1.6m | judgment |
| CFTC v. John R. Bullar (ponzi schemes, 2015) | CFTC | 2015-10-21 | Ponzi Schemes | — | unknown |
| CFTC v. Watson (ponzi schemes, 2015) | CFTC | 2015-10-21 | Ponzi Schemes | $27m | judgment |
| CFTC v. Chicago Trader Igor B. Oystacher & His Proprietary Trading Company (spoofing, 2015) | CFTC | 2015-10-20 | Spoofing | — | unknown |
| CFTC v. Cargill de México SA De CV (wash trading, 2015) | CFTC | 2015-09-25 | Wash Trading | $500k | judgment |
| CFTC v. TeraExchange LLC (wash trading, 2015) | CFTC | 2015-09-25 | Wash Trading | — | judgment |
| CFTC v. Ron Earl McCullough (ponzi schemes, 2015) | CFTC | 2015-08-29 | Ponzi Schemes | $2.5m | judgment |
| CFTC v. Keith F. Simmons (ponzi schemes, 2015) | CFTC | 2015-08-01 | Ponzi Schemes | — | settled |
| CFTC v. Defendant Carl David Wright (ponzi schemes, 2015) | CFTC | 2015-07-11 | Ponzi Schemes | $1m | settled |
| CFTC v. Illinois Resident Nick A. Wurl and His Company Ludiera Capital LLC (ponzi schemes, 2015) | CFTC | 2015-06-25 | Ponzi Schemes | — | filed |
| CFTC v. Joseph F. Welsh III (price manipulation, 2015) | CFTC | 2015-06-20 | Price Manipulation , Settlement Price Manipulation | $500k | judgment |
| CFTC v. Barclays (benchmark submission rigging, 2015) | CFTC | 2015-05-21 | Benchmark Submission Rigging , Price Manipulation | $115m | judgment |
| CFTC v. of Attempted Manipulation and False Reporting of Foreign Exchange Benchmark Rates (benchmark submission rigging, 2015) | CFTC | 2015-05-21 | Benchmark Submission Rigging , FX Fixing +1 | $400m | judgment |
| CFTC v. United Arab Emirates Residents Heet Khara and Nasim Salim (spoofing, 2015) | CFTC | 2015-05-06 | Spoofing | — | judgment |
| CFTC v. North Carolina Resident Barry C. Taylor and His Companies (ponzi schemes, 2015) | CFTC | 2015-05-01 | Ponzi Schemes | — | filed |
| CFTC v. of Manipulation (benchmark submission rigging, 2015) | CFTC | 2015-04-24 | Benchmark Submission Rigging , FX Fixing +1 | $800m | judgment |
| CFTC v. U.K. Resident Navinder Singh Sarao and His Company Nav Sarao Futures Limited PLC (layering, 2015) | CFTC | 2015-04-22 | Layering , Price Manipulation +1 | — | judgment |
| CFTC v. Florida Resident Dorian A. Garcia and his Companies (ponzi schemes, 2015) | CFTC | 2015-04-21 | Ponzi Schemes | — | filed |
| CFTC v. Kraft Foods Group (price manipulation, 2015) | CFTC | 2015-04-02 | Price Manipulation | — | unknown |
| CFTC v. Daniel Shak (price manipulation, 2015) | CFTC | 2015-03-31 | Price Manipulation | $100k | judgment |
| CFTC v. Allied Markets LLC (ponzi schemes, 2015) | CFTC | 2015-01-13 | Ponzi Schemes | — | filed |
| CFTC v. Royal Bank (wash trading, 2014) | CFTC | 2014-12-19 | Wash Trading | $35m | judgment |
| CFTC v. Five Banks (benchmark submission rigging, 2014) | CFTC | 2014-11-13 | Benchmark Submission Rigging , FX Fixing +1 | $1.4bn | judgment |
| CFTC v. unnamed respondents (wash trading, 2014) | CFTC | 2014-11-07 | Wash Trading | — | filed |
| CFTC v. MF Global Inc. (boiler rooms, 2014) | CFTC | 2014-11-07 | Boiler Rooms , Wash Trading | — | settled |
| CFTC v. Defendant Eric Moncada (price manipulation, 2014) | CFTC | 2014-10-02 | Price Manipulation , Wash Trading | $1.6m | judgment |
| CFTC v. Defendant Daniel Shak (price manipulation, 2014) | CFTC | 2014-10-01 | Price Manipulation | $400k | filed |