The naked short selling debate enforcement actions

This library records 41 enforcement actions tagged the naked short selling debate. Naked short selling is selling short without having borrowed the security or arranged to borrow it, which is restricted by Regulation SHO and whose real-world scale and price impact remain genuinely contested.

Actions are listed newest first. Each row links to a case page carrying the regulator's own release and, where one was published, the complaint. For how this technique works and what statute it engages, read the the naked short selling debate technique page.

Actions

41

Total penalties

$263k

Median penalty

$45k

Largest

$75k

Criminal parallel

0%