1 manipulation enforcement action — 2026-09-03
1 market manipulation enforcement action recorded on 2026-09-03, brought by SEC.
1 market manipulation enforcement action was recorded on 2026-09-03, brought by the SEC. No civil penalty figures were disclosed in the releases. The day was miscellaneous; there is no common thread across these filings, and inventing one would misrepresent them.
What landed today
- SEC v. Corey Ortiz (free riding and parking, 2026) — the SEC recorded conduct against Corey Ortiz that this library classifies as free riding and parking. The release records disgorgement of $199,710. A parallel criminal matter is referenced.
What this tells us
1 of today’s 1 action references a parallel criminal proceeding, which is a high share for a single day. Every action today falls under one technique, which is unusual and is more likely to reflect a coordinated sweep than a shift in what regulators are looking at. A single day tells you very little on its own — enforcement counts are dominated by the timing of announcements rather than by anything happening in markets. The year index and the charts are where a trend would show up, if there were one.
The actions in full
| Action | Agency | Filed | Technique | Penalty | Status |
|---|---|---|---|---|---|
| SEC v. Corey Ortiz (free riding and parking, 2026) | SEC | 2026-09-03 | Free Riding And Parking | — | judgment |
Every action listed here is described as the issuing regulator described it. Where a matter is recorded as filed, the conduct is alleged and unproven. See our editorial policy.