Market Manipulation. Search

Market manipulation enforcement actions filed in 2007

This library records 15 market manipulation enforcement actions filed in 2007, brought by AMF-FR, SEC.

Counts by year reflect when an action was filed or announced, not when the underlying conduct occurred — those are often years apart. Compare across years with care: a single multi-defendant sweep can dominate a year's count.

Actions
15
Total penalties
$0
Median penalty
—
Largest
—
Criminal parallel
13%
Action Agency Filed Technique Penalty Status
AMF France v. A (price manipulation, 2007) AMF (France) 2007-12-20 Price Manipulation — judgment
AMF France v. A (insider trading, 2007) AMF (France) 2007-12-06 Insider Trading — judgment
AMF France v. A and X (misleading prospectus information, 2007) AMF (France) 2007-11-29 Misleading Issuer Disclosure — judgment
AMF France v. A (misleading financial information, 2007) AMF (France) 2007-11-21 Misleading Issuer Disclosure — judgment
AMF France v. A, B and X (insider trading, 2007) AMF (France) 2007-10-25 Insider Trading — judgment
AMF France v. A, B and C (insider trading, 2007) AMF (France) 2007-10-04 Insider Trading — judgment
AMF France v. X, A and B (insider trading; charges rejected, 2007) AMF (France) 2007-09-27 Insider Trading — dismissed
AMF France v. X, Y, Z, A, B, C and D (misleading information, 2007) AMF (France) 2007-07-05 Misleading Issuer Disclosure — judgment
AMF France v. S, T, W, X, Y and Z (insider trading, 2007) AMF (France) 2007-06-07 Insider Trading — judgment
AMF France v. X, A, B, C and D (misleading information, 2007) AMF (France) 2007-05-24 Misleading Issuer Disclosure — judgment
SEC v. Anthony C. Snell and Charles E. LeCroy (2007) SEC 2007-05-03 — dismissed
AMF France v. A, B, C and X (misleading information, 2007) AMF (France) 2007-04-05 Misleading Issuer Disclosure — judgment
AMF France v. Banque X, A and B (insider trading, 2007) AMF (France) 2007-03-29 Insider Trading — judgment
AMF France v. X, A, B, C, D, E, F and G (misleading information, 2007) AMF (France) 2007-03-29 Misleading Issuer Disclosure — judgment
AMF France v. A, B, C, D, E, F, G and H (insider trading, 2007) AMF (France) 2007-03-01 Insider Trading — judgment