{"agencies":["AMF (France)","ASIC","CFTC","FCA","OSC","SEBI (India)","SEC"],"statuses":["appealed","dismissed","filed","judgment","settled","unknown"],"techs":[["analyst-manipulation","Analyst Manipulation",3],["banging-the-close","Banging The Close",5],["benchmark-submission-rigging","Benchmark Submission Rigging",0],["boiler-rooms","Boiler Rooms",3],["cash-vs-derivatives-schemes","Cash Vs Derivatives Schemes",0],["chat-group-pumps","Chat Group Pumps",3],["churning","Churning",6],["cornering","Cornering",1],["edgar-filing-fraud","EDGAR Filing Fraud",3],["engineered-short-squeeze","Engineered Short Squeeze",1],["exchange-wash-trading","Exchange Wash Trading",2],["fake-press-releases","Fake Press Releases",3],["false-rumors","False Rumors",3],["float-locking","Float Locking",1],["free-riding-and-parking","Free Riding And Parking",4],["front-running","Front Running",6],["fx-fixing","FX Fixing",0],["hack-to-trade","Hack To Trade",6],["hijacked-account-ramping","Hijacked Account Ramping",5],["insider-listing-trading","Insider Listing Trading",2],["insider-trading","Insider Trading",6],["layering","Layering",5],["marking-the-close","Marking The Close",5],["matched-orders","Matched Orders",5],["misleading-issuer-disclosure","Misleading Issuer Disclosure",3],["mismarking","Mismarking",0],["momentum-ignition","Momentum Ignition",5],["naked-short-selling-debate","Naked Short Selling Debate",6],["newsletter-scalping","Newsletter Scalping",3],["oracle-manipulation","Oracle Manipulation",2],["paid-crypto-market-making","Paid Crypto Market Making",2],["paid-stock-promotion","Paid Stock Promotion",3],["painting-the-tape","Painting The Tape",5],["ponzi-schemes","Ponzi Schemes",6],["price-manipulation","Price Manipulation",5],["pump-and-dump","Pump And Dump",3],["reverse-merger-schemes","Reverse Merger Schemes",4],["rigged-binary-options-execution","Rigged Binary Options Execution",3],["rug-pulls","Rug Pulls",2],["rule-105-offering-shorts","Rule 105 Offering Shorts",0],["settlement-price-manipulation","Settlement Price Manipulation",0],["sham-tender-offers","Sham Tender Offers",3],["shell-factories","Shell Factories",4],["short-and-distort","Short And Distort",3],["social-media-ramps","Social Media Ramps",3],["spoofing","Spoofing",5],["undisclosed-control-blocks","Undisclosed Control Blocks",4],["unregistered-distributions","Unregistered Distributions",4],["wash-trading","Wash Trading",5]],"families":[["benchmark-cross-market","Benchmark Cross Market"],["corner-squeeze","Corner Squeeze"],["crypto","Crypto"],["information","Information"],["issuer-structural","Issuer Structural"],["order-book","Order Book"],["related-distinct","Related Distinct"]],"rows":[["sebi-104811-market-abuse-2026","SEBI v. Lloyds Enterprises Limited and others (advances and financial statements, settlement, 2026)",5,"2026-09-29",4,null,[24],0,"Rajesh Rajnarayan Gupta; Viresh Shankar Sohoni",1],["sebi-104747-market-abuse-2026","SEBI v. Nutrikosh India Private Limited and Alok Chaudhary (Growpital Platform, settlement, 2026)",5,"2026-09-28",4,null,[],0,"",1],["sebi-104766-market-abuse-2026","SEBI v. Madhukar Dubey and Magnum Industrial Corporation (Channel Nine Entertainment IPO funding, 2026)",5,"2026-09-28",3,null,[],0,"",1],["sebi-104726-misleading-issuer-disclosure-2026","SEBI v. Omaxe Limited and others (minimum public shareholding via company funds, 2026)",5,"2026-09-24",3,null,[24],0,"Rohtas Goel; Sunil Goel; Jai Bhagwan Goel; Dream Home Developers Pvt Ltd; Guild Builders Pvt Ltd",1],["sebi-104646-matched-orders-2026","SEBI v. Shreedhar Yellaiah Kodam (synchronized trades, Well Pack Papers, 2026)",5,"2026-09-22",1,null,[23,34],0,"",1],["sec-mark-d-hanf-ponzi-schemes-2026","SEC v. Mark D. Hanf and Hoai-Nam Chu Phan (ponzi schemes, 2026)",6,"2026-09-04",4,null,[33],1,"",1],["sec-trijya-vakil-insider-trading-2026","SEC v. Trijya Vakil and Neeraj Visen (insider trading, 2026)",6,"2026-09-04",4,109436,[20],1,"",1],["sec-corey-ortiz-free-riding-and-parking-2026","SEC v. Corey Ortiz (free riding and parking, 2026)",6,"2026-09-03",3,null,[14,23],1,"",1],["sec-david-t-gilchrist-christopher-aaron-novinger-rebecca-novinger-ponzi-schemes-","SEC v. David T. Gilchrist, Christopher Aaron Novinger and Rebecca Novinger (2026)",6,"2026-09-01",2,null,[],1,"David T. Gilchrist, Christopher Aaron Novinger, Rebecca Novinger",1],["sec-mordechai-haim-ferder-2026","SEC v. Mordechai Haim Ferder, Simba IL Holdings LLC and others (2026)",6,"2026-09-01",2,null,[],0,"Edit Fintzi Ferder (as trustee); Haim Family Trust; TF 2021 Irrevocable Trust; RF 2021 Irrevocable Trust",1],["sebi-104152-misleading-issuer-disclosure-2026","SEBI v. Tarapur Transformers Limited and others (diverted funds and inflated receivables, 2026)",5,"2026-08-31",3,null,[24],0,"Choudhary Global Limited; Veedhata Towers Private Limited; Lorraine Finance Private Limited; Rohit Steel Lamination Private Limited; Deekay Iron and Steel Private Limited; Kumudini Engineering Private Limited; Ashadeep Multitrade Private Limited; Rajendra Kumar Choudhary; Ganesh Gangaram Madhari",1],["cftc-gabriel-perez-insider-trading-2026","CFTC v. Gabriel Perez (insider trading, 2026)",2,"2026-08-28",3,65000,[20],0,"",1],["sebi-104109-misleading-issuer-disclosure-2026","SEBI v. Trafiksol ITS Technologies Limited and others (misleading IPO prospectus, 2026)",5,"2026-08-28",3,null,[24],0,"Jitendra Narayan Das; Poonam Das",1],["sebi-104110-misleading-issuer-disclosure-2026","SEBI v. Debock Industries Limited and others (fictitious issues, inflated sales and diverted rights-issue funds, 2026)",5,"2026-08-28",3,null,[24,34],0,"Mukesh Manveer Singh; Sunil Kalot; Priyanka Sharma; Nishu Goyal; Vandana Patidar; Avance Ventures Private Limited; Impex Agrotech Limited; Gaurav Jain; Naturo IndiaBull Limited; Jyoti Choudhary",1],["sec-mayur-baviskar-free-riding-and-parking-2026","SEC v. Mayur Baviskar (free riding and parking, 2026)",6,"2026-08-26",4,50000,[14],0,"",1],["sebi-104019-misleading-issuer-disclosure-2026","SEBI v. Varanium Cloud Limited and others (false accounts, diverted IPO funds and share sales, 2026)",5,"2026-08-25",3,null,[24,34],0,"Harshawardhan Hanmant Sabale; Vinayak Vasant Jadhav; Mukundan Raghavan; Hetal Somani; First Overseas Capital Limited; Athos Capital Advisors Private Limited; Jinesh Narottamdas Mehta; Raj Jagtani (proprietor of BM Traders); Fahim Iunus Shaikh; Kalpesh Anil Acharekar",1],["sebi-103935-misleading-issuer-disclosure-2026","SEBI v. Max Financial Services Limited and others (alleged share-buyback scheme with Axis group, dismissed, 2026)",5,"2026-08-24",1,null,[24],0,"Max Life Insurance Company Limited; Axis Bank Ltd; Axis Capital Ltd; Axis Securities Ltd; Analjit Singh; Mohit Talwar; Rahul Khosla; Sujatha Ratnam; Rahul Ahuja; Jatin Khanna; V Krishnan",1],["sec-brian-keasberry-paid-stock-promotion-2026","SEC v. Brian Keasberry (paid stock promotion, 2026)",6,"2026-08-21",3,37500,[31],0,"",1],["sec-gavin-wolfe-insider-trading-2026","SEC v. Gavin Wolfe and others (insider trading, 2026)",6,"2026-08-21",2,null,[20],0,"Jason Satsky; Evergreen Capital, L.P.; Evergreen Financial LLC; Empire Property Management LLC; GAW Holdings, LLC; SA 1055 LLC; SA 1057 LLC; SA 1082 LLC; SA 1083 LLC",1],["sec-jesse-r-mitchell-insider-trading-2026","SEC v. Jesse R. Mitchell (insider trading, 2026)",6,"2026-08-21",2,null,[20],1,"",1],["sebi-103883-market-abuse-2026","SEBI v. Modex International Securities Limited and others (client funds and securities, 2026)",5,"2026-08-21",3,null,[],0,"Dharmendra Kumar Arora; Pavan Kumar Sachdeva",1],["sebi-103770-matched-orders-2026","SEBI v. Bhavik Indravadan Shah and others (front running a broker client, 2026)",5,"2026-08-19",3,null,[15],0,"Jayshree Bhavik Shah; Bhavik Indravadan Shah HUF",1],["sec-andrew-spaventa-boiler-rooms-2026","SEC v. Andrew Spaventa and others (boiler rooms, 2026)",6,"2026-08-17",2,null,[3],0,"The Spaventa Group LLC; TSG Capital Advisors LLC; TSG Alpha Partners LLC",1],["sebi-103590-insider-trading-2026","SEBI v. Arun Kumar Somani and others (insider trading review, Indian Oil Corporation, 2026)",5,"2026-08-13",1,null,[20],0,"Ramesh Chand Gupta; Tara Devi Gupta",1],["sec-leor-moshe-jacob-goldman-isaac-odes-ponzi-schemes-2026","SEC v. Leor Moshe, Jacob Goldman, Isaac Odes (ponzi schemes, 2026)",6,"2026-08-13",2,null,[33],1,"",1],["cftc-goliath-ventures-inc-ponzi-schemes-2026","CFTC v. Goliath Ventures, Inc. and Christopher Delgado (ponzi schemes, 2026)",2,"2026-08-11",2,null,[33],1,"",1],["sec-benjamin-tesfaye-insider-trading-2026","SEC v. Benjamin Tesfaye (insider trading, 2026)",6,"2026-08-11",4,18668,[20],0,"",1],["sec-goliath-ventures-inc-ponzi-schemes-2026","SEC v. Goliath Ventures, Inc. and Christopher A. Delgado (ponzi schemes, 2026)",6,"2026-08-11",2,null,[33],0,"",1],["sec-frank-m-cerisano-jr-spoofing-2026","SEC v. Frank M. Cerisano Jr. (spoofing, 2026)",6,"2026-08-10",4,334701.6,[45],0,"",1],["sebi-103309-social-media-ramps-2026","SEBI v. Abhay Dwivedi and others (YouTube promotion, Decillion Finance, 2026)",5,"2026-08-03",3,null,[44,34],0,"Anshu Mishra; Manish Mishra; Ankur Sharma; Vivek Chauhan; Dipak Dwiwedi; Neetu Dwivedi; Pallavi; Amrit Pal Singh; Gaurav Jaiswal; Srivani Merchants Pvt Ltd.; Gangadhar Dealers Pvt Ltd.",1],["sec-gotbit-consulting-llc-a-k-a-gotbit-hedge-fund-wash-trading-2026","SEC v. Gotbit Consulting LLC a/k/a Gotbit Hedge Fund and Fedor Kedrov (paid crypto market making, 2026)",6,"2026-08-03",4,null,[30,48],1,"",1],["cftc-george-santos-price-manipulation-2026","CFTC v. George Santos (price manipulation, 2026)",2,"2026-07-31",4,17500,[34],0,"",1],["sebi-103299-misleading-issuer-disclosure-2026","SEBI v. Zee Entertainment Enterprises Ltd. and others (unauthorised pledge of company property, 2026)",5,"2026-07-31",3,null,[24],0,"Punit Goenka; Subhash Chandra",1],["sebi-103289-misleading-issuer-disclosure-2026","SEBI v. Suresh Venkatachari and others (insider trading, SecureKloud Technologies, 2026)",5,"2026-07-31",3,null,[20],0,"R S Ramani; M V Bhaskar",1],["sebi-103248-social-media-ramps-2026","SEBI v. Anupam Narain Gupta and others (paid Telegram tips, Moksh Ornaments, 2026)",5,"2026-07-30",3,null,[44,31],0,"Narain Kumar Gupta; Abhay Narain Gupta; Pro Fin Capital Services Ltd.; Ambe Securities Pvt. Ltd.; Triyamb Securities Private Ltd.; Rohit Arora; Amesh Surajlal Jaiswal; Jalaj Agrawal; Arvind Shukla; Aviral Saxena",1],["sebi-103251-misleading-issuer-disclosure-2026","SEBI v. Kalahridhaan Trendz Limited and others (false corporate announcements, 2026)",5,"2026-07-30",3,null,[24,11],0,"Niranjan D Agarwal; Aditya N Agarwal; Sunitadevi Niranjan Agarwal",1],["sebi-103102-social-media-ramps-2026","SEBI v. Amesh Surajlal Jaiswal and others (Telegram tips, Akash Infra-Projects, 2026)",5,"2026-07-28",3,null,[44,34],0,"Jalaj Agrawal; Arvind Shukla; Yoginkumar Haribhai Patel; Ambusinh Punjaji Gol; Premalsinh Punjaji Gol; Dineshbhai Haribhai Patel; Nikhil Bharatbhai Patel; Samir Rohitbhai Shah; Silkon Trades LLP; Swetsam Stock Holding Private Limited; Pradeep Hiralal Shah",1],["sebi-103044-misleading-issuer-disclosure-2026","SEBI v. Hexa Tradex Limited and others (alleged misleading financials, dismissed, 2026)",5,"2026-07-24",1,null,[24],0,"Prithvi Raj Jindal; Sminu Jindal; Pravesh Srivastava; Arti Jindal; Raj Kamal Aggarwal; Kuldip Bhargava; Virtuous Tradecorp Private Limited; OPJ Trading Private Limited; Sahyog Holdings Private Limited; Siddeshwari Tradex Private Limited; Sajjan Jindal",1],["sebi-103046-front-running-2026","SEBI v. Madhav Stock Vision Pvt. Ltd. and others (front running a large institutional client, 2026)",5,"2026-07-24",3,null,[15],0,"Jyotiswaroop Nandkishore Purohit; Pankit Bhagwati Jhaveri; Rajesh Bhagwati Jhaveri; Ajay Sampatraj Jain; Rajkumar Prabhu Damani",1],["sec-aras-investment-business-group-s-a-p-i-de-c-v-ponzi-schemes-2026","SEC v. Aras Investment Business Group S.A.P.I. de C.V. and others (ponzi schemes, 2026)",6,"2026-07-24",3,448746,[33],0,"Armando Gutierrez Rosas; Maria de Lourdes Tolentino Roque; Diayanira Rendon Trejo; Efren Quiroz Gardea; Luis Quiroz Gardea",1],["sec-jamal-jimmy-chammout-insider-trading-2026","SEC v. Jamal (“Jimmy”) Chammout and others (insider trading, 2026)",6,"2026-07-17",2,776212,[20],0,"Ali El Siblani; Ali Jawad; Rabih Rakha",1],["sec-michael-j-forster-pump-and-dump-2026","SEC v. Michael J. Forster (pump and dump, 2026)",6,"2026-07-15",3,null,[35],1,"",1],["sec-robert-yedid-andrew-kaufman-insider-trading-2026","SEC v. Robert Yedid, Andrew Kaufman, and Mark Jacobs (insider trading, 2026)",6,"2026-07-10",4,null,[20],1,"",1],["sec-weiguo-zhai-insider-trading-2026","SEC v. Weiguo Zhai (insider trading, 2026)",6,"2026-07-09",4,null,[20],0,"",1],["cftc-north-carolina-commodity-pool-operator-ponzi-schemes-2026","CFTC v. Trevor L. Vernon and Argent Capital Management LLC (ponzi schemes, 2026)",2,"2026-07-07",2,null,[33],0,"",1],["sebi-102636-insider-trading-2026","SEBI v. Raj Kumar Agarwal (insider trading, RHI Magnesita India, dismissed, 2026)",5,"2026-07-07",1,null,[20],0,"",1],["sebi-102459-price-manipulation-2026","SEBI v. Bhavin Sureshbhai Thakkar (price manipulation, Evexia Lifecare, dismissed, 2026)",5,"2026-06-30",1,null,[34],0,"",1],["sebi-102471-matched-orders-2026","SEBI v. Hanif Shekh and others (price and volume manipulation in five scrips, Mauria Udyog and others, 2026)",5,"2026-06-30",3,null,[23,35,34],0,"Kasambhai Shekh; Hasina Kasambhai Shekh; Robert Resources Ltd.; Econo Trade India Ltd.; Econo Broking Pvt. Ltd.; Sai Metaltech LLP; Navneet Kumar Sureka; Deepa Sureka; Mauria Udyog Ltd.; Vee Em Infocenter Ltd.; Jagdish Chahar",1],["sebi-102465-market-abuse-2026","SEBI v. Omprakash Basantlal Goenka and others (Citrus Check Inns unregistered holiday scheme, 2026)",5,"2026-06-30",3,null,[],0,"Citrus Check Inns Limited; Prakash Ganpat Utekar; Venkatraman Natarajan; Narayan Shivram Kotnis",1],["sec-nanobit-limited-et-al-2026","SEC v. NanoBit Limited, et al. (2026)",6,"2026-06-29",3,4829004,[],0,"Radiant Horizons Limited; Zhao Tropical Deli Inc.; Sweet Karma Fashion Inc.; Jiajie Liu; Hua Zhao",1],["sec-mingran-wang-spoofing-2026","SEC v. Mingran Wang (spoofing, 2026)",6,"2026-06-25",4,null,[45],1,"",1],["sec-casey-muggleston-insider-trading-2026","SEC v. Casey Muggleston (insider trading, 2026)",6,"2026-06-24",2,null,[20],1,"",1],["sec-sanders-family-office-ponzi-schemes-2026","SEC v. Sanders Family Office and others (ponzi schemes, 2026)",6,"2026-06-24",3,null,[33],1,"Margaret Sanders; Francisco J. Herrera",1],["sec-justin-jennings-insider-trading-2026","SEC v. Justin Jennings and Vortex Strategies LLC (insider trading, 2026)",6,"2026-06-23",2,null,[20],1,"",1],["sebi-102163-misleading-issuer-disclosure-2026","SEBI v. Prime Focus Limited and others (alleged misleading financial statements, dismissed, 2026)",5,"2026-06-16",1,null,[24],0,"Naresh Malhotra; Namit Malhotra; Ramakrishnan Sankaranarayanan; Nishant Avinash Fadia; Rivkaran Singh Chadha; Kodi Raghavan Srinivasan; Padmanabha Gopal Aiyar; Samu Devarajan",1],["sec-bruce-cameron-conway-insider-trading-2026","SEC v. Bruce Cameron Conway (insider trading, 2026)",6,"2026-06-16",4,160936,[20],0,"",1],["sec-gerard-ryan-insider-trading-2026","SEC v. Gerard Ryan (insider trading, 2026)",6,"2026-06-15",3,null,[20],1,"",1],["sec-rakesh-ahuja-insider-trading-2026","SEC v. Rakesh Ahuja (insider trading, 2026)",6,"2026-06-15",4,65404,[20],0,"",1],["sec-santos-kidd-ponzi-schemes-2026","SEC v. Santos Kidd (ponzi schemes, 2026)",6,"2026-06-12",3,285156,[33],0,"",1],["sec-jianqing-li-insider-trading-2026","SEC v. JianQing Li (insider trading, 2026)",6,"2026-06-05",2,null,[20],1,"",1],["sebi-101736-social-media-ramps-2026","SEBI v. Veerkrupa Jewellers Limited and others (SME IPO publicity and trading, 2026)",5,"2026-05-29",3,null,[31,44,34],0,"Chirag Arvind Shah; Vivid Mercantile Limited; Satishkumar Ramanlal Gajjar; First Overseas Capital Limited; Rushabh Shroff; Satish Vadilal Sheth; Stockk Seva Marketing Private Limited; Meghkumar Mahendrakumar Shah; Bhavya Dhiman; NNM Securities Private Limited; Miker Financial Consultants Private Limited",1],["sebi-1780045331-misleading-issuer-disclosure-2026","SEBI v. Suzlon Energy Limited and others (misstated financial statements, 2026)",5,"2026-05-29",3,null,[24],0,"Vinod R. Tanti; Girish R. Tanti; Kirti J. Vagadia; Amit Agarwal",1],["sec-nathan-fuller-ponzi-schemes-2026","SEC v. Nathan Fuller (ponzi schemes, 2026)",6,"2026-05-29",2,null,[33],0,"",1],["cftc-google-employee-insider-trading-2026","CFTC v. Google Employee (insider trading, 2026)",2,"2026-05-27",2,null,[20],1,"",1],["asic-26-104mr-insider-trading-2026","Fund manager Rodney Forrest re-sentenced to five years and three months’ jail following insider trading appeal (ASIC, 2026)",1,"2026-05-22",3,null,[20],1,"",1],["sec-nipun-kumar-jami-insider-trading-2026","SEC v. Nipun Kumar Jami (insider trading, 2026)",6,"2026-05-22",4,658617,[20],0,"",1],["amf-fr-san-2026-04-insider-trading-2026","AMF France v. M. Ytane Mamou and M. Elie Houri (insider trading, 2026)",0,"2026-05-20",3,null,[20],0,"",1],["sec-oskar-elmgart-insider-trading-2026","SEC v. Oskar Elmgart and Raymond Leibman (insider trading, 2026)",6,"2026-05-18",4,93631,[20],0,"",1],["sebi-101474-social-media-ramps-2026","SEBI v. Aakash Doshi and others (Telegram tips, Darshan Orna Limited, 2026)",5,"2026-05-15",3,null,[44,34],0,"Kevin Kapadia; Dilip Doshi; Richi Dilip Doshi; Kruti Kevin Kapadia",1],["sec-robert-newell-2026","SEC v. Robert Newell and Black Hawk Funding, Inc. (2026)",6,"2026-05-14",3,668300,[],0,"",1],["sebi-101405-insider-trading-2026","SEBI v. Dr. Rashmi Saluja (insider trading, Religare Enterprises, 2026)",5,"2026-05-13",3,null,[20],0,"",1],["sec-douglas-p-farr-insider-trading-2026","SEC v. Douglas P. Farr (insider trading, 2026)",6,"2026-05-07",4,35185,[20],0,"",1],["sec-nicolo-nourafchan-insider-trading-2026","SEC v. Nicolo Nourafchan and others (insider trading, 2026)",6,"2026-05-07",2,null,[20],1,"Robert Yadgarov",1],["sebi-101297-market-abuse-2026","SEBI v. Agnes Developers Private Limited and others (alleged fund diversion at Indiabulls Real Estate, settlement, 2026)",5,"2026-05-07",4,null,[],0,"Everlast Projects Private Limited; Lincoln Developers Private Limited; Deneb Developers Private Limited",1],["cftc-new-york-trader-spoofing-2026","CFTC v. Sidney Lebental (spoofing, 2026)",2,"2026-05-06",3,200000,[45],0,"",1],["sebi-101215-front-running-2026","SEBI v. Prijesh Kurani and others (front running a broker's client orders, 2026)",5,"2026-04-30",3,null,[15],0,"Navnit Gadoya; Bharati Navnit Gadoya; Rekha Arun Kurani; Dharini Kurani; Vilpa Vora; Pranav Vora",1],["sec-christopher-flagg-free-riding-and-parking-2026","SEC v. Christopher Flagg, Daquan Lloyd and Travis Treusch (free riding and parking, 2026)",6,"2026-04-30",3,null,[14,23],1,"",1],["sec-jai-sondhi-insider-trading-2026","SEC v. Jai Sondhi (insider trading, 2026)",6,"2026-04-29",4,54965,[20],0,"",1],["sebi-101128-insider-trading-2026","SEBI v. Ashok Maheshwari and others (front running a portfolio manager's trades, 2026)",5,"2026-04-27",3,null,[15],0,"Darshan Bakul Shah; Khusboo Darshan Shah; Darshan Bakul Shah (HUF); Benzer Department Stores Pvt. Ltd.; Mihir Dhirajalal Savla; CHL Stock Concepts Pvt. Ltd.; Chirag Mahendra Shah",1],["sec-terrence-chalk-ponzi-schemes-2026","SEC v. Terrence Chalk (ponzi schemes, 2026)",6,"2026-04-27",3,null,[33],0,"",1],["cftc-u-s-service-member-insider-trading-2026","CFTC v. U.S. Service Member (insider trading, 2026)",2,"2026-04-23",2,null,[20],1,"",1],["sebi-101058-matched-orders-2026","SEBI v. Ranjan Sahay and others (price manipulation, Veer Global Infraconstruction, 2026)",5,"2026-04-22",3,null,[34],0,"Bhavana Sahay; Rita Kumar; Vibhash Chandra; Shahnaz Khatoon; Satish Ramvilas Upadhyay; Seema Satish Upadhyay; Sanjay R Gupta; Sunita Sanjay Gupta; Jagdish Narayan Patil; Vikramsingh Govindsingh Rajput",1],["sec-voyager-pacific-capital-management-llc-ponzi-schemes-2026","SEC v. Voyager Pacific Capital Management, LLC, Roger David Hardcastle and others (ponzi schemes, 2026)",6,"2026-04-21",2,null,[33],1,"John Giarmarco; Vanessa Lung-Medlock; Adagio SPE LLC; Andante SPE LLC; Brighton Cove LLC; Cayucos Dream, LLC; GSD Equities, LLC; HGM Holdings LLC; Kastlemark LLC; Martin-Taylor Company LLC; Premier Property Management Group, LLC",1],["sec-weizheng-zeng-insider-trading-2026","SEC v. Weizheng Zeng (insider trading, 2026)",6,"2026-04-20",4,69011,[20],0,"",1],["asic-alexander-mcculloch-insider-trading-2026","ASIC v. Alexander McCulloch (insider trading, 2026)",1,"2026-04-17",3,null,[20],1,"Alexander John McCulloch",1],["sec-sudheesh-nambiar-ponzi-schemes-2026","SEC v. Sudheesh Nambiar (ponzi schemes, 2026)",6,"2026-04-17",2,null,[33],0,"",1],["sebi-100939-misleading-issuer-disclosure-2026","SEBI v. Lypsa Gems & Jewellery Limited and others (misstated financial statements, 2026)",5,"2026-04-16",3,null,[24],0,"Dipan Babulal Patwa; Manish Jaysukhlal Janani; Jeeyan Dipan Patwa; Sonal Dipan Patwa",1],["asic-26-069mr-insider-trading-2026","Former Big Un CEO pleads guilty in insider trading case (ASIC, 2026)",1,"2026-04-09",3,null,[20],1,"Richard Evans (formerly Evertz)",1],["sec-geoffrey-allen-wall-pump-and-dump-2026","SEC v. Geoffrey Allen Wall (pump and dump, 2026)",6,"2026-04-09",3,null,[35],0,"Jay Scott Kirk Lee; Benjamin Thompson Kirk",1],["sec-caroline-j-campbell-insider-trading-2026","SEC v. Caroline J. Campbell (insider trading, 2026)",6,"2026-04-06",4,157066,[20],0,"",1],["sec-michael-smith-insider-trading-2026","SEC v. Michael Smith and Douglas Joshua Dalton (insider trading, 2026)",6,"2026-04-01",2,null,[20],1,"",1],["sec-brent-david-willis-2026","SEC v. Brent David Willis (2026)",6,"2026-03-31",3,175000,[],0,"",1],["sec-brent-cranmer-insider-trading-2026","SEC v. Brent Cranmer and Daniel McCormick (insider trading, 2026)",6,"2026-03-30",3,50000,[20],1,"",1],["sec-ronald-smith-insider-trading-2026","SEC v. Ronald Smith (insider trading, 2026)",6,"2026-03-30",2,null,[20],0,"",1],["sec-titanium-capital-llc-ponzi-schemes-2026","SEC v. Titanium Capital LLC and Henry Abdo (ponzi schemes, 2026)",6,"2026-03-30",3,null,[33],1,"",1],["sebi-100648-front-running-2026","SEBI v. Vishvanath Goswami and others (front running a foreign fund's trades, Chaturvedi group, 2026)",5,"2026-03-27",3,null,[15],0,"Umang Chaturvedi; Shyam Chaturvedi; Vinod Kumar Chaturvedi",1],["sec-benjamin-taylor-insider-trading-2026","SEC v. Benjamin Taylor and Darina Windsor (insider trading, 2026)",6,"2026-03-27",3,50000,[20],0,"",1],["sebi-100535-front-running-2026","SEBI v. Sunny Bhatia and others (front running Sarvottam Securities trades, 2026)",5,"2026-03-24",3,null,[15],0,"Surbhi Chopra Bhatia; Mamta Rani; Kumar Ashok",1],["sec-kevan-sadigh-insider-trading-2026","SEC v. Kevan Sadigh (insider trading, 2026)",6,"2026-03-23",3,null,[20],1,"",1],["sebi-100430-social-media-ramps-2026","SEBI v. Sanjay Arunkumar Choksi and others (Telegram tips, Retro Green Revolution, 2026)",5,"2026-03-17",3,null,[44,34],0,"Viral Kapadia; Vishnu Sharma; Amesh Jaiswal; Vijay Pujara; Sanjay Arunkumar Choksi HUF; Sagar Choksi; Western Agrotech Innovative Limited; Maama Mia Retailing Private Limited; Jalaj Agarwal",1],["sec-bin-hao-ponzi-schemes-2026","SEC v. Bin Hao and Qidian LLC (ponzi schemes, 2026)",6,"2026-03-17",3,236451,[33],0,"",1],["sec-paul-w-jorgensen-insider-trading-2026","SEC v. Paul W. Jorgensen (insider trading, 2026)",6,"2026-03-17",4,null,[20],1,"",1],["sec-canaccord-genuity-llc-2026","SEC v. Canaccord Genuity LLC (suspicious activity reporting, 2026)",6,"2026-03-06",4,20000000,[],0,"",1],["sebi-100126-misleading-issuer-disclosure-2026","SEBI v. Zuari Agro Chemicals Limited and others (settlement, misstated accounts, 2026)",5,"2026-03-05",4,null,[24],0,"Sunil Sethy; R K Gupta; Nitin Manguesh Kantak; Vijayamahantesh Khannur",1],["sec-justin-sun-tron-foundation-limited-bittorrent-foundation-ltd-rainberry-inc-p","SEC v. Justin Sun, Tron Foundation Limited, BitTorrent Foundation Ltd., Rainberry, Inc., and DeAndre Cortez Way (wash trading, 2026)",6,"2026-03-05",4,10000000,[48],0,"",1],["sec-zachary-miller-unregistered-distributions-2026","SEC v. Zachary Miller (unregistered distributions, 2026)",6,"2026-03-05",4,null,[47],0,"",1],["sebi-100055-misleading-issuer-disclosure-2026","SEBI v. Mediaone Global Entertainment Ltd. and others (diverted funds and false accounts, 2026)",5,"2026-02-27",3,null,[24,34],0,"Suryaraj Kumar; J Murali Manohar; K Sai Prasad; M Srinivas Kumar; Timothy Alfred Joseph Moses; Saraswathy Gopalan",1],["sebi-100057-misleading-issuer-disclosure-2026","SEBI v. Arcotech Limited and others (preferential allotment funded by company money, 2026)",5,"2026-02-27",3,null,[24],0,"Radhanath Pattanayak; Arvind Kumar Saraf; Rishabh Saraf; Sidhant Distributors