SEBI manipulation enforcement actions

This library records 656 market manipulation enforcement actions brought by the Securities and Exchange Board of India.

These are the SEBI actions our ingest has classified as involving a manipulation technique. Actions that do not allege manipulation are outside this library's scope and are not recorded, so this is not a complete mirror of SEBI enforcement.

Actions: 100
Total penalties: $0
Median penalty: —
Largest: —
Criminal parallel: 1%

Action	Agency	Filed	Technique	Penalty	Status
SEBI v. ACIL Cotton Industries Ltd and others (misused auditor identity, 2022)	SEBI (India)	2022-10-21	Misleading Issuer Disclosure	—	judgment
SEBI v. Aadhaar Ventures India Ltd and Viaggio Traders Pvt Ltd (alleged funding of preferential allotment, 2022)	SEBI (India)	2022-10-21		—	dismissed
SEBI v. Secunderabad Healthcare Ltd (warrant conversion allotments, 2022)	SEBI (India)	2022-10-20		—	dismissed
SEBI v. Preyashbhai Sathvara and others (PS IT Infrastructure SMS tip allegation, 2022)	SEBI (India)	2022-10-18	Price Manipulation	—	dismissed
SEBI v. F6 Finserve Pvt. Ltd. and others (broker pledging client securities, 2022)	SEBI (India)	2022-10-18		—	judgment
SEBI v. Shivamshree Businesses Ltd. and others (diversion of preferential issue proceeds, 2022)	SEBI (India)	2022-10-18	Misleading Issuer Disclosure	—	judgment
SEBI v. Pentasoft Technologies Ltd and others (GDR issue, 2022)	SEBI (India)	2022-10-14	Misleading Issuer Disclosure	—	judgment
SEBI v. Amrut Securities Ltd and others (Sarang Chemicals disgorgement, 2022)	SEBI (India)	2022-10-12	Price Manipulation , Matched Orders	—	judgment
SEBI v. Quasar India Ltd and others (misuse of preferential issue funds, 2022)	SEBI (India)	2022-10-10	Misleading Issuer Disclosure	—	judgment
SEBI v. Gautam Thapar and others (CG Power fund diversion and misstated accounts, 2022)	SEBI (India)	2022-10-04	Misleading Issuer Disclosure	—	judgment
SEBI v. Nu Pharmalogics Private Limited (Secunderabad Healthcare warrants, dismissed on remand, 2022)	SEBI (India)	2022-10-03		—	dismissed
SEBI v. Shailendra Mehta (WhatsApp circulation of Infosys Ltd results, 2022)	SEBI (India)	2022-09-30	Insider Trading	—	dismissed
SEBI v. Indian Infotech & Software Ltd and Varsha Murarka (misstated financials, 2022)	SEBI (India)	2022-09-30	Misleading Issuer Disclosure	—	judgment
SEBI v. Ethan Constructions Pvt Ltd and others (Sanguine Media volume allegation, 2022)	SEBI (India)	2022-09-30	Painting The Tape	—	dismissed
SEBI v. First Financial Services Ltd and others (preferential allotment price-rise scheme, 2022)	SEBI (India)	2022-09-30	Price Manipulation	—	judgment
SEBI v. Ashok Jain and others (Richirich Agro share trading, 2022)	SEBI (India)	2022-09-30	Matched Orders , Price Manipulation	—	dismissed
SEBI v. Vikash Metal & Power Ltd. and others (GDR issue penalties, 2022)	SEBI (India)	2022-09-30	Misleading Issuer Disclosure	—	judgment
SEBI v. Wakeeta Commercial Pvt Ltd and others (Gokul Solutions share price, 2022)	SEBI (India)	2022-09-29	Price Manipulation	—	judgment
SEBI v. Shailendra Mehta (WhatsApp circulation of Mindtree Ltd results, 2022)	SEBI (India)	2022-09-29	Insider Trading	—	dismissed
SEBI v. Shailendra Mehta (WhatsApp circulation of Bata India Ltd results, 2022)	SEBI (India)	2022-09-29	Insider Trading	—	dismissed
SEBI v. Aditya Omprakash Gaggar (WhatsApp circulation of Tata Chemicals Ltd results, 2022)	SEBI (India)	2022-09-29	Insider Trading	—	dismissed
SEBI v. Neeraj Kumar Agarwal (WhatsApp circulation of Tata Consultancy Services Ltd results, 2022)	SEBI (India)	2022-09-29	Insider Trading	—	dismissed
SEBI v. Shruti Vora (WhatsApp circulation of UltraTech Cement Ltd results, 2022)	SEBI (India)	2022-09-29	Insider Trading	—	dismissed
