Spoofing enforcement actions

This library records 114 enforcement actions tagged spoofing. Spoofing is placing orders a trader intends to cancel before execution, to create a false impression of supply or demand and move the price toward a smaller genuine order on the other side.

Actions are listed newest first. Each row links to a case page carrying the regulator's own release and, where one was published, the complaint. For how this technique works and what statute it engages, read the spoofing technique page.

Actions

100

Total penalties

$2bn

Median penalty

$500k

Largest

$1.7bn

Criminal parallel

28%