Exchange Act s.20(e)
Makes a person who knowingly gives substantial help to someone else’s violation liable as an aider and abettor. 7 records cite it, filed 2014 to 2024.
Official text: 15 U.S.C. 78t (LII)
Counts
By year filed
- 2014: 1
- 2015: 1
- 2016: 1
- 2017: 1
- 2019: 1
- 2021: 1
- 2024: 1
By agency
- SEC: 7
By status
- Settled: 4
- Judgment entered: 2
- Alleged, pending: 1
Technique mix
Most recent matched records
- SEC v. John S. Clayton and others (insider trading, 2024)
- SEC v. Vladislav Kliushin, Nikolai Rumiantcev, Mikhail Irzak, Igor Sladkov, and Ivan Yermakov (hack to trade, 2021)
- SEC v. Mark "Christian" Ramsey (insider trading, 2019)
- SEC v. Adesh Kumar Tyagi (marking the close, 2017)
- SEC v. Jason W. Galanis, et al. (matched orders, 2016)
- SEC v. Jason W. Galanis (matched orders, 2015)
- SEC v. Nicholas D. Skaltsounis (ponzi schemes, 2014)
All 7 matched records
- SEC v. John S. Clayton and others (insider trading, 2024)
- SEC v. Vladislav Kliushin, Nikolai Rumiantcev, Mikhail Irzak, Igor Sladkov, and Ivan Yermakov (hack to trade, 2021)
- SEC v. Mark "Christian" Ramsey (insider trading, 2019)
- SEC v. Adesh Kumar Tyagi (marking the close, 2017)
- SEC v. Jason W. Galanis, et al. (matched orders, 2016)
- SEC v. Jason W. Galanis (matched orders, 2015)
- SEC v. Nicholas D. Skaltsounis (ponzi schemes, 2014)
What this does not show
These are statutes cited in the record's document where it charges, finds or alleges a violation, not necessarily proven ones. Dismissed and pending matters count as alleged. A release that names no section is not matched, so counts understate use of this provision. The plain-language meaning is a summary, not legal advice.