Ontario Securities Act s.76
Bans trading by, or tipping from, someone in a special relationship with an issuer while holding material information that has not been disclosed. 15 records cite it, filed 2013 to 2025.
Official text: Securities Act, R.S.O. 1990, c. S.5 (ontario.ca)
Counts
By year filed
- 2013: 1
- 2014: 1
- 2015: 2
- 2016: 2
- 2017: 2
- 2018: 1
- 2020: 1
- 2021: 1
- 2023: 2
- 2025: 2
By agency
- OSC: 15
By status
- Settled: 13
- Judgment entered: 2
Technique mix
- insider trading: 14
Most recent matched records
- OSC v. Ontario Securities Commission v Jessica Tam (insider trading, 2025)
- OSC v. Ontario Securities Commission v Huy Le Huynh and Thi Anh Nguyet Pham (insider trading, 2025)
- OSC v. Thomas John Finch (insider trading, 2023)
- OSC v. Aaron Wolfe (insider trading, 2023)
- OSC v. Michael Paul Kraft and Michael Brian Stein (insider trading, 2021)
- OSC v. Trevor Rosborough and others (insider trading, 2020)
- OSC v. Martin Bernholtz (insider trading, 2018)
- OSC v. Donna Hutchinson, Cameron Cornish, David Sidders and Patrick Jelf Caruso (insider trading, 2017)
- OSC v. Dennis Wing (2017)
- OSC v. Andrei Miguel Postrado (insider trading, 2016)
- OSC v. Fernando Postrado (insider trading, 2016)
- OSC v. Constance Anderson (insider trading, 2015)
- OSC v. Anand Hariharan and Satish Talawdekar (insider trading, 2015)
- OSC v. Matthew Schloen (insider trading, 2014)
- OSC v. Ming Chao Zhao (insider trading, 2013)
All 15 matched records
- OSC v. Ontario Securities Commission v Jessica Tam (insider trading, 2025)
- OSC v. Ontario Securities Commission v Huy Le Huynh and Thi Anh Nguyet Pham (insider trading, 2025)
- OSC v. Thomas John Finch (insider trading, 2023)
- OSC v. Aaron Wolfe (insider trading, 2023)
- OSC v. Michael Paul Kraft and Michael Brian Stein (insider trading, 2021)
- OSC v. Trevor Rosborough and others (insider trading, 2020)
- OSC v. Martin Bernholtz (insider trading, 2018)
- OSC v. Donna Hutchinson, Cameron Cornish, David Sidders and Patrick Jelf Caruso (insider trading, 2017)
- OSC v. Dennis Wing (2017)
- OSC v. Andrei Miguel Postrado (insider trading, 2016)
- OSC v. Fernando Postrado (insider trading, 2016)
- OSC v. Constance Anderson (insider trading, 2015)
- OSC v. Anand Hariharan and Satish Talawdekar (insider trading, 2015)
- OSC v. Matthew Schloen (insider trading, 2014)
- OSC v. Ming Chao Zhao (insider trading, 2013)
What this does not show
These are statutes cited in the record's document where it charges, finds or alleges a violation, not necessarily proven ones. Dismissed and pending matters count as alleged. A release that names no section is not matched, so counts understate use of this provision. The plain-language meaning is a summary, not legal advice.