SEBI v. S.K. Bhoan (Nakoda GDR issue, independent director, 2022)	SEBI (India)	2022-09-29	Misleading Issuer Disclosure	—	judgment
SEBI v. Birla Pacific Medspa Ltd and others (IPO proceeds diversion and listing-day price support, 2022)	SEBI (India)	2022-09-28	Misleading Issuer Disclosure , Price Manipulation	—	judgment
SEBI v. ARG Management Solutions Pvt Ltd (single-share buy orders, Nutraplus India, 2022)	SEBI (India)	2022-09-27	Price Manipulation	—	judgment
SEBI v. Akkash Patni and others (Vikash Metal & Power GDR issue, 2022)	SEBI (India)	2022-09-27	Misleading Issuer Disclosure	—	judgment
SEBI v. Manoj Chhaganalal Rathod HUF (order placement and deletion, Global Infratech and Finance, 2022)	SEBI (India)	2022-09-26	Spoofing	—	judgment
SEBI v. Harishkumar Kantilal Patel and others (synchronized trades, Global Infratech and Finance, 2022)	SEBI (India)	2022-09-23	Matched Orders	—	judgment
SEBI v. SKR Supreme Electronics and Trading Private Limited and others (Secunderabad Healthcare warrants, dismissed on remand, 2022)	SEBI (India)	2022-09-23		—	dismissed
SEBI v. Rajesh Pavithran (K Sera Sera GDR issues, 2022)	SEBI (India)	2022-09-23	Misleading Issuer Disclosure	—	judgment
SEBI v. Bhavin Pradyumna Pandya and Rakesh Natavarlal Bhatt (bulk SMS and website tips, Global Infratech and Finance, 2022)	SEBI (India)	2022-09-23	False Rumors	—	judgment
SEBI v. Ficus Securities Pvt. Ltd. (broker registration cancelled for misuse of client assets, 2022)	SEBI (India)	2022-09-23		—	judgment
SEBI v. Vitan Agro Industries Ltd. and Dinanath Shyamsundar (diversion of preferential issue proceeds, 2022)	SEBI (India)	2022-09-20	Misleading Issuer Disclosure	—	judgment
SEBI v. Shiva Kumar Komaravelli and others (price manipulation, Abhishek Infraventures, 2022)	SEBI (India)	2022-09-16	Price Manipulation	—	judgment
SEBI v. Arth Udyog Limited and others (settlement, promoter holdings shown as public, 2022)	SEBI (India)	2022-09-12	Misleading Issuer Disclosure	—	settled
SEBI v. Ashoka Marketing Limited and others (settlement, promoter holdings shown as public, 2022)	SEBI (India)	2022-09-12	Misleading Issuer Disclosure	—	settled
SEBI v. Bharat Nidhi Limited and others (settlement, promoter holdings shown as public, 2022)	SEBI (India)	2022-09-12	Misleading Issuer Disclosure	—	settled
SEBI v. Rana Kapoor (YES Bank AT1 bonds mis-selling, 2022)	SEBI (India)	2022-09-07		—	judgment
SEBI v. Ashoka Viniyoga Limited and others (settlement, promoter holdings shown as public, 2022)	SEBI (India)	2022-09-07	Misleading Issuer Disclosure	—	settled
SEBI v. Sahu Jain Limited and others (settlement, promoter holdings shown as public, 2022)	SEBI (India)	2022-09-07	Misleading Issuer Disclosure	—	settled
SEBI v. Combine Holding Limited and others (settlement, promoter holdings shown as public, 2022)	SEBI (India)	2022-09-07	Misleading Issuer Disclosure	—	settled
SEBI v. Mayur Maheshkumar Panchal and others (order placement and cancellation, Ejecta Marketing, 2022)	SEBI (India)	2022-09-06	Spoofing	—	judgment
SEBI v. JHP Securities Pvt Ltd (fictitious backdated trades, Global Telesystems, 2022)	SEBI (India)	2022-09-05		—	judgment
SEBI v. Bharat J. Patel (fictitious backdated trades, Global Telesystems, 2022)	SEBI (India)	2022-09-05		—	dismissed
SEBI v. Prashant J. Patel (fictitious backdated trades, Global Telesystems, 2022)	SEBI (India)	2022-09-05		—	judgment
SEBI v. Ketan Pravinbahi Panchal and others (price manipulation, Thirani Projects, 2022)	SEBI (India)	2022-08-30	Price Manipulation , Matched Orders	—	judgment
SEBI v. Soma Textiles & Industries Ltd and others (GDR issue, 2022)	SEBI (India)	2022-08-30	Misleading Issuer Disclosure	—	judgment
SEBI v. Subodh Agarwal and others (price manipulation, Sulabh Engineers & Services, 2022)	SEBI (India)	2022-08-30	Price Manipulation	—	judgment
