Market Manipulation. Search

Market manipulation enforcement actions filed in 2007

This library records 1 market manipulation enforcement action filed in 2007, brought by SEC.

Counts by year reflect when an action was filed or announced, not when the underlying conduct occurred — those are often years apart. Compare across years with care: a single multi-defendant sweep can dominate a year's count.

Actions
1
Total penalties
$0
Median penalty
—
Largest
—
Criminal parallel
100%
Action Agency Filed Technique Penalty Status
SEC v. Anthony C. Snell and Charles E. LeCroy (insider trading, 2007) SEC 2007-05-03 Insider Trading — dismissed