Corporations Act s.1041A

Bans transactions that create, or are likely to create, an artificial price for a financial product traded on a financial market, or that maintain one. 14 records cite it, filed 2014 to 2024.

Australia · Corporations Act 2001 (Cth) · Corporations Act 2001 (Cth) s 1041A

Official text: Corporations Act 2001 (Federal Register of Legislation)

Counts

By year filed

2014: 3
2015: 1
2017: 3
2018: 1
2020: 1
2021: 2
2022: 1
2023: 1
2024: 1

By agency

ASIC: 14

By status

Judgment entered: 13
Settled: 1

Technique mix

Most recent matched records

ASIC v. Henry Eng Chye Heng (price manipulation, 2024) (2024-04-22)
ASIC v. Henry Eng Chye Heng (price manipulation, 2023) (2023-12-04)
ASIC v. Don Evans (price manipulation, 2022) (2022-08-05)
ASIC v. Avrohom Kimelman (insider trading, 2021) (2021-07-01)
ASIC v. Benjamin Heath Cooper (price manipulation, 2021) (2021-03-17)
ASIC v. Don Evans (insider trading, 2020) (2020-09-28)
ASIC commences civil penalty proceedings against Commonwealth Bank of Australia for BBSW conduct (2018) (2018-01-30)
AAT upholds ASIC bans of client advisers for trading in 'MINI' warrants (ASIC, 2017) (2017-12-11)
Sydney man faces charges for market manipulation (ASIC, 2017) (2017-09-19)
Day trader pleads guilty to market manipulation (ASIC, 2017) (2017-08-28)
NSW man jailed for market manipulation (ASIC, 2015) (2015-09-25)
Former Genetic Technologies CEO jailed for market manipulation (ASIC, 2014) (2014-11-28)
Former Genetic Technologies CEO convicted of market manipulation (ASIC, 2014) (2014-11-05)
New South Wales man pleads guilty to market manipulation (ASIC, 2014) (2014-10-16)

All 14 matched records

What this does not show

These are statutes cited in the record's document where it charges, finds or alleges a violation, not necessarily proven ones. Dismissed and pending matters count as alleged. A release that names no section is not matched, so counts understate use of this provision. The plain-language meaning is a summary, not legal advice.