SEBI v. Jaidev Gupta HUF and others (Esaar India round-tripped preferential allotment, 2022)	SEBI (India)	2022-08-30		—	judgment
SEBI v. Nakoda Ltd and others (GDR issue and undisclosed pledge, 2022)	SEBI (India)	2022-08-30	Misleading Issuer Disclosure	—	judgment
SEBI v. Triveni Enterprises Ltd and others (misuse of preferential-issue proceeds, 2022)	SEBI (India)	2022-08-29	Misleading Issuer Disclosure	—	judgment
SEBI v. Roshan Kumar Arun Mandal and Ajay Dhirajlal Nathwani (bulk SMS tips and circular trades, Mohit Industries, 2022)	SEBI (India)	2022-08-25	False Rumors , Matched Orders	—	judgment
SEBI v. Ficus Securities Pvt. Ltd. and others (broker misuse of client funds and securities, 2022)	SEBI (India)	2022-08-25		—	judgment
SEBI v. Esaar India Limited (round-tripped preferential allotment, 2022)	SEBI (India)	2022-08-25		—	judgment
SEBI v. Arvind Remedies Ltd and others (inflated sales and promoter share sales, 2022)	SEBI (India)	2022-08-24	Misleading Issuer Disclosure , Insider Trading	—	judgment
SEBI v. Sobha Limited and others (settlement, financial statement misrepresentation, 2022)	SEBI (India)	2022-08-22	Misleading Issuer Disclosure	—	settled
SEBI v. Dhruv Agrawal and another (insider trading, Manpasand Beverages, 2022)	SEBI (India)	2022-08-18	Insider Trading	—	judgment
SEBI v. MSS Trading System Centre and Valerian Louis Mendanha (unregistered portfolio management, assured returns, 2022)	SEBI (India)	2022-08-18		—	judgment
SEBI v. India Capital Markets Pvt Ltd (broker facilitating client trades, Pyramid Saimira Theatre, 2022)	SEBI (India)	2022-08-02	Matched Orders	—	judgment
SEBI v. Fenton Investments Pvt Ltd and Arvind Singhania (insider trading settlement, Varun Beverages, 2022)	SEBI (India)	2022-08-01	Insider Trading	—	settled
SEBI v. Bakliwal Financial Services (India) Pvt Ltd and another (circular trades, Nahar Spinning and Tricom, 2022)	SEBI (India)	2022-07-29	Matched Orders	—	judgment
SEBI v. Kaashyap Technologies Ltd and others (GDR issue disclosures, 2022)	SEBI (India)	2022-07-29	Misleading Issuer Disclosure	—	judgment
SEBI v. Sandeep Tulsiram Agrawal and others (insider trading, Kushal Ltd, 2022)	SEBI (India)	2022-07-29	Insider Trading	—	judgment
SEBI v. IIFL Securities Ltd (reference-price manipulation before a block deal, ICICI Lombard, 2022)	SEBI (India)	2022-07-29	Price Manipulation	—	judgment
SEBI v. Raj Kumar Sharma and others (price manipulation, Global Infratech & Finance Ltd, 2022)	SEBI (India)	2022-07-29	Price Manipulation	—	judgment
SEBI v. Aanchal Jindal and others (artificial-volume charges, Delta Leasing & Finance, 2022)	SEBI (India)	2022-07-29	Matched Orders , Price Manipulation	—	dismissed
SEBI v. Nailesh Kumar Ganeshbhai Prajapati and others (circular trades after SMS tips, Ejecta Marketing, 2022)	SEBI (India)	2022-07-29	Matched Orders	—	judgment
SEBI v. Roongta Rising Stock Pvt Ltd and others (price manipulation, Mishka Finance and Trading, 2022)	SEBI (India)	2022-07-29	Price Manipulation	—	judgment
SEBI v. Prakash C Kanugo and others (insider trading, Prakash Steelage Ltd, 2022)	SEBI (India)	2022-07-29	Insider Trading	—	judgment
SEBI v. Anita Shyam Mhatre and others (front running of Reliance Capital Mutual Fund, 2022)	SEBI (India)	2022-07-29	Front Running	—	judgment
SEBI v. Austral Coke and Projects Ltd and others (IPO prospectus disclosure and trading, 2022)	SEBI (India)	2022-07-29	Misleading Issuer Disclosure , Matched Orders	—	judgment
SEBI v. Anukaran Commercial Enterprise Limited and others (round-tripped preferential allotment, 2022)	SEBI (India)	2022-07-29		—	judgment
SEBI v. Goldline International Finvest Limited and others (IPO subscription funding, ECO Friendly Food Processing Park, 2022)	SEBI (India)	2022-07-29		—	judgment
