Market Manipulation. Search

Market manipulation enforcement actions filed in 2005

This library records 9 market manipulation enforcement actions filed in 2005, brought by AMF-FR, SEC.

Counts by year reflect when an action was filed or announced, not when the underlying conduct occurred — those are often years apart. Compare across years with care: a single multi-defendant sweep can dominate a year's count.

Actions
9
Total penalties
$110k
Median penalty
$110k
Largest
$110k
Criminal parallel
0%
Action Agency Filed Technique Penalty Status
AMF France v. A and Banque X (price manipulation and insider trading, 2005) AMF (France) 2005-10-04 Price Manipulation , Insider Trading — judgment
AMF France v. A, B, C, D and X (misleading information, 2005) AMF (France) 2005-09-29 Misleading Issuer Disclosure — judgment
AMF France v. X, Y, A, B, C, D and E (marking the close, 2005) AMF (France) 2005-09-16 Marking The Close , Price Manipulation — judgment
SEC v. James F. Glaza d/b/a Falcon Financial Services, Inc. (unregistered distributions, 2005) SEC 2005-07-21 Unregistered Distributions $110k judgment
AMF France v. A (price manipulation, 2005) AMF (France) 2005-06-16 Price Manipulation — judgment
AMF France v. A and X (insider trading; all charges rejected, 2005) AMF (France) 2005-04-21 Insider Trading — dismissed
AMF France v. A, B, C, D and X (insider trading, 2005) AMF (France) 2005-04-21 Insider Trading — judgment
AMF France v. X, A and B (insider trading, 2005) AMF (France) 2005-04-14 Insider Trading — judgment
AMF France v. X and A (issuer share buy-back breaches, 2005) AMF (France) 2005-04-07 — judgment