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SEC trading suspensions per month

Trading suspensions arrive in clusters rather than at a steady rate, because the Commission frequently suspends a batch of related issuers at once. A suspension is a protective measure and alleges no wrongdoing by anyone.

SEC trading suspensions per monthA column chart of the number of Exchange Act section 12(k) trading suspensions ordered in each of the last 48 months for which we hold data. Suspensions are frequently issued in batches, producing an uneven distribution. 0 10 20 30 402018-112019-032019-062019-092020-012020-042020-072020-102021-012021-042021-072021-112023-052024-092025-102026-01Suspensions ordered2018-11 - Suspensions: 12018-12 - Suspensions: 22019-02 - Suspensions: 12019-03 - Suspensions: 12019-04 - Suspensions: 12019-05 - Suspensions: 22019-06 - Suspensions: 82019-07 - Suspensions: 172019-08 - Suspensions: 202019-09 - Suspensions: 272019-10 - Suspensions: 22019-11 - Suspensions: 22020-01 - Suspensions: 132020-02 - Suspensions: 32020-03 - Suspensions: 62020-04 - Suspensions: 232020-05 - Suspensions: 82020-06 - Suspensions: 52020-07 - Suspensions: 132020-08 - Suspensions: 132020-09 - Suspensions: 262020-10 - Suspensions: 12020-11 - Suspensions: 12020-12 - Suspensions: 12021-01 - Suspensions: 12021-02 - Suspensions: 112021-03 - Suspensions: 62021-04 - Suspensions: 32021-05 - Suspensions: 352021-06 - Suspensions: 12021-07 - Suspensions: 32021-08 - Suspensions: 172021-09 - Suspensions: 242021-11 - Suspensions: 12022-06 - Suspensions: 12022-07 - Suspensions: 12023-05 - Suspensions: 12023-09 - Suspensions: 12023-11 - Suspensions: 22024-09 - Suspensions: 12024-10 - Suspensions: 12025-09 - Suspensions: 22025-10 - Suspensions: 72025-11 - Suspensions: 22025-12 - Suspensions: 12026-01 - Suspensions: 12026-02 - Suspensions: 12026-06 - Suspensions: 1
Trading suspensions ordered under Exchange Act section 12(k), counted by month.

How this was calculated

Counted from the SEC’s own trading suspensions index, in full, back to 1995. Each suspension order is counted once on its release date. Suspensions are stored separately from the case library because they are not enforcement actions and allege nothing.

What this chart does not show

  • A trading suspension is not an enforcement action and is not an accusation against any person.
  • Suspensions are frequently issued in batches covering many issuers, so monthly counts are lumpy by construction.
  • The chart shows the most recent months for which we hold any suspension at all, not the last 48 calendar months. Because the Commission has ordered very few suspensions since 2021, those months are spread over a longer period than the count suggests.
  • The downloadable CSV covers 1995 to the present, taken from the Commission’s own index. Counts before about 2008 are far lower than later years. That reflects a genuinely smaller programme — the batch suspensions of shell companies began in earnest in 2012 — but we cannot confirm the Commission’s online index is complete for its earliest years, so treat pre-2008 figures as a floor rather than a total.

Source

Computed from this site's own case library, which is compiled from the primary releases of the issuing regulators. Regenerated on every build, so the figures move as cases are added.

Regenerated 2026-09-23

Reuse

Free to reuse with attribution. The chart, the underlying figures and the CSV below are published under CC BY 4.0. Credit Market Manipulation and link back to this page. The regulator releases the data is compiled from are separately available at their own sources, listed on our sources page.

The data

Download CSV · the same figures are rendered below so the page is complete without downloading anything.

SEC trading suspensions per month — full dataset
monthsuspensions
1995-121
1996-121
1997-051
1997-112
1999-061
1999-073
1999-101
2000-022
2000-033
2000-051
2000-063
2000-071
2000-121
2001-031
2001-111
2002-013
2002-021
2002-031
2002-043
2002-051
2002-071
2002-101
2002-113
2002-121
2003-012
2003-021
2003-032
2003-051
2003-071
2003-081
2004-033
2004-043
2004-061
2004-091
2004-101
2004-124
2005-012
2005-024
2005-032
2005-044
2005-052
2005-062
2005-077
2005-085
2005-091
2005-112
2006-012
2006-033
2006-045
2006-052
2006-063
2006-074
2006-082
2006-094
2006-102
2006-112
2006-122
2007-013
2007-022
2007-031
2007-042
2007-062
2007-073
2007-081
2007-094
2007-103
2007-112
2007-126
2008-013
2008-021
2008-034
2008-042
2008-056
2008-065
2008-075
2008-085
2008-099
2008-102
2008-112
2008-122
2009-014
2009-026
2009-032
2009-049
2009-055
2009-065
2009-073
2009-085
2009-096
2009-104
2009-113
2009-124
2010-014
2010-022
2010-036
2010-046
2010-056
2010-069
2010-072
2010-084
2010-091
2010-102
2010-112
2010-122
2011-011
2011-026
2011-038
2011-047
2011-056
2011-0613
2011-076
2011-085
2011-095
2011-104
2011-113
2011-122
2012-016
2012-0212
2012-039
2012-045
2012-0513
2012-068
2012-075
2012-082
2012-098
2012-105
2012-113
2012-128
2013-016
2013-024
2013-033
2013-049
2013-0510
2013-065
2013-077
2013-087
2013-0920
2013-109
2013-116
2013-129
2014-018
2014-027
2014-0313
2014-043
2014-0517
2014-0614
2014-077
2014-0813
2014-098
2014-102
2014-114
2014-123
2015-0211
2015-0313
2015-0411
2015-054
2015-0613
2015-073
2015-085
2015-094
2015-103
2015-116
2015-128
2016-014
2016-021
2016-031
2016-049
2016-0511
2016-068
2016-072
2016-087
2016-097
2016-106
2016-116
2016-123
2017-011
2017-021
2017-035
2017-047
2017-0510
2017-0611
2017-077
2017-0817
2017-0928
2017-102
2017-111
2017-126
2018-013
2018-026
2018-035
2018-044
2018-0515
2018-064
2018-074
2018-086
2018-0940
2018-102
2018-111
2018-122
2019-021
2019-031
2019-041
2019-052
2019-068
2019-0717
2019-0820
2019-0927
2019-102
2019-112
2020-0113
2020-023
2020-036
2020-0423
2020-058
2020-065
2020-0713
2020-0813
2020-0926
2020-101
2020-111
2020-121
2021-011
2021-0211
2021-036
2021-043
2021-0535
2021-061
2021-073
2021-0817
2021-0924
2021-111
2022-061
2022-071
2023-051
2023-091
2023-112
2024-091
2024-101
2025-092
2025-107
2025-112
2025-121
2026-011
2026-021
2026-061

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