Pvt. Ltd.; Good Value Products Limited; Nihon Sales Private Limited; Arcotech Info Ltd.",1],["sec-joel-castellanos-ponzi-schemes-2026","SEC v. Joel Castellanos (ponzi schemes, 2026)",6,"2026-02-24",3,150000,[33],1,"",1],["sec-joseph-c-lewis-carolyn-w-carter-patrick-j-o-connor-insider-trading-2026","SEC v. Joseph C. Lewis, Carolyn W. Carter, Patrick J. O’Connor, and Bryan L. Waugh (insider trading, 2026)",6,"2026-02-24",3,1935148,[20],0,"",1],["sebi-99823-misleading-issuer-disclosure-2026","SEBI v. Oriental Trimex Limited and others (fictitious sales in financial statements, 2026)",5,"2026-02-18",3,null,[24],0,"Rajesh Punia; Savita Punia; Om Prakash Sharma; Mirage Marble Private Limited; Nirmal Marble Limited; Abhishek Jain; Vivek Seth; Jitendra Surendra Gupta; Rakesh Takyar",1],["sec-martin-tuncaydin-insider-trading-2026","SEC v. Martin Tuncaydin (insider trading, 2026)",6,"2026-02-13",4,27217,[20],0,"",1],["sebi-99723-matched-orders-2026","SEBI v. Harsha Ishvarbhai Solanki and others (trading in ANI Integrated Services, 2026)",5,"2026-02-12",3,null,[34,23],0,"Nitaben Babulal Khalas; Sonalben Amitbhai Khalas; Taraben Kirankumar Padhiyar; Ravi Dipakbhai Barupal; Rakeshbhai K Pandya; Jayesh Ganpatlal Pansal; Rajaniben Jayeshbhai Pansal; Khushbu Arjunbhai Padhiyar; Bhavika Prakash Rathod; Rita Arvindbhai Rangi; BB Commercial Limited",1],["sec-epic-capital-wealth-advisors-llc-2026","SEC v. Epic Capital Wealth Advisors, LLC (2026)",6,"2026-02-11",3,null,[],0,"",1],["sebi-99518-analyst-manipulation-2026","SEBI v. Yayaati Hasmukhray Nada and others (Telegram stock tips, Unison Metals, 2026)",5,"2026-02-05",3,null,[5,44],0,"Nirali Yayaati Nada; Jasavantbhai Patel; Jignesh Pravinbhai Pethani; Nahush Ashvinbhai Shukla; Prajesh A Shukla; Malay Shaileshbhai Patel; Reetaben Ashvinkumar Shukla; Hardik J Patel; Shailesh S Patel; Jalaj Agrawal; Arvind Shukla",1],["sebi-99538-misleading-issuer-disclosure-2026","SEBI v. Setco Automotive Limited and others (diversion of funds and concealed commission, 2026)",5,"2026-02-05",3,null,[24],0,"Setco Auto Systems Private Limited; Harish Sheth; Udit Harish Sheth; Arun Arora; Ashok Kumar Jha; Suhasini Somesh Sathe; Rovinder Kumar Singla; Urja Harshal Shah; Jatinder Bir Singh Gujral",1],["sec-gerald-shvartsman-insider-trading-2026","SEC v. Gerald Shvartsman and others (insider trading, 2026)",6,"2026-02-05",3,null,[20],1,"Michael Shvartsman; Rocket One Capital LLC",1],["sec-marat-likhtenstein-ponzi-schemes-2026","SEC v. Marat Likhtenstein (ponzi schemes, 2026)",6,"2026-02-05",4,null,[33],1,"",1],["sec-ryan-squillante-insider-trading-2026","SEC v. Ryan Squillante (insider trading, 2026)",6,"2026-02-05",3,null,[20],1,"",1],["sec-brett-rosen-social-media-ramps-2026","SEC v. Brett Rosen and others (social media ramps, 2026)",6,"2026-02-04",2,null,[44],1,"Deborah Braun; David M. Massey; RB Capital Partners, Inc.",1],["cftc-matthew-clark-insider-trading-2026","CFTC v. Matthew Clark (insider trading, 2026)",2,"2026-02-02",4,null,[20],1,"",1],["sec-kevin-a-van-de-grift-insider-trading-2026","SEC v. Kevin A. Van de Grift (insider trading, 2026)",6,"2026-01-30",3,298000,[20],0,"",1],["sec-satish-appalakutty-ponzi-schemes-2026","SEC v. Satish Appalakutty and others (ponzi schemes, 2026)",6,"2026-01-29",2,null,[33],0,"Lorven Funds; Lorven Advisors LLC; Vistalytics Inc.",1],["fca-bhavesh-hirani-insider-trading-2026","FCA v. Bhavesh Hirani (insider trading, 2026)",3,"2026-01-27",5,null,[20],0,"",1],["fca-dipesh-kerai-insider-trading-2026","FCA v. Dipesh Kerai (insider trading, 2026)",3,"2026-01-27",4,null,[20],0,"",1],["sec-saeid-jaberian-pump-and-dump-2026","SEC v. Mark A. Miller, Saeid Jaberian and Christopher J. Rajkaran (pump and dump, 2026)",6,"2026-01-27",3,null,[35],1,"",1],["sec-brian-j-suthoff-insider-trading-2026","SEC v. Brian J. Suthoff (insider trading, 2026)",6,"2026-01-26",4,19680,[20],0,"",1],["asic-26-007mr-insider-trading-2026","Fund manager sentenced to 6 years’ jail in $3 million Platinum Asset Management insider trading case (ASIC, 2026)",1,"2026-01-23",3,null,[20],1,"Rodney Forrest",1],["sec-mohit-verma-insider-trading-2026","SEC v. Mohit Verma (insider trading, 2026)",6,"2026-01-21",4,41008,[20],0,"",1],["sec-song-yuan-insider-trading-2026","SEC v. Song Yuan (insider trading, 2026)",6,"2026-01-21",4,65602,[20],0,"",1],["cftc-gregg-smith-spoofing-2026","CFTC v. Gregg Smith and Michael Nowak (spoofing, 2026)",2,"2026-01-16",3,350000,[45],1,"",1],["sebi-1768543978-front-running-2026","SEBI v. Ashish S Parekh and others (front running of a large client's orders, 2026)",5,"2026-01-16",3,null,[15],0,"Rajesh Joshi; Nagendra S Dubey; Chirag Atul Pithadia; Dipa Ashish Parekh; Kashmira Joshi; Nikhil Hirachand Jain; Nikhil Hirachand Jain HUF; Alpesh Hirachand Jain HUF; Nagendra S Dubey HUF; Jagruti Atul Pithadia; Sahil Atul Pithadia",1],["sebi-99117-insider-trading-2026","SEBI v. Niraj Dhanraj Chhajer and Deepti Chhajer (insider trading, Torrent Power, 2026)",5,"2026-01-16",3,null,[20],0,"",1],["sec-hong-john-wang-insider-trading-2026","SEC v. Hong (John) Wang and Precision Clinical Consulting, LLC (insider trading, 2026)",6,"2026-01-15",2,null,[20],1,"",1],["sec-bernardo-mendia-alcaraz-ponzi-schemes-2026","SEC v. Bernardo Mendia-Alcaraz and Toltec Capital LLC (ponzi schemes, 2026)",6,"2026-01-06",3,2207524,[33],0,"",1],["sec-muhammad-saad-shoukat-fake-press-releases-2026","SEC v. Muhammad Saad Shoukat and others (fake press releases, 2026)",6,"2026-01-06",2,null,[11,20],1,"Gyunho Kim; Muhammad Arham Shoukat; Muhammad Shahwaiz Shoukat; Izunna Okonkwo; Daniyal Khan",1],["sebi-illiquid-stock-options-bse-2026-matched-orders","SEBI adjudication orders on illiquid stock options at BSE (2026 batch)",5,"2026-01-05",3,null,[23],0,"Parmeswar Commercial Private Limited; Anju Agarwal; Amanat Developers Private Limited; Mukund Dubey; Nitesh Singh",1],["sebi-98774-matched-orders-2025","SEBI v. Usha Devi and others (price and volume manipulation of DU Digital Technologies, 2025)",5,"2025-12-31",3,null,[34,23,48],0,"Jagdish Chhanabhai Vaghela; Mahendrabhai Sanghvi; Kuntal Jitendra Trivedi; Jigneshkumar Purshottamdas Patel; Girish Kantilal Parmar; Pranav Kamleshkumar Trivedi; Nikunj Sureshchandra Shah; Sagarkumar Pravinchandra Dataniya; Vidhi Nikunj Shah; Nayan Mahendrabhai Thakkar; Sun Flower Broking Private Limited",1],["sebi-98776-price-manipulation-2025","SEBI v. Paresh Nathalal Chauhan (Timbor Home bulk-SMS share scheme, remand order, 2025)",5,"2025-12-31",3,null,[34,35],0,"",1],["sec-david-j-bradford-ponzi-schemes-2025","SEC v. David J. Bradford and Gerardo L. Linarducci (ponzi schemes, 2025)",6,"2025-12-30",2,null,[33],0,"",1],["sec-bryan-scott-mcmillan-insider-trading-2025","SEC v. Bryan Scott McMillan (insider trading, 2025)",6,"2025-12-23",3,122100,[20],0,"",1],["sec-david-hudzik-unregistered-distributions-2025","SEC v. David Hudzik (unregistered distributions, 2025)",6,"2025-12-23",3,70000,[47],0,"",1],["asic-25-315mr-chat-group-pumps-2025","Market riggers sentenced in ASX ‘pump and dump’ case (ASIC, 2025)",1,"2025-12-22",3,null,[5,35],1,"Syed Yusuf; Larissa Quinlan; Emma Summer; Kurt Stuart",1],["fca-russel-gerrity-insider-trading-2025","FCA v. Russel Gerrity (insider trading, 2025)",3,"2025-12-19",4,null,[20],0,"",1],["sebi-98502-social-media-ramps-2025","SEBI v. Manish Mishra and others (YouTube promotion of GG Engineering, 2025)",5,"2025-12-19",3,null,[44,45],0,"Anshu Mishra; Sunil Bhandari; Rekha Bhandari",1],["sec-george-john-drazenovic-pump-and-dump-2025","SEC v. George John Drazenovic (pump and dump, 2025)",6,"2025-12-19",4,236451,[35],0,"",1],["sebi-98421-insider-trading-2025","SEBI v. Anil Arora and others (alleged leak of results to adviser, Mawana Sugars, 2025)",5,"2025-12-17",1,null,[20],0,"Bharat Bhushan Mehta; Ashok Kumar Shukla",1],["sec-mina-tadrus-ponzi-schemes-2025","SEC v. Mina Tadrus (ponzi schemes, 2025)",6,"2025-12-17",3,null,[33],1,"",1],["sec-artur-khachatryan-spoofing-2025","SEC v. Artur Khachatryan (spoofing, 2025)",6,"2025-12-16",4,112165,[45],0,"",1],["asic-25-302mr-price-manipulation-2025","Victorian man sentenced in market manipulation case (ASIC, 2025)",1,"2025-12-12",3,null,[34,48],1,"Behzad Eghrari",1],["sebi-0b04a255-insider-trading-2025","SEBI v. Pranav Vinod Adani and others (insider trading, Adani Green Energy, 2025)",5,"2025-12-12",1,null,[20],0,"Kunal Dhanpalbhai Shah; Nrupal Dhanpalbhai Shah",1],["sebi-98328-insider-trading-2025","SEBI v. Anil Jain and others (insider trading, Refex Industries, 2025)",5,"2025-12-12",3,null,[20],0,"Kamlesh Jain; Jain Family Trust",1],["sebi-dbff0993-insider-trading-2025","SEBI v. Vinod Bahety and others (alleged insider trading, Adani Green Energy, 2025)",5,"2025-12-12",1,null,[20],0,"Tarun Jain; Rajtaru Enterprises; MC Jain Infoservices Private Limited",1],["sebi-98267-market-abuse-2025","SEBI v. Hemant Ghai (CNBC Awaaz stock recommendations, settlement, 2025)",5,"2025-12-09",4,null,[15],0,"",1],["sec-virtu-financial-inc-2025","SEC v. Virtu Financial, Inc. and Virtu Americas LLC (2025)",6,"2025-12-03",3,2500000,[],0,"",1],["sebi-98058-misleading-issuer-disclosure-2025","SEBI v. DroneAcharya Aerial Innovations Limited and others (misleading announcements and IPO fund misuse, 2025)",5,"2025-11-28",3,null,[24],0,"Prateek Srivastava; Nikita Srivastava; Instafin Financial Advisors LLP; Sandeep Ghate; Kishan R Verma; Harshal Kher; Corporate Capital Ventures Private Limited; Micro Infratech Private Limited; Mukula Joshi",1],["sebi-97977-wash-trading-2025","SEBI v. Indra Pratap Gajraj Singh (Octant Interactive Technologies circular trading, remand dismissal, 2025)",5,"2025-11-27",1,null,[48,34],0,"Indra Pratap Gajraj Singh (proprietor, Amizara Securities and Finance)",1],["sec-solomon-lichtenstein-ponzi-schemes-2025","SEC v. Solomon Lichtenstein (ponzi schemes, 2025)",6,"2025-11-26",2,null,[33],1,"",1],["sec-m-holdings-securities-inc-2025","SEC v. M Holdings Securities, Inc. (customer information safeguards, 2025)",6,"2025-11-25",4,325000,[],0,"",1],["sec-linh-thuy-le-ponzi-schemes-2025","SEC v. Linh Thuy Le and Trong Hoang Luu (ponzi schemes, 2025)",6,"2025-11-19",2,null,[33],1,"",1],["sec-marco-g-santarelli-ponzi-schemes-2025","SEC v. Marco G. Santarelli (ponzi schemes, 2025)",6,"2025-11-19",3,null,[33],1,"",1],["sebi-97837-front-running-2025","SEBI v. Atul Gopeshwar Chaturvedi (front running of Societe Generale orders, settlement, 2025)",5,"2025-11-18",4,null,[15],0,"",1],["sec-anthony-viggiano-cpa-insider-trading-2025","SEC v. Anthony Viggiano, CPA (insider trading, 2025)",6,"2025-11-18",3,null,[20],1,"",1],["sec-cyrus-p-naderi-free-riding-and-parking-2025","SEC v. Cyrus P. Naderi (free riding and parking, 2025)",6,"2025-11-18",3,40000,[14],0,"",1],["amf-fr-tra-2025-11-13-ama-corporation-plc-false-information-2025","AMF France v. AMA Corporation PLC (false or misleading information, 2025)",0,"2025-11-13",4,null,[24],0,"",1],["amf-fr-tra-2025-11-13-christian-guillemot-false-information-2025","AMF France v. Christian Guillemot (false or misleading information, 2025)",0,"2025-11-13",4,null,[24],0,"",1],["sebi-97713-matched-orders-2025","SEBI v. Harish Kumar Sakaria (Gala Global Products price manipulation, remand dismissal, 2025)",5,"2025-11-11",1,null,[23,34],0,"",1],["sebi-97578-wash-trading-2025","SEBI v. Chandrima Mercantiles Limited and others (price and volume manipulation of Quasar India, 2025)",5,"2025-10-31",3,null,[34,48],0,"Pranav Kamleshkumar Trivedi; Nayan Mahendrabhai Thakkar; Kuntal Jitendra Trivedi; Jigneshkumar P. Patel; Rohit Bairwa; Ankit Ajitbhai Panchal; Hardik Himmatbhai Munjpara; Jagdish Chhanabhai Vaghela; Usha Devi; Parth Rajanikant Pandya; Mrugesh Natwarlal Ruparel",1],["sebi-97455-matched-orders-2025","SEBI v. Dilip Kumar Kanoria and others (front running of a proprietary client, 2025)",5,"2025-10-27",3,null,[15],0,"Seema Kanoria; Sakshi Kanoria; Dilip Kumar Kanoria HUF",1],["sebi-2d9af3c7-front-running-2025","SEBI v. Shankar Tukaram Vadatkar and others (front running of family-trust orders, 2025)",5,"2025-10-23",3,null,[15],0,"Sakshi Shankar Vadatkar; Chaitali Shah; Shah Swapnil Uday HUF; Dipesh Mehta HUF; Piyush Mehta HUF; Hansraj Randhir Shah HUF; Randhir Virji Shah HUF; Pinakin Hansraj Shah HUF; Punaiben Hansraj Shah; Raahul Hansraj Shah HUF; Ankesh Mahendra Jain HUF",1],["osc-ontario-securities-commission-v-jessica-tam-insider-trading-2025","OSC v. Ontario Securities Commission v Jessica Tam (insider trading, 2025)",4,"2025-10-22",4,null,[20],0,"",1],["sebi-97369-market-abuse-2025","SEBI v. A. K. Capital Services Limited and others (DHFL debenture issue, settlement, 2025)",5,"2025-10-16",4,null,[],0,"A. K. Stockmart Private Limited; A. K. Capital Finance Limited; E-Ally Securities (India) Private Limited; Ridhi Sidhi Distributors Private Limited",1],["fca-neil-sedgwick-dwane-insider-trading-2025","FCA v. Neil Sedgwick Dwane (insider trading, 2025)",3,"2025-10-13",4,null,[20],0,"",1],["asic-25-229mr-insider-trading-2025","Victorian man sentenced in Cann Group insider trading case (ASIC, 2025)",1,"2025-10-06",3,null,[20],1,"Antonio Stella",1],["sebi-97078-matched-orders-2025","SEBI v. Sunny Bhatia and others (front running of a family-group client, 2025)",5,"2025-10-06",3,null,[15],0,"Surbhi Chopra Bhatia; Mamta Rani; Ashok Kumar",1],["sebi-97109-front-running-2025","SEBI v. Manish Chaturvedi and others (front running of Societe Generale orders, settlement, 2025)",5,"2025-10-06",4,null,[15],0,"Ashish Chaturvedi; Rajni Chaturvedi; Indus Strategy Financial Advisors Private Limited",1],["sebi-97063-front-running-2025","SEBI v. Kushal Rajesh Sheth and others (front running of Marcellus group trades, settlement, 2025)",5,"2025-10-03",4,null,[15],0,"Ashwin Somchand Sheth; Ashwin Somchand Sheth HUF; Kalpana Ashwin Sheth; Somchand P Sheth; Somchand P Sheth HUF; Rajesh Somchand Sheth; Rajesh Somchand Sheth HUF; Dharmishtha Rajesh Sheth; Aarti Rishi Shah; Pradeep Kantilal Shah; BW Traders",1],["sec-agridime-llc-jed-wood-ponzi-schemes-2025","SEC v. Agridime, LLC, Jed Wood, and Joshua Link (ponzi schemes, 2025)",6,"2025-09-30",3,3343408,[33],0,"",1],["sebi-96923-misleading-issuer-disclosure-2025","SEBI v. Starlog Enterprises Limited and Saket Agarwal (delayed impairment and misstated losses, 2025)",5,"2025-09-29",3,null,[24],0,"",1],["sebi-96925-misleading-issuer-disclosure-2025","SEBI v. Man Industries (India) Limited and others (misstated consolidated accounts and disguised loans, 2025)",5,"2025-09-29",3,null,[24],0,"Ramesh Mansukhani; Nikhil Mansukhani; Ashok Gupta",1],["sebi-96873-price-manipulation-2025","SEBI v. Narendra Ramshankar Dubey (last-traded-price contributions, Max Heights Infrastructure, 2025)",5,"2025-09-26",3,null,[34],0,"",1],["sec-taino-adrian-lopez-alexander-farhang-mehr-ponzi-schemes-2025","SEC v. Taino Adrian Lopez, Alexander Farhang Mehr, and Maya Rose Burkenroad (ponzi schemes, 2025)",6,"2025-09-25",2,null,[33],0,"",1],["sebi-632171a7-misleading-issuer-disclosure-2025","SEBI v. Seacoast Shipping Services Ltd and others (false financial statements and fund diversion, 2025)",5,"2025-09-24",3,null,[24],0,"Seacoast Shipping Services Limited; Manish Shah; Sameer Shah; Cheryl Shah; Sushil Sanjot; Jaydeep Shah; Apurv Patel; Viren Makwana; Shivangi Gajjar; Ankita Soni; Parin Shah; Parth A Patel; Pawansut Swami",1],["sec-dmitrii-yevgenyevich-kushnarev-hijacked-account-ramping-2025","SEC v. Dmitrii Yevgenyevich Kushnarev (hijacked account ramping, 2025)",6,"2025-09-24",2,null,[18],0,"",1],["osc-ontario-securities-commission-v-huy-le-huynh-insider-trading-2025","OSC v. Ontario Securities Commission v Huy Le Huynh and Thi Anh Nguyet Pham (insider trading, 2025)",4,"2025-09-23",4,null,[20],0,"",1],["sebi-96794-insider-trading-2025","SEBI v. Rishi Sudhirbahi Shah (insider trading, Torrent Power, 2025)",5,"2025-09-23",4,null,[20],0,"",1],["sebi-96808-insider-trading-2025","SEBI v. Anupam Gupta and Nitin Kumar Garg (insider trading, Nucleus Software Exports, 2025)",5,"2025-09-23",3,null,[20],0,"",1],["sec-arthur-p-pizzello-jr-insider-trading-2025","SEC v. Arthur P. Pizzello. Jr. and Robert Quattrocchi (insider trading, 2025)",6,"2025-09-23",3,152592,[20],0,"",1],["sec-aaron-o-brian-freeman-free-riding-and-parking-2025","SEC v. Aaron O'Brian Freeman (free riding and parking, 2025)",6,"2025-09-22",2,null,[14],0,"",1],["sec-pathyam-patel-2025","SEC v. Pathyam Patel (2025)",6,"2025-09-22",4,null,[],0,"",1],["sebi-96768-market-abuse-2025","SEBI v. Shubham Mittal and others (Max Heights Infrastructure share-split proposal, 2025)",5,"2025-09-22",3,null,[24,34],0,"Skylarge Realcon Private Limited; Gaurav Narang; Bigsea Trading Company Private Limited; Rekha Narang; Jagtarni Traders Private Limited; Tilak Raj; Superfast Media Private Limited",1],["sebi-40d284c9-misleading-issuer-disclosure-2025","SEBI v. Adani Ports and SEZ Ltd and others (Adicorp loan routing, 2025)",5,"2025-09-18",1,null,[24],0,"Adani Ports and Special Economic Zone Limited; Adani Power Limited; Adicorp Enterprises Private Limited; Gautam Shantilal Adani; Rajesh Shantilal Adani",1],["sebi-e6095ed7-misleading-issuer-disclosure-2025","SEBI v. Adani Ports and Special Economic Zone Limited and others (alleged concealed related-party loans, Milestone and Rehvar, 2025)",5,"2025-09-18",1,null,[24],0,"Adani Power Limited; Adani Enterprises Limited; Rajesh Shantilal Adani; Gautam Shantilal Adani; Jugeshinder Singh; Milestone Tradelinks Private Limited; Rehvar Infrastructure Private Limited",1],["cftc-shinhan-securities-co-ltd-wash-trading-2025","CFTC v. Shinhan Securities Co. Ltd. (wash trading, 2025)",2,"2025-09-17",3,212500,[48],0,"",1],["sebi-96663-matched-orders-2025","SEBI v. Panchal Shanti Lal (alleged reversal and synchronized trades, Swan Energy, 2025)",5,"2025-09-17",1,null,[23,48],0,"",1],["sec-justin-r-kimbrough-ponzi-schemes-2025","SEC v. Justin R. Kimbrough and Prosperity Consultants, LLC (ponzi schemes, 2025)",6,"2025-09-17",3,null,[33],1,"",1],["sebi-96642-insider-trading-2025","SEBI v. Supreet Singh Luthra (insider trading, Adani group shares, 2025)",5,"2025-09-16",4,null,[20],0,"",1],["sebi-96644-insider-trading-2025","SEBI v. Ajay Bhatia (insider trading, Adani group shares, 2025)",5,"2025-09-16",4,null,[20],0,"",1],["asic-25-202mr-insider-trading-2025","Melbourne man sentenced in Kidman Resources insider trading case (ASIC, 2025)",1,"2025-09-15",3,null,[20],1,"Duncan Stewart",1],["sec-allen-c-giltman-2025","SEC v. Allen C. Giltman (fake certificate-of-deposit fraud, 2025)",6,"2025-09-12",3,null,[],1,"",1],["cftc-brett-falloon-spoofing-2025","CFTC v. Brett Falloon and Flatiron Futures Traders LLC (spoofing, 2025)",2,"2025-09-09",3,200000,[45],0,"",1],["sec-henry-paul-regan-jr-ponzi-schemes-2025","SEC v. Henry Paul Regan, Jr. (ponzi schemes, 2025)",6,"2025-09-09",2,null,[33],1,"",1],["sec-arsalan-rawjani-ponzi-schemes-2025","SEC v. Arsalan Rawjani and others (ponzi schemes, 2025)",6,"2025-09-08",2,null,[33],0,"Trade with Ayasa, LLC (Texas); Trade with Ayasa, LLC (Wyoming); Trade with Ayasa, LLC (Nevada)",1],["sec-austin-d-ellison-meade-2025","SEC v. Austin D. Ellison-Meade (2025)",6,"2025-09-05",3,null,[],1,"",1],["sec-calvin-guess-ponzi-schemes-2025","SEC v. Calvin Guess and others (ponzi schemes, 2025)",6,"2025-09-05",3,236451,[33],0,"Marcus Ligon; 5 Fruits Enterprises LLC",1],["sec-ryan-squillante-insider-trading-2025","SEC v. Ryan Squillante (insider trading, 2025)",6,"2025-09-05",4,null,[20],0,"",1],["sebi-96418-misleading-issuer-disclosure-2025","SEBI v. Rajasthan Tube Manufacturing Company Limited and others (circular sales and misstated accounts, 2025)",5,"2025-09-04",3,null,[24],0,"Harish Chand Jain; Rajshree Jain; Pradeep Jain; Deepika Jain; Saurabh Jain; Rajendra Steel Company; Jain Impex; Deepesh Jain; Mahendra Kumar Jain; Sunil Kumar Jain",1],["sebi-96407-matched-orders-2025","SEBI v. Pankaj Rameshchandra Vyas and others (synchronized trades in SecUR Credentials, 2025)",5,"2025-09-03",3,null,[23,34],0,"Vaishali Pankaj Vyas; Prafulchandra Chimanlal Vora; Pranav Prafulchandra Vora; Bhavik Prafulchandra Vora; Deshna Traders LLP; Vilpa Enterprise LLP; Anustup Trading Private Limited; Olga Trading Private Limited; Niraj Harsukhlal Sanghavi; Marfatia Stock Broking Private Limited",1],["sec-daryl-f-heller-ponzi-schemes-2025","SEC v. Daryl F. Heller and others (ponzi schemes, 2025)",6,"2025-09-03",2,null,[33],1,"Prestige Investment Group, LLC; Paramount Management Group, LLC",1],["sebi-96363-misleading-issuer-disclosure-2025","SEBI v. Sanjay Dalmia, Anurag Dalmia and Ashok Kumar Joshi (Golden Tobacco advances and misstated accounts, 2025)",5,"2025-08-29",3,null,[24],0,"",1],["sebi-96303-insider-trading-2025","SEBI v. Arun Kumar Somani and others (alleged insider trading, Indian Oil Corporation, 2025)",5,"2025-08-26",1,null,[20],0,"Ramesh Chand Gupta; Tara Devi Gupta",1],["sec-david-j-minson-insider-trading-2025","SEC v. David J. Minson (insider trading, 2025)",6,"2025-08-22",4,550842,[20],0,"",1],["sec-rouzbeh-ross-haghighat-insider-trading-2025","SEC v. Rouzbeh “Ross” Haghighat and others (insider trading, 2025)",6,"2025-08-22",2,null,[20],1,"Behrouz “Bruce” Haghighat; Kirstyn Pearl; James Roberge; Seyedfarbod “Fabio” Sabzevari",1],["sec-justin-chen-insider-trading-2025","SEC v. Justin Chen and Jun Zhen (insider trading, 2025)",6,"2025-08-21",3,null,[20],1,"",1],["sec-stock-purse-trading-llc-ponzi-schemes-2025","SEC v. Stock Purse Trading LLC and others (ponzi schemes, 2025)",6,"2025-08-21",4,null,[33],0,"Liston Associates, Inc.; Carole A. Liston",1],["sebi-96193-market-abuse-2025","SEBI v. Omprakash A. Khandelwal (Aadhaar Ventures preferential allotment, 2025)",5,"2025-08-21",1,null,[24],0,"",1],["sebi-96137-market-abuse-2025","SEBI v. Manish Mishra and Vivek Chauhan (Hemo Organic YouTube videos, 2025)",5,"2025-08-19",1,null,[44],0,"",1],["sec-brent-cranmer-insider-trading-2025","SEC v. Brent Cranmer and others (insider trading, 2025)",6,"2025-08-18",4,50000,[20],1,"Jonathan Whitesides; Daniel McCormick",1],["sec-robert-alan-yedid-andrew-kaufman-mark-jacobs-insider-trading-2025","SEC v. Robert Alan Yedid, Andrew Kaufman, Mark Jacobs (insider trading, 2025)",6,"2025-08-18",4,null,[20],0,"",1],["sec-wendy-swensen-2025","SEC v. Wendy Swensen (2025)",6,"2025-08-18",3,null,[],0,"",1],["sec-ryan-r-wear-ponzi-schemes-2025","SEC v. Ryan R. Wear and others (ponzi schemes, 2025)",6,"2025-08-15",2,null,[33],1,"Water Station Management LLC; Creative Technologies, Inc.; Refreshing USA, LLC; Ideal Property Investments LLC; Jordan Chirico",1],["asic-25-163mr-insider-trading-2025","Charges laid in Platinum Asset Management insider trading case (ASIC, 2025)",1,"2025-08-12",3,null,[20],1,"Rodney Forrest",1],["sebi-96048-misleading-issuer-disclosure-2025","SEBI v. Kapil Wadhawan and others (DHFL loan diversion and false financial statements, 2025)",5,"2025-08-12",3,null,[24],0,"Dheeraj Wadhawan; Rakesh Wadhawan; Sarang Wadhawan; Harshil Mehta; Santosh Sharma",1],["sec-bruce-cameron-conway-insider-trading-2025","SEC v. Bruce Cameron Conway (insider trading, 2025)",6,"2025-08-11",4,160936.22,[20],0,"",1],["sec-ryan-n-cole-spoofing-2025","SEC v. Ryan N. Cole (spoofing, 2025)",6,"2025-08-11",4,70441,[45],0,"",1],["sec-doron-a-tavlin-afshin-farahan-insider-trading-2025","SEC v. Doron A. Tavlin, Afshin Farahan, and David Gantman (insider trading, 2025)",6,"2025-08-06",3,null,[20],0,"",1],["sebi-95857-market-abuse-2025","SEBI v. Hetal Rajesh Patel (RTS Power Corporation pay-in default, settlement, 2025)",5,"2025-08-06",4,null,[],0,"",1],["sec-sourcerock-group-llc-rule-105-offering-shorts-2025","SEC v. Sourcerock Group, LLC (rule 105 offering shorts, 2025)",6,"2025-08-04",4,250000,[39],0,"",1],["sec-anthony-finale-insider-trading-2025","SEC v. Anthony Finale (insider trading, 2025)",6,"2025-08-01",4,14982,[20],0,"",1],["sec-vincent-barbuto-insider-trading-2025","SEC v. Vincent Barbuto (insider trading, 2025)",6,"2025-08-01",4,19903,[20],0,"",1],["sebi-95776-social-media-ramps-2025","SEBI v. Janakiram Ajjarapu and others (expansion announcement and promoter sales, Decipher Labs, 2025)",5,"2025-07-31",3,null,[24,35],0,"Decipher Labs Ltd; Sushant Mohan Lal; Kumar Raghavan",1],["sebi-95706-social-media-ramps-2025","SEBI v. Aakash Doshi and others (Telegram-promoted price manipulation, Darshan Orna, 2025)",5,"2025-07-30",3,null,[5,34],0,"Kevin Kapadia; Dilip Doshi; Richi Dilip Doshi; Kruti Kevin Kapadia; Dhanpal Gandhi; Amesh Jaiswal; Jalaj Agarwal; Satyen Dalal; Darshan Gandhi; Jalpa Dhanpal Gandhi",1],["sec-dishant-gupta-insider-trading-2025","SEC v. Dishant Gupta (insider trading, 2025)",6,"2025-07-30",3,null,[20],1,"",1],["sec-jose-d-rocha-ponzi-schemes-2025","SEC v. Jose D. Rocha (ponzi schemes, 2025)",6,"2025-07-30",3,null,[33],0,"",1],["sebi-95681-insider-trading-2025","SEBI v. Rupesh Satish Dalal HUF (insider trading, HDFC Ltd. and HDFC Bank merger, 2025)",5,"2025-07-29",3,null,[20],0,"",1],["sebi-95651-market-abuse-2025","SEBI v. Partha Sarathi Dhar and others (Zee Business guest-expert recommendations, 2025)",5,"2025-07-28",3,null,[15],0,"SAAR Commodities Private Limited; Manan Sharecom Private Limited; Kanhya Trading Company; Himanshu Gupta",1],["fca-jean-noel-yves-alba-2025","FCA v. Jean-Noël Yves Alba (2025)",3,"2025-07-22",4,null,[],0,"",1],["sec-brian-m-kashman-insider-trading-2025","SEC v. Brian M. Kashman (insider trading, 2025)",6,"2025-07-22",4,77723,[20],0,"",1],["sec-edwin-brant-frost-iv-ponzi-schemes-2025","SEC v. Edwin Brant Frost IV and First Liberty Building & Loan LLC (ponzi schemes, 2025)",6,"2025-07-22",4,null,[33],0,"",1],["sec-edwin-emmett-lickiss-jr-ponzi-schemes-2025","SEC v. Edwin Emmett Lickiss, Jr. (ponzi schemes, 2025)",6,"2025-07-22",2,null,[33],1,"",1],["sec-robert-brian-thompson-insider-trading-2025","SEC v. Robert Brian Thompson (insider trading, 2025)",6,"2025-07-21",3,null,[20],1,"",1],["sec-suyun-gu-et-al-wash-trading-2025","SEC v. Suyun Gu, et al. (wash trading, 2025)",6,"2025-07-21",3,621703,[48],0,"",1],["sec-eric-j-watson-insider-trading-2025","SEC v. Eric J. Watson (insider trading, 2025)",6,"2025-07-15",2,null,[20],0,"",1],["sec-diana-mae-fernandez-2025","SEC v. Diana Mae Fernandez (2025)",6,"2025-07-11",3,null,[],1,"",1],["sec-trijya-vakil-insider-trading-2025","SEC v. Trijya Vakil and Neeraj Visen (insider trading, 2025)",6,"2025-07-11",4,null,[20],1,"",1],["sebi-95179-front-running-2025","SEBI v. Aqua Proof Wall Plast Private Limited and others (front running of a big seller in KPIT Technologies, 2025)",5,"2025-07-10",3,null,[15],0,"Naresh Chandra Bohra; Shakuntla Bohra",1],["sec-william-a-justice-keith-a-rosenbaum-brian-d-shibley-pump-and-dump-2025","SEC v. William A. Justice, Keith A. Rosenbaum, Brian D. Shibley, and Randell R. Torno (pump and dump, 2025)",6,"2025-07-10",3,70000,[35],0,"",1],["amf-fr-san-2025-06-insider-trading-2025","AMF France v. MND, M. Xavier Gallot-Lavallée and others (insider trading, 2025)",0,"2025-07-09",3,null,[20],0,"Harry-Davidson Ayache; Huseyin Cetinkaya; Philippe Gaillard; Mikaël Nacivet; Laurent-Olivier Orset; Jacques Simoncini; Jean-François Bertrand; Cougar Invest",1],["sebi-95048-front-running-2025","SEBI v. Adhunik Dealcom Private Limited and others (front running of Santosh Industries orders, 2025)",5,"2025-07-04",3,null,[15],0,"Pradeep Kumar Poddar; Kamal Kumar Dugar",1],["sebi-95019-insider-trading-2025","SEBI v. Deepak Shaw (insider trading, Electrosteel Castings, 2025)",5,"2025-07-03",3,null,[20],0,"",1],["sec-eduardo-hernandez-free-riding-and-parking-2025","SEC v. Eduardo Hernandez (free riding and parking, 2025)",6,"2025-07-03",3,null,[14,23],1,"",1],["asic-delta-power-price-manipulation-2025","ASIC v. Delta Power & Energy (Vales Point) Pty Ltd (price manipulation, 2025)",1,"2025-06-30",2,null,[34,22],0,"",1],["sebi-94837-misleading-issuer-disclosure-2025","SEBI v. Suzlon Energy Limited and others (alleged inflated net worth and misstated accounts, 2025)",5,"2025-06-27",1,null,[24],0,"Tulsi R. Tanti; Vinod R. Tanti; Girish R. Tanti; Kirti J. Vagadia; Amit Agarwal",1],["sec-benjamin-ballout-pump-and-dump-2025","SEC v. Benjamin Ballout and Mohamed Zayed (pump and dump, 2025)",6,"2025-06-20",3,921856,[35],0,"",1],["sec-ongkaruck-sripetch-et-al-pump-and-dump-2025","SEC v. Ongkaruck Sripetch and others (pump and dump, 2025)",6,"2025-06-20",3,203750,[35,47],0,"Amanda Flores; Brehnen Knight; Andrew McAlpine; Ashmit Patel; Michael Wexler; Dominic Williams; ATG Inc.; Adtron Inc. aka Stockpalooza.com; DOIT, Ltd.; DOJI Capital, Inc.; King Mutual Solutions Inc.; Optimus Prime Financial Inc.; Orca Bridge; Redline International; UAIM Corporation",1],["sebi-94722-market-abuse-2025","SEBI v. Shivprasad Pattiya and Alkesh Narware (WhatsApp algo-trading scheme, illiquid stock options, 2025)",5,"2025-06-20",3,null,[34],0,"",1],["sec-peter-scalise-iii-unregistered-distributions-2025","SEC v. Peter Scalise III and The3rdBevco Inc. (unregistered distributions, 2025)",6,"2025-06-17",4,236451,[47],0,"",1],["cftc-agridime-llc-ponzi-schemes-2025","CFTC v. Agridime LLC (ponzi schemes, 2025)",2,"2025-06-16",3,null,[33],0,"",1],["amf-fr-san-2025-05-market-abuse-2025","AMF France v. Mme Chenran Qiu, European TopSoho and others (false or misleading information, 2025)",0,"2025-06-10",3,null,[24],0,"Dynamic Treasure Group Limited; SMCP",1],["asic-25-098mr-chat-group-pumps-2025","ASIC secures guilty pleas in Telegram ‘pump and dump’ action (2025)",1,"2025-06-10",3,null,[5,35],1,"Syed Yusuf; Larissa Quinlan; Emma Summer; Kurt Stuart",1],["sec-jack-brewer-insider-trading-2025","SEC v. Jack Brewer (insider trading, 2025)",6,"2025-06-10",2,null,[20],0,"",1],["sebi-94508-market-abuse-2025","SEBI v. Ashok Naskar and others (Edynamics Solutions circular trading, remand order, 2025)",5,"2025-06-10",1,null,[23],0,"Manash Das; Sudeb Ghosh; Soumen Mitra; Sanjoy Kumar Dey",1],["sec-medallion-financial-corp-andrew-murstein-lawrence-meyers-paid-stock-promotio","SEC v. Medallion Financial Corp., Andrew Murstein, Lawrence Meyers, and Ichabod’s Cranium, Inc. (paid stock promotion, 2025)",6,"2025-06-06",3,4100000,[31],0,"Ichabod's Cranium, Inc.",1],["sebi-94374-misleading-issuer-disclosure-2025","SEBI v. Family Care Hospitals Limited and others (misstated financial statements, 2025)",5,"2025-06-03",3,null,[24],0,"Pandoo Prabhakar Naig; Sowmya Gautam Deshpande; Gautam Mohan Deshpande; Amit Satishchand Tyagi; Rajnish Kumar Pandey; Pratibha Walinjkar; Gaurav Goyal; Vaishali Sood Sharma; Dhananjay Parikh; Lucy Maqbul Massey",1],["sebi-94334-front-running-2025","SEBI v. MBM Financial Services, Chetan Mehta and Mehernosh D. Bhagat (front running of Alpna Enterprises orders, 2025)",5,"2025-05-30",3,null,[15],0,"",1],["sebi-94294-social-media-ramps-2025","SEBI v. Gaurav Gupta, Rakesh Kumar Gupta and others (YouTube pump and dump, Sadhna Broadcast, 2025)",5,"2025-05-29",3,null,[44,35],0,"Shreya Gupta; Saurabh Gupta; Sadhna Bio Oils Pvt. Ltd.; Virtual Business Solution Pvt. Ltd.; Naman Broadcastings And Telecommunications Pvt Ltd; Subhash Agarwal; Peeyush Agrawal; Lokesh Shah; Jatin Manubhai Shah; Manish Mishra",1],["sec-kronus-financial-corporation-finser-international-corporation-andrew-h-jacob","SEC v. Kronus Financial Corporation, Finser International Corporation, Andrew H. Jacobus (ponzi schemes, 2025)",6,"2025-05-29",2,null,[33],0,"",1],["amf-fr-tra-2025-05-28-global-income-s-a-insider-trading-2025","AMF France v. Global Income S.A. (insider trading, 2025)",0,"2025-05-28",4,null,[20],0,"",1],["amf-fr-tra-2025-05-28-jean-philippe-cridlig-insider-trading-2025","AMF France v. Jean-Philippe Cridlig (insider trading, 2025)",0,"2025-05-28",4,null,[20],0,"",1],["sec-christopher-aubin-ponzi-schemes-2025","SEC v. Christopher Aubin and others (ponzi schemes, 2025)",6,"2025-05-27",2,null,[33],0,"Anchor State Capital LLC, f/k/a Anchor State Investments LLC; Anchor State Properties LLC",1],["sebi-94127-misleading-issuer-disclosure-2025","SEBI v. Chetan Sukhdev Pandit and Prahlad Vithaldas Panchal (misused auditor names in company filings, 2025)",5,"2025-05-23",1,null,[24],0,"",1],["sec-joel-j-natario-ponzi-schemes-2025","SEC v. Joel J. Natario and Jefferson Scott Baker (ponzi schemes, 2025)",6,"2025-05-23",4,null,[33],0,"",1],["sec-kenneth-mattson-ponzi-schemes-2025","SEC v. Kenneth Mattson and Relief Defendant KS Mattson Partners LP (ponzi schemes, 2025)",6,"2025-05-23",2,null,[33],0,"",1],["asic-darryl-mapleson-insider-trading-2025","ASIC v. Darryl Mapleson (insider trading, 2025)",1,"2025-05-16",3,null,[20],1,"Darryl Brian Mapleson",1],["amf-fr-san-2025-04-insider-trading-2025","AMF France v. Mme Karen Pignet-Aiach and others (insider trading, 2025)",0,"2025-05-05",3,null,[20],0,"Gad Aiach; Michaël Chetrit; Mikostart",1],["sebi-93778-misleading-issuer-disclosure-2025","SEBI v. Seya Industries Limited and others (fictitious sales and diverted funds, 2025)",5,"2025-05-02",3,null,[24],0,"Ashok Ghanshyamdas Rajani; Asit Kumar Bhowmik; Sivaprasada Rao Buddi; Amrit Ashok Rajani",1],["sec-kenneth-w-alexander-ii-ponzi-schemes-2025","SEC v. Kenneth W. Alexander II and others (ponzi schemes, 2025)",6,"2025-05-02",2,null,[33],0,"Robert D. Welsh; Caedrynn E. Conner",1],["sebi-93729-misleading-issuer-disclosure-2025","SEBI v. Manish Mishra and others (YouTube stock promotion, Atlantaa Limited, 2025)",5,"2025-04-30",3,null,[44,35],0,"Vivek Chauhan; M.T. Corporation; Krone Investments; Ankur Sharma; Himanshu Jayantilal Shah; Bankim Jayantilal Shah",1],["sec-jenni-yoon-jeong-lee-a-k-a-jenni-lee-or-yoon-jeong-lee-ponzi-schemes-2025","SEC v. Jenni Yoon Jeong Lee and Evergreen Property Developments LLC (ponzi schemes, 2025)",6,"2025-04-30",3,null,[33],0,"",1],["sec-ramil-ventura-palafox-ponzi-schemes-2025","SEC v. Ramil Ventura Palafox (ponzi schemes, 2025)",6,"2025-04-29",2,null,[33],1,"",1],["sebi-93622-market-abuse-2025","SEBI v. Ashesh Shailesh Mehta and Shivangi Ashesh Mehta (Bliss Consultants, unregistered portfolio management, 2025)",5,"2025-04-24",3,null,[],0,"Ashesh Shailesh Mehta (sole proprietor, Bliss Consultants)",1],["sec-cls-global-fzc-llc-paid-crypto-market-making-2025","SEC v. CLS Global FZC LLC (paid crypto market making, 2025)",6,"2025-04-17",3,425000,[30],1,"",1],["sec-saeid-jaberian-pump-and-dump-2025","SEC v. Mark A. Miller, Saeid Jaberian and Christopher J. Rajkaran (pump and dump, 2025)",6,"2025-04-17",3,null,[35],1,"",1],["sebi-93435-insider-trading-2025","SEBI v. Nehal Milan Mehta and Ashish Anup Nigam (insider trading, BF Investment, 2025)",5,"2025-04-11",4,null,[20],0,"",1],["sec-milan-v-patel-false-rumors-2025","SEC v. Milan V. Patel (false rumors, 2025)",6,"2025-04-11",3,null,[12],1,"",1],["sebi-93240-market-abuse-2025","SEBI v. OPG Securities Private Limited and others (NSE co-location penalty, remand order, 2025)",5,"2025-04-02",3,null,[],0,"Sanjay Gupta; Sangeeta Gupta; Om Prakash Gupta",1],["osc-ontario-securities-commission-v-blockratize-inc-2025","OSC v. Blockratize Inc. and Adventure One QSS Inc. (2025)",4,"2025-04-01",4,null,[],0,"",1],["sebi-7c18f946-misleading-issuer-disclosure-2025","SEBI v. Onelife Capital Advisors Ltd and others (related-party transactions, 2025)",5,"2025-03-28",3,null,[24],0,"Onelife Capital Advisors Limited; Pandoo Naig; Prabhakara Naig; Manoj Ramgopal Malpani; Ram Narayan Gupta; Amol Shivaji Autade; Sonam Satish Kumar Jain; Dhananjay Chandrakant Parikh; Gurunath Mudlapur",1],["sebi-93114-wash-trading-2025","SEBI v. Nikhil Khaitan and others (family front running of big-client orders, 2025)",5,"2025-03-28",3,null,[15],0,"Om Prakash Khaitan; Manju Khaitan; Neha Khaitan; Nidhi Tibrewal",1],["sebi-93116-front-running-2025","SEBI v. Rohan Banerjee and Rahul Banerjee (front running of Tusk Investment orders, 2025)",5,"2025-03-28",3,null,[15],0,"",1],["sebi-92783-market-abuse-2025","SEBI v. Soumen Mitra and Sanjoy Kumar Dey (V B Industries, remand order, 2025)",5,"2025-03-20",1,null,[32],0,"",1],["sebi-92756-front-running-2025","SEBI v. Hemant Ghai and others (trading ahead of TV stock recommendations, 2025)",5,"2025-03-19",3,null,[15],0,"Jaya Hemant Ghai; Shyam Mohini Ghai; MAS Consultancy Service; Motilal Oswal Financial Services Ltd.",1],["asic-25-039mr-price-manipulation-2025","Victorian man charged over alleged market manipulation (ASIC, 2025)",1,"2025-03-14",3,null,[34,48],1,"Behzad Eghrari",1],["sec-eamma-safi-insider-trading-2025","SEC v. Eamma Safi and Zhi Ge a/k/a Josh Ge (insider trading, 2025)",6,"2025-03-14",2,null,[20],1,"",1],["amf-fr-san-2025-03-insider-trading-2025","AMF France v. M. Denys Sournac and others (insider trading, 2025)",0,"2025-03-12",1,null,[20],0,"Stéphane Reynouard; SR Capital; Patrick Orliange",1],["sec-ronald-pallek-2025","SEC v. Ronald Pallek (2025)",6,"2025-03-11",4,null,[],1,"",1],["sec-george-n-demos-insider-trading-2025","SEC v. George N. Demos (insider trading, 2025)",6,"2025-03-10",4,null,[20],1,"",1],["asic-25-032mr-insider-trading-2025","Antonio Stella indicted on insider trading charges (ASIC, 2025)",1,"2025-03-06",3,null,[20],1,"",1],["sec-rey-d-acosta-free-riding-and-parking-2025","SEC v. Rey D. Acosta (free riding and parking, 2025)",6,"2025-03-06",3,15000,[14],0,"",1],["sec-jeffrey-suchecki-insider-trading-2025","SEC v. Jeffrey Suchecki (insider trading, 2025)",6,"2025-03-04",4,64618,[20],0,"",1],["sebi-92384-matched-orders-2025","SEBI v. Vijay Pujara and others (synchronized and circular trades, Kavit Industries, 2025)",5,"2025-02-28",3,null,[23,48],0,"Ajay Pujara; Natvarbhai Vegda",1],["sebi-92276-market-abuse-2025","SEBI v. Ravindra Dahyabhai Patel (Sadhna Broadcast YouTube pump, settlement, 2025)",5,"2025-02-27",4,null,[44,35],0,"",1],["sec-robert-allen-stanford-ponzi-schemes-2025","SEC v. Robert Allen Stanford and others (ponzi schemes, 2025)",6,"2025-02-24",3,5905000000,[33],1,"James Davis; Gilberto Lopez; Stanford International Bank, Ltd.; Stanford Group Company; Stanford Capital Management; Stanford Financial Group Company; The Stanford Financial Group Building, Inc.",1],["sebi-92045-insider-trading-2025","SEBI v. Electrocast Sales India Ltd., Madhav Kejriwal and others (insider trading, Electrosteel Castings, 2025)",5,"2025-02-20",4,null,[20],0,"Umang Kejriwal; G.K. & Sons Private Ltd.; Malay Commercial Enterprises Ltd.; G.K. Investments Ltd.; Asha Kejriwal; Murari Investment & Trading Company Ltd.; Mayank Kejriwal; Gouri Shankar Rathi; Quinline Dealcomm (P) Limited; Priya Manjari Todi",1],["sec-thurman-p-bryant-iii-ponzi-schemes-2025","SEC v. Thurman P. Bryant, III and others (ponzi schemes, 2025)",6,"2025-02-20",3,null,[33],0,"Bryant United Capital Funding, Inc.; Arthur F. Wammel; Wammel Group, LLC",1],["sebi-92008-insider-trading-2025","SEBI v. Krishna Shriram, legal heir of Siddharth Shriram (insider trading in Mawana Sugars, 2025)",5,"2025-02-18",3,null,[20],0,"",1],["sec-charlie-jinan-chen-insider-trading-2025","SEC v. Charlie Jinan Chen (insider trading, 2025)",6,"2025-02-13",3,892827,[20],0,"",1],["cftc-rashawn-russell-ponzi-schemes-2025","CFTC v. Rashawn Russell (ponzi schemes, 2025)",2,"2025-02-10",3,null,[33],1,"",1],["sec-anthony-marsico-insider-trading-2025","SEC v. Anthony Marsico and others (insider trading, 2025)",6,"2025-02-10",2,null,[20],0,"Arthur P. Pizzello, Jr.; Robert Quattrocchi; Timothy Carey",1],["sec-airborne-wireless-network-pump-and-dump-2025","SEC v. Airborne Wireless Network and others (pump and dump, 2025)",6,"2025-02-07",3,22613242,[35,46],1,"Kalistratos Kabilafkas; Timoleon Kabilafkas; Tim Kabilafkas Revocable Trust; Magdaline Kablifafkas 1989 Trust",1],["sebi-91693-misleading-issuer-disclosure-2025","SEBI v. Brightcom Group Ltd., M. Suresh Kumar Reddy and others (accounting irregularities, 2025)",5,"2025-02-06",3,null,[24],0,"Vijay Kancharla; Yerradoddi Ramesh Reddy; Y. Srinivasa Rao",1],["sec-frank-t-poerio-jr-insider-trading-2025","SEC v. Frank T. Poerio, Jr. (insider trading, 2025)",6,"2025-02-06",3,null,[20],1,"",1],["sec-andre-wong-insider-trading-2025","SEC v. Andre Wong (insider trading, 2025)",6,"2025-02-04",3,93861,[20],0,"",1],["amf-fr-san-2025-02-spoofing-2025","AMF France v. M. Frédéric Marty and others (spoofing, 2025)",0,"2025-02-03",3,null,[45],0,"Adriana Marglewska; Olivier Blin",1],["sebi-91416-insider-trading-2025","SEBI v. Keyur Maniar and Ramit Chaudhri (insider trading in Infosys, 2025)",5,"2025-01-31",3,null,[20],0,"",1],["sebi-91430-social-media-ramps-2025","SEBI v. Vivek Chauhan, Manish Mishra and others (Pressure Sensitive Systems YouTube ramp, 2025)",5,"2025-01-31",3,null,[44,35],0,"Anshu Mishra; Purav Bharatbhai Patel; Sejal P Patel; Hansaben Bharatkumar Patel; Saurabh Madhusudan Patel; Saurabh M Patel HUF; Umesh Balkrishan Tibrewala HUF; Anand Sureshbhai Lavingia",1],["sebi-91374-misleading-issuer-disclosure-2025","SEBI v. Cerebra Integrated Technology Limited and others (misstated financial statements, 2025)",5,"2025-01-30",3,null,[24],0,"Ranganathan Venkatraman; Vishwamurthy Phalanetra; Kishan S Rao; H S Venkatesh",1],["sebi-91353-market-abuse-2025","SEBI v. Urja Global Limited and others (misleading announcements, 2025)",5,"2025-01-29",3,null,[24],0,"Honey Gupta; Yogesh Kumar Goyal; Aditya Venkatesh; Dheeraj Sisodia; Mohan Jagdish Agarwal; Sunil Kumar Mittal; Rajiv Gupta; Mita Sinha; Payal Sharma; Prithwi Chand Das; Gaurav Agarwal",1],["sebi-91210-front-running-2025","SEBI v. Mandar Ulhas Bhatkar and Vikrant Bhimrao Kadam (front running of SVI Consolidated trades, 2025)",5,"2025-01-28",3,null,[15],0,"",1],["sebi-illiquid-stock-options-bse-2025-matched-orders","SEBI adjudication orders on illiquid stock options at BSE (2025 batch)",5,"2025-01-27",3,null,[23],0,"Nimisha Hemani; Accentuate Tradecom Private Limited; Ashirwad Tie Up Private Limited; Sudha Jain",1],["sec-john-a-heropoulos-insider-trading-2025","SEC v. John A. Heropoulos (insider trading, 2025)",6,"2025-01-24",4,60588,[20],0,"",1],["sec-kenneth-g-miccio-insider-trading-2025","SEC v. Kenneth G. Miccio (insider trading, 2025)",6,"2025-01-24",4,10023,[20],0,"",1],["sec-gabriel-rebeiz-insider-trading-2025","SEC v. Gabriel Rebeiz (insider trading, 2025)",6,"2025-01-22",4,360673,[20],0,"",1],["amf-fr-san-2025-01-market-abuse-2025","AMF France v. Pharnext, M. Daniel Cohen and M. David Horn Solomon (false or misleading information, 2025)",0,"2025-01-20",3,null,[24],0,"",1],["sec-barry-a-ruffalo-insider-trading-2025","SEC v. Barry A. Ruffalo (insider trading, 2025)",6,"2025-01-17",4,122536,[20],0,"",1],["sec-investview-inc-unregistered-distributions-2025","SEC v. Investview, Inc. (unregistered distributions, 2025)",6,"2025-01-17",4,375000,[47],0,"",1],["sec-naufal-sanaullah-2025","SEC v. Naufal Sanaullah (2025)",6,"2025-01-17",4,null,[],0,"",1],["sec-robert-l-ruffalo-insider-trading-2025","SEC v. Robert L. Ruffalo and others (insider trading, 2025)",6,"2025-01-17",4,70885,[20],0,"Bobbi J. Ruffalo; Kathrine R. Ruffalo; Charlie L. Harte",1],["sec-william-r-ruffalo-insider-trading-2025","SEC v. William R. Ruffalo (insider trading, 2025)",6,"2025-01-17",4,108249,[20],0,"",1],["sec-eric-zhu-rug-pulls-2025","SEC v. Eric Zhu (rug pulls, 2025)",6,"2025-01-16",4,150000,[38],0,"",1],["sec-hari-prasad-sure-et-al-insider-trading-2025","SEC v. Hari Prasad Sure, et al. (insider trading, 2025)",6,"2025-01-14",3,null,[20],1,"Lokesh Lagudu; Chotu Prabhu Tej Pulagam; Dileep Kumar Reddy Kamujula; Sai Mounika Nekkalapudi; Abhishek Dharmapurikar; Chetan Prabhu Sree Karteek Pulagam",1],["sec-alfred-v-tobia-jr-insider-trading-2025","SEC v. Alfred V. Tobia, Jr. and Elizabeth Lee (insider trading, 2025)",6,"2025-01-13",4,1361975,[20],0,"",1],["sec-robinhood-financial-llc-and-robinhood-securities-llc-naked-short-selling-deb","SEC v. Robinhood Financial LLC and Robinhood Securities, LLC (naked short selling debate, 2025)",6,"2025-01-13",4,45000000,[27],0,"",1],["sec-speedroute-llc-2025","SEC v. SpeedRoute LLC (suspicious activity reporting, 2025)",6,"2025-01-10",4,600000,[],0,"",1],["sebi-90624-front-running-2025","SEBI v. Meghana Gosar and Deven Sangoi (front running settlement, 2025)",5,"2025-01-08",4,null,[15],0,"",1],["sec-joseph-m-dupont-insider-trading-2025","SEC v. Joseph M. Dupont and others (insider trading, 2025)",6,"2025-01-03",3,36000,[20],1,"Shawn P. Cronin; Stanley Kaplan; Paul Feldman; Jarett G. Mendoza",1],["sebi-90449-market-abuse-2024","SEBI v. Hanif Kasambhai Shekh (bulk SMS buy tips, Premier Synthetics, 2024)",5,"2024-12-31",3,null,[],0,"",1],["sec-dale-b-chappell-et-al-insider-trading-2024","SEC v. Dale B. Chappell, et al. (insider trading, 2024)",6,"2024-12-30",2,null,[20],1,"Cameron Durrant; Black Horse Capital LP; Black Horse Capital Master Fund Ltd.; Cheval Holdings, Ltd.",1],["sebi-90220-misleading-issuer-disclosure-2024","SEBI v. Jaiprakash Power Ventures Limited and others (accounting for corporate guarantees, 2024)",5,"2024-12-27",3,null,[24],0,"Suren Jain; Sunil Kumar Sharma; Manoj Gaur; Praveen Kumar Singh; M K V Rama Rao; R K Porwal",1],["asic-24-289mr-insider-trading-2024","Perth accountant charged over alleged insider trading in Genesis Minerals shares (ASIC, 2024)",1,"2024-12-23",2,null,[20],0,"Vittorio Letizia",1],["asic-24-288mr-ponzi-schemes-2024","Third person sentenced for Courtenay House misconduct (ASIC, 2024)",1,"2024-12-22",3,null,[33],1,"David Sipina",1],["sebi-90122-insider-trading-2024","SEBI v. Nimai Parekh and Rahil Dalal (HDFC merger settlement, 2024)",5,"2024-12-20",4,null,[20],0,"",1],["sec-silver-point-capital-l-p-2024","SEC v. Silver Point Capital, L.P. (2024)",6,"2024-12-20",1,null,[],0,"",1],["sec-tai-mo-shan-limited-unregistered-distributions-2024","SEC v. Tai Mo Shan Limited (unregistered distributions, 2024)",6,"2024-12-20",4,36726378,[47],0,"",1],["sebi-90051-front-running-2024","SEBI v. Samir Kothari, Jitendra N. Kewalramani and others (front running of Sheth family trust orders, settlement, 2024)",5,"2024-12-19",4,null,[15],0,"Kuntal Goel; Jitendra N. Kewalramani HUF; Dipika J. Kewalramani; Pallavi Shailesh Nayak",1],["sec-curt-l-dewitz-insider-trading-2024","SEC v. Curt L Dewitz (insider trading, 2024)",6,"2024-12-19",4,70383,[20],0,"",1],["sec-ronald-bauer-et-al-pump-and-dump-2024","SEC v. Ronald Bauer and seven others (pump and dump, 2024)",6,"2024-12-19",3,1011600,[35],0,"Craig James Auringer; Adam Christopher Kambeitz; Alon Friedlander; Massimiliano Pozzoni; Daniel Mark Ferris; Petar Dmitrov Mihaylov; David Sidoo",1],["sec-snow-lake-capital-hk-limited-rule-105-offering-shorts-2024","SEC v. Snow Lake Capital (HK) Limited (rule 105 offering shorts, 2024)",6,"2024-12-19",4,525000,[39],0,"",1],["sec-ken-peterman-insider-trading-2024","SEC v. Ken Peterman (insider trading, 2024)",6,"2024-12-18",2,null,[20],1,"",1],["sec-sai-hong-ignatius-ou-insider-trading-2024","SEC v. Sai-Hong Ignatius Ou (insider trading, 2024)",6,"2024-12-18",4,1520455,[20],0,"",1],["sec-david-chong-kyi-2024","SEC v. SogoTrade, Inc. (2024)",6,"2024-12-17",4,125000,[],0,"",1],["amf-fr-san-2024-12-marking-the-close-2024","AMF France v. EcoR1 Capital LLC and M. Oleg Nodelman (marking the close, 2024)",0,"2024-12-13",3,null,[22],0,"",1],["sec-zachary-stevenson-spoofing-2024","SEC v. Zachary Stevenson (spoofing, 2024)",6,"2024-12-13",4,150000,[45],0,"",1],["amf-fr-san-2024-11-price-manipulation-2024","AMF France v. Auplata Mining Group and others (price manipulation, 2024)",0,"2024-12-11",3,null,[34],0,"Auplata Mining Group - AMG; Didier Tamagno; RSM Paris; Stéphane Marie; European High Growth Opportunities Manco SA; Alpha Blue Ocean Inc; Pierre Vannineuse",1],["cftc-storm-bryant-ponzi-schemes-2024","CFTC v. Storm Bryant, Elijah Bryant III and three companies (ponzi schemes, 2024)",2,"2024-12-11",3,3900000,[33],0,"CapitalStorm LLC; GenerationBlack LLC; Ncome LLC",1],["sec-frederick-tayton-dencer-et-al-2024","SEC v. Frederick Tayton Dencer, Luke Abelard Dencer and others (2024)",6,"2024-12-11",2,null,[],0,"Standard Holdings, Inc.; Standard Huaxia, Ltd.; Dennis Edward Butler",1],["sec-john-s-clayton-insider-trading-2024","SEC v. John S. Clayton and others (insider trading, 2024)",6,"2024-12-11",2,null,[20,31],0,"First Equity Holdings Corp.; Standard Registrar and Transfer Co., Inc.; Daniel W. Jackson; Donald H. Perry; Clark M. Mower; Timothy J. Rieu; Chesapeake Group, Inc.",1],["cftc-washington-state-pastor-ponzi-schemes-2024","CFTC v. Francier Obando Pinillo, Solano Partners Ltd. and Solano Capital Investments (ponzi schemes, 2024)",2,"2024-12-10",2,null,[33],0,"",1],["sec-david-banister-et-al-social-media-ramps-2024","SEC v. David Banister, et al. (social media ramps, 2024)",6,"2024-12-10",2,null,[44],0,"The Market Analysts Group, LLC",1],["sec-david-c-underwood-unregistered-distributions-2024","SEC v. David C. Underwood (unregistered distributions, 2024)",6,"2024-12-09",4,50000,[47],0,"",1],["sec-marc-j-toomey-unregistered-distributions-2024","SEC v. Marc J. Toomey (unregistered distributions, 2024)",6,"2024-12-09",4,50000,[47],0,"",1],["sec-stephen-r-bishop-unregistered-distributions-2024","SEC v. Stephen R. Bishop (unregistered distributions, 2024)",6,"2024-12-09",4,null,[47],0,"",1],["sec-jordan-qsar-grant-witherspoon-austin-bernard-insider-trading-2024","SEC v. Jordan Qsar, Grant Witherspoon, Austin Bernard, and Chase Lambert (insider trading, 2024)",6,"2024-12-05",3,198214,[20],0,"",1],["sec-dow-rockwell-llc-2024","SEC v. Dow Rockwell LLC and Richard Dow Rockwell (2024)",6,"2024-12-03",3,80000,[],0,"",1],["sebi-89155-matched-orders-2024","SEBI v. Praveen Rastogi and others (Continental Seeds and Chemicals scheme, 2024)",5,"2024-11-29",3,null,[23,34],0,"Sachin Rastogi; Praveen Aroma Pvt. Ltd.; Continental Seeds and Chemicals Ltd; Mohd. Idrees; Momin Jahan; Mujaffar Khan; Rajesh Pal; Hari Om Singh; Manish Kumar; Vijay