FCA records in this library

UK Financial Conduct Authority. The UK conduct regulator for financial markets and firms.

This library holds 48 FCA records, filed between 2013-02-06 and 2026-01-27, drawn from 1 source. They are records of documents the FCA published, not a count of everything it did, and the gaps listed below say what is missing.

48records

2013–2026filing years

65%carry a recorded penalty (in GBP)

100%checked against the primary document

"Checked" means an AI agent compared the record with the regulator's own document; no lawyer has reviewed it. A penalty counts only where the document states one; FCA penalties are in GBP as published and are never converted or added to US dollar totals.

Sources

First and last dates are the earliest and latest filing dates among the records from each source, so they show what was collected, not when the source began or ended.

Sources feeding FCA records
Source	Records	First	Last	What it covers	What it does not
FCA final notices collected from 2013	48	2013-02-06	2026-01-27	Final notices, the documents that conclude an enforcement matter, found through the FCA's sitemap. Penalties are kept in sterling as published.	Everything that is not a final notice, such as court prosecutions. Most final notices concern consumer credit or fees rather than market conduct and are read and skipped. Before 2013.

Records per year

Filing year is when the document was published. The collection window starts in 2013 for the standing sources, so earlier years are thin by design, and the latest year is partial.

Technique mix, top eight

A record can carry more than one technique, so the bars can add to more than the record count.

Status of the records

Settled28 (58%)
Judgment entered14 (29%)
Status unknown6 (13%)

"Alleged, no outcome recorded" means the record shows a filing and no outcome has been found in the sources read so far; it does not mean the matter is still open.

Known gaps

Only final notices are read. Most of them concern matters other than market conduct and are skipped, so the count is small and says little about how often the FCA acts on market abuse. (from scripts/ingest/fca-final-notices.mjs (header); src/content/pages/sources.mdx)
Annexes and the penalty-history block are removed before classification, because they describe statutes and past fines rather than the conduct sanctioned. (from DECISIONS.md section 12)
Penalties are in sterling as published and are left out of every US dollar total and median. (from DECISIONS.md section 13)