Ontario Securities Act s.126.1
Bans conduct a person knows or ought to know results in a misleading appearance of trading or an artificial price, or perpetrates a fraud. 14 records cite it, filed 2013 to 2022.
Official text: Securities Act, R.S.O. 1990, c. S.5 (ontario.ca)
Counts
By year filed
- 2013: 3
- 2014: 1
- 2015: 2
- 2018: 3
- 2019: 2
- 2020: 1
- 2021: 1
- 2022: 1
By agency
- OSC: 14
By status
- Judgment entered: 7
- Settled: 6
- Status unknown: 1
Technique mix
Most recent matched records
- OSC v. Mughal Asset Management Corporation and others (ponzi schemes, 2022)
- OSC v. Jiubin Feng and CIM International Group Inc. (2021)
- OSC v. Coinsquare Ltd. and others (exchange wash trading, 2020)
- OSC v. Solar Income Fund Inc. and others (2019)
- OSC v. Paramount Equity Financial Corporation and others (2019)
- OSC v. K2 & Associates Investment Management Inc. and others (spoofing, 2018)
- OSC v. Harald Seemann, Jens Brandt and Karl Pawlowicz (spoofing, 2018)
- OSC v. Nicolas Blitterswyk (2018)
- OSC v. Zhen (Steven) Pang and Oasis World Trading Inc. (price manipulation, 2015)
- OSC v. Terrence Bedford (2015)
- OSC v. Duncan Cleworth and others (ponzi schemes, 2014)
- OSC v. Bradon Technologies Ltd. and others (2013)
- OSC v. Kevin Warren Zietsoff (ponzi schemes, 2013)
- OSC v. Stephen Campbell (wash trading, 2013)
All 14 matched records
- OSC v. Mughal Asset Management Corporation and others (ponzi schemes, 2022)
- OSC v. Jiubin Feng and CIM International Group Inc. (2021)
- OSC v. Coinsquare Ltd. and others (exchange wash trading, 2020)
- OSC v. Solar Income Fund Inc. and others (2019)
- OSC v. Paramount Equity Financial Corporation and others (2019)
- OSC v. K2 & Associates Investment Management Inc. and others (spoofing, 2018)
- OSC v. Harald Seemann, Jens Brandt and Karl Pawlowicz (spoofing, 2018)
- OSC v. Nicolas Blitterswyk (2018)
- OSC v. Zhen (Steven) Pang and Oasis World Trading Inc. (price manipulation, 2015)
- OSC v. Terrence Bedford (2015)
- OSC v. Duncan Cleworth and others (ponzi schemes, 2014)
- OSC v. Bradon Technologies Ltd. and others (2013)
- OSC v. Kevin Warren Zietsoff (ponzi schemes, 2013)
- OSC v. Stephen Campbell (wash trading, 2013)
What this does not show
These are statutes cited in the record's document where it charges, finds or alleges a violation, not necessarily proven ones. Dismissed and pending matters count as alleged. A release that names no section is not matched, so counts understate use of this provision. The plain-language meaning is a summary, not legal advice.