Prakash Gupta; Vivek Kumar Varshney",1],["sebi-89004-front-running-2024","SEBI v. Murari Lal Sarda and others (front running of Thar Share Brokers group trades, 2024)",5,"2024-11-28",3,null,[15],0,"Sushila Sarda; Vikas Sarda; Vikas Sarda HUF; Preeti V Sarda; Ashish Sarda",1],["sec-fivet-capital-ag-rule-105-offering-shorts-2024","SEC v. FiveT Capital AG (rule 105 offering shorts, 2024)",6,"2024-11-26",4,805000,[39],0,"",1],["sebi-88711-insider-trading-2024","SEBI v. Maneesh Kumar Jain and S. V. Subha Rao (insider trading in Jagsonpal Pharmaceuticals, 2024)",5,"2024-11-22",3,null,[20],0,"",1],["sec-lightspeed-financial-services-group-llc-2024","SEC v. Lightspeed Financial Services Group LLC (suspicious activity reporting, 2024)",6,"2024-11-22",4,75000,[],0,"",1],["sec-paulson-investment-company-llc-2024","SEC v. Paulson Investment Company LLC (suspicious activity reporting, 2024)",6,"2024-11-22",4,75000,[],0,"",1],["sec-webull-financial-llc-2024","SEC v. Webull Financial LLC (2024)",6,"2024-11-22",4,125000,[],0,"",1],["sec-lr-26174-boiler-rooms-2024","SEC v. Timothy Page, Trevor Page and others (boiler rooms, 2024)",6,"2024-11-20",3,7652228,[3,46],0,"Wellesley Holdings Limited; Porrima Limited; Emergent Investment Company; FJ Investments International Inc.; Ticino Capital Limited; Janan Page",1],["sec-robert-brian-thompson-insider-trading-2024","SEC v. Robert Brian Thompson (insider trading, 2024)",6,"2024-11-19",4,null,[20],1,"",1],["fca-travis-lloyd-klein-mismarking-2024","FCA v. Travis Lloyd Klein (fictitious internal trades, 2024)",3,"2024-11-18",5,null,[25],0,"",1],["sebi-88512-market-abuse-2024","SEBI v. S. Madhavan (Midvalley Entertainment IPO, remand order, 2024)",5,"2024-11-14",1,null,[24],0,"",1],["sec-epic-capital-wealth-advisors-llc-2024","SEC v. Epic Capital Wealth Advisors, LLC (2024)",6,"2024-11-08",3,null,[],0,"",1],["sec-carlos-sacanell-insider-trading-2024","SEC v. Carlos Sacanell (insider trading, 2024)",6,"2024-10-31",2,null,[20],1,"",1],["sec-dusan-varga-ponzi-schemes-2024","SEC v. Dusan Varga and Pannon Investment Advisors LLC (ponzi schemes, 2024)",6,"2024-10-31",4,null,[33],0,"",1],["sebi-88160-market-abuse-2024","SEBI v. United Phosphorus Limited and Jaidev Rajnikant Shroff (routing of funds via UBS accounts, settlement, 2024)",5,"2024-10-30",4,null,[24],0,"",1],["cftc-two-louisiana-based-companies-ponzi-schemes-2024","CFTC v. NOLA FX Capital Management, LLC, Meteor, LLC and Michael B. DePetrillo (ponzi schemes, 2024)",2,"2024-10-28",2,null,[33],1,"",1],["cftc-yueyu-bao-matched-orders-2024","CFTC v. Yueyu Bao (matched orders, 2024)",2,"2024-10-24",3,260140,[23],0,"",1],["sec-unisys-corporation-2024","SEC v. Unisys Corporation (2024)",6,"2024-10-22",4,4000000,[],0,"",1],["sebi-87802-matched-orders-2024","SEBI v. Nitinbhai Dalsukhbhai Chauhan and others (Manaksia Coated Metals synchronised trades, 2024)",5,"2024-10-21",3,null,[23,34],0,"Vora Kinal Ronak; Dharmik Chauhan; Monik Chandubhai Ruparel; Harshadbhai Panchal; Mrugesh Natwarlal Ruparel; Dhaval Gadani; Ramkumar Bholanath Yadav; Riteshkumar Thakkar; Vijay Ishvarbhai Chauhan; Ritu Rahul Mehta; Keyur Vinodchandra Parmar",1],["sec-morrie-tobin-et-al-reverse-merger-schemes-2024","SEC v. Brian Quinn and David Skriloff (Environmental Packaging, 2024)",6,"2024-10-18",3,460928,[36,46],0,"",1],["sec-ruimin-xie-insider-trading-2024","SEC v. Ruimin Xie (insider trading, 2024)",6,"2024-10-17",4,59408,[20],0,"",1],["sec-umapathi-kakkera-insider-trading-2024","SEC v. Umapathi Kakkera (insider trading, 2024)",6,"2024-10-17",4,206078,[20],0,"",1],["sec-baris-cabalar-churning-2024","SEC v. Baris Cabalar (churning, 2024)",6,"2024-10-16",2,null,[6],0,"",1],["cftc-several-people-ponzi-schemes-2024","CFTC v. Traders Domain FX LTD., Fredirick Safranko and others (ponzi schemes, 2024)",2,"2024-10-15",2,null,[33],0,"Fredirick Teddy Joseph Safranko; David William Negus-Romvari; Ares Global Ltd.; Algo Capital LLC; Algo FX Capital Advisor LLC; Robert Collazo Jr.; Juan Jose Herman; John Fortini; Stephen Likos; Michael Shannon Sims; Holton Buggs Jr.; Centurion Capital Group Inc.; Alejandro Santiestaban; Gabriel Beltran; Archie Rice",1],["sec-matthew-groom-insider-trading-2024","SEC v. Matthew Groom (insider trading, 2024)",6,"2024-10-15",4,12937,[20],0,"",1],["sebi-87524-misleading-issuer-disclosure-2024","SEBI v. Royal Orchid Hotels Limited and others (misclassified subsidiary, 2024)",5,"2024-10-11",3,null,[24],0,"Chander Kamal Baljee; Keshav Baljee; Amit Jaiswal",1],["sec-cls-global-fzc-llc-paid-crypto-market-making-2024","SEC v. CLS Global FZC LLC and Andrey Zhorzhes (paid crypto market making, 2024)",6,"2024-10-09",4,425000,[30],1,"",1],["sec-gotbit-consulting-llc-a-k-a-gotbit-hedge-fund-wash-trading-2024","SEC v. Gotbit Consulting LLC a/k/a Gotbit Hedge Fund and Fedor Kedrov (paid crypto market making, 2024)",6,"2024-10-09",5,null,[30,48],1,"",1],["sec-minerco-inc-bobby-shumake-japhia-pump-and-dump-2024","SEC v. Minerco, Inc., Bobby Shumake Japhia, and Julius Makiri Jenge (pump and dump, 2024)",6,"2024-10-09",4,null,[35],0,"",1],["sec-russell-armand-maxwell-hernandez-manpreet-singh-kohli-paid-crypto-market-mak","SEC v. Russell Armand, Maxwell Hernandez, Manpreet Singh Kohli, and Nam Tran (paid crypto market making, 2024)",6,"2024-10-09",4,null,[30],1,"",1],["sec-vy-pham-paid-crypto-market-making-2024","SEC v. Vy Pham (paid crypto market making, 2024)",6,"2024-10-09",4,null,[30],1,"",1],["sec-zm-quant-investment-ltd-baijun-ou-a-k-a-eric-ou-wash-trading-2024","SEC v. ZM Quant Investment Ltd., Baijun Ou a/k/a Eric Ou, and Ruiqi Lau a/k/a Ricky Liu (paid crypto market making, 2024)",6,"2024-10-09",5,null,[30,48],1,"",1],["sebi-87337-market-abuse-2024","SEBI v. National Stock Exchange of India and others (TAP network architecture, settlement, 2024)",5,"2024-10-04",4,null,[],0,"National Stock Exchange of India Limited; Vikram Limaye; Umesh Jain; G. M. Shenoy; Narayan Neelakantan; V. R. Narasimhan; Kamala K.; Nilesh Tinaikar; R. Nandakumar; Mayur Sindhwad",1],["cftc-taiwanese-firm-wash-trading-2024","CFTC v. Taishin Securities Co., Ltd. (wash trading, 2024)",2,"2024-10-01",3,200000,[48],0,"",1],["sec-barry-siegel-insider-trading-2024","SEC v. Barry Siegel (insider trading, 2024)",6,"2024-10-01",3,112869,[20],0,"",1],["sebi-87211-wash-trading-2024","SEBI v. Sureshkumar Parmar and others (Premier Synthetics Limited circular trades, 2024)",5,"2024-09-30",3,null,[48,34],0,"Makwana Falgun; Mehulkumar Balvantbhai Tundiya; Yogesh Galjibhai Vaghela; Suresh Ramanlal Prajapati; Mukeshkumar Mavjibhai Parmar; Navnitbhai Valand; Patiram Ramkishan Kushvah; Kameshkumar Rathod; Dipak Ganpatbhai Sakariya; Vijay Madhusudanbhai Koshti; Divyaben Hiteshbhai Gangani",1],["sec-marathon-asset-management-lp-2024","SEC v. Marathon Asset Management, LP (2024)",6,"2024-09-30",4,1500000,[],0,"",1],["sec-td-securities-usa-llc-spoofing-2024","SEC v. TD Securities (USA) LLC (spoofing, 2024)",6,"2024-09-30",4,6500000,[45],0,"",1],["sec-austin-kauh-insider-trading-2024","SEC v. Austin Kauh (insider trading, 2024)",6,"2024-09-27",4,30297,[20],0,"",1],["sec-eric-hannelius-insider-trading-2024","SEC v. Eric Hannelius (insider trading, 2024)",6,"2024-09-27",4,168206,[20],1,"",1],["sec-mango-labs-llc-mango-dao-unregistered-distributions-2024","SEC v. Mango Labs, LLC, Mango DAO, and Blockworks Foundation (unregistered distributions, 2024)",6,"2024-09-27",4,null,[47],0,"",1],["sec-marco-babini-et-al-price-manipulation-2024","SEC v. Marco Babini, et al. (price manipulation, 2024)",6,"2024-09-27",3,null,[34],1,"",1],["sec-robert-b-westbrook-insider-trading-2024","SEC v. Robert B. Westbrook (hack to trade, 2024)",6,"2024-09-27",2,null,[17,20],1,"",1],["sec-bhardwaj-et-al-insider-trading-2024","SEC v. Bhardwaj et al. (insider trading, 2024)",6,"2024-09-26",3,null,[20],1,"Amit Bhardwaj; Dhirenkumar Patel; Ramesh Chitor",1],["sec-bryan-scott-mcmillan-insider-trading-2024","SEC v. Bryan Scott McMillan (insider trading, 2024)",6,"2024-09-26",4,122100,[20],0,"",1],["sec-karina-n-fernandez-ponzi-schemes-2024","SEC v. Karina N. Fernandez and others (ponzi schemes, 2024)",6,"2024-09-26",3,null,[33],0,"Marco A. Rosas; Bryant Guayara; Erick M. Ruiz; Leonela M. Duarte",1],["cftc-rudy-avila-ponzi-schemes-2024","CFTC v. Rudy Avila (ponzi schemes, 2024)",2,"2024-09-25",3,1525831,[33],1,"",1],["cftc-texas-associated-person-insider-trading-2024","CFTC v. Texas Associated Person (insider trading, 2024)",2,"2024-09-25",3,null,[20],0,"",1],["sec-eric-j-watson-et-al-insider-trading-2024","SEC v. Eric J. Watson et al. (insider trading, 2024)",6,"2024-09-24",3,75000,[20],0,"Oliver-Barret Lindsay; Gannon Giguiere",1],["sec-benjamin-ballout-mohamed-zayed-pump-and-dump-2024","SEC v. Benjamin Ballout, Mohamed Zayed, and William Fielding (pump and dump, 2024)",6,"2024-09-23",3,921856,[35],0,"",1],["sec-centerline-investment-management-limited-rule-105-offering-shorts-2024","SEC v. Centerline Investment Management Limited (rule 105 offering shorts, 2024)",6,"2024-09-23",4,111614,[39],0,"",1],["sec-discala-et-al-pump-and-dump-2024","SEC v. Abraxas J. DiScala (pump and dump, 2024)",6,"2024-09-20",3,null,[35,47],1,"",1],["sec-keith-d-beekmeyer-and-andrew-m-bye-2024","SEC v. Newpoint Financial Corp., Keith D. Beekmeyer and Andrew M. Bye (2024)",6,"2024-09-20",4,300000,[],0,"",1],["sec-philip-markin-insider-trading-2024","SEC v. Philip Markin (insider trading, 2024)",6,"2024-09-19",4,32724,[20],0,"",1],["sec-rari-capital-infrastructure-llc-unregistered-distributions-2024","SEC v. Rari Capital Infrastructure LLC (unregistered distributions, 2024)",6,"2024-09-18",4,null,[47],0,"",1],["sec-gates-capital-management-inc-rule-105-offering-shorts-2024","SEC v. Gates Capital Management, Inc. (rule 105 offering shorts, 2024)",6,"2024-09-17",4,57615,[39],0,"",1],["sec-joel-david-castro-leon-spoofing-2024","SEC v. Joel David Castro Leon and Shmuel A. Sherr (spoofing, 2024)",6,"2024-09-17",4,139000,[45],0,"",1],["sec-nanobit-limited-radiant-horizons-limited-sweet-karma-fashion-inc-zhao-tropic","SEC v. NanoBit Limited, Radiant Horizons Limited, Sweet Karma Fashion Inc., Zhao Tropical Deli Inc., Jiajie Liu, Fei Liao, and Hua Zhao (2024)",6,"2024-09-17",3,4829004,[],0,"",1],["sec-federico-nannini-mauro-nannini-alejandro-thermiotis-insider-trading-2024","SEC v. Federico Nannini, Mauro Nannini, Alejandro Thermiotis, and Francisco Tonarely (insider trading, 2024)",6,"2024-09-16",4,null,[20],0,"",1],["sec-flyfish-club-llc-unregistered-distributions-2024","SEC v. Flyfish Club, LLC (unregistered distributions, 2024)",6,"2024-09-16",4,750000,[47],0,"",1],["sebi-86671-market-abuse-2024","SEBI v. OPG Securities Private Limited and others (NSE co-location, remand order, 2024)",5,"2024-09-13",3,null,[],0,"Sanjay Gupta; Sangeeta Gupta; Om Prakash Gupta",1],["sebi-86674-market-abuse-2024","SEBI v. National Stock Exchange of India and others (co-location collusion charge, remand order, 2024)",5,"2024-09-13",1,null,[],0,"National Stock Exchange of India Limited; Ravi Narain; Chitra Ramkrishna; Anand Subramanian; Ravindra Apte; Umesh Jain; Mahesh Soparkar; Devi Prasad Singh",1],["cftc-unregistered-florida-commodity-pool-operator-ponzi-schemes-2024","CFTC v. Unregistered Florida Commodity Pool Operator and Its Chief Executive Officer (ponzi schemes, 2024)",2,"2024-09-12",2,null,[33],0,"",1],["sec-anthony-guarino-2024","SEC v. Anthony Guarino (2024)",6,"2024-09-12",4,100000,[],0,"",1],["sec-dishant-gupta-insider-trading-2024","SEC v. Dishant Gupta (insider trading, 2024)",6,"2024-09-10",4,null,[20],1,"",1],["sebi-86524-insider-trading-2024","SEBI v. Pranshu Bhutra and others (alleged insider trading in Infosys, 2024)",5,"2024-09-09",1,null,[20],0,"Amit Bhutra; Bharath C. Jain; Capital One Partners; Tesora Capital; Manish C Jain; Ankush Bhutra; Venkata Subramaniyam V. V.; Sunil Kumar Dhareshwar; New World Capital; Optimus Capital; Tattva Capital",1],["sec-hunter-haithcock-a-k-a-hunter-elliott-ponzi-schemes-2024","SEC v. Hunter Haithcock (ponzi schemes, 2024)",6,"2024-09-09",2,null,[33],1,"",1],["sec-james-m-phillips-insider-trading-2024","SEC v. James M. Phillips (insider trading, 2024)",6,"2024-09-09",4,63227,[20],0,"",1],["sec-stephen-forlano-insider-trading-2024","SEC v. Matthew P. Forlano (insider trading, 2024)",6,"2024-09-09",4,18232,[20],0,"",1],["sec-esmark-inc-and-james-p-bouchard-sham-tender-offers-2024","SEC v. Esmark Inc. and James P. Bouchard (sham tender offers, 2024)",6,"2024-09-06",4,600000,[41],0,"",1],["cftc-sam-ikkurty-ponzi-schemes-2024","CFTC v. Sam Ikkurty (ponzi schemes, 2024)",2,"2024-09-03",3,110901855,[33],0,"",1],["sec-chanon-gordon-2024","SEC v. Chanon Gordon (2024)",6,"2024-09-03",4,25000,[],1,"",1],["asic-24-193mr-ponzi-schemes-2024","Former Courtenay House director sentenced to 11 years imprisonment (ASIC, 2024)",1,"2024-09-02",3,null,[33],1,"Tony Iervasi",1],["sebi-86362-wash-trading-2024","SEBI v. Rajendra D. Shah and 35 others (NIFTY index options trades, 2024)",5,"2024-08-30",3,null,[23,48],0,"Harendra D. Shah; Dhaval R. Shah; Shailesh D. Shah; Shilpa R. Shah; Vaipan Securities Pvt. Ltd.; Nirshilp Securities Pvt Ltd; Jambuwala Capital Services Private Limited; Inventure Growth & Securities Limited; Nirpan Securities Pvt. Ltd.; Dolat Capital Market Pvt. Ltd.; Keshav Securities Pvt Ltd",1],["sec-drew-morgan-ciccarelli-pump-and-dump-2024","SEC v. Drew Morgan Ciccarelli (pump and dump, 2024)",6,"2024-08-30",3,null,[35],1,"",1],["sec-nutra-pharma-corporation-et-al-unregistered-distributions-2024","SEC v. Nutra Pharma Corporation, et al. (unregistered distributions, 2024)",6,"2024-08-30",3,100000,[47],0,"Nutra Pharma Corp.",1],["sec-shaohua-michael-yin-et-al-insider-trading-2024","SEC v. Shaohua (Michael) Yin, et al. (insider trading, 2024)",6,"2024-08-30",3,null,[20],0,"Benjamin Bin Chow",1],["sec-tanner-s-adam-jonathan-l-adam-triten-financial-group-llc-ponzi-schemes-2024","SEC v. Tanner S. Adam, Jonathan L. Adam, Triten Financial Group, LLC and GCZ Global LLC (ponzi schemes, 2024)",6,"2024-08-30",2,null,[33],0,"",1],["sebi-86412-market-abuse-2024","SEBI v. Jyoti Munver (preferential allotment without payment, 2024)",5,"2024-08-30",1,null,[24],0,"",1],["sec-bernardo-mendia-alcaraz-2024","SEC v. Bernardo Mendia-Alcaraz and Toltec Capital LLC (2024)",6,"2024-08-28",3,2207524,[],0,"",1],["sec-maggie-chen-insider-trading-2024","SEC v. Maggie Chen (insider trading, 2024)",6,"2024-08-28",4,57702,[20],0,"",1],["cftc-swiss-energy-trader-price-manipulation-2024","CFTC v. TOTSA TotalEnergies Trading SA (price manipulation, 2024)",2,"2024-08-27",4,48000000,[34],0,"",1],["sebi-86164-misleading-issuer-disclosure-2024","SEBI v. Rana Sugars Limited, Inder Pratap Singh Rana and others (fund diversion, 2024)",5,"2024-08-27",3,null,[24],0,"Ranjit Singh Rana; Veer Pratap Singh Rana; Gurjeet Singh Rana; Karan Pratap Singh Rana; Rajbans Kaur; Preet Inder Singh Rana; Sukhjinder Kaur; Manoj Gupta; Flawless Traders Private Limited; Century Agros Private Limited",1],["sec-dileep-murthy-insider-trading-2024","SEC v. Dileep Murthy (insider trading, 2024)",6,"2024-08-26",4,88007,[20],0,"",1],["sec-sound-point-capital-management-llp-2024","SEC v. Sound Point Capital Management LLP (2024)",6,"2024-08-26",4,1800000,[],0,"",1],["sebi-86052-misleading-issuer-disclosure-2024","SEBI v. Reliance Home Finance Limited, Anil D. Ambani and others (fund diversion, 2024)",5,"2024-08-22",3,null,[24],0,"Amit Bapna; Ravindra Sudhalkar; Pinkesh R. Shah; Adhar Project Management and Consultancy Private Limited; Indian Agri Services Private Limited; Phi Management Solutions Private Limited; Arion Movie Productions Pvt. Ltd.; Citi Securities and Financial Services Private Limited; Deep Industrial Finance Limited; Azalia Distribution Private Limited",1],["sec-flowpoint-partners-llc-2024","SEC v. FlowPoint Partners, LLC and Peter J. DeCaprio (2024)",6,"2024-08-21",4,290000,[],0,"",1],["sec-wells-real-estate-investment-llc-janalie-c-joseph-a-k-a-janalie-c-bingham-pa","SEC v. Wells Real Estate Investment, LLC, Janalie C. Bingham and Jean Joseph (ponzi schemes, 2024)",6,"2024-08-20",2,null,[33],0,"",1],["cftc-brazilian-wash-trading-2024","CFTC v. Raizen Energia SA and Raizen Trading SA (wash trading, 2024)",2,"2024-08-19",3,750000,[48],0,"",1],["sebi-85859-price-manipulation-2024","SEBI v. 768 applicants (ISO Settlement Scheme 2024, reversal trades in BSE stock options)",5,"2024-08-19",4,null,[48,34],0,"",1],["sec-drive-planning-llc-ponzi-schemes-2024","SEC v. Drive Planning, LLC and Russell Todd Burkhalter (ponzi schemes, 2024)",6,"2024-08-14",2,null,[33],0,"",1],["sebi-85631-insider-trading-2024","SEBI v. Naysar Parikh and Ronak Narendra Parikh (PNB Housing Finance settlement, 2024)",5,"2024-08-13",4,null,[20],0,"",1],["sebi-85632-insider-trading-2024","SEBI v. Sidhant Chandalia (PNB Housing Finance settlement, 2024)",5,"2024-08-13",4,null,[20],0,"",1],["sec-robert-del-prete-insider-trading-2024","SEC v. Robert Del Prete (insider trading, 2024)",6,"2024-08-13",3,null,[20],1,"",1],["sec-stephen-durland-pump-and-dump-2024","SEC v. Stephen Durland (pump and dump, 2024)",6,"2024-08-13",4,230464,[35],0,"",1],["sec-otc-link-llc-2024","SEC v. OTC Link LLC (suspicious activity reporting, 2024)",6,"2024-08-12",4,1190000,[],0,"",1],["sebi-85596-front-running-2024","SEBI v. Sachin Bhogte and others (front running of Girik Wealth Advisors trades, 2024)",5,"2024-08-09",3,null,[15],0,"Samir Bhogte; Suchita Bhogte",1],["sec-kevan-casey-et-al-pump-and-dump-2024","SEC v. Kevan Casey, Adrian James, Jonathan Friedlander and Robert Wheat (pump and dump, 2024)",6,"2024-08-09",2,null,[35,46],0,"",1],["sec-steven-d-targum-et-al-insider-trading-2024","SEC v. Steven D. Targum et al. (insider trading, 2024)",6,"2024-08-08",4,110449,[20],0,"Elliot P. Targum; Nicholas J. Rosenberg",1],["sebi-85352-misleading-issuer-disclosure-2024","SEBI v. Binny Limited, M. Nandagopal and others (fund diversion and misstated accounts, 2024)",5,"2024-07-31",3,null,[24],0,"Arvind Nandagopal; Nate Nandha; S. Natarajan; T. Krishnamurthy",1],["sec-south-bay-acquisitions-llc-et-al-ponzi-schemes-2024","SEC v. South Bay Acquisitions, LLC and John N. Matson (ponzi schemes, 2024)",6,"2024-07-31",4,1000,[33],0,"",1],["sebi-85351-market-abuse-2024","SEBI v. Bhanu Katoch and others (JM Financial Mutual Fund NAV jump, 2024)",5,"2024-07-31",3,null,[20],0,"Swarn Lata Katoch; Sharika Kher; Deepen Doshi; Aruna Doshi; JM Financial Asset Management Ltd.; JM Financial Trustee Company Pvt. Ltd.",1],["sebi-85289-misleading-issuer-disclosure-2024","SEBI v. Omaxe Limited, Rohtas Goel and others (financial statement misstatements, 2024)",5,"2024-07-30",3,null,[24],0,"Mohit Goel; Sudhangshu S. Biswal; Arun Kumar Pandey; Vimal Gupta; Sunil Goel; Nishal Jain; Gurnam Singh; Devidas K. Kambale; Sudip Bandyopadhyay; Shruti D. Sodhi",1],["sebi-85295-front-running-2024","SEBI v. Gaurav Singhal and Alka Jain (front running of Sapphire Intrex orders, 2024)",5,"2024-07-30",3,null,[15],0,"",1],["sec-charles-baugh-insider-trading-2024","SEC v. Charles Baugh (insider trading, 2024)",6,"2024-07-30",4,473660,[20],0,"",1],["sec-sivannarayana-barama-insider-trading-2024","SEC v. Sivannarayana Barama (insider trading, 2024)",6,"2024-07-29",3,null,[20],1,"",1],["cftc-abner-alejandro-tinoco-ponzi-schemes-2024","CFTC v. Abner Alejandro Tinoco (ponzi schemes, 2024)",2,"2024-07-26",3,18773714,[33],1,"",1],["sebi-85212-market-abuse-2024","SEBI v. Vijay Mallya (routing of funds through UBS accounts into group-company shares, 2024)",5,"2024-07-26",3,null,[46],0,"",1],["amf-fr-san-2024-08-insider-trading-2024","AMF France v. Biosynex and others (insider trading, 2024)",0,"2024-07-25",3,null,[20],0,"Larry Abensur; ALA Financière; Thierry Paper; Axodev; Thomas Lamy; AJT Financière; Elie Fraenckel",1],["sebi-85194-insider-trading-2024","SEBI v. Greatdeal Finconsult Advisors LLP and others (Piramal Enterprises settlement, 2024)",5,"2024-07-25",4,null,[20],0,"Benaifer Jijina; Khushru Burjor Jijina",1],["asic-cofco-international-australia-pty-ltd-marking-the-close-2024","ASIC v. COFCO International Australia Pty Ltd (marking the close, 2024)",1,"2024-07-24",2,null,[22,34],0,"COFCO Resources SA",1],["sebi-84958-insider-trading-2024","SEBI v. Prafulla Bhat and others (insider trading in Prakash Constrowell, 2024)",5,"2024-07-24",3,null,[20],0,"Prakash Laddha; Pradeep Khandagale; Vishal Ahuja; Vipul Lathi; Anup Karwa",1],["asic-24-161mr-chat-group-pumps-2024","Charges laid in alleged Telegram ‘pump and dump’ conspiracy following ASIC investigation (ASIC, 2024)",1,"2024-07-23",3,null,[5,35],1,"Syed Yusuf; Larissa Quinlan; Emma Summer; Kurt Stuart",1],["sec-robert-newell-ponzi-schemes-2024","SEC v. Robert Newell and Black Hawk Funding, Inc. (ponzi schemes, 2024)",6,"2024-07-23",3,null,[33],0,"",1],["amf-fr-san-2024-07-insider-trading-2024","AMF France v. Parrot, M. Henri Seydoux and M. Gilles Labossière (insider trading and false information, 2024)",0,"2024-07-19",3,null,[24,20],0,"",1],["sec-ricardi-celicourt-ponzi-schemes-2024","SEC v. Ricardi Celicourt and Brisly Guillaume (ponzi schemes, 2024)",6,"2024-07-19",4,null,[33],0,"",1],["sec-yossi-engel-ponzi-schemes-2024","SEC v. Yossi Engel (ponzi schemes, 2024)",6,"2024-07-19",3,null,[33],1,"",1],["amf-fr-tra-2024-07-17-christophe-cambournac-insider-trading-2024","AMF France v. Christophe Cambournac (insider trading, 2024)",0,"2024-07-17",4,null,[20],0,"",1],["amf-fr-tra-2024-07-17-jennifer-ann-hubber-insider-trading-2024","AMF France v. Jennifer Ann Hubber (insider trading, 2024)",0,"2024-07-17",4,null,[20],0,"",1],["sec-eliyahu-weinstein-aryeh-l-bromberg-joel-l-wittels-richard-m-curry-christophe","SEC v. Eliyahu Weinstein, Aryeh L. Bromberg, Joel L. Wittels, Richard M. Curry, Christopher J. Anderson, Alaa Mohamed Hattab, and Shlomo Erez (ponzi schemes, 2024)",6,"2024-07-15",2,null,[33],0,"",1],["sebi-84749-insider-trading-2024","SEBI v. Amit Kumar Rathi and others (Electrosteel Castings settlement, 2024)",5,"2024-07-12",4,null,[20],0,"Anjushree Rathi; Saroj Rathi",1],["sec-gene-daniel-levoff-insider-trading-2024","SEC v. Gene Daniel Levoff (insider trading, 2024)",6,"2024-07-08",3,1147440,[20],1,"",1],["cftc-sam-ikkurty-ponzi-schemes-2024-8931-24","CFTC v. Sam Ikkurty (ponzi schemes, 2024)",2,"2024-07-03",3,null,[33],0,"",1],["cftc-dwight-a-foster-ponzi-schemes-2024","CFTC v. Dwight A. Foster (ponzi schemes, 2024)",2,"2024-07-02",3,1600000,[33],0,"",1],["sec-john-j-kralik-v-jkv-capital-llc-2024","SEC v. John J. Kralik V, JKV Capital, LLC and JKV LLC (2024)",6,"2024-07-02",4,null,[],0,"",1],["sec-adrian-j-kawuba-ponzi-schemes-2024","SEC v. Adrian J. Kawuba (ponzi schemes, 2024)",6,"2024-07-01",3,null,[33],1,"",1],["sebi-84472-insider-trading-2024","SEBI v. Syed Farman Haider and Sanya Haider (insider trading in DEN Networks, 2024)",5,"2024-06-28",3,null,[20],0,"",1],["sebi-84474-misleading-issuer-disclosure-2024","SEBI v. Sanjay Dhingra and others (Kwality Limited financial statements, 2024)",5,"2024-06-28",3,null,[24],0,"Sidhant Gupta; Satish Kumar Gupta",1],["sec-john-brda-engineered-short-squeeze-2024","SEC v. John Brda and Georgios Palikaras (engineered short squeeze, 2024)",6,"2024-06-25",2,null,[9],0,"",1],["sec-meta-materials-inc-engineered-short-squeeze-2024","SEC v. Meta Materials, Inc. ( and others (engineered short squeeze, 2024)",6,"2024-06-25",4,1000000,[9,36],0,"Torchlight Energy Resources; Inc.)",1],["sec-robert-j-schettino-insider-trading-2024","SEC v. Robert J. Schettino (insider trading, 2024)",6,"2024-06-25",4,198566,[20],0,"",1],["sebi-84341-market-abuse-2024","SEBI v. Sanjay Chandra and Ajay Chandra (alleged routing of funds into Unitech shares, 2024)",5,"2024-06-21",1,null,[],0,"",1],["cftc-trafigura-insider-trading-2024","CFTC v. Trafigura (insider trading, 2024)",2,"2024-06-17",3,55000000,[20,34],0,"",1],["sec-giguiere-et-al-undisclosed-control-blocks-2024","SEC v. Giguiere et al. (undisclosed control blocks, 2024)",6,"2024-06-13",3,875000,[46,23,35],0,"",1],["sec-janusz-john-zukowski-and-jerry-samaras-2024","SEC v. Janusz (John) Zukowski and Jerry Samaras (2024)",6,"2024-06-13",4,700000,[],0,"",1],["sec-kerry-lee-broderick-free-riding-and-parking-2024","SEC v. Kerry Lee Broderick (free riding and parking, 2024)",6,"2024-06-12",4,null,[14],0,"",1],["sec-mario-gogliormella-steven-lacaj-boiler-rooms-2024","SEC v. Mario Gogliormella, Steven Lacaj, and Karim Ibrahim a/k/a/ Chris Hayes (boiler rooms, 2024)",6,"2024-06-12",2,null,[3],1,"Karim Ibrahim a/k/a Chris Hayes",1],["sebi-84079-social-media-ramps-2024","SEBI v. Pradeep Baijnath Pandya and others (CNBC Awaaz, 2024)",5,"2024-06-11",3,null,[0,15],0,"Alpesh Vasanji Furiya; Alpesh Vasanji Furiya (HUF); Alpa Alpesh Furiya; Manish Vasanji Furiya; Manish Vasanji Furiya (HUF); Mahan Investment; Toshee Trade; Opu Funikant