ASIC records in this library

Australian Securities and Investments Commission. Australia's corporate, markets and financial services regulator.

This library holds 113 ASIC records, filed between 2014-10-08 and 2026-05-22, drawn from 1 source. They are records of documents the ASIC published, not a count of everything it did, and the gaps listed below say what is missing.

113records

2014–2026filing years

31%carry a recorded penalty (in AUD)

100%checked against the primary document

"Checked" means an AI agent compared the record with the regulator's own document; no lawyer has reviewed it. A penalty counts only where the document states one; ASIC penalties are in AUD as published and are never converted or added to US dollar totals.

Sources

First and last dates are the earliest and latest filing dates among the records from each source, so they show what was collected, not when the source began or ended.

Sources feeding ASIC records
Source	Records	First	Last	What it covers	What it does not
ASIC media releases collected from 2013	113	2014-10-08	2026-05-22	Media releases from the Australian Securities and Investments Commission, found through its sitemap. Penalties are kept in Australian dollars as published.	Court judgments and ASIC's own registers: the unit is the press release, not the court record. Releases that are not enforcement are skipped from the slug and title. Before 2013.

Records per year

Filing year is when the document was published. The collection window starts in 2013 for the standing sources, so earlier years are thin by design, and the latest year is partial.

Technique mix, top eight

A record can carry more than one technique, so the bars can add to more than the record count.

Status of the records

Judgment entered96 (85%)
Settled7 (6%)
Dismissed5 (4%)
Alleged, no outcome recorded3 (3%)
Status unknown2 (2%)

"Alleged, no outcome recorded" means the record shows a filing and no outcome has been found in the sources read so far; it does not mean the matter is still open.

Known gaps

Only media releases are read, not court judgments or ASIC's registers, so a matter without a release is absent and a release can overstate or understate what a court later decided. (from scripts/ingest/intl.mjs (header); src/content/pages/sources.mdx)
Penalties are in Australian dollars as published and are left out of every US dollar total and median. (from DECISIONS.md section 13; src/content/pages/sources.mdx (A note on currencies))
Records start in 2013 by design. (from scripts/ingest/backfill.mjs (TARGETS: intl 2013))