SEBI v. Jolly Plastic Industries Ltd and others (funded preferential allotment, 2022)	SEBI (India)	2022-07-29		—	judgment
SEBI v. Zodiac Solutions (bulk SMS stock tips, Ejecta Marketing, 2022)	SEBI (India)	2022-07-29	Chat Group Pumps	—	judgment
SEBI v. Allied Computers International (Asia) Limited and others (round-tripped preferential allotment, 2022)	SEBI (India)	2022-07-29		—	judgment
SEBI v. Jasmine Piyush Karia and Piyush Vasantbhai Karia (front running, Quest Investment Advisors trades, 2022)	SEBI (India)	2022-07-28	Front Running	—	judgment
SEBI v. Kailash Kumar Lakhani and others (last-traded-price pushing, Surabhi Chemicals, 2022)	SEBI (India)	2022-07-28	Price Manipulation	—	judgment
SEBI v. RHC Holding Pvt Ltd and others (Religare fund diversion and false accounts, 2022)	SEBI (India)	2022-07-28	Misleading Issuer Disclosure	—	judgment
SEBI v. Finquest Securities Pvt Ltd (client synchronized trades, Garware Polyester, 2022)	SEBI (India)	2022-07-28	Matched Orders	—	dismissed
SEBI v. Arvind Babulal Goyal and others (reversal trades, Kanchan International, 2022)	SEBI (India)	2022-07-28	Matched Orders	—	judgment
SEBI v. Suresh Laxman Patil and others (reversal trades, Kanchan International, 2022)	SEBI (India)	2022-07-28	Matched Orders	—	judgment
SEBI v. Hasti Finance Ltd. and others (funded preferential allotment, 2022)	SEBI (India)	2022-07-28		—	judgment
SEBI v. Giriraj Kishore Agarwal and others (funded preferential allotment, Esaar India, 2022)	SEBI (India)	2022-07-27		—	judgment
SEBI v. Spank Management Services and Patanjali Govind Keswani (insider trading, Varun Beverages, 2022)	SEBI (India)	2022-07-25	Insider Trading	—	settled
SEBI v. Sushma Agarwal (price manipulation, Winsome Yarns, 2022)	SEBI (India)	2022-07-22	Price Manipulation	—	judgment
SEBI v. Mishka Finance and Trading Ltd. and others (preferential issue proceeds, 2022)	SEBI (India)	2022-07-14	Misleading Issuer Disclosure	—	judgment
SEBI v. Golden Legend Leasing and Finance Limited and others (funded preferential allotment, 2022)	SEBI (India)	2022-07-14		—	judgment
SEBI v. Macquarie Finance (India) Pvt Ltd and Carron Investments Pvt Ltd (box trades in long-dated Nifty options, 2022)	SEBI (India)	2022-07-07	Matched Orders	—	judgment
SEBI v. Gautam Sanjay Khandelwal and others (SMS buy tips, Supreme Tex Mart, 2022)	SEBI (India)	2022-07-06	Pump And Dump	—	judgment
SEBI v. Do Max Steel Ltd. and others (price manipulation, Kelvin Fincap, 2022)	SEBI (India)	2022-06-30	Price Manipulation , Matched Orders	—	judgment
SEBI v. Maxtor Conclave Pvt Ltd. and others (price manipulation, Sunstar Realty Development, 2022)	SEBI (India)	2022-06-30	Price Manipulation , Matched Orders	—	judgment
SEBI v. Arun Kochar and others (price manipulation, Wisec Global, 2022)	SEBI (India)	2022-06-30	Price Manipulation	—	judgment
SEBI v. Aster Silicates Ltd. and others (IPO proceeds and prospectus, 2022)	SEBI (India)	2022-06-30	Misleading Issuer Disclosure	—	judgment
SEBI v. CHP Finance Private Limited and others (price manipulation, Sanco Industries, 2022)	SEBI (India)	2022-06-30	Matched Orders , Price Manipulation	—	judgment
SEBI v. Nisha Yadav and others (SMS-driven volume spurt, Covidh Technologies, 2022)	SEBI (India)	2022-06-30	Pump And Dump	—	judgment
SEBI v. Shankheshwar Metals Pvt Ltd and others (price manipulation, Sun & Shine Worldwide, 2022)	SEBI (India)	2022-06-30	Price Manipulation , Matched Orders	—	judgment
SEBI v. Shivshankar Joshi and Geetaben Joshi (funded preferential allotment, Esaar India, 2022)	SEBI (India)	2022-06-30		—	judgment
SEBI v. National Stock Exchange Limited, Ravi Narain and others (NSE data sharing, 2022)	SEBI (India)	2022-06-30		—	judgment