Nag",1],["sec-marc-henry-menard-2024","SEC v. Marc Henry Menard and Laesha Jean-Louis (2024)",6,"2024-06-11",3,361473,[],0,"",1],["sec-anders-j-lindgren-insider-trading-2024","SEC v. Anders J. Lindgren (insider trading, 2024)",6,"2024-06-06",4,682123,[20],0,"",1],["sec-hf-foods-group-inc-2024","SEC v. HF Foods Group Inc. (2024)",6,"2024-06-06",4,3900000,[],0,"",1],["sec-andre-wong-insider-trading-2024","SEC v. Andre Wong (insider trading, 2024)",6,"2024-06-04",4,93861,[20],0,"",1],["sec-andreas-bechtolsheim-insider-trading-2024","SEC v. Andreas Bechtolsheim (insider trading, 2024)",6,"2024-06-03",3,923740,[20],0,"",1],["sebi-83769-social-media-ramps-2024","SEBI v. Vinod V. Sable and others (Svarnim Trade Udyog Ltd pump and dump, 2024)",5,"2024-05-31",3,null,[44,35],0,"Prijesh A. Kurani; Dharini P. Kurani; Ashish P. Shah; Jalaj Agrawal; Arvind Shukla; Priyankbhai V. Prajapati; Suraj G. Prajapati; Jigar D. Chaudhari; Piyush B. Patel; Nishil K. Malde",1],["sebi-83782-front-running-2024","SEBI v. Gaurav Dedhia and Kajal Savla (front running of institutional orders, 2024)",5,"2024-05-31",3,null,[15],0,"",1],["sec-tyler-loudon-insider-trading-2024","SEC v. Tyler Loudon (insider trading, 2024)",6,"2024-05-31",3,null,[20],1,"",1],["sebi-83722-price-manipulation-2024","SEBI v. NNM Securities Pvt Ltd and others (Bhatia Communications & Retail (India) Ltd, 2024)",5,"2024-05-30",3,null,[34,35],0,"Miker Financial Consultants Pvt. Ltd.; Vibhuti Commodities Pvt Ltd; Festino Vincom Ltd; Nikunj Anilkumar Mittal",1],["sebi-83725-misleading-issuer-disclosure-2024","SEBI v. TIL Ltd and others (financial statement fraud, 2024)",5,"2024-05-30",3,null,[24],0,"TIL Limited; Sumit Mazumdar; Shibaditya Ghosh; Ramesh Aggarwal",1],["sec-frank-lynold-mercado-ponzi-schemes-2024","SEC v. Frank Lynold Mercado and Tiger Wolf Capital, LLC (ponzi schemes, 2024)",6,"2024-05-30",4,null,[33],0,"",1],["sec-ian-balina-paid-stock-promotion-2024","SEC v. Ian Balina (paid stock promotion, 2024)",6,"2024-05-23",1,null,[31],0,"",1],["sebi-83525-matched-orders-2024","SEBI v. Nishil Surendra Marfatia and others (Alankit Ltd, 2024)",5,"2024-05-22",3,null,[34],0,"Marfatia Stock Broking Private Limited; Ajay Natavarlal Commodities Pvt Ltd; Suyog Securities; Jinalben Bhavikbhai Vora; Pranav Prafulchandra Vora; ANS Pvt. Ltd.",1],["sebi-83550-social-media-ramps-2024","SEBI v. Rajneesh Kumar and others (Superior Finlease Ltd pump and dump, 2024)",5,"2024-05-22",3,null,[44,35],0,"Ashish P. Shah; Kirtidan K. Gadhavi; Jalaj Agrawal; Arvind Shukla; Ashish Kumar Singh; Orion Retail Pvt. Ltd.; Spire Marketing Pvt. Ltd.; Splendid Hotels Resorts Pvt. Ltd.; Deepika Sharma; Romika; Balley Builders & Developers Pvt. Ltd.",1],["sec-teresa-perez-de-madrid-insider-trading-2024","SEC v. Teresa Perez De Madrid (insider trading, 2024)",6,"2024-05-21",4,null,[20],0,"",1],["sec-kershner-trading-americas-llc-rule-105-offering-shorts-2024","SEC v. Kershner Trading Americas, LLC (rule 105 offering shorts, 2024)",6,"2024-05-20",4,812355,[39],0,"",1],["sec-pedram-abraham-mehrian-strategic-legacy-investment-group-inc-ponzi-schemes-2","SEC v. Pedram Abraham Mehrian, Strategic Legacy Investment Group, Inc., and SLIG High-Interest Liquid Savings Company (ponzi schemes, 2024)",6,"2024-05-20",3,2304628,[33],0,"",1],["amf-fr-san-2024-04-insider-trading-2024","AMF France v. M. A, M. Clément Miserez and M. B (insider trading, 2024)",0,"2024-05-15",3,null,[20],0,"",1],["sec-nutra-pharma-corp-et-al-unregistered-distributions-2024","SEC v. Nutra Pharma Corp. et al (unregistered distributions, 2024)",6,"2024-05-15",3,30000,[47],0,"Rik Deitsch; Sean McManus",1],["cftc-agridime-ponzi-schemes-2024","CFTC v. Agridime LLC, Joshua Link and Jed Wood (ponzi schemes, 2024)",2,"2024-05-14",3,null,[33],0,"",1],["sec-michael-m-beck-social-media-ramps-2024","SEC v. Michael M. Beck and Helen Robinson (social media ramps, 2024)",6,"2024-05-13",3,230464,[44],0,"",1],["sec-tyrone-johnny-lacy-jr-free-riding-and-parking-2024","SEC v. Tyrone Johnny Lacy, Jr. (free riding and parking, 2024)",6,"2024-05-13",3,25000,[14],0,"",1],["sec-frank-t-poerio-jr-insider-trading-2024","SEC v. Frank T. Poerio, Jr. (insider trading, 2024)",6,"2024-05-10",4,null,[20],1,"",1],["sec-c-bond-systems-inc-and-scott-silverman-2024","SEC v. C-Bond Systems, Inc. and Scott Silverman (2024)",6,"2024-05-09",4,225000,[],0,"",1],["sebi-83228-market-abuse-2024","SEBI v. Arun Panchariya (Winsome Yarns GDR issue, 2024)",5,"2024-05-07",3,null,[24],0,"",1],["sebi-83197-misleading-issuer-disclosure-2024","SEBI v. Prakash Pusaram Laddha and others (Setubandhan Infrastructure Ltd, 2024)",5,"2024-05-06",3,null,[24],0,"Prafulla Subhashchandra Bhat; Trichur Ganpat Krishnan; Setubandhan Infrastructure Limited",1],["sec-steven-masterson-insider-trading-2024","SEC v. Steven Masterson (insider trading, 2024)",6,"2024-05-06",4,50031,[20],0,"",1],["sec-ahmed-alomari-paid-stock-promotion-2024","SEC v. Ahmed Alomari and MCM Consulting (paid stock promotion, 2024)",6,"2024-05-03",2,null,[31],0,"",1],["sec-john-m-moretz-insider-trading-2024","SEC v. John M. Moretz (insider trading, 2024)",6,"2024-05-03",4,115000,[20],0,"",1],["sebi-83107-insider-trading-2024","SEBI v. Arun Verma (SAIL insider trading, 2024)",5,"2024-04-30",4,null,[20],0,"",1],["sebi-83112-matched-orders-2024","SEBI v. Chirag Tracom Pvt Ltd and others (Autumn Builders Ltd, 2024)",5,"2024-04-30",3,null,[23,34],0,"Chirag Tracom Pvt. Ltd.; Sarvlok Vincom Pvt. Ltd.; Arrowline Distributors Pvt. Ltd.; Wakeeta Commercial Pvt. Ltd.; Kautirya Vanijya Pvt. Ltd.; Kautirya Trading Pvt. Ltd.; Suman Stock Advisory Pvt Ltd; Baisakhi Tracom Pvt Ltd; Alishan Merchants Pvt. Ltd.; Vandana Advisory Services P Ltd; Monalisa Management Advisory Services P Ltd",1],["sebi-83114-social-media-ramps-2024","SEBI v. Hanif Kasambhai Shekh and Robert Resources Ltd (Telegram channel Safebulls, 2024)",5,"2024-04-30",3,null,[44,35],0,"",1],["sebi-83118-misleading-issuer-disclosure-2024","SEBI v. Manpasand Beverages Ltd and others (financial statement fraud, 2024)",5,"2024-04-30",3,null,[24],0,"Manpasand Beverages Limited; Dhirendra Hansraj Singh; Abhishek Dhirendra Singh; Milind Babar; Chirag Doshi; Bharti Naik; Nishish Mobar; Kaushal Ameta; Vimal Patel; Paresh Thakkar",1],["sec-sanjay-bhandari-vinod-singhi-rakesh-jain-insider-trading-2024","SEC v. Sanjay Bhandari, Vinod Singhi, Rakesh Jain (insider trading, 2024)",6,"2024-04-30",4,93648,[20],0,"",1],["cftc-darren-robinson-ponzi-schemes-2024","CFTC v. Darren Robinson (ponzi schemes, 2024)",2,"2024-04-26",3,5923515,[33],1,"",1],["sebi-83061-front-running-2024","SEBI v. Bhavin Pankaj Doshi and others (Maxgrow Fintrade front running, 2024)",5,"2024-04-26",4,null,[15],0,"Maxgrow Fintrade Pvt Ltd; Nitesh Kumar Jain; Atish Shah",1],["sec-kevin-crotty-insider-trading-2024","SEC v. Kevin Crotty (insider trading, 2024)",6,"2024-04-26",4,30667,[20],1,"",1],["sebi-82989-market-abuse-2024","SEBI v. Invesco Asset Management (India) Private Limited and others (inter-scheme transfers, settlement, 2024)",5,"2024-04-24",4,null,[],0,"Saurabh Nanavati; Sujoy Das; Nitish Sikand; Krishna Cheemalapati; Suresh Jakhotiya",1],["asic-henry-eng-chye-heng-price-manipulation-2024","ASIC v. Henry Eng Chye Heng (price manipulation, 2024)",1,"2024-04-22",3,null,[34],1,"",1],["sebi-82934-misleading-issuer-disclosure-2024","SEBI v. Bharat Raj Punj and others (LEEL Electricals Ltd, 2024)",5,"2024-04-18",3,null,[24],0,"Achin Kumar Roy; Nipun Singhal; Mukat Behari Sharma; Sushil Kabra; Surjit Kishan Sharma; Geeta Tekchand; Anita Kakar Sharma",1],["cftc-eshaq-m-nawabi-ponzi-schemes-2024","CFTC v. Eshaq M. Nawabi and Hyperion Consulting Inc. (ponzi schemes, 2024)",2,"2024-04-15",3,4500000,[33],0,"",1],["sec-george-stubos-et-al-undisclosed-control-blocks-2024","SEC v. George Stubos, et al. (undisclosed control blocks, 2024)",6,"2024-04-15",3,null,[46,35],0,"Dori-Ann Stubos (relief defendant)",1],["sec-gil-friedman-insider-trading-2024","SEC v. Gil Friedman (insider trading, 2024)",6,"2024-04-15",3,298000,[20],0,"",1],["cftc-shak-spoofing-2024","CFTC v. Daniel Shak (spoofing, 2024)",2,"2024-04-11",4,750000,[45],0,"",1],["sec-zachary-j-horwitz-ponzi-schemes-2024","SEC v. Zachary J. Horwitz (ponzi schemes, 2024)",6,"2024-04-11",3,null,[33],1,"",1],["sec-anthony-manna-insider-trading-2024","SEC v. Anthony Manna (insider trading, 2024)",6,"2024-04-09",4,3455,[20],0,"",1],["sec-joseph-young-insider-trading-2024","SEC v. Joseph Young (insider trading, 2024)",6,"2024-04-09",4,16559,[20],0,"",1],["sec-michael-sapraicone-insider-trading-2024","SEC v. Michael Sapraicone (insider trading, 2024)",6,"2024-04-09",4,14114,[20],0,"",1],["sec-matthew-panuwat-insider-trading-2024","SEC v. Matthew Panuwat (insider trading, 2024)",6,"2024-04-08",3,null,[20],0,"",1],["sec-eduardo-hernandez-et-al-free-riding-and-parking-2024","SEC v. Eduardo Hernandez, Christopher Flagg, Daquan Lloyd and Corey Ortiz (free riding and parking, 2024)",6,"2024-04-04",4,null,[14,23],0,"",1],["sebi-82676-wash-trading-2024","SEBI v. Bharat Bhushan and others (Best Agrolife Ltd, 2024)",5,"2024-04-03",3,null,[48,34],0,"Ramkumar Bholanath Yadav; Vijay Ishvarbhai Chauhan; Keyur V Parmar; Dhaval Mehta; Ritu Rahul Mehta; Kinjal Ronak Vora; Monik Chandubhai Ruparel; Dharmesh Mohanbhai Koshti; Dhaval Vinodbhai Gadani; Ronak Hasmukhbhai Vora; Harshadbhai Panchal",1],["sec-clearpath-wealth-management-llc-ponzi-schemes-2024","SEC v. ClearPath Wealth Management, LLC and Patrick Churchville (ponzi schemes, 2024)",6,"2024-04-03",3,null,[33],1,"",1],["sec-jason-nielsen-spoofing-2024","SEC v. Jason Nielsen (spoofing, 2024)",6,"2024-04-03",3,null,[45],0,"",1],["sec-ronald-heineman-price-manipulation-2024","SEC v. Ronald Heineman (price manipulation, 2024)",6,"2024-04-03",3,25000,[34],0,"",1],["sec-senvest-management-llc-2024","SEC v. Senvest Management, LLC (2024)",6,"2024-04-03",4,6500000,[],0,"",1],["cftc-australian-swap-dealer-2024","CFTC v. Australia and New Zealand Banking Group Ltd. (supervision failures, 2024)",2,"2024-04-02",3,500000,[],0,"",1],["sec-travis-treusch-free-riding-and-parking-2024","SEC v. Travis Treusch (free riding and parking, 2024)",6,"2024-04-02",4,null,[14],0,"",1],["sebi-82681-matched-orders-2024","SEBI v. Anirudh Sethi and others (Alexander Stamps and Coin Ltd, 2024)",5,"2024-03-28",3,null,[23,34],0,"Shweta P. Kulthia; Patel Bharatbhai Keshavalal HUF",1],["sebi-illiquid-stock-options-bse-2024-matched-orders","SEBI adjudication orders on illiquid stock options at BSE (2024 batch)",5,"2024-03-28",3,null,[23],0,"Omprakash Agarwal HUF; Aashu Dakh; Anil Kumar Banka",1],["sec-matthew-nicosia-william-reininger-fabrizio-di-carlo-pump-and-dump-2024","SEC v. Matthew Nicosia, William Reininger, Fabrizio Di Carlo, and Ronald Touchard (pump and dump, 2024)",6,"2024-03-28",3,100000,[35],0,"",1],["sebi-82606-market-abuse-2024","SEBI v. Jils Raichand Madan (Aadhaar Ventures preferential-allotment funding, 2024)",5,"2024-03-28",1,null,[],0,"",1],["sebi-82537-matched-orders-2024","SEBI v. Rohit Mankotia and Shila Devi (Sapphire Intrex front running, 2024)",5,"2024-03-26",3,null,[15],0,"",1],["sebi-82468-front-running-2024","SEBI v. Kaushal Chandarana and others (Banhem and Ninja front running of Anvil, 2024)",5,"2024-03-21",3,null,[15],0,"Manish Mehta; Banhem Stock Broking Pvt. Ltd.; Ninja Securities Pvt. Ltd.; Kashmira Mehta; Sumatilal Mehta",1],["sebi-82429-misleading-issuer-disclosure-2024","SEBI v. Aashu Garg and others (Vikas Proppant and Granite Ltd, 2024)",5,"2024-03-20",3,null,[46],0,"Amit Babbar; Girish Kansal; Nir Singh Sindhu; Sanjay Pareek; Shweta Pareek; Rajesh Garg HUF; Anguri Devi Garg; Rajesh Kumar HUF",1],["asic-24-050mr-ponzi-schemes-2024","Third person pleads guilty in relation to Courtenay House Ponzi scheme (ASIC, 2024)",1,"2024-03-19",3,null,[33],1,"David Sipina",1],["sec-ismael-zarco-sanchez-et-al-ponzi-schemes-2024","SEC v. Ismael Zarco Sanchez and 16 others (ponzi schemes, 2024)",6,"2024-03-14",2,null,[33],0,"Gabriel Ochoa; Dulce Ochoa; Maria Saravia; Gloria Castaneda; Roberto Zavala; Gabriel Arguelles; Hector Aquino; Orlin Wilifredo Turcios Castro; Carmen De La Cruz; Elizabeth Escoto; Reyna Guiffaro; Marco Antonio Lemus; Juan Puac; Luis Serrano; Julio Taffinder; Claudia Velazquez",1],["sec-roy-m-cook-insider-trading-2024","SEC v. Roy M. Cook and others (insider trading, 2024)",6,"2024-03-12",4,1414684,[20],0,"Jeffrey A. Natrop; Peter S. Renner; James Rudolph; Peter Williams",1],["sec-ishan-wahi-et-al-insider-listing-trading-2024","SEC v. Ishan Wahi et al. (insider listing trading, 2024)",6,"2024-03-11",3,1635204,[19,20],0,"Nikhil Wahi; Sameer Ramani",1],["sec-hemant-agrawal-insider-trading-2024","SEC v. Hemant Agrawal (insider trading, 2024)",6,"2024-03-04",4,29799,[20],0,"",1],["sebi-81837-price-manipulation-2024","SEBI v. United Polyfab Gujarat Ltd and others (SME board migration price rigging, 2024)",5,"2024-02-29",3,null,[34,23],0,"United Polyfab Gujarat Limited; Gagan Nirmalkumar Mittal; Shiv Marketing and Trading; Vishwakarma Trading House; Anilkumar Mangalchand Mittal; Amay Spincot Pvt. Ltd. (formerly Dhanshree Barter Pvt. Ltd.); Aditi Anil Mittal; Dhaval Anil Kumar Mittal",1],["sebi-81864-price-manipulation-2024","SEBI v. Parvati Minerals Pvt Ltd (Sun & Shine Worldwide Ltd, 2024)",5,"2024-02-29",3,null,[34],0,"Parvati Minerals Pvt. Ltd.",1],["sebi-82013-market-abuse-2024","SEBI v. Madhukar Dubey (HPC Biosciences IPO funding scheme, 2024)",5,"2024-02-29",3,null,[],0,"N V Sales Corporation; Magnum Industrial; Alliance Traders",1],["sebi-81780-front-running-2024","SEBI v. Tushar Gupta (Tata Absolute Return Fund front running, 2024)",5,"2024-02-27",1,null,[15],0,"",1],["sec-harmel-s-rayat-renovacare-inc-jatinder-bhogal-pump-and-dump-2024","SEC v. Harmel S. Rayat, RenovaCare, Inc., Jatinder Bhogal (pump and dump, 2024)",6,"2024-02-27",3,2440039,[35],0,"",1],["sebi-81620-misleading-issuer-disclosure-2024","SEBI v. Mideast Integrated Steels Ltd and others (financial statement fraud, 2024)",5,"2024-02-21",3,null,[24],0,"Mideast Integrated Steels Limited; Rita Singh; Natasha Sinha; V. N. Tiwari",1],["sec-contrarian-capital-management-l-l-c-rule-105-offering-shorts-2024","SEC v. Contrarian Capital Management, L.L.C. (rule 105 offering shorts, 2024)",6,"2024-02-21",4,140000,[39],0,"",1],["sec-andrew-m-komarow-free-riding-and-parking-2024","SEC v. Andrew M. Komarow (free riding and parking, 2024)",6,"2024-02-20",4,null,[14],0,"",1],["sec-christian-fernandez-paid-stock-promotion-2024","SEC v. Christian Fernandez (paid stock promotion, 2024)",6,"2024-02-20",4,null,[31],0,"",1],["sec-rafael-vargas-2024","SEC v. Rafael Vargas (2024)",6,"2024-02-15",4,null,[],0,"",1],["sec-john-feloni-et-al-2024","SEC v. John Feloni and Stock Squirrel, Inc. (2024)",6,"2024-02-12",3,223229,[],0,"",1],["sec-tradestation-crypto-inc-unregistered-distributions-2024","SEC v. TradeStation Crypto, Inc. (unregistered distributions, 2024)",6,"2024-02-07",4,1500000,[47],0,"",1],["amf-fr-san-2024-03-insider-trading-2024","AMF France v. Sergio Val Allue and others (insider trading, 2024)",0,"2024-01-31",1,null,[20],0,"Francisco Javier Val Aznar; Amir Manuel Chabbar Boudet; Sami Alfredo Chabbar Boudet; Maruan Chabbar Youd; Joaquin Aladren Bueno; Miguel Angel Eusebio Fustero; Francisco Jose Blasco Nonnay; Raul Mora Lopez; Angel Manuel Velazquez Ripoll; Jorge Valls Campos; Jean-Luc Biamonti",1],["asic-24-011mr-2024","Court declares Westpac engaged in unconscionable conduct for interest rate swap, maximum penalty applied (ASIC, 2024)",1,"2024-01-31",3,null,[],0,"",1],["sebi-80981-front-running-2024","SEBI v. Kishan Vishram Nanda and others (Sanctum Wealth front running, 2024)",5,"2024-01-31",3,null,[15],0,"Kishan Vishram Nanda HUF; Sumitra Vishram Nanda; Vishram Purshottam Nanda HUF; Prafulla Kisan Nanda; Vijay Vishram Nanda HUF; Leena Vijay Nanda; Rahul Narottam Nanda",1],["sebi-80872-front-running-2024","SEBI v. R. Senthil Kumar and others (Trustline front running, 2024)",5,"2024-01-25",3,null,[15],0,"Geetha N.; Prakash V.; Geetha V.",1],["amf-fr-san-2024-02-price-manipulation-2024","AMF France v. M. Miron Leshem, Grantchester Equity Limited and others (price manipulation, 2024)",0,"2024-01-24",3,null,[34],0,"Dirck Van Wylick; Aude Planche; Serge Goldner; Christian Person; Léon Lucide",1],["asic-cameron-waugh-insider-trading-2024","ASIC v. Cameron Waugh (insider trading, 2024)",1,"2024-01-24",3,null,[20],1,"",1],["sec-tian-tony-tian-insider-trading-2024","SEC v. Tian \"Tony\" Tian (insider trading, 2024)",6,"2024-01-22",4,72075,[20],0,"",1],["sec-j-jeremy-barbera-et-al-2024","SEC v. J. Jeremy Barbera, et. al. (2024)",6,"2024-01-18",3,100000,[],0,"",1],["sec-prosperity-investments-lending-llc-ponzi-schemes-2024","SEC v. Prosper E. Beyond Moore and Prosperity Investments & Solutions, LLC (ponzi schemes, 2024)",6,"2024-01-18",4,null,[33],0,"",1],["cftc-a-trader-matched-orders-2024","CFTC v. Yueyu Bao (matched orders, 2024)",2,"2024-01-16",3,260140,[23],0,"",1],["sebi-80648-insider-trading-2024","SEBI v. Abhijit Pawar (Magma Fincorp insider trading, 2024)",5,"2024-01-16",3,null,[20],0,"",1],["sec-jonathan-farber-aarif-jamani-brian-keasberry-pump-and-dump-2024","SEC v. Jonathan Farber, Aarif Jamani, Brian Keasberry (pump and dump, 2024)",6,"2024-01-16",2,null,[35,46],0,"",1],["sebi-80619-marking-the-close-2024","SEBI v. Bimla Devi Jindal and others (Vikas Proppant and Granite Ltd, 2024)",5,"2024-01-15",3,null,[24,34],0,"Kamini Jindal; Puneet; Gourav; Ekta Mittal; Kanta Devi; Komal; Praveen Bishnoi",1],["sec-morgan-stanley-co-llc-insider-trading-2024","SEC v. Morgan Stanley & Co. LLC (insider trading, 2024)",6,"2024-01-12",4,83000000,[20],1,"",1],["sec-pawan-kumar-passi-insider-trading-2024","SEC v. Pawan Kumar Passi (insider trading, 2024)",6,"2024-01-12",4,250000,[20],1,"",1],["sec-david-schottenstein-kris-bortnovsky-ryan-shapiro-sakal-capital-management-ll","SEC v. David Schottenstein, Kris Bortnovsky, Ryan Shapiro, Sakal Capital Management, LLC, and Sakal U.S. Fund, LLC (insider trading, 2024)",6,"2024-01-11",3,null,[20],1,"",1],["sebi-80444-matched-orders-2024","SEBI v. Indira Mondal and Techno Road-Link Pvt Ltd (BSE illiquid stock options reversal trades, 2024)",5,"2024-01-03",4,null,[23],0,"Techno Road-Link Private Limited (formerly Nirikshan Consultancy Private Limited)",1],["sec-carnovale-et-al-undisclosed-control-blocks-2024","SEC v. Carnovale, et al. (undisclosed control blocks, 2024)",6,"2024-01-03",3,null,[46,47],0,"",1],["sec-gannon-giguiere-insider-trading-2024","SEC v. Gannon Giguiere (insider trading, 2024)",6,"2024-01-03",3,325000,[20],0,"",1],["sebi-80262-insider-trading-2023","SEBI v. Arvind Kumar Saraf and others (Arcotech insider trading, 2023)",5,"2023-12-29",1,null,[20],0,"Rishabh Saraf; Vasudha Commercial Pvt. Ltd.; Hiland Enclave Pvt. Ltd.",1],["sebi-80300-matched-orders-2023","SEBI v. Ambalal Jhaverbhai Patel and others (Econo Trade (India) Ltd, 2023)",5,"2023-12-29",3,null,[23,34],0,"Anurodh Infrastructure Ltd; Arpita Ilesh Patel; Glorious Vincom Pvt Ltd; Highgrowth Vincom Private Limited; Jitendra Bhogilal Parikh; Kamlesh Bhikhabhai Shah; Kapila Vaghela; Mahesh Bhailal Parmar; Narayandas Dipchand Shah; Nilesh Rameshchandra Shah; Original Fashion Traders Pvt Ltd",1],["sec-diana-mae-fernandez-2023","SEC v. Diana Mae Fernandez (2023)",6,"2023-12-28",4,null,[],1,"",1],["sebi-80183-misleading-issuer-disclosure-2023","SEBI v. Akhter Aziz Siddiqi and others (Fedders Electric and Engineering, 2023)",5,"2023-12-22",3,null,[24],0,"Sham Sunder Dhawan; Bindu Dogra; Ritushri Sharma; Anita Kakar Sharma; Bharat Raj Punj",1],["sec-barnbridge-dao-unregistered-distributions-2023","SEC v. BarnBridge DAO (unregistered distributions, 2023)",6,"2023-12-22",4,null,[47],0,"",1],["sec-tyler-ward-and-troy-murray-unregistered-distributions-2023","SEC v. Tyler Ward and Troy Murray (unregistered distributions, 2023)",6,"2023-12-22",4,250000,[47],0,"",1],["sec-agridime-llc-joshua-link-ponzi-schemes-2023","SEC v. Agridime LLC, Joshua Link, and Jed Wood (ponzi schemes, 2023)",6,"2023-12-18",3,null,[33],0,"",1],["sec-dozy-mmobuosi-et-al-2023","SEC v. Dozy Mmobuosi, et al. (financial-statement fraud, 2023)",6,"2023-12-18",3,35365646.21,[],0,"",1],["sec-titanium-capital-llc-ponzi-schemes-2023","SEC v. Titanium Capital LLC and others (ponzi schemes, 2023)",6,"2023-12-18",3,null,[33],1,"Henry Abdo; Carol Ann Barsh",1],["cftc-freepoint-commodities-llc-insider-trading-2023","CFTC v. Freepoint Commodities LLC (insider trading, 2023)",2,"2023-12-14",3,91000000,[20],1,"",1],["sec-andrew-m-komarow-free-riding-and-parking-2023","SEC v. Andrew M. Komarow (free riding and parking, 2023)",6,"2023-12-08",4,null,[14],0,"",1],["sec-raymond-j-pirrello-jr-et-al-2023","SEC v. Raymond J. Pirrello, Jr., et al. (2023)",6,"2023-12-07",2,null,[],0,"Marcello Follano; Robert Cassino; Anthony DiTucci; Joseph Rivera; Prior 2 IPO Inc.; Late Stage Asset Management, LLC; Pre IPO Marketing Inc.; JL Rivera Enterprises Ltd.",1],["sec-marc-e-wexler-pump-and-dump-2023","SEC v. Marc E. Wexler (price manipulation, 2023)",6,"2023-12-05",3,null,[34,35],1,"",1],["asic-henry-eng-chye-heng-price-manipulation-2023","ASIC v. Henry Eng Chye Heng (price manipulation, 2023)",1,"2023-12-04",3,null,[34],1,"",1],["sebi-79482-price-manipulation-2023","SEBI v. Maheshwari Financial Services Ltd (Aplaya Creations, 2023)",5,"2023-11-30",3,null,[34],0,"Maheshwari Financial Services Limited",1],["sebi-79483-misleading-issuer-disclosure-2023","SEBI v. Gulabchand Agrawal and others (Sanwaria Consumer, 2023)",5,"2023-11-30",3,null,[24],0,"Ashok Kumar Agrawal; Satish Kumar Agrawal; Anil Kumar Vishwakarma",1],["sebi-79496-misleading-issuer-disclosure-2023","SEBI v. B. Ramalinga Raju and others (Satyam Computer Services, remand order, 2023)",5,"2023-11-30",3,null,[24,20],0,"B. Rama Raju; B. Suryanarayana Raju; SRSR Holdings Pvt Ltd; Vadlamani Srinivas; G. Ramakrishna",1],["sebi-79463-front-running-2023","SEBI v. Pranav Dipak Desai and others (Ambit Capital dealers, Aequitas complaint, 2023)",5,"2023-11-29",3,null,[15],0,"Kokila Dipak Desai; Ajay Krishnamurthy Rao",1],["sec-andrew-defrancesco-marlio-mauricio-diaz-cardona-carlos-felipe-rezk-nicola-fa","SEC v. Andrew DeFrancesco, Marlio Mauricio Diaz Cardona, Carlos Felipe Rezk, Nicola Faukovic, and Catherine DeFrancesco (pump and dump, 2023)",6,"2023-11-29",3,446458,[35],0,"",1],["sec-joseph-m-dupont-et-al-insider-trading-2023","SEC v. Joseph M. Dupont et al. (insider trading, 2023)",6,"2023-11-28",3,null,[20],1,"Stanley Kaplan; Jarett G. Mendoza",1],["amf-fr-san-2023-16-market-abuse-2023","AMF France v. Visiomed Group and others (false or misleading information, 2023)",0,"2023-11-27",3,null,[24],0,"Éric Sebban; Olivier Hua; Negma",1],["sec-lr-25897-unregistered-distributions-2023","SEC v. Nadim Ahmed et al. (unregistered distributions, 2023)",6,"2023-11-21",2,null,[47],0,"Mehreen Shah; NYC Green Transportation Group, LLC; NuRide Transportation Group, LLC; Med Trans EB-5 Fund, LLC; Gravitas NYC Regional Center, LLC; Mona Shah & Associates, PLLC",1],["sec-laidlaw-and-company-uk-ltd-churning-2023","SEC v. Laidlaw and Company (UK) Ltd. (churning, 2023)",6,"2023-11-20",4,223328,[6],0,"",1],["amf-fr-tra-2023-11-16-jordi-eeman-layering-2023","AMF France v. Jordi Eeman (layering, 2023)",0,"2023-11-16",4,null,[21,45],0,"",1],["cftc-chicago-based-phillip-galles-ponzi-schemes-2023","CFTC v. Chicago-based Phillip Galles (ponzi schemes, 2023)",2,"2023-11-15",3,15981519,[33],0,"Tyche Asset Management LLC",1],["sec-matthew-melton-ponzi-schemes-2023","SEC v. Matthew Melton (ponzi schemes, 2023)",6,"2023-11-15",2,null,[33],1,"",1],["sec-charter-communications-inc-2023","SEC v. Charter Communications, Inc. (2023)",6,"2023-11-14",4,25000000,[],0,"",1],["amf-fr-san-2023-14-insider-trading-2023","AMF France v. M. Rémi Guillet and M. Yohann Catherine (insider trading, 2023)",0,"2023-11-10",3,null,[20],0,"",1],["sec-john-a-masanotti-jr-ponzi-schemes-2023","SEC v. John A. Masanotti, Jr. and Middlesex Mortgage Group, LLC (ponzi schemes, 2023)",6,"2023-11-09",2,null,[33],0,"",1],["sebi-79004-price-manipulation-2023","SEBI v. Ankit Laxmipatraj Singhvi (Abans Enterprises, 2023)",5,"2023-11-08",3,null,[34],0,"",1],["sec-safemoon-llc-safemoon-us-llc-kyle-nagy-braden-john-karony-thomas-glenn-smith","SEC v. SafeMoon LLC, SafeMoon US LLC, Kyle Nagy, Braden John Karony, Thomas Glenn Smith (wash trading, 2023)",6,"2023-11-01",2,null,[48],1,"",1],["sebi-78584-price-manipulation-2023","SEBI v. Nirmal Kumar Mangalchand Mittal and others (United Polyfab Gujarat, 2023)",5,"2023-10-31",1,null,[34],0,"Gagan Nirmal Kumar Mittal; Gagan N Mittal HUF; Amay Spincot Pvt Ltd; Amrapali Industries Ltd; Yashwant Amritlal Thakkar; Chirag Thakkar",1],["sebi-78629-insider-trading-2023","SEBI v. Ushik Gala and others (Suumaya Industries, 