Market Manipulation. Search

Market manipulation enforcement actions filed in 2009

This library records 14 market manipulation enforcement actions filed in 2009, brought by AMF-FR, SEC.

Counts by year reflect when an action was filed or announced, not when the underlying conduct occurred — those are often years apart. Compare across years with care: a single multi-defendant sweep can dominate a year's count.

Actions
14
Total penalties
$0
Median penalty
—
Largest
—
Criminal parallel
7%
Action Agency Filed Technique Penalty Status
AMF France v. X, Y, A (insider trading, 2009) AMF (France) 2009-12-17 Insider Trading , Misleading Issuer Disclosure — judgment
AMF France v. X, A, B, C, D (false or misleading information, 2009) AMF (France) 2009-12-10 Misleading Issuer Disclosure — judgment
AMF France v. A, B, C, D, E, F, G, H, I, J, K, L, M, N, O, P, R, EADS NV, Lagardère SCA, Daimler AG (insider trading, 2009) AMF (France) 2009-11-27 Insider Trading — dismissed
AMF France v. A, B, C, D, X, Y (insider trading, 2009) AMF (France) 2009-11-12 Insider Trading — judgment
AMF France v. A, B, C, D (insider trading, 2009) AMF (France) 2009-10-15 Insider Trading — dismissed
AMF France v. Theolia, C, Colibri and D (misleading information, 2009) AMF (France) 2009-10-01 Misleading Issuer Disclosure — judgment
AMF France v. A (false rumours, 2009) AMF (France) 2009-10-01 False Rumors — judgment
AMF France v. A, B, C, D, E (insider trading, 2009) AMF (France) 2009-09-21 Insider Trading — dismissed
AMF France v. A and B (insider trading, 2009) AMF (France) 2009-06-25 Insider Trading — dismissed
SEC v. Lexington Resources, Inc. Atkins and others (unregistered distributions, 2009) SEC 2009-06-05 Unregistered Distributions — judgment
AMF France v. SAFE S.p.a. (penny-stock manipulation, 2009) AMF (France) 2009-04-09 Price Manipulation — judgment
AMF France v. A (sham takeover announcement, 2009) AMF (France) 2009-03-12 Sham Tender Offers — judgment
AMF France v. X, A, Y and B (misleading forecasts and insider trading, 2009) AMF (France) 2009-03-05 Insider Trading — judgment
AMF France v. A, B, C, D, E, X (insider trading, 2009) AMF (France) 2009-01-08 Insider Trading — judgment