Penny stock bar

A penny stock bar prohibits a person from participating in any offering of a penny stock. It is common in promotion and shell-company cases, because that is where the recidivism risk sits.

law and enforcement · updated 2026-09-08

See also

• Officer-and-director bar — An officer-and-director bar prohibits a person from serving as an officer or director of a public company, either permanently or f…
• Penny stock — A penny stock is a low-priced security, generally outside the major listing standards, with thin trading and limited public inform…

Terms that refer here

Conduct-based injunction · Officer-and-director bar

Back to the full glossary — 261 defined terms.