2023)",5,"2023-10-31",1,null,[20],0,"Jignesh Ramniklal Seth; Svasti Commercial LLP",1],["sebi-78524-wash-trading-2023","SEBI v. Jatin Rasiklal Mansata and others (Shri Krishna Prasadam, 2023)",5,"2023-10-30",3,null,[45],0,"Hasit Jyotindra Negandhi; J M Global Equities Pvt Ltd; Pratik Sanjaykumar Patel",1],["sec-joseph-conlan-insider-trading-2023","SEC v. Joseph Conlan (insider trading, 2023)",6,"2023-10-30",4,73627,[20],0,"",1],["sec-bruce-schoengood-medifirst-solutions-inc-unregistered-distributions-2023","SEC v. Bruce Schoengood, Medifirst Solutions, Inc., and Joshua Tyrell (unregistered distributions, 2023)",6,"2023-10-27",3,null,[47],0,"",1],["sebi-78513-market-abuse-2023","SEBI v. Govind Raj Rao and others (Sharepro Services share-transfer and dividend fraud, 2023)",5,"2023-10-27",3,null,[],0,"Indira Karkera; Balram Mukherjee; Anil Jathan; Chetan Shah; Pradeep Rathod; Shrikant Bhalakia; Sujitkumar Amarnath Gupta; Bhavani Jathan; Anand S. Bhalakia; Dayanand Jathan; Mohit Karkera",1],["osc-thomas-john-finch-insider-trading-2023","OSC v. Thomas John Finch (insider trading, 2023)",4,"2023-10-25",4,null,[20],0,"",1],["sec-blackrock-advisors-llc-2023","SEC v. BlackRock Advisors, LLC (2023)",6,"2023-10-24",4,2500000,[],0,"",1],["cftc-minnesota-grain-merchandiser-price-manipulation-2023","CFTC v. Ceres Global Ag Corp. (price manipulation, 2023)",2,"2023-10-23",4,3000000,[34],0,"",1],["osc-charles-debono-ponzi-schemes-2023","OSC v. Charles DeBono (ponzi schemes, 2023)",4,"2023-10-23",3,null,[33],1,"",1],["sec-anson-advisors-inc-rule-105-offering-shorts-2023","SEC v. Anson Advisors Inc. (rule 105 offering shorts, 2023)",6,"2023-10-19",4,600000,[39],0,"",1],["sec-brian-marc-rubin-insider-trading-2023","SEC v. Brian Marc Rubin (insider trading, 2023)",6,"2023-10-17",4,null,[20],1,"",1],["sebi-77947-insider-trading-2023","SEBI v. Venkatraman Ranganathan and others (Cerebra Integrated Technologies, 2023)",5,"2023-10-12",3,null,[20],0,"Hariharansubramanian Venkatesh; Parthasarathi Naik; Ekta Anandalwar Naik",1],["sec-matthew-m-motil-et-al-ponzi-schemes-2023","SEC v. Matthew M. Motil (ponzi schemes, 2023)",6,"2023-10-04",4,null,[33],1,"Amy Motil",1],["sec-zera-financial-llc-ponzi-schemes-2023","SEC v. Zera Financial LLC and Luis A. Romero (ponzi schemes, 2023)",6,"2023-10-03",3,null,[33],0,"",1],["sec-bin-hao-ponzi-schemes-2023","SEC v. Bin Hao and Qidian LLC (ponzi schemes, 2023)",6,"2023-09-29",3,236451,[33],0,"",1],["sec-john-feloni-2023","SEC v. John Feloni and Stock Squirrel, Inc. (2023)",6,"2023-09-29",4,223229,[],0,"",1],["sec-maxim-group-llc-naked-short-selling-debate-2023","SEC v. Maxim Group, LLC (naked short selling debate, 2023)",6,"2023-09-29",4,800000,[27],0,"",1],["cftc-8791-23-2023","CFTC v. Regal Assets LLC, Tyler G. Gallagher and Leah Donoso (2023)",2,"2023-09-28",3,27300000,[],0,"",1],["cftc-unregistered-pool-operator-and-its-owner-ponzi-schemes-2023","CFTC v. Darren Robinson and The QYU Holdings Inc. (ponzi schemes, 2023)",2,"2023-09-28",3,5923515.37,[33],1,"",1],["sec-anthony-viggiano-stephen-a-forlano-christopher-salamone-insider-trading-2023","SEC v. Anthony Viggiano, Stephen A. Forlano, Christopher Salamone, and Nathan Bleckley (insider trading, 2023)",6,"2023-09-28",4,null,[20],1,"",1],["sec-marco-a-perez-pedro-perez-jr-insider-trading-2023","SEC v. Marco A Perez, Pedro Perez Jr., and Olivia Perez Durbin (insider trading, 2023)",6,"2023-09-28",4,null,[20],0,"Marco A. Perez; Pedro Perez, Jr.",1],["sec-michael-blumer-john-kuprianchik-david-page-steven-thompson-joseph-todaro-chu","SEC v. Michael Blumer, John Kuprianchik, David Page, Steven Thompson, Joseph Todaro (churning, 2023)",6,"2023-09-28",2,null,[6],0,"",1],["cftc-dichao-xie-insider-trading-2023","CFTC v. Dichao Xie (insider trading, 2023)",2,"2023-09-27",3,350000,[20],0,"",1],["sec-robert-del-prete-insider-trading-2023","SEC v. Robert Del Prete (insider trading, 2023)",6,"2023-09-27",3,null,[20],0,"",1],["cftc-florida-man-ponzi-schemes-2023","CFTC v. Patrick Wonsey (ponzi schemes, 2023)",2,"2023-09-26",2,null,[33],0,"",1],["sec-philip-verges-james-d-tilton-jr-robert-f-malin-linda-malin-pump-and-dump-202","SEC v. Philip Verges, James D. Tilton, Jr., Robert F. Malin, Linda Malin and Blue Citi, LLC (pump and dump, 2023)",6,"2023-09-26",2,null,[35],0,"SMEA2Z, LLC; 143 Partners LLC; West Cucharras, LLC; JDT Trading, LLC",1],["sec-william-b-mchenry-jr-and-first-south-investments-llc-ponzi-schemes-2023","SEC v. William B. McHenry, Jr. and First South Investments, LLC (ponzi schemes, 2023)",6,"2023-09-26",3,null,[33,47],0,"",1],["sec-stephen-l-bailey-sapphire-exploration-llc-ponzi-schemes-2023","SEC v. Stephen L. Bailey, Sapphire Exploration LLC, and Harris Exploration Inc. (ponzi schemes, 2023)",6,"2023-09-25",2,null,[33],0,"",1],["cftc-california-resident-matched-orders-2023","CFTC v. Jie \"Elaine\" Yu (matched orders, 2023)",2,"2023-09-22",3,300000,[23],0,"",1],["sec-citadel-securities-llc-2023","SEC v. Citadel Securities, LLC (2023)",6,"2023-09-22",4,7000000,[],0,"",1],["sec-empirex-capital-llc-ponzi-schemes-2023","SEC v. Empirex Capital LLC and Rafael Alberto Vargas Gonzalez (ponzi schemes, 2023)",6,"2023-09-22",4,null,[33],0,"",1],["sec-nathalia-i-burgos-christian-a-cuesta-steven-a-fernandez-et-al-ponzi-schemes-","SEC v. Nathalia I. Burgos, Christian A. Cuesta, Steven A. Fernandez et. al. (ponzi schemes, 2023)",6,"2023-09-22",4,null,[33],0,"",1],["sec-jon-p-kubler-kubler-consulting-llc-aksarben-evolution-llc-av-bhill-llc-cfh-t","SEC v. Jon P. Kubler, Kubler Consulting LLC, Aksarben Evolution LLC, AV Bhill LLC, CFH Texas LLC, Green Saddle LLC (ponzi schemes, 2023)",6,"2023-09-21",4,1000000,[33],0,"",1],["sec-jonathan-becker-insider-trading-2023","SEC v. Jonathan Becker (insider trading, 2023)",6,"2023-09-21",4,null,[20],1,"",1],["sec-luis-ricardo-quiroz-gardea-ponzi-schemes-2023","SEC v. Aras Investment Business Group S.A.P.I. de C.V., Armando Gutierrez Rosas and others (ponzi schemes, 2023)",6,"2023-09-21",3,448746,[33],0,"Maria de Lourdes Tolentino Roque; Diayanira Rendon Trejo; Efren Norberto Quiroz Gardea; Luis Ricardo Quiroz Gardea",1],["asic-interactive-brokers-marking-the-close-2023","ASIC v. Interactive Brokers (marking the close, 2023)",1,"2023-09-20",4,null,[22],0,"Interactive Brokers Australia Pty Ltd",1],["sebi-77108-price-manipulation-2023","SEBI v. C H P Finance Pvt Ltd and others (Safal Herbs, 2023)",5,"2023-09-20",3,null,[34],0,"Advance India Shares and Securities Pvt Ltd; Adhunik Plastochem Pvt Ltd; IFL Promoters Ltd; Samir Kishor Thakkar; Pravin S. Rajpurohit; Bhavesh R. Mehta; Priyanka Manohar Jingare; Tejal Bhavesh Mehta; Rajnikant Maganlal Mehta; Vinay Bhushan Pendyala; Mayur Vasantrai Sanghani",1],["sebi-77142-matched-orders-2023","SEBI v. Roshanlal Daulatram Aggarwal and others (Mega Nirman and Industries, 2023)",5,"2023-09-20",3,null,[23,34],0,"Hardasbhai Babubhai Patel; Vinitkumar Popatlal Parikh; Maulik Vinitkumar Parikh; Subhadraben Rameshchandra Shah; Nilesh Rameshchandra Shah",1],["sebi-77146-front-running-2023","SEBI v. Rajat Jain and Ritesh Jain (Principal Mutual Fund, DHFL downgrade switches, 2023)",5,"2023-09-20",1,null,[15],0,"",1],["sebi-77161-misleading-issuer-disclosure-2023","SEBI v. N. R. Panicker and others (Accel Frontline / Inspirisys Solutions, 2023)",5,"2023-09-20",3,null,[24],0,"Inspirisys Solutions Limited (formerly Accel Frontline Limited); S. V. Krishnan; S. Chandrasekaran; Maqbool Hassan; K. R. Chandrasekaran; S. Kalyanaraman; Alok Sharma; Sam Santhosh; Ruchi Naithani; Ashok Dedhia",1],["sec-mfb-111-investment-llc-ponzi-schemes-2023","SEC v. MFB 111 Investment, LLC and Monise François Bien Aimé (ponzi schemes, 2023)",6,"2023-09-19",4,null,[33],0,"",1],["sec-tilila-walker-sumchai-ponzi-schemes-2023","SEC v. Tilila Walker Sumchai (ponzi schemes, 2023)",6,"2023-09-19",2,null,[33],0,"",1],["sebi-77024-insider-trading-2023","SEBI v. Rajiv Amarish Agarwal and others (ABC Bearings insider trading, 2023)",5,"2023-09-18",3,null,[20],0,"Menal Rasesh Parikh; Jaisingh Sudhirkumar Choudhary; Himanshu K. Desai; Anirudh R. Parikh; Sudhirkumar Choudhary; Varsha Rajiv Agarwal; Hitesh Kantilal Shah; Nipun Lodha",1],["sebi-77094-insider-trading-2023","SEBI v. Sahir Patel (ABC Bearings insider trading settlement, 2023)",5,"2023-09-18",4,null,[20],0,"",1],["sebi-77104-matched-orders-2023","SEBI v. Anand H Soni and others (Capri Global Capital, 2023)",5,"2023-09-18",3,null,[23,34],0,"Ritu Rahul Mehta; Dhaval Vinodbhai Gadani; Sharda Sharma; Kamleshkumar Bipinchandra Parmar; Vipul Bharatbhai Pithadia; Dinesh Avadheshsingh Thakur; Jitendrabhai Madhavlal Mistri; Rahul Rameshbhai Mehta; Anurudhkumar Barelal Yadav; Durgeshkumar Kalidas Sathvara; Vijay Ghyanshambhai Pujara",1],["sec-ggtoor-inc-unregistered-distributions-2023","SEC v. GGToor, Inc. (unregistered distributions, 2023)",6,"2023-09-18",4,40000,[47],0,"",1],["sec-jonathan-j-ferrie-insider-trading-2023","SEC v. Jonathan J. Ferrie (insider trading, 2023)",6,"2023-09-18",4,16040,[20],0,"",1],["sec-lyft-inc-2023","SEC v. Lyft, Inc. (2023)",6,"2023-09-18",4,10000000,[],0,"",1],["sebi-76959-misleading-issuer-disclosure-2023","SEBI v. Talwalkars Healthclubs Ltd and others (inflated bank balances, 2023)",5,"2023-09-15",3,null,[24],0,"Talwalkars Healthclubs Limited; Girish Talwalkar; Prashant Talwalkar; Anant Gawande; Harsha Bhatkal; Girish Nayak",1],["sebi-77036-misleading-issuer-disclosure-2023","SEBI v. Talwalkars Better Value Fitness Ltd and others (misstated financials, 2023)",5,"2023-09-15",3,null,[24],0,"Talwalkars Better Value Fitness Limited; Girish Talwalkar; Prashant Talwalkar; Madhukar Talwalkar; Vinayak Gawande; Anant Gawande; Harsha Bhatkal; Girish Nayak",1],["sebi-76903-wash-trading-2023","SEBI v. Chiranjilal Jayaram Vyas and others (Sunteck Realty, remand penalty, 2023)",5,"2023-09-14",3,null,[48,34],0,"Namdeo H. More; Kishore Bhikaji Giri; Deendayal M. Bohara; Kishorilal Amrutlal Bissa",1],["sec-xia-hong-insider-trading-2023","SEC v. Xia Hong (insider trading, 2023)",6,"2023-09-14",4,75011,[20],0,"",1],["sec-rand-heckler-2023","SEC v. Rand Heckler (2023)",6,"2023-09-13",4,null,[],1,"",1],["sec-stoner-cats-2-llc-unregistered-distributions-2023","SEC v. Stoner Cats 2, LLC (unregistered distributions, 2023)",6,"2023-09-13",4,1000000,[47],0,"",1],["sec-esos-rings-inc-ponzi-schemes-2023","SEC v. Esos Rings, Inc. and Michelle Silverstein aka Michelle Silverstein Bisnoff (ponzi schemes, 2023)",6,"2023-09-12",4,233229,[33],0,"",1],["sec-george-stubos-undisclosed-control-blocks-2023","SEC v. George Stubos (undisclosed control blocks, 2023)",6,"2023-09-12",3,null,[46,35],0,"",1],["sec-virtu-financial-inc-2023","SEC v. Virtu Financial Inc. and Virtu Americas LLC (2023)",6,"2023-09-12",4,2500000,[],0,"",1],["sec-mortgage-industry-advisory-corporation-2023","SEC v. Mortgage Industry Advisory Corporation (2023)",6,"2023-09-11",4,100000,[],0,"",1],["sec-simplex-trading-llc-naked-short-selling-debate-2023","SEC v. Simplex Trading, LLC (naked short selling debate, 2023)",6,"2023-09-11",4,200000,[27],0,"",1],["sebi-76667-matched-orders-2023","SEBI v. Gokul Solutions Ltd and others (matched trades, 2023)",5,"2023-09-08",3,null,[23,34],0,"Gokul Solutions Limited; Arrowline Distributors Private Limited; Aryavrat Suppliers Private Limited; Metrocity Suppliers Private Limited; Sourav Builders Private Limited; Sourav Management Private Limited; Sourav Nursing Home Private Limited; Sanjay Kumar Agarwal; Sunita Agarwal",1],["sec-mina-tadrus-et-al-ponzi-schemes-2023","SEC v. Mina Tadrus, et al. (ponzi schemes, 2023)",6,"2023-09-08",4,null,[33],1,"Tadrus Capital LLC",1],["amf-fr-san-2023-13-market-abuse-2023","AMF France v. Rallye and M. Franck Hattab (false or misleading information, 2023)",0,"2023-09-07",3,null,[24],0,"",1],["cftc-texas-firm-spoofing-2023","CFTC v. Logista Advisors LLC and Andrew Serotta (spoofing, 2023)",2,"2023-09-07",2,null,[45],0,"",1],["sec-linus-financial-inc-unregistered-distributions-2023","SEC v. Linus Financial, Inc. (unregistered distributions, 2023)",6,"2023-09-07",4,null,[47],0,"",1],["sebi-76628-market-abuse-2023","SEBI v. Guiness Securities Limited (stock broker registration cancelled, 2023)",5,"2023-09-07",3,null,[],0,"",1],["osc-derek-scheinman-ponzi-schemes-2023","OSC v. Derek Scheinman (ponzi schemes, 2023)",4,"2023-09-06",3,null,[33],1,"",1],["sebi-76598-matched-orders-2023","SEBI v. Maheshwari Financial Services Pvt Ltd and others (Yamini Investment Company, 2023)",5,"2023-09-04",3,null,[23,34],0,"Autolite Agencies Pvt Ltd; Toor Finance Company Ltd; Stellar Capital Services Ltd; Premlal Roy; Aries Commercials; Moonlight Udyog; Shri Ram Traders; Chandra Prakash Balkisanji Laddha; Anshu Kataruka; Gopal Bansal (HUF); Hans Raj Agarwal",1],["sec-jeremy-koski-fake-press-releases-2023","SEC v. Jeremy Koski (fake press releases, 2023)",6,"2023-09-01",4,100000,[11],0,"",1],["sec-brady-jack-speers-chatree-thiranon-2023","SEC v. Brady Jack Speers, Chatree Thiranon and GHAP, LLC d/b/a Blue Star Texas (2023)",6,"2023-08-31",4,null,[],0,"",1],["sec-william-v-conn-jr-ponzi-schemes-2023","SEC v. William V. Conn, Jr. (ponzi schemes, 2023)",6,"2023-08-31",4,100000,[33],0,"",1],["fca-nmc-health-plc-in-administration-2023","FCA v. NMC Health Plc (in Administration) (2023)",3,"2023-08-30",3,null,[],0,"",1],["sec-archipelago-trading-services-inc-2023","SEC v. Archipelago Trading Services, Inc. (suspicious activity reporting, 2023)",6,"2023-08-29",4,1500000,[],0,"",1],["sec-deyonte-jahtori-anthony-free-riding-and-parking-2023","SEC v. Deyonte Jahtori Anthony (free riding and parking, 2023)",6,"2023-08-28",4,null,[14],0,"",1],["sec-impact-theory-llc-unregistered-distributions-2023","SEC v. Impact Theory, LLC (unregistered distributions, 2023)",6,"2023-08-28",4,500000,[47],0,"",1],["osc-nova-tech-ltd-2023","OSC v. Nova Tech Ltd. and Cynthia Petion (2023)",4,"2023-08-25",3,null,[],0,"",1],["sebi-75894-insider-trading-2023","SEBI v. Nagreeka Capital and Infrastructure Ltd and Sushil Patwari (Rupa and Company, 2023)",5,"2023-08-25",3,null,[20],0,"",1],["sebi-75923-insider-trading-2023","SEBI v. Suraj Nangia (Cosmo Films insider trading settlement, 2023)",5,"2023-08-25",4,null,[20],0,"",1],["sebi-75925-insider-trading-2023","SEBI v. Rakesh Nangia (Cosmo Films insider trading settlement, 2023)",5,"2023-08-25",4,null,[20],0,"",1],["sebi-75926-insider-trading-2023","SEBI v. Ashok Jaipuria (Cosmo Films insider trading settlement, 2023)",5,"2023-08-25",4,null,[20],0,"",1],["sebi-75928-insider-trading-2023","SEBI v. Haresh Jashnani and others (United Spirits options, adjudication remand, 2023)",5,"2023-08-25",1,null,[20],0,"Haresh Parmanand Jashnani; Poonam Haresh Jashnani; Varun Haresh Jashnani",1],["sebi-75930-insider-trading-2023","SEBI v. Poonam Jashnani and others (United Spirits options, final order, 2023)",5,"2023-08-25",1,null,[20],0,"Poonam Haresh Jashnani; Varun Haresh Jashnani; Haresh Parmanand Jashnani",1],["asic-23-227mr-insider-trading-2023","Melbourne man charged over alleged insider trading in Kidman Resources shares (ASIC, 2023)",1,"2023-08-24",3,null,[20],1,"Duncan Stewart",1],["sec-romero-cabral-da-costa-neto-insider-trading-2023","SEC v. Romero Cabral da Costa Neto (insider trading, 2023)",6,"2023-08-24",5,null,[20],1,"",1],["cftc-texas-man-2023","CFTC v. Walter Dunning Larrick, III and Cambridge Financial Advisors, LLC (2023)",2,"2023-08-23",2,null,[],0,"",1],["sebi-75815-market-abuse-2023","SEBI v. Bharat Gupta (Edynamics Solutions independent director, 2023)",5,"2023-08-23",1,null,[],0,"",1],["sec-daniel-v-t-catenacci-insider-trading-2023","SEC v. Daniel V.T. Catenacci (insider trading, 2023)",6,"2023-08-21",3,50000,[20],0,"",1],["sebi-75424-misleading-issuer-disclosure-2023","SEBI v. Balasore Alloys Ltd and others (bogus purchases, 2023)",5,"2023-08-18",3,null,[24],0,"Balasore Alloys Limited; Anil Kumar Surekha; Rajendra Kumar Parakh; Nikunj Pansari",1],["sec-carla-lea-chastain-2023","SEC v. Carla Lea Chastain (2023)",6,"2023-08-18",4,null,[],0,"",1],["sebi-75218-matched-orders-2023","SEBI v. Satsai Finlease Pvt Ltd and others (AKG Exim, 2023)",5,"2023-08-11",3,null,[34,23],0,"Anm Fincap Pvt Ltd; Savita Holdings Pvt Ltd; Raj Kumar Bansal; Ishu Sharma",1],["sebi-75237-misleading-issuer-disclosure-2023","SEBI v. Concord Drugs Ltd and others (misstated financials, 2023)",5,"2023-08-11",3,null,[24],0,"S. Nagi Reddy; T. Narasimha Reddy; S. Koni Reddy; K. Ramachandra Reddy; P. Venkataram Reddy; P. Chadrakala; Eswar Rao; Sonia Bidlan; Akansha; Monica Bhuttada; Jyoti Goyal",1],["sebi-75178-misleading-issuer-disclosure-2023","SEBI v. Tanla Platforms Ltd and others (depreciation accounting, 2023)",5,"2023-08-10",1,null,[24],0,"D. Udaykumar Reddy; Kamoji Srinivas G.; Seshanuradha Chava",1],["sebi-75216-wash-trading-2023","SEBI v. Jayesh Rawal and others (Generic Engineering Construction and Projects, 2023)",5,"2023-08-10",3,null,[34,23,48],0,"Emerald Corporate Advisory Private Limited; Numisma Financial Advisors Private Limited; Pillar Investment Company Limited; Edocs Solutions Limited; Kuber Udyog Limited; Ashish Shankar Pandare; Laxman Dhananjay Gunde; Arun Ramchandra Gole; Moglesh Chanappa Koni; Shivakumar Gattai Kamballa; Saurabh Ashok Shinde",1],["sec-chad-stickforth-2023","SEC v. Chad Stickforth (2023)",6,"2023-08-08",4,223229,[],0,"",1],["sec-charles-rustin-holzer-maglione-international-ltd-frontenac-investments-ltd-i","SEC v. Charles Rustin Holzer, Maglione International Ltd., Frontenac Investments Ltd. (insider trading, 2023)",6,"2023-08-07",3,1173926,[20],0,"",1],["sec-justin-sun-tron-foundation-limited-bittorrent-foundation-ltd-rainberry-inc-a","SEC v. Justin Sun, Tron Foundation Limited, BitTorrent Foundation Ltd., Rainberry, Inc., Austin Mahone, and Deandre Cortez Way (paid stock promotion, 2023)",6,"2023-08-07",3,37535,[31,48],0,"",1],["sebi-74969-market-abuse-2023","SEBI v. Bhargav Panchal and Hina Panchal (IPO share cornering, 2023)",5,"2023-08-04",3,null,[],0,"Hina Bhargav Panchal",1],["sec-jose-d-rocha-ponzi-schemes-2023","SEC v. Jose D. Rocha (ponzi schemes, 2023)",6,"2023-08-03",4,null,[33],1,"",1],["sec-janardhan-nellore-et-al-insider-trading-2023","SEC v. Janardhan Nellore, et al. (insider trading, 2023)",6,"2023-08-02",3,null,[20],0,"",1],["sec-mina-tadrus-ponzi-schemes-2023","SEC v. Mina Tadrus and Tadrus Capital LLC (ponzi schemes, 2023)",6,"2023-08-02",4,null,[33],1,"",1],["cftc-uk-trader-spoofing-2023","CFTC v. Adam Cobb-Webb (spoofing, 2023)",2,"2023-08-01",3,150000,[45],0,"",1],["sebi-74800-misleading-issuer-disclosure-2023","SEBI v. Dinesh Jajodia and others (Geodesic Limited, 2023)",5,"2023-07-31",3,null,[24],0,"Mangiram Sharma; Manoj Sharma",1],["sebi-74820-wash-trading-2023","SEBI v. Crosseas Capital Services Ltd (Wockhardt self-trades, 2023)",5,"2023-07-31",1,null,[48],0,"",1],["sebi-74826-insider-trading-2023","SEBI v. Yatendra Kumar and others (Wockhardt insider trading, 2023)",5,"2023-07-31",3,null,[20],0,"Shashi Kant Tiwari; Girish Kumar Jain",1],["sebi-74781-market-abuse-2023","SEBI v. Arun Panchariya (Texmo Pipes & Products GDR issue, 2023)",5,"2023-07-31",3,null,[24],0,"",1],["sebi-74783-market-abuse-2023","SEBI v. Arun Panchariya (Nakoda Ltd GDR issue, 2023)",5,"2023-07-31",3,null,[24],0,"",1],["sebi-74791-market-abuse-2023","SEBI v. Arun Panchariya (Teledata Technology Solutions GDR issue, 2023)",5,"2023-07-31",3,null,[24],0,"",1],["sebi-74593-misleading-issuer-disclosure-2023","SEBI v. Excel Realty N Infra Limited and others (misstated accounts, 2023)",5,"2023-07-28",3,null,[24],0,"Lakhmendra Chamanlal Khurana; Ranjana Khurana Lakhmendra; Arpit Lakhmendra Khurana; Pramod Yeshwant Kokate",1],["sec-brent-seaman-accanito-holdings-llc-ponzi-schemes-2023","SEC v. Brent Seaman, Accanito Holdings, LLC, and others (ponzi schemes, 2023)",6,"2023-07-28",3,null,[33],0,"Accanito Equity, LLC, Accanito Equity II, LLC, Accanito Equity III, LLC,; Accanito Equity IV, LLC",1],["sebi-74436-matched-orders-2023","SEBI v. Sushil Agarwal and others (Steel City Securities Ltd, synchronised trades, 2023)",5,"2023-07-27",1,null,[23],0,"Seema Agarwal; Steel City Securities Limited",1],["sebi-74463-market-abuse-2023","SEBI v. Tilak Ventures Limited and others (preferential-issue proceeds, 2023)",5,"2023-07-27",3,null,[24],0,"Girraj Kishor Agrawal; Tanu Girraj Agrawal",1],["sec-joseph-c-lewis-et-al-insider-trading-2023","SEC v. Joseph C. Lewis, et al. (insider trading, 2023)",6,"2023-07-26",4,1935148.31,[20],1,"Carolyn W. Carter; Patrick J. O'Connor; Bryan L. Waugh",1],["sebi-74444-market-abuse-2023","SEBI v. Arun Panchariya (Edserv Softsystems GDR issue, 2023)",5,"2023-07-26",3,null,[24],0,"",1],["sebi-74446-market-abuse-2023","SEBI v. Arun Panchariya (Zenith Steel Pipes GDR issue, 2023)",5,"2023-07-26",3,null,[24],0,"",1],["sebi-74448-market-abuse-2023","SEBI v. Arun Panchariya (Southern Ispat and Energy GDR issues, 2023)",5,"2023-07-26",3,null,[24],0,"",1],["sebi-74450-market-abuse-2023","SEBI v. Arun Panchariya (Rainbow Papers GDR issue, 2023)",5,"2023-07-26",3,null,[24],0,"",1],["sebi-74462-market-abuse-2023","SEBI v. Fairwealth Securities Limited (unauthorised trading and misuse of client assets, 2023)",5,"2023-07-26",3,null,[],0,"",1],["cftc-tennessee-husband-2023","CFTC v. Michael Griffis and Amanda Griffis (2023)",2,"2023-07-25",4,1355232,[],0,"",1],["sec-amit-dagar-insider-trading-2023","SEC v. Amit Dagar and Atul Bhiwapurkar (insider trading, 2023)",6,"2023-07-24",4,60300,[20],1,"",1],["sebi-74244-price-manipulation-2023","SEBI v. Roongta Rising Stock Pvt. Ltd. (Mishka Finance and Trading Ltd, 2023)",5,"2023-07-21",3,null,[34],0,"",1],["sec-quantstamp-inc-unregistered-distributions-2023","SEC v. Quantstamp, Inc. (unregistered distributions, 2023)",6,"2023-07-21",4,1000000,[47],0,"",1],["sec-eric-j-ej-dalius-et-al-ponzi-schemes-2023","SEC v. Eric J. \"EJ\" Dalius et al. (ponzi schemes, 2023)",6,"2023-07-20",3,111614,[33],0,"Eric J. Dalius; Saivian LLC; Ryan Morgan Evans",1],["sec-robert-d-christensen-anthony-m-matic-foresee-inc-the-commission-pdx-llc-the-","SEC v. Robert D. Christensen, Anthony M. Matic and four entities (ponzi schemes, 2023)",6,"2023-07-20",3,400000,[33],0,"Foresee, Inc.; The Commission PDX, LLC; The Policy PDX, LLC; Innings 150, LLC",1],["sec-chadd-l-evans-free-riding-and-parking-2023","SEC v. Chadd L. Evans (free riding and parking, 2023)",6,"2023-07-19",4,10000,[14],0,"",1],["sebi-74125-market-abuse-2023","SEBI v. Fairwealth Commodity Broking Pvt. Limited (client funds misuse, 2023)",5,"2023-07-19",3,null,[],0,"",1],["sec-james-p-anglim-price-manipulation-2023","SEC v. James P. Anglim (price manipulation, 2023)",6,"2023-07-17",3,null,[34],0,"",1],["sec-nirdosh-jagota-ph-d-insider-trading-2023","SEC v. Nirdosh Jagota, Ph.D. (insider trading, 2023)",6,"2023-07-17",4,39660,[20],0,"",1],["sec-celsius-network-mashinsky-price-manipulation-2023","SEC v. Celsius Network Limited and Alexander \"Alex\" Mashinsky (price manipulation, 2023)",6,"2023-07-13",2,null,[34],1,"",1],["sec-joseph-michael-todd-et-al-2023","SEC v. Joseph Michael Todd, Todd Financial Services, LLC and TFS Insurance Services LLC (2023)",6,"2023-07-13",4,null,[],0,"",1],["cftc-florida-price-manipulation-2023","CFTC v. Adam Todd and Digitex entities (price manipulation, 2023)",2,"2023-07-12",3,11736660,[34],0,"Digitex LLC; Digitex Limited; Digitex Software Limited; Blockster Holdings Limited Corporation",1],["sebi-73848-insider-trading-2023","SEBI v. Mukesh Kumar Gupta and others (Shilpi Cable Technologies, tipping and misleading bonus notice, 2023)",5,"2023-07-12",3,null,[20,24],0,"Manish Goel; Ravi Shankar",1],["sebi-73850-insider-trading-2023","SEBI v. Anjali Krishnadev Bahuguna and others (communicating UPSI, Sharon Bio-Medicine, 2023)",5,"2023-07-12",3,null,[20],0,"Inderdev Harshdev Bahuguna; Krishandev Harshdev Bahuguna; Asha Mohan Kala; Mohan Prasad Kala; Savita Satish Gowda",1],["sec-nayeem-choudhury-ponzi-schemes-2023","SEC v. Nayeem Choudhury and Dream Venture Capital Group, LLC (ponzi schemes, 2023)",6,"2023-07-12",2,null,[33],0,"",1],["sec-costello-et-al-paid-stock-promotion-2023","SEC v. Costello et al. (paid stock promotion, 2023)",6,"2023-07-11",3,null,[31],0,"Justin Costello; David Ferraro",1],["sec-legend-venture-partners-llc-boiler-rooms-2023","SEC v. Legend Venture Partners LLC (boiler rooms, 2023)",6,"2023-07-11",2,null,[3],0,"",1],["sebi-73787-market-abuse-2023","SEBI v. Arun Panchariya and Mukesh Chauradiya (Hiran Orgochem GDR issue, 2023)",5,"2023-07-11",3,null,[24],0,"",1],["sec-andrew-defrancesco-marlio-mauricio-diaz-cardona-carlos-felipe-rezk-nikola-fa","SEC v. Andrew DeFrancesco, Marlio Mauricio Diaz Cardona, Carlos Felipe Rezk, Nikola Faukovic, and Catherine DeFrancesco (pump and dump, 2023)",6,"2023-07-07",3,1971621,[35],0,"",1],["cftc-unregistered-michigan-commodity-pool-operator-and-its-president-ponzi-schem","CFTC v. Dwight A. Foster and K.E.L. Enterprises, Inc. (ponzi schemes, 2023)",2,"2023-07-06",4,1600000,[33],0,"",1],["asic-openmarkets-2023","ASIC v. Openmarkets Australia Limited (market integrity rules, 2023)",1,"2023-07-05",4,null,[],0,"Virginia Owczarek",1],["sebi-73433-market-abuse-2023","SEBI v. Pawan N Agarwal (front running of Aequitas client trades, settlement, 2023)",5,"2023-07-04",4,null,[15],0,"",1],["sebi-73336-price-manipulation-2023","SEBI v. Reliance Strategic Investments Ltd. (long-dated NIFTY put options, 2023)",5,"2023-06-30",3,null,[34],0,"",1],["sec-bruce-garelick-michael-shvartsman-rocket-one-capital-llc-insider-trading-202","SEC v. Bruce Garelick, Michael Shvartsman, Rocket One Capital LLC, and Gerald Shvartsman (insider trading, 2023)",6,"2023-06-30",4,null,[20],0,"",1],["sec-damon-r-durante-2023","SEC v. Damon R. Durante (2023)",6,"2023-06-30",4,null,[],1,"",1],["sec-jordan-meadow-insider-trading-2023","SEC v. Jordan Meadow and Steven Teixeira (insider trading, 2023)",6,"2023-06-30",2,null,[20],1,"",1],["sec-juan-roman-insider-trading-2023","SEC v. Juan Roman (insider trading, 2023)",6,"2023-06-30",4,97752,[20],0,"",1],["sec-ashutosh-bhardwaj-insider-trading-2023","SEC v. Ashutosh Bhardwaj (insider trading, 2023)",6,"2023-06-29",4,8990,[20],0,"",1],["sebi-73270-insider-trading-2023","SEBI v. Surjit Kumar Gupta and others (insider trading allegation, Havells India Ltd, 2023)",5,"2023-06-28",1,null,[20],0,"Ajay Kumar Gupta; Sadhu Ram Gupta",1],["sec-wilson-baston-a-k-a-chanon-gordon-ponzi-schemes-2023","SEC v. Wilson Baston (ponzi schemes, 2023)",6,"2023-06-28",4,null,[33],1,"",1],["sebi-73225-market-abuse-2023","SEBI v. Gold Line International Finvest Ltd and others (preferential-issue proceeds, 2023)",5,"2023-06-28",3,null,[24],0,"Mahendra Singh Bisht; Rajesh Narula; Nihar Ranjan Mishra; Akshod Kumar Sharma; Ashish Kumar; Archana Devi; Uma Shanker; Ashok Marwah; Mahesh Chand; Asha Rani; Arun Kumar Gupta",1],["sebi-73233-market-abuse-2023","SEBI v. Anil Kumar Dhawan (Kassa Finvest client securities, 2023)",5,"2023-06-28",3,null,[],0,"",1],["sec-vuuzle-media-corp-vuuzle-media-corp-limited-ronald-shane-flynn-boiler-rooms-","SEC v. Vuuzle Media Corp., Vuuzle Media Corp. Limited, Ronald Shane Flynn, and Richard Marchitto (boiler rooms, 2023)",6,"2023-06-27",3,25807491,[3],0,"",1],["sebi-73170-market-abuse-2023","SEBI v. Sasidhar V (Taurus Mutual Fund redemption time-stamp tampering, 2023)",5,"2023-06-27",3,null,[],0,"",1],["sec-royal-bengal-logistics-inc-ponzi-schemes-2023","SEC v. Royal Bengal Logistics, Inc. and Sanjay Singh (ponzi schemes, 2023)",6,"2023-06-26",3,null,[33],0,"",1],["sebi-72955-insider-trading-2023","SEBI v. Bharat Mohanlal Mehta and others (insider trading, Sharon Bio-Medicine, 2023)",5,"2023-06-22",3,null,[20],0,"Lalita Bharat Mehta; Impressive Trading Private Limited; Sovin Trading Private Limited; Sunrath Trading Private Limited; Sachin Sudam Choudhary; Pankaj Kamlesh Chandola",1],["sebi-72920-market-abuse-2023","SEBI v. F6 Finserve Private Limited (stockbroker misuse of client funds, 2023)",5,"2023-06-21",3,null,[],0,"",1],["osc-april-vuong-ponzi-schemes-2023","OSC v. April Vuong and Hao Quach (ponzi schemes, 2023)",4,"2023-06-19",3,null,[33],1,"",1],["sebi-72779-misleading-issuer-disclosure-2023","SEBI v. Doshi Chatterjee Bagri & Co. LLP and R K Bagri (Arvind Remedies auditors, 2023)",5,"2023-06-19",1,null,[24],0,"",1],["sebi-72781-insider-trading-2023","SEBI v. Dinesh Gupta and others (insider trading, Shilpi Cable Technologies, 2023)",5,"2023-06-19",3,null,[20],0,"Dinesh Gupta HUF; Rajesh Gupta; Rajesh Gupta HUF; Nirmala Gupta; Ajay Fincap Consultants Pvt. Ltd.",1],["sebi-72809-matched-orders-2023","SEBI v. Minal Bharat Patel and others (Asian Granito India Ltd, synchronised trades, remand, 2023)",5,"2023-06-19",1,null,[23],0,"Pasha Finance Private Limited; Ruchit Bharat Patel; Pat Financial Consultant Private Limited",1],["sebi-72811-insider-trading-2023","SEBI v. Yatendra Kumar and others (insider trading, Wockhardt Ltd, 2023)",5,"2023-06-19",3,null,[20],0,"Girish Kumar Jain; Shashikant Tiwari",1],["sebi-72813-wash-trading-2023","SEBI v. Crosseas Capital Services Pvt. Ltd. (self-trades in Wockhardt Ltd, 2023)",5,"2023-06-19",1,null,[48],0,"",1],["sebi-72810-market-abuse-2023","SEBI v. Global Infratech & Finance Ltd. and others (alleged funding of preferential allottees, 2023)",5,"2023-06-19",1,null,[],0,"Pravin Tukaram Sawant; Jagdish Chander Sharma; Gordhan Lal Agrawal; Sudhir Agrawal; Anju Agarwal; Anoop Jain; Anoop Jain HUF; Ritu Jain; Indira Naresh Riyawala; Esha Kedia; JMD Sounds Ltd.",1],["sebi-72681-wash-trading-2023","SEBI v. Divyaben Hiteshbhai Gangani and others (Kapil Raj Finance Ltd, circular trades, 2023)",5,"2023-06-16",3,null,[48,23],0,"Bhavin Natwarlal Panchal; Nikhil Kiritbhai Panchal; Naileshkumar Ganeshbhai Prajapati; Jay Kamleshbhai Bhavsar; Krunal Bhupendrabhai Makwana; Nilesh Kishanbhai Pandya; Chandakant Sevantilal Thakkar; Pardhi Dhirubhai Khanabhai; Deepak Parsharam Salvi; Dashrathbhai Maheshbhai Vada; Manjulaben Bhaveshkumar Rangee",1],["sec-infinity-q-capital-management-llc-mismarking-2023","SEC v. Infinity Q Capital Management, LLC (mismarking, 2023)",6,"2023-06-16",4,null,[25],0,"",1],["sebi-72537-price-manipulation-2023","SEBI v. Bharat Babubhai Trivedi (Midvalley Entertainment IPO, 2023)",5,"2023-06-14",3,null,[34],0,"",1],["sebi-72619-misleading-issuer-disclosure-2023","SEBI v. Burnpur Cement Limited (unrecorded tax demands in 2018-19 accounts, 2023)",5,"2023-06-14",3,null,[24],0,"",1],["sec-hal-d-mintz-naked-short-selling-debate-2023","SEC v. Hal D. Mintz and Sabby Management LLC (naked short selling debate, 2023)",6,"2023-06-14",2,null,[27],0,"",1],["sec-josh-s-verne-2023","SEC v. Josh S. Verne (2023)",6,"2023-06-14",4,null,[],1,"",1],["asic-23-161mr-insider-trading-2023","Former CFO of Big Un Limited charged with insider trading (ASIC, 2023)",1,"2023-06-13",1,null,[20],1,"Andrew Scott Corner",1],["sebi-72485-misleading-issuer-disclosure-2023","SEBI v. Shilpi Cable Technologies Limited and others (IPO proceeds diversion, 2023)",5,"2023-06-13",3,null,[24],0,"Mukesh Gupta; Manish Goel; Ghanshyam Pandey",1],["sebi-71904-misleading-issuer-disclosure-2023","SEBI v. Magnum Ventures Limited and others (misstated financial results, 2023)",5,"2023-05-31",3,null,[24,34],0,"Pardeep Kumar Jain; Abhay Jain; Parmod Kumar Jain; Shiv Pravesh Chaturvedi; Neha Gupta; Parveen Kumar Jain; Rakesh Garg; Subash Oswal; Parv Jain",1],["sebi-72085-price-manipulation-2023","SEBI v. Mangalbhai Valabhai Rathod and others (Gayatri Sugars Ltd, 2023)",5,"2023-05-31",3,null,[34,23],0,"Ronakkumar R Patel; Zodiac Solutions (proprietor Zala Pratipalsinh Dharmendrasinh); Mehul Tulsidas Simaria; Mohan Project Contractors Pvt. Ltd.; Suudeep Luniya; Aakansha Rajendra Surana; Aayush Rajendra Surana; Anita Mahendra Surana; Beena R. Surana; Mahendra N Surana HUF; Mahendra Nihalchand Surana",1],["sebi-72089-price-manipulation-2023","SEBI v. Faithful Cloth Merchants Pvt. Ltd. and others (Appu Marketing and Manufacturing Ltd, 2023)",5,"2023-05-31",3,null,[34],0,"Fastner Machinery Dealers Pvt. Ltd.; Anurodh Infrastructure Limited",1],["sebi-72093-misleading-issuer-disclosure-2023","SEBI v. Savita Satish Gowda and others (Sharon Bio-Medicine Ltd, misstated accounts, 2023)",5,"2023-05-31",3,null,[24],0,"Mohan P Kala; Lalit Misra; Vijay Kirpalani",1],["sebi-72186-wash-trading-2023","SEBI v. Nafeez Hakeem and others (Generic Engineering Construction and Projects Ltd, 2023)",5,"2023-05-31",3,null,[34,23],0,"Rajani Dusad; Vijendra Kumar Jain; Anil Dusad; Mehta Equities Ltd.; JSEL Securities Ltd",1],["sebi-72197-wash-trading-2023","SEBI v. Kajalben Kiranbhai Trivedi and others (Cosyn, Tera Software, Flex Foods and Jubilant Industries, 2023)",5,"2023-05-31",3,null,[34,48],0,"Rachita Shripalkumar Shah; Shripal Sheshmal HUF; MBL & Co. Ltd",1],["sec-chimene-van-gundy-ponzi-schemes-2023","SEC v. Chimene Van Gundy and others (ponzi schemes, 2023)",6,"2023-05-31",3,6523598.77,[33],0,"Outstanding Real Estate Solutions, Inc.; Michael Trofimoff; Santos Kidd; Maria Tosta",1],["sebi-71927-misleading-issuer-disclosure-2023","SEBI v. Educomp Solutions Ltd and others (concealed subsidiary dealings, 2023)",5,"2023-05-30",3,null,[24],0,"Shantanu Prakash; Jagdish Prakash",1],["sebi-72048-matched-orders-2023","SEBI v. Ritu Devi Khemka and others (Sai Television Ltd, family group, 2023)",5,"2023-05-30",3,null,[23,34],0,"CRS Stocks and Securities; Tirupathi Kumar Khemka; Champa Devi Khemka; Shivani Devi Khemka",1],["sebi-72050-matched-orders-2023","SEBI v. P V Nageshwar Rao and others (Sai Television Ltd, trading network, 2023)",5,"2023-05-30",3,null,[23,34],0,"Sajjan Kumar Nanwal; R V Gurupadam; Siddhi Investments; Kanji Shares Consultancy Services; Rameshbhai Patel; Sudhirbhai Shah; Kuber Finstock Ltd; Airtel Maintenance and Marketing Consultant Private Limited (now Transmedia Productions)",1],["sec-francis-sabo-social-media-ramps-2023","SEC v. Francis Sabo (social media ramps, 2023)",6,"2023-05-26",4,null,[44],1,"",1],["sebi-71655-wash-trading-2023","SEBI v. Harshad Ravilal Shah and others (Galactico Corporate Services, price manipulation allegation, 2023)",5,"2023-05-25",1,null,[34,23],0,"Mayur Ravilal Shah; Neeta Harshad Shah; Vipul Dileep Lathi",1],["sec-eleazar-kauderer-gpl-ventures-llc-et-al-paid-stock-promotion-2023","SEC v. Eleazar Kauderer, GPL Ventures LLC, et al. (paid stock promotion, 2023)",6,"2023-05-24",3,null,[31],0,"",1],["sec-integrated-national-resources-inc-dba-weedgenics-rolf-max-hirschmann-aka-max","SEC v. Integrated National Resources, Inc. (WeedGenics), Rolf Max Hirschmann and Patrick Earl Williams (ponzi schemes, 2023)",6,"2023-05-23",3,17831616,[33],0,"",1],["sebi-71533-market-abuse-2023","SEBI v. Alps Motor Finance Limited and others (preferential-issue proceeds, 2023)",5,"2023-05-23",3,null,[24],0,"Brij Kishore Sabharwal; Himanshu Agarwal",1],["asic-23-131mr-naked-short-selling-debate-2023","ASIC bans former fund manager for naked short selling (2023)",1,"2023-05-22",3,null,[27],0,"Gregory Tolpigin",1],["sec-thomas-carter-ronk-paid-stock-promotion-2023","SEC v. Thomas Carter Ronk (paid stock promotion, 2023)",6,"2023-05-22",3,75000,[31],0,"",1],["sec-sam-a-antar-ponzi-schemes-2023","SEC v. Sam A. Antar (ponzi schemes, 2023)",6,"2023-05-19",3,null,[33],1,"",1],["sebi-71279-insider-trading-2023","SEBI v. Amit Agrawal and Murlidhar Agrawal (insider trading, Magma Fincorp, 2023)",5,"2023-05-17",4,null,[20],0,"",1],["sebi-71277-insider-trading-2023","SEBI v. Rakesh Bhojgdhiya and Rakesh Bhojgdhiya HUF (insider trading, Magma Fincorp, 2023)",5,"2023-05-17",4,null,[20],0,"",1],["sec-brian-raymond-callahan-et-al-ponzi-schemes-2023","SEC v. Brian Callahan, Adam Manson and others (ponzi schemes, 2023)",6,"2023-05-17",3,null,[33],1,"Distinctive Investments, LLC; Distinctive Ventures, LLC",1],["sec-green-stream-holdings-inc-unregistered-distributions-2023","SEC v. Green Stream Holdings, Inc. (unregistered distributions, 2023)",6,"2023-05-16",4,75000,[47],0,"",1],["sec-livewire-ergogenics-inc-unregistered-distributions-2023","SEC v. LiveWire Ergogenics, Inc. (unregistered distributions, 2023)",6,"2023-05-16",4,50000,[47],0,"",1],["sec-principal-solar-inc-unregistered-distributions-2023","SEC v. Principal Solar, Inc. (unregistered distributions, 2023)",6,"2023-05-16",4,40000,[47],0,"",1],["sec-sflmaven-corp-unregistered-distributions-2023","SEC v. SFLMaven Corp. (unregistered distributions, 2023)",6,"2023-05-16",4,25000,[47],0,"",1],["sec-verde-bio-holdings-inc-unregistered-distributions-2023","SEC v. Verde Bio Holdings, Inc. (unregistered distributions, 2023)",6,"2023-05-16",4,90000,[47],0,"",1],["asic-23-124mr-insider-trading-2023","Vaughan Bowen indicted on insider trading charges (ASIC, 2023)",1,"2023-05-12",1,null,[20],0,"Vaughan Garfield Bowen",1],["cftc-hsbc-bank-usa-spoofing-2023","CFTC v. HSBC Bank USA (spoofing, 2023)",2,"2023-05-12",3,45000000,[45],0,"",1],["sec-discala-et-al-price-manipulation-2023","SEC v. Matthew Bell (CodeSmart price manipulation, 2023)",6,"2023-05-12",3,null,[34],1,"",1],["sec-joshua-sason-et-al-corrected-unregistered-distributions-2023","SEC v. Joshua Sason, et al. (Corrected) (unregistered distributions, 2023)",6,"2023-05-12",4,290000,[47],0,"Magna Group; Magna Equities II; MG Partners; Marc Manuel; Pallas Holdings; Kautilya Sharma; Perian Salviola",1],["sec-todd-dobberfuhl-insider-trading-2023","SEC v. Todd Dobberfuhl (insider trading, 2023)",6,"2023-05-12",4,72828,[20],0,"",1],["cftc-commodity-pool-operator-tyche-asset-management-llc-and-its-controlling-prin","CFTC v. Tyche Asset Management, LLC and Phillip Galles (ponzi schemes, 2023)",2,"2023-05-11",3,null,[33],0,"",1],["sec-charles-t-lawrence-jr-et-al-2023","SEC v. Charles T. Lawrence, Jr. and others (2023)",6,"2023-05-11",4,null,[],1,"",1],["asic-23-118mr-ponzi-schemes-2023","Former Courtenay House contractor sentenced (ASIC, 2023)",1,"2023-05-08",3,null,[33],1,"Athan Papoulias",1],["sec-cedric-dewayne-griffin-ponzi-schemes-2023","SEC v. Cedric Dewayne Griffin (ponzi schemes, 2023)",6,"2023-05-04",2,null,[33],0,"",1],["asic-gabriel-govinda-price-manipulation-2023","ASIC v. Gabriel Govinda (price manipulation, 2023)",1,"2023-05-03",3,null,[34,35,48],1,"",1],["sec-brett-m-bartlett-ponzi-schemes-2023","SEC v. Brett M. Bartlett and others (ponzi schemes, 2023)",6,"2023-05-03",3,4018122,[33],1,"Scott A. Miller; Dynasty Toys, Inc.; The 7M eGroup Corp.; Concept Management Company LLC; Dynasty, Inc.",1],["sec-carlos-eduardo-reyes-alvarez-wash-trading-2023","SEC v. Carlos Eduardo Reyes Alvarez (wash trading, 2023)",6,"2023-05-01",3,160000,[48],0,"",1],["sebi-70700-misleading-issuer-disclosure-2023","SEBI v. Ankur Agarwal (Arvind Remedies, misstated accounts, 2023)",5,"2023-04-28",3,null,[24],0,"",1],["sebi-70718-spoofing-2023","SEBI v. Nimi Enterprises and others (order-book spoofing, 2023)",5,"2023-04-28",3,null,[45,21],0,"Dilip Talakshi Vora; Nishi Dilip Vora; Rohit Bhawanji Chheda",1],["sebi-70736-matched-orders-2023","SEBI v. Eden Infrasmith Pvt Ltd and others (Funny Software Ltd, matched trades, 2023)",5,"2023-04-28",3,null,[23,34],0,"Meticulous IT Solutions Private Limited; Sungar Textiles Private Limited; Wave Mercantile Private Limited; Ninja Healthcare Limited; Gracious Software Limited; Madhuban Constructions Limited; Saras Developers Private Limited; Skynet Solutions",1],["sebi-70794-matched-orders-2023","SEBI v. Om Hari Mahabir Halan HUF and others (Shree Global Tradefin, synchronised trades, 2023)",5,"2023-04-28",3,null,[23,48],0,"Vanshika Om Hari Halan; Harshit Pavankumar Halan; Ayushi Hansraj Halan; Naresh Saraaf",1],["sec-neil-bergquist-up-unregistered-distributions-2023","SEC v. Neil Bergquist; Up and Global SEZC; Coinme, Inc. (unregistered distributions, 2023)",6,"2023-04-28",4,null,[47],0,"Up Global Sezc",1],["sebi-70708-market-abuse-2023","SEBI v. Rajinder Singh (MPS Infotechnics GDR issue, 2023)",5,"2023-04-28",3,null,[24],0,"",1],["sebi-70734-market-abuse-2023","SEBI v. Karvy Stock Broking Limited and others (client securities misuse, 2023)",5,"2023-04-28",3,null,[],0,"Comandur Parthasarathy; Yugandhar Meka; Bhagwan Das Narang; Jyothi Prasad; Ashish Agarwal; Rajiv Ranjan Singh; Karvy Realty (India) Limited; Karvy Capital Limited",1],["sebi-70590-insider-trading-2023","SEBI v. Surabhi Shah and Saumil Shah (insider trading, Magma Fincorp, 2023)",5,"2023-04-26",4,null,[20],0,"",1],["sebi-70604-social-media-ramps-2023","SEBI v. Himanshu Mahendrabhai Patel and others (Telegram stock recommendations, 2023)",5,"2023-04-26",3,null,[44,35],0,"Raj Mahendrabhai Patel; Jaydev Zala; Mahendrabhai Bechardas Patel; Kokilaben Mahendrabhai Patel; Avaniben Kirankumar Patel",1],["cftc-precious-metals-dealers-2023","CFTC v. Precious Metals Dealers and Their Owner (2023)",2,"2023-04-25",2,null,[],0,"Fisher Capital LLC; AMS Consulting Solutions LLC; Alexander Spellane",1],["sebi-70359-misleading-issuer-disclosure-2023","SEBI v. Chaturvedi & Shah and K. K. Mankeshwar & Co. (statutory auditors, CG Power, 2023)",5,"2023-04-20",3,null,[24],0,"",1],["sec-betterment-llc-2023","SEC v. Betterment LLC (tax-loss harvesting disclosures, 2023)",6,"2023-04-18",4,9000000,[],0,"",1],["sec-no-respondents-2023","SEC v. Donald G. Blakstad, Energy Sources International Corporation and Xact Holdings Corporation (2023)",6,"2023-04-18",3,null,[],1,"",1],["cftc-new-york-resident-2023","CFTC v. Rashawn Russell (2023)",2,"2023-04-11",4,null,[],1,"",1],["sec-matthew-nicosia-william-reininger-fabrizio-di-carlo-boiler-rooms-2023","SEC v. Matthew Nicosia, William Reininger, Fabrizio Di Carlo, and Ronald Touchard (boiler rooms, 2023)",6,"2023-04-10",3,223229,[3],0,"",1],["sec-michael-j-french-et-al-ponzi-schemes-2023","SEC v. Michael J. French, MJF Holdings, LLC and MJF Capital, LLC (ponzi schemes, 2023)",6,"2023-04-04",3,6200000,[33],0,"",1],["sec-discala-et-al-reverse-merger-schemes-2023","SEC v. Darren Ofsink and Michael T. Morris (CodeSmart, 2023)",6,"2023-04-03",3,null,[36,46,23],1,"",1],["sebi-69603-analyst-manipulation-2023","SEBI v. Beeline Broking Limited and others (market maker price manipulation, Transwind Infrastructure, 2023)",5,"2023-03-31",3,null,[34,23],0,"Sunny Kantilal Solanki; Elite Accfin Solutions Pvt. Ltd.; Madhavi Aditya Dave; Poojaben Samirbhai Pandya; Sushila Shukla; Pravinbhai Bhailal Doshi; Aditya Dave; Nadiya Bipinkumar Khodidas; Falan Trading Company; Ankitkumar Muljibhai Solanki; Priyanka Nishit Shah",1],["sebi-69605-layering-2023","SEBI v. Gaurav Gupta and others (cornering Mentha oil futures at MCX, 2023)",5,"2023-03-31",3,null,[7],0,"Saurabh Kumar Vaish; Vimuk Enterprises; Rapid Credit & Holdings Pvt Ltd; A G Agri Mart Private Ltd; Abhishek Agarwal; Neetu Gupta; Vikram Gupta; Invictus Stock Research Private Ltd; APMV Stocks & Commodities Private Ltd; Fancos Trademart Private Ltd; Abhishek Mishra",1],["sebi-69630-insider-trading-2023","SEBI v. Jayeshbhai Chandubhai Patel and another (alleged tipping, Vimal Oil & Foods, 2023)",5,"2023-03-31",1,null,[20],0,"Mukesh N. Patel",1],["sebi-69678-matched-orders-2023","SEBI v. Kirodi Mal Modi and others (synchronised trades to consolidate promoter holdings, Bhageria Industries, 2023)",5,"2023-03-31",3,null,[23,34],0,"Sunita Modi; Karun Modi; Gaurav Modi; Pawan C Agarwal; Darshanik Valueserve Private Limited; Anil Chothmal Patodia; Archana Anil Patodia; Vinita Sunil Patodia; Hemlata Kamal Poddar; Choice Equity Broking Private Limited; Satya Shakambari Securities Private Limited",1],["sebi-69681-insider-trading-2023","SEBI v. Markand Adhikari and others (insider trading and late disclosure, TV Vision adjudication, 2023)",5,"2023-03-31",3,null,[20],0,"Assent Trading Private Limited; Ramchandra Purohit; Kaustubh Purohit; Anand Shroff; Rupal Anand Shroff; TV Vision Limited",1],["sebi-69683-insider-trading-2023","SEBI v. Bijal Shah and others (insider trading in Zee Entertainment derivatives, 2023)",5,"2023-03-31",3,null,[20],0,"Gopal Ritolia; Jatin Chawla; Amit Bhawarlal Jajoo; Manish Kumar Jajoo; Gomati Devi Ritolia; Daljit Gurucharan Chawla; Monika Lakhotia; Pushpa Jajoo; Bhawarlal Ramniwas Jajoo; Bhawarlal Jajoo HUF; Successure Partners",1],["sebi-69727-wash-trading-2023","SEBI v. Vinodkumar Hirabhai Parmar and others (India Infraspace Ltd, 69 noticees, 2023)",5,"2023-03-31",3,null,[48,23,34],0,"Vasuben Ashokbhai Makwana; Fagun Chandrakant Soni; Nitaben Chandrakant Soni; Praghnaben Bhupendrakumar Shah; Chandrakant Ramanikbhai Soni; Ambaben Javabhai Rawal; Kaliben Kalaji Thakor; Pramilaben Kirtikumar Makavana; Ramila Manuji Thakor; Rameshji Prahaladji Thakor; Dashrath Babubhai Raval",1],["sec-carnovale-et-al-undisclosed-control-blocks-2023","SEC v. Carnovale, et al. (undisclosed control blocks, 2023)",6,"2023-03-31",3,null,[46,47],0,"",1],["sec-sean-wygovsky-insider-trading-2023","SEC v. Sean Wygovsky and Christopher Matthaei (insider trading, 2023)",6,"2023-03-31",4,null,[20],1,"",1],["sec-william-andrew-stack-esq-undisclosed-control-blocks-2023","SEC v. William Andrew Stack, Esq. (undisclosed control blocks, 2023)",6,"2023-03-31",3,333110,[46,47],0,"",1],["sec-surage-kamal-roshan-perera-ponzi-schemes-2023","SEC v. Surage Kamal Roshan Perera and Janues Capital Incorporated (ponzi schemes, 2023)",6,"2023-03-29",4,null,[33],1,"",1],["sebi-69534-market-abuse-2023","SEBI v. Manash Das and others (Angels Enterprises Limited, connected-entity trading, 2023)",5,"2023-03-29",1,null,[34],0,"Sudeb Ghosh; Pintu Sardar; Bapi Naskar; Ashok Naskar; Biswajit Ghosh; Murlidhargiridhar Trading Private Limited; River High Right Share Brokers Private Limited; Skyhigh Buildtech Private Limited; Tanmoy Roy; Pratap Chakraborty; Anil Kumar Talwar",1],["cftc-chinese-national-insider-trading-2023","CFTC v. Chinese National (insider trading, 2023)",2,"2023-03-28",4,175772.4,[20],0,"",1],["sebi-69445-misleading-issuer-disclosure-2023","SEBI v. Salasar Trading Company and others (diversion of IPO proceeds, Shilpi Cable Technologies, 2023)",5,"2023-03-28",3,null,[24],0,"Salasar Trading Company Limited (proprietor Manoj Kumar Garg); King Empire Tradexim Pvt. Ltd.; Om Raj Garg; Chandan Gupta; King Power Industries Limited; Avnish Bhatnagar; Arvind Poddar",1],["sebi-69481-insider-trading-2023","SEBI v. Satyanarayana Murthy Karuturi and others (insider trading ahead of results, Apex Frozen Foods, 2023)",5,"2023-03-28",3,null,[20],0,"Padmavathi Karuturi; Ravi Kanth Sankuratri",1],["sebi-69483-insider-trading-2023","SEBI v. Gottumukkala Subha Satya Pramila and another (insider trading allegation, Apex Frozen Foods, 2023)",5,"2023-03-28",1,null,[20],0,"G. V. Raghava Raju",1],["sebi-69477-market-abuse-2023","SEBI v. Camac Commercial Company Ltd, Samir Jain and others (hidden promoters, 2023)",5,"2023-03-28",3,null,[24],0,"Meera Jain; Ashoka Viniyoga Ltd; Artee Viniyoga Ltd; PNB Finance and Industries Ltd; Combine Holding Ltd; Punjab Mercantile and Traders Ltd",1],["sebi-69479-market-abuse-2023","SEBI v. PNB Finance and Industries Ltd, Samir Jain and others (hidden promoters, 2023)",5,"2023-03-28",3,null,[24],0,"Meera Jain; Trishla Jain; Ashoka Viniyoga Ltd; Artee Viniyoga Ltd; Camac Commercial Company Ltd; Combine Holding Ltd",1],["sebi-69388-misleading-issuer-disclosure-2023","SEBI v. Mysore Amalgamated Coffee Estates Ltd (receipt of diverted Coffee Day funds, adjudication, 2023)",5,"2023-03-27",3,null,[24],0,"Mysore Amalgamated Coffee Estates Limited; Malavika Hegde; R. Ram Mohan; Sadananda Poojary",1],["sec-aaron-cain-mcknight-et-al-2023","SEC v. Aaron Cain McKnight and others (2023)",6,"2023-03-27",2,null,[],0,"BPM Global Investments, LLC; BPM Asset Management, LLC; Sherry Rebekka Sims; Harmony Brooke McKnight; Kenneth Miller; Frost & Miller, LLP",1],["sebi-69412-market-abuse-2023","SEBI v. Sanjay Chamria (information given on Poonawalla Fincorp insider trading probe, settlement, 2023)",5,"2023-03-27",4,null,[],0,"",1],["sebi-69290-insider-trading-2023","SEBI v. Rashesh Purohit and others (insider trading ahead of a rating downgrade, TV Vision, 2023)",5,"2023-03-24",3,null,[20],0,"Keynote Enterprises Private Limited; Inayata Constructions Private Limited; Chitra Deshmukh",1],["sebi-69317-insider-trading-2023","SEBI v. Jyotiben Kantilal Patel and others (insider trading allegation, Vimal Oil & Foods, 2023)",5,"2023-03-24",1,null,[20],0,"Narayanbhai M Patel; Kantaben Chandubhai Patel",1],["sec-justin-sun-et-al-paid-stock-promotion-2023","SEC v. Justin Sun et al. (paid stock promotion, 2023)",6,"2023-03-24",4,10000000,[31,47,48],0,"Tron Foundation Limited; BitTorrent Foundation Ltd.; Rainberry Inc.",1],["sebi-69247-market-abuse-2023","SEBI v. Morgan Stanley France S.A. (box trades in long-dated Nifty options, settlement, 2023)",5,"2023-03-23",4,null,[34],0,"",1],["sec-aliaune-damala-badara-akon-thiam-paid-stock-promotion-2023","SEC v. Aliaune Damala Badara Akon Thiam (paid stock promotion, 2023)",6,"2023-03-22",4,126000,[31],0,"",1],["sec-jake-joseph-paul-paid-stock-promotion-2023","SEC v. Jake Joseph Paul (paid stock promotion, 2023)",6,"2023-03-22",4,75057,[31],0,"",1],["sec-lindsay-dee-lohan-paid-stock-promotion-2023","SEC v. Lindsay Dee Lohan (paid stock promotion, 2023)",6,"2023-03-22",4,30000,[31],0,"",1],["sec-michele-anne-mason-paid-stock-promotion-2023","SEC v. Michele Anne Mason (paid stock promotion, 2023)",6,"2023-03-22",4,2865,[31],0,"",1],["sec-miles-parks-mccollum-paid-stock-promotion-2023","SEC v. Miles Parks McCollum (paid stock promotion, 2023)",6,"2023-03-22",4,30000,[31],0,"",1],["sec-shaffer-chimere-smith-paid-stock-promotion-2023","SEC v. Shaffer Chimere Smith (paid stock promotion, 2023)",6,"2023-03-22",4,36000,[31],0,"",1],["asic-23-071mr-insider-trading-2023","Former Tesla Motors Australia director sentenced for insider trading (ASIC, 2023)",1,"2023-03-20",3,null,[20],1,"Kurt Schlosser",1],["sebi-69092-matched-orders-2023","SEBI v. Manish Jani (promoter exit through connected buyers, Layla Textiles and Traders, 2023)",5,"2023-03-16",3,null,[23,34],0,"",1],["sebi-69097-misleading-issuer-disclosure-2023","SEBI v. Kavi Arora (fund diversion at Religare Finvest, 2023, 2023)",5,"2023-03-16",3,null,[24],0,"",1],["sebi-69079-market-abuse-2023","SEBI v. K. Murugavel and Aswin Logistic Ventures (Midvalley Entertainment IPO proceeds, 2023)",5,"2023-03-16",3,null,[24],0,"Aswin Logistic Ventures (proprietor Usha Murugavel)",1],["sec-brian-robert-sodi-et-al-newsletter-scalping-2023","SEC v. Brian Robert Sodi, et al. (newsletter scalping, 2023)",6,"2023-03-14",3,null,[28,35],1,"Capital Financial Media LLC; List Data Solutions LLC",1],["amf-fr-san-2023-04-insider-trading-2023","AMF France v. M. A (insider trading, 2023)",0,"2023-03-13",3,null,[20],0,"",1],["sec-mahmoud-ali-abdelkader-insider-trading-2023","SEC v. Mahmoud Ali Abdelkader (insider trading, 2023)",6,"2023-03-09",4,81580,[20],0,"",1],["sec-moynes-et-al-undisclosed-control-blocks-2023","SEC v. Moynes, et al. (undisclosed control blocks, 2023)",6,"2023-03-09",3,307183,[46,35],0,"",1],["cftc-coquest-inc-insider-trading-2023","CFTC v. Coquest Inc. (insider trading, 2023)",2,"2023-03-08",4,2500000,[20],0,"",1],["sebi-68801-matched-orders-2023","SEBI v. 10,980 settling entities (reversal trades in illiquid BSE stock options, settlement scheme, 2023)",5,"2023-03-08",4,null,[23,48],0,"10,980 entities that settled under the SEBI Settlement Scheme, 2022 (listed in Annexure A of the order)",1],["sec-terren-s-peizer-insider-trading-2023","SEC v. Terren S. Peizer and Acuitas Group Holdings, LLC (insider trading, 2023)",6,"2023-03-08",1,null,[20],1,"",1],["sec-bkcoin-management-llc-et-al-ponzi-schemes-2023","SEC v. BKCoin Management, LLC and Kevin Kang (ponzi schemes, 2023)",6,"2023-03-06",4,null,[33],0,"",1],["sebi-68708-market-abuse-2023","SEBI v. North End Foods Marketing Pvt Ltd and Sandeep Sabharwal (Mentha oil futures, settlement, 2023)",5,"2023-03-06",4,null,[7],0,"",1],["sec-adam-s-kaplan-2023","SEC v. Adam S. Kaplan and Daniel E. Kaplan (2023)",6,"2023-03-03",2,null,[],0,"",1],["sec-cambria-capital-llc-2023","SEC v. Cambria Capital, LLC (2023)",6,"2023-03-02",4,100000,[],0,"",1],["sec-stephen-keith-woodard-sr-ponzi-schemes-2023","SEC v. Stephen Keith Woodard, Sr. (ponzi schemes, 2023)",6,"2023-03-01",4,5924000,[33],0,"",1],["sebi-68548-insider-trading-2023","SEBI v. Lashit Sanghvi and Neha Sanghvi (insider trading, Aptech Limited, 2023)",5,"2023-02-28",3,null,[20],0,"Neha Lashit Sanghvi",1],["sebi-68550-price-manipulation-2023","SEBI v. Shreenath Finstock Private Limited and others (one-share buy orders, Nutraplus India, 2023)",5,"2023-02-28",3,null,[34],0,"Bhavin Sureshbhai Thakkar; Gedalia Multitrading Private Limited; Bishal Narain Mittal HUF; Anchal Kishor Ostwal; Yogita Manoj Mittal",1],["sebi-68580-misleading-issuer-disclosure-2023","SEBI v. Bimla Devi Jindal and others (misstated results, Vikas Proppant and Granite, 2023)",5,"2023-02-28",3,null,[24],0,"Kamini Jindal; Lokesh Kumar Garg; Praveen Bishnoi",1],["sebi-68652-matched-orders-2023","SEBI v. Brij Bhushan and others (synchronised trades and bulk-SMS exit, Srestha Finvest, 2023)",5,"2023-02-28",3,null,[23,34],0,"Parth Bhushan; Kalpna Ajaykumar Min; Mahaveer Yeswanti Bai; Ashwin Jamnudas Merchant; Ramavadh Jangu Yadav",1],["sebi-68557-market-abuse-2023","SEBI v. Anugrah Stock & Broking Private Limited and others (assured-return derivative advisory scheme, 2023)",5,"2023-02-28",3,null,[],0,"Paresh Mulji Kariya; Sadhana Paresh Kariya; Om Sri Sai Investments; Teji Mandi Analytics Private Limited; Anil Gopal Gandhi; Riddhi Kalapi Shah",1],["sebi-68564-market-abuse-2023","SEBI v. Texmo Pipes and Products Ltd, Arun Panchariya and others (GDR issue, 2023)",5,"2023-02-28",3,null,[24],0,"Sanjay Agrawal; Vijay Prasad Pappu; Shanti Lal Badera; Rishabh Kumar Jain; Vintage FZE (now Alta Vista International FZE); Mukesh Chauradiya; Pan Asia Advisors Ltd; India Focus Cardinal Fund; Highblue Sky Emerging Market Fund; Sparrow Asia Diversified Opportunities Fund",1],["sebi-68584-market-abuse-2023","SEBI v. Arnav Corporation Ltd and others (funding of preferential allottees, 2023)",5,"2023-02-28",3,null,[24],0,"Arnav Corporation Limited; Dhiren Negandhi; Jayesh Shah; Adamina Traders Pvt Ltd; Anumita Infrastructure Pvt Ltd; Aprateem Trading Pvt Ltd; Orange Mist Productions Pvt Ltd; Parkway Properties Pvt Ltd; Radford Real Estate Pvt Ltd",1],["sec-shawn-e-good-ponzi-schemes-2023","SEC v. Shawn E. Good (ponzi schemes, 2023)",6,"2023-02-27",4,null,[33],0,"",1],["sebi-68466-market-abuse-2023","SEBI v. Aadhaar Ventures India Ltd and others (2013 preferential allotment, 2023)",5,"2023-02-27",3,null,[24],0,"Aadhaar Ventures India Limited; Omprakash A. Khandelwal; Jils Raichand Madan; Jyoti Munver",1],["sebi-68513-market-abuse-2023","SEBI v. BFL Asset Finvest Ltd and others (self-funded preferential allotment, 2023)",5,"2023-02-27",3,null,[24],0,"BFL Asset Finvest Limited; Baid Leasing and Finance Co. Limited; Dream Finhold Pvt Limited",1],["sec-energy-environmental-investments-llc-ponzi-schemes-2023","SEC v. Energy & Environmental Investments, LLC and others (ponzi schemes, 2023)",6,"2023-02-24",4,1035909,[33],1,"Energy & Environment, Inc.; Amir A. Sardari; Narysa Sardari Luddy",1],["cftc-several-people-ponzi-schemes-2023","CFTC v. Marcus Todd Brisco, Tin Quoc Tran and others (ponzi schemes, 2023)",2,"2023-02-23",4,350000,[33],0,"Yas Castellum LLC; Yas Castellum Financial LLC; Francisco Story; Fredirick \"Ted\" Safranko; Michael Shannon Sims; SAEG Capital General Management LP",1],["sec-james-andrew-stiles-jr-edward-gray-stiles-jr-insider-trading-2023","SEC v. James Andrew Stiles, Jr. & Edward Gray Stiles, Jr. (insider trading, 2023)",6,"2023-02-23",4,45549,[20],1,"",1],["sec-kevin-a-van-de-grift-insider-trading-2023","SEC v. Kevin A. Van de Grift and Gil Friedman (insider trading, 2023)",6,"2023-02-23",4,596000,[20],0,"",1],["asic-23-036mr-ponzi-schemes-2023","ASIC brings criminal charges against third individual in relation to Courtenay House (2023)",1,"2023-02-22",3,null,[33],1,"David Sipina",1],["sebi-68328-misleading-issuer-disclosure-2023","SEBI v. Pankaj Kumar and others (misstated accounts, Geodesic Ltd, 2023)",5,"2023-02-22",3,null,[24],0,"Prashant Mulekar; Kiran Kulkarni; Vinod Sethi; Nitin Potdar",1],["sebi-68253-wash-trading-2023","SEBI v. Utkarsh Jain and others (artificial volume and circular trades, North Eastern Carrying Corporation, 2023)",5,"2023-02-21",3,null,[48,23],0,"Vanya Jain; Charamsukh IT Marketing Pvt Ltd; Realstep Agencies Private Ltd; Sairabanu Mohd Rafiq Fanaswala; Malatiben Ashokbhai Darji",1],["sec-candlestick-capital-management-lp-rule-105-offering-shorts-2023","SEC v. Candlestick Capital Management LP (rule 105 offering shorts, 2023)",6,"2023-02-21",4,null,[39],0,"",1],["sec-hite-hedge-asset-management-llc-rule-105-offering-shorts-2023","SEC v. HITE Hedge Asset Management LLC (rule 105 offering shorts, 2023)",6,"2023-02-21",4,null,[39],0,"",1],["sebi-68181-wash-trading-2023","SEBI v. Chirag Parmar (circular trades allegation, A.F. Enterprises, 2023)",5,"2023-02-20",1,null,[48,23],0,"",1],["osc-aaron-wolfe-insider-trading-2023","OSC v. Aaron Wolfe (insider trading, 2023)",4,"2023-02-17",4,null,[20],0,"",1],["sec-candlestick-capital-management-lp-et-al-rule-105-offering-shorts-2023","SEC v. Candlestick Capital Management LP et al. (rule 105 offering shorts, 2023)",6,"2023-02-17",4,810000,[39],0,"Candlestick Master Fund LP; Candlestick US F&F Fund LP",1],["sec-hite-hedge-asset-management-llc-et-al-rule-105-offering-shorts-2023","SEC v. HITE Hedge Asset Management LLC et al. (rule 105 offering shorts, 2023)",6,"2023-02-17",4,103591,[39],0,"HITE Hedge LP; HITE Hedge II LP; HITE Hedge Offshore Ltd.",1],["sec-paul-anthony-pierce-paid-stock-promotion-2023","SEC v. Paul Anthony Pierce (paid stock promotion, 2023)",6,"2023-02-17",4,1150000,[31],0,"",1],["sebi-68171-market-abuse-2023","SEBI v. Aftek Ltd and others (GDR issue, 2023)",5,"2023-02-17",3,null,[24],0,"Aftek Limited; Ranjit Dhuru; S S P Rao; V J Masurekar; Shrikant Inamdar; Mahesh Naik; Sandip Save; Nitin Shukla; Mahesh Vaidya; Pramod Broota",1],["cftc-california-based-company-ponzi-schemes-2023","CFTC v. Vista Network Technologies and Armen Temurian (ponzi schemes, 2023)",2,"2023-02-16",2,null,[33],0,"",1],["sec-milan-patel-false-rumors-2023","SEC v. Milan Patel (false rumors, 2023)",6,"2023-02-16",3,null,[12],1,"",1],["asic-23-025mr-insider-trading-2023","Former CEO of Big Un Limited charged with insider trading (ASIC, 2023)",1,"2023-02-14",3,null,[20],1,"Richard Evans",1],["cftc-three-puerto-rico-residents-ponzi-schemes-2023","CFTC v. Ramon Salvador Delgado-Gomez, FX Latino and others (ponzi schemes, 2023)",2,"2023-02-13",2,null,[33],0,"FXL Investment PR LLC; Walmy Rivera-Santiago; JRH Services Inc.; Hector Javier Santos-Pagan; Infinity Investment and Construction Management Corp.",1],["sebi-67962-price-manipulation-2023","SEBI v. Kuber Dealcom Pvt. Ltd (price manipulation allegation, A.F. Enterprises, 2023)",5,"2023-02-10",1,null,[34],0,"",1],["sebi-67984-front-running-2023","SEBI v. Ketan Bhupendra Parekh and another (front running a portfolio manager, Quest Investment Advisors, 2023)",5,"2023-02-10",3,null,[15],0,"Bhupendra Jasvantrai Parekh",1],["sebi-67894-price-manipulation-2023","SEBI v. Prashant Ashok Gamre and others (price manipulation by small buy orders, Zylog Systems, 2023)",5,"2023-02-08",3,null,[34],0,"Hiten Chandrakant Bhai Parmar; Chetan Mukundrai Parekh; Nirshilp Securities Pvt Ltd",1],["sec-olga-kuprina-insider-trading-2023","SEC v. Olga Kuprina (insider trading, 2023)",6,"2023-02-08",4,null,[20,17],1,"",1],["asic-don-george-evans-price-manipulation-2023","ASIC v. Don George Evans (price manipulation, 2023)",1,"2023-02-07",3,null,[34],1,"",1],["sebi-67646-matched-orders-2023","SEBI v. Nishant Jain and others (synchronised and circular trades, BFL Asset Finvest, 2023)",5,"2023-01-31",3,null,[23,48,34],0,"Pradeep Kumar Jain; Dharmendra Kumar Jain; Dharmendra Jain HUF; Jaipur Infragold Private Limited; Rajiv Maheshwari; Babulal Hansraj Lakhani; Ramanlal Ravchand Shah; Vinod Solanki; Bhagavatiben Vishnubhai Patel; Dhirajbhai Baladevji Thakor; Bharti Sharma",1],["sebi-67659-price-manipulation-2023","SEBI v. Balram Agarwal and others (price manipulation allegation, A.F. Enterprises, 2023)",5,"2023-01-31",1,null,[34],0,"Ashish Bansal; Naresh Kumar Bansal",1],["sebi-67665-wash-trading-2023","SEBI v. Asthvinayak Trexim Pvt. Ltd and others (circular trades and bulk-SMS promotion, V B Industries, 2023)",5,"2023-01-31",3,null,[48,23,34],0,"Licy Roshan Augustin; Ramnbhai Kalubhai Ravat; Hasmukh Rajesh Vaghela; Rachana Birjukumar Sanghvi; Vaghela Prakash Kantilal; Amitkumar Govindbhai Parmar; Sahilkumar Amrutbhai Vaghela; Tapas Santra; Subhashish Malik; Soumen Mitra; Biz Buddy Media Marketing",1],["sebi-67653-market-abuse-2023","SEBI v. P.V.R. Murthy (Birla Cotsyn GDR issue, 2023)",5,"2023-01-31",3,null,[24],0,"",1],["sebi-67661-market-abuse-2023","SEBI v. Natraj Capital & Credit Pvt Ltd and others (off-market transfers in Delta Leasing, 2023)",5,"2023-01-31",3,null,[],0,"Parmanand Yadav (proprietor, Roxtech Securities); Praveen Goyal (proprietor, Shivam Trading Company); Santosh Kumar (proprietor, Balaji Enterprises); Sapna (proprietor, Stallion Trading Co.); Sunil Singh (proprietor, Alfa Finsec)",1],["sebi-67655-market-abuse-2023","SEBI v. P.V.R. Murthy (Zenith Steel Pipes GDR issue, 2023)",5,"2023-01-31",3,null,[24],0,"",1],["amf-fr-san-2023-02-insider-trading-2023","AMF France v. THD, M. Thierry Decré, Option 7 and others (insider trading, 2023)",0,"2023-01-30",3,null,[20],0,"Pascal Lorenzetti; Jacques-Antoine Condat; Jean-Roger Condat; Ghania Begriche; M. I; Christophe Mombet; Kilian Heim; Terreïs",1],["sebi-67621-matched-orders-2023","SEBI v. Harshal Vira and others (front running of a fund client, Reliance Securities dealers matter, 2023)",5,"2023-01-30",3,null,[15],0,"Harshal Ramnik Vira; Meena Ramniklal Vira; Anish Pravin Bagadia; Anish Pravin Bagadia HUF; Pravin Durlabhji Bagadia HUF; Ketan Bharat Parekh; Bhavesh Gandhi; Dhimant Himmatlal Shah; Rajesh Himmatlal Shah; Sanket Rajeshkumar Shah; Rutul Rajeshbhai Shah; Across Broking Pvt. Ltd.",1],["sebi-67624-misleading-issuer-disclosure-2023","SEBI v. Manoj Kumar and others (falsified accounts, Ricoh India, 2023)",5,"2023-01-30",3,null,[24],0,"Tetsuya Takano; Arvind Singhal; Anil Saini; A. T. Rajan; Amalendu Mukherjee; Sahni Natarajan & Bahl; Sudhir Chhabra",1],["sec-randy-herschaft-insider-trading-2023","SEC v. Randy Herschaft (insider trading, 2023)",6,"2023-01-30",4,35188,[20],0,"",1],["sebi-67581-matched-orders-2023","SEBI v. Divya Agarwal and others (price manipulation, Sulabh Engineers, remand order, 2023)",5,"2023-01-27",3,null,[34],0,"Geeta Mishra; Sanjay Kumar; Pranveer Singh; Praveen Kumar Mishra; Manoj Agarwal; Vinay Kumar Agarwal; Mridula Agrawal; Narender Kumar; Manisha Sharma; Seema Kapoor; Sanjeev Sanghi",1],["sec-donna-matuizek-insider-trading-2023","SEC v. Donna Matuizek (insider trading, 2023)",6,"2023-01-27",4,27800,[20],0,"",1],["sebi-67495-misleading-issuer-disclosure-2023","SEBI v. Coffee Day Enterprises Ltd (fund diversion, 2023, 2023)",5,"2023-01-24",3,null,[24],0,"Coffee Day Enterprises Limited",1],["sec-austin-d-ellison-meade-2023","SEC v. Austin D. Ellison-Meade (2023)",6,"2023-01-24",3,null,[],1,"",1],["sebi-67468-front-running-2023","SEBI v. Mukesh Parekh and others (front running, settlement, Reliance Securities dealers matter, 2023)",5,"2023-01-23",4,null,[15],0,"Archana Mukesh Parekh",1],["sec-charlie-abujudeh-pump-and-dump-2023","SEC v. Charlie Abujudeh (pump and dump, 2023)",6,"2023-01-23",3,414366,[35],0,"",1],["sec-david-s-y-chang-2023","SEC v. David S.Y. Chang (2023)",6,"2023-01-23",4,null,[],0,"",1],["sebi-67465-market-abuse-2023","SEBI v. Sulabh Engineers and Services Ltd and others (alleged funding of preferential allotments, 2023)",5,"2023-01-23",1,null,[],0,"Sulabh Engineers & Services Ltd; Manoj Kumar Agarwal; Krishana Agarwal; Ruchi Agarwal; Santosh Kumar Agarwal; Sandhya Agarwal; Santosh Kumar Agarwal HUF; Govind Mercantile Pvt Ltd; Manish Agarwal; Manish Kumar Garg; Praveen Kumar Kurele; Naveen Kumar Kurele",1],["sec-nexo-capital-inc-unregistered-distributions-2023","SEC v. Nexo Capital Inc. (unregistered distributions, 2023)",6,"2023-01-19",4,22500000,[47],0,"",1],["sebi-67364-market-abuse-2023","SEBI v. Jalaj Agrawal (bulk SMS stock tips in Panafic Industrials, 2023)",5,"2023-01-18",3,null,[35],0,"",1],["sec-yossi-engel-ponzi-schemes-2023","SEC v. Yossi Engel (ponzi schemes, 2023)",6,"2023-01-12",4,null,[33],1,"",1],["sebi-67205-market-abuse-2023","SEBI v. BRH Wealth Kreators Ltd and others (broker diversion of client securities and funds, 2023)",5,"2023-01-11",3,null,[],0,"BRH Commodities Pvt Ltd; Anubhav Bhatter; Shiv Kumar Damani; Mrugesh Devashrayi; Asit Kumar Ghosh; Prosperous Vyapaar Pvt Ltd; Polo-Setco Tie Up Pvt Ltd; Parton Commercial Pvt Ltd; AB Investments; Bluesnow Supplier Pvt Ltd",1],["sebi-illiquid-stock-options-bse-2023-matched-orders","SEBI adjudication orders on illiquid stock options at BSE (2023 batch)",5,"2023-01-10",3,null,[23],0,"Sudhir Shah; Om Prakash Dalmia; Om Prakash Poddar Others; CPR Capital Services Ltd.",1],["cftc-avraham-eisenberg-oracle-manipulation-2023","CFTC v. Avraham Eisenberg (oracle manipulation, 2023)",2,"2023-01-09",2,null,[29],1,"",1],["sec-melville-peter-ten-cate-sham-tender-offers-2023","SEC v. Melville Peter ten Cate (sham tender offers, 2023)",6,"2023-01-03",3,500000,[41],1,"",1],["sebi-66841-insider-trading-2023","SEBI v. Amish Arvind Malbari and others (Axis Bank WhatsApp messages, 2023)",5,"2023-01-02",1,null,[20],0,"Amrish Suresh Vakil; Fanil Motiwalla; Kunaal Raman Khanna; Gaurav Girish Dedhia; Kotak Capital Partners; Hinglaj Enterprise; Nidhi Mehra; BharatKumar V. Bagrecha; Mita Mahendra Shah; Roshan Vivian Saldanha",1],["sebi-66811-price-manipulation-2022","SEBI v. Sonal Vijay Mehta (Radha Madhav Corporation, 2022)",5,"2022-12-30",3,null,[34],0,"",1],["sebi-66847-wash-trading-2022","SEBI v. Sorabh Mahesh Gupta (Radha Madhav Corporation, 2022)",5,"2022-12-30",3,null,[34],0,"",1],["sebi-66909-insider-trading-2022","SEBI v. Madhuben Prafulbhai Patel (Radhe Developers, 2022)",5,"2022-12-30",3,null,[20],0,"",1],["sebi-66949-price-manipulation-2022","SEBI v. MBL & Company Ltd and Asiatic Portfolio Ltd (C Mahendra Exports, 2022)",5,"2022-12-30",3,null,[34],0,"",1],["sebi-66988-insider-trading-2022","SEBI v. Ashishbhai Prafulbhai Patel (insider trading, Radhe Developers, 2022)",5,"2022-12-30",3,null,[20],0,"",1],["sebi-66738-price-manipulation-2022","SEBI v. Ilesh Madhusudan Patel and others (SFL International, 2022)",5,"2022-12-29",3,null,[34,23],0,"Nilesh Rameshchandra Shah; Kalpesh Dineshbhai Patel; Shital Navnitbhai Chokshi; Rahul D Shah; Maltiben Lalitbhai Gandhi; Nishant Rajivkumar Sheth; Pahadsinh Dolatsinh Sisodiya; Active Nirman Private Ltd; Sumangal Vintrade Pvt Ltd; Viewpoint Advisory Private Ltd; Sairabanu Fanaswala",1],["sebi-66740-wash-trading-2022","SEBI v. Rishabh Mahendra Shah and others (Mangalam Industrial Finance, 2022)",5,"2022-12-29",3,null,[23,34],0,"Guide Dealcom LLP; Alert Commdeal Pvt Ltd; Suparas Impex Pvt Ltd; Northstar Dealcomm Pvt Ltd; Nexcare Agency Pvt Ltd; Eversafe Highrise Pvt Ltd; Pradeep Kumar Daga; Santi Kumar Mondal; Dharmendra Kumar Jain; Shri Prakash Kabra; Mohan Mukhiya",1],["sebi-66760-price-manipulation-2022","SEBI v. Shailesh Lalman Ojha and others (Radford Global, review order, 2022)",5,"2022-12-29",3,null,[34],0,"Sangita Pramod Harlalka; Rajeev Garg; Artiben S Kansara; Manisha Jayesh Shah",1],["sebi-66762-insider-trading-2022","SEBI v. Karuturi Subrahmanya Chowdary and others (Apex Frozen Foods, 2022)",5,"2022-12-29",3,null,[20],0,"Lakshmipathi Raju Mantena; Vallepalli Hanumantha Rao; Devalla Satya Madhavi; P Durga Prasad; Apex Frozen Foods Ltd",1],["sebi-66747-matched-orders-2022","SEBI v. Consortium Capital Pvt Ltd and others (Kotak Mahindra and Axis Bank call options, 2022)",5,"2022-12-29",1,null,[23],0,"Consortium Capital Private Ltd; Pashupati Capital Services Pvt Ltd; Sachi Investment (proprietor Sarita Devi Choudhary)",1],["sebi-66701-wash-trading-2022","SEBI v. Harsha Jagdishbhai Parmar and others (Darshan Orna circular trades and funding, 2022)",5,"2022-12-28",3,null,[23,35],0,"Naresh Mavjibhai Parmar; Nisarg Jaysukhbhai Lashkari; Bipinchandra Ratilal Trivedi; Saurabh Mahendrabhai Shah; Tarunkumar Laxmanbhai Rajput; Pankaj Labhubhai Dangar; Arcadia Share Stock Brokers Pvt Ltd; D K Jain Properties Pvt Ltd; Amuly Suppliers Pvt Ltd; Vividoffset Printers Pvt Ltd; Veeram Vendors Pvt Ltd",1],["sebi-66611-price-manipulation-2022","SEBI v. Henal C Patel and others (Exdon Trading Company, 2022)",5,"2022-12-27",3,null,[34],0,"Keval Chandrakant Shah; Nikunj C Patel; Dhaval Chandrakant Shah; Vishal Pravinbhai Soni",1],["sebi-66673-front-running-2022","SEBI v. Mukesh Parekh and Archana Mukesh Parekh (front running Tata Absolute Return Fund, 2022)",5,"2022-12-26",4,null,[15],0,"",1],["asic-vaughan-bowen-insider-trading-2022","ASIC v. Vaughan Bowen (insider trading, 2022)",1,"2022-12-23",1,null,[20],0,"",1],["sebi-66484-insider-trading-2022","SEBI v. Naresh Ramniklal Mehta and Pallavi Naresh Mehta (Deepak Fertilizers, 2022)",5,"2022-12-22",3,null,[20],0,"",1],["sebi-66441-insider-trading-2022","SEBI v. Pradeep Kumar Sharma (Vaibhav Global insider trading allegation, 2022)",5,"2022-12-21",1,null,[20],0,"",1],["sebi-66447-misleading-issuer-disclosure-2022","SEBI v. Shailesh Pednekar and others (Cox and Kings Financial Service directors, 2022)",5,"2022-12-21",3,null,[24],0,"Milind Gandhi; Vellatu Puthanveetil Ravindran Menon; Sampath Kumar Krishnan; Bapi Munshi; Matangi Gowrishankar; Jayesh Shah",1],["sec-ellison-wang-price-manipulation-2022","SEC v. Caroline Ellison and Zixiao \"Gary\" Wang (price manipulation, 2022)",6,"2022-12-21",4,null,[34],0,"",1],["sec-lawrence-billimek-front-running-2022","SEC v. Lawrence Billimek and Alan Williams (front running, 2022)",6,"2022-12-20",4,null,[15],1,"",1],["asic-22-367mr-insider-trading-2022","West Australian man arrested, charged with insider trading offences (ASIC, 2022)",1,"2022-12-19",3,null,[20],1,"Cameron Waugh",1],["sebi-66337-misleading-issuer-disclosure-2022","SEBI v. Pankaj Kumar and others (Geodesic Ltd false accounts, 2022)",5,"2022-12-19",3,null,[24],0,"Prashant Mulekar; Kiran Kulkarni; Vinod Sethi; Nitin Potdar",1],["sebi-66366-wash-trading-2022","SEBI v. Hanif Shekh and others (Darshan Orna bulk-SMS scheme, final order, 2022)",5,"2022-12-19",3,null,[35],0,"Arun Laha; Minu Mallick; Ujjal Laha; Sanjay Dey; Arun Dutta; Glorious Vincom Private Ltd; Highgrowth Vincom Private Ltd; Buddhadeb Laha; Priyankar Laha",1],["sec-honeywell-international-inc-corrected-2022","SEC v. Honeywell International Inc. (foreign bribery, 2022)",6,"2022-12-19",5,null,[],1,"",1],["sebi-66270-misleading-issuer-disclosure-2022","SEBI v. SecureKloud Technologies Ltd and others (falsified accounts, 2022)",5,"2022-12-16",3,null,[24],0,"SecureKloud Technologies Ltd (formerly 8K Miles Software Services Ltd); Suresh Venkatachari; R. S. Ramani; Gurumurthi Jayaraman",1],["sebi-66325-wash-trading-2022","SEBI v. Santosh Maruti Patil (Spectacle Industries, 2022)",5,"2022-12-16",3,null,[48,23,34],0,"",1],["cftc-commodity-pool-operators-price-manipulation-2022","CFTC v. Glen Point Capital and Neil Phillips (price manipulation, 2022)",2,"2022-12-15",2,null,[34],1,"Glen Point Capital Advisors LP; Glen Point Capital LLP",1],["sebi-66228-matched-orders-2022","SEBI v. Preyashbhai Sathvara and others (Millitoons Entertainment, 2022)",5,"2022-12-15",3,null,[23,34],0,"Sejalben Prayashkumar Sathvara; Suresh Ramanlal Prajapati; Dharmeshbhai J Vaghela; Vijay Madhusudanbhai Koshti; Parmar Mukeshkumar; Mehulkumar Balvantbhai Tundiya; Harishkumar Sakariya; Rekhaben Harishkumar Sakariya; Mobonair Wirless Pvt Ltd",1],["sebi-66226-market-abuse-2022","SEBI v. Ejecta Marketing Ltd and others (misuse of preferential issue proceeds, 2022)",5,"2022-12-15",3,null,[24],0,"Ejecta Marketing Limited; Tanumay Laha; Sudip Laha; Bhagwan Das Soni; Kamal Kumar Bararia",1],["asic-22-356mr-ponzi-schemes-2022","Former Courtenay House contractor pleads guilty (ASIC, 2022)",1,"2022-12-14",3,null,[33],1,"Athan Papoulias",1],["sec-edward-constantin-et-al-social-media-ramps-2022","SEC v. Edward Constantin, et al. (social media ramps, 2022)",6,"2022-12-14",2,null,[44],1,"Perry Matlock; Thomas Cooperman; Gary Deel; Mitchell Hennessey; Stefan Hrvatin; John Rybarczyk; Daniel Knight",1],["cftc-minnesota-registrant-spoofing-2022","CFTC v. Walleye Capital LLC (spoofing, 2022)",2,"2022-12-12",3,550000,[45],0,"",1],["sec-in-ovations-holdings-inc-fake-press-releases-2022","SEC v. In Ovations Holdings, Inc. and Mark Goldberg (fake press releases, 2022)",6,"2022-12-09",3,null,[11],0,"",1],["sebi-65947-misleading-issuer-disclosure-2022","SEBI v. Cox and Kings Financial Service Ltd (overstated profit, 2022)",5,"2022-12-07",3,null,[24],0,"",1],["sec-vincent-issier-insider-trading-2022","SEC v. Vincent Issier (insider trading, 2022)",6,"2022-12-06",4,6295,[20],0,"",1],["sebi-65880-market-abuse-2022","SEBI v. Urmila Debi (order-book manipulation in Krishana Fabrics, 2022)",5,"2022-12-06",3,null,[45],0,"",1],["sebi-65832-price-manipulation-2022","SEBI v. Mainak Comtrade Pvt Ltd and others (Dhyana Finstock, whole-time member order, 2022)",5,"2022-12-05",3,null,[34],0,"Pranatpal Tradelink Pvt Ltd; Shalomiben Anilbhai Bariya; Dipakkumar Rajaram Joshi; Birju Pravinchandra Sanghvi; Hitesh Chinubhai Shah; Gaurang Pathak; Ankit Rajeshbhai Rajput; Bimesh Arvindbhai Jani; Pratikbhai Kiritkumar Shah; Shah Chirag; Ronak Nayankumar Shah",1],["sebi-65839-wash-trading-2022","SEBI v. Austral Coke and Projects Ltd and others (IPO proceeds, 2022)",5,"2022-12-05",3,null,[24,48],0,"Austral Coke and Projects Ltd (now Greenearth Resources and Projects Ltd); Ratan Lal Tamakhuwala; Rishi Raj Agarwal; S.K. Chowdhary; Rajendra Kumar Khaitan; M.K. Sinha; Prem Ranajan Kumar Chaurasia; Alok Bansal; Sunil Mandloi; M.M. Damani; Ajit Kumar Jindal; SIC Stock and Services Pvt Ltd",1],["sec-joseph-r-earle-jr-barry-d-reagh-william-clayton-francis-t-dudley-steven-e-br","SEC v. Joseph R. Earle Jr, Barry D. Reagh, William Clayton, Francis T. Dudley, Steven E. Bryant, Upper Street Marketing, Inc. and Project Growth International, Inc. (boiler rooms, 2022)",6,"2022-12-05",2,null,[3,35],0,"",1],["sec-pfp-entrust-corp-unregistered-distributions-2022","SEC v. PFP Entrust Corