Market manipulation enforcement actions filed in 2004
This library records 5 market manipulation enforcement actions filed in 2004, brought by AMF-FR, SEC.
Counts by year reflect when an action was filed or announced, not when the underlying conduct occurred — those are often years apart. Compare across years with care: a single multi-defendant sweep can dominate a year's count.
- Actions
- 5
- Total penalties
- $0
- Median penalty
- —
- Largest
- —
- Criminal parallel
- 0%
| Action | Agency | Filed | Technique | Penalty | Status |
|---|---|---|---|---|---|
| AMF France v. A, B and C (insider trading, 2004) | AMF (France) | 2004-12-06 | Insider Trading | — | judgment |
| AMF France v. A, B and X (misleading information; insider dealing alleged, 2004) | AMF (France) | 2004-11-03 | Misleading Issuer Disclosure | — | judgment |
| SEC v. OTC Live, Inc. and Mark A. Suleymanov (unregistered distributions, 2004) | SEC | 2004-09-30 | Unregistered Distributions | — | dismissed |
| SEC v. Lorsin, Inc. and others (unregistered distributions, 2004) | SEC | 2004-05-11 | Unregistered Distributions | — | judgment |
| AMF France v. X, A and B (price manipulation, 2004) | AMF (France) | 2004-03-18 | Price Manipulation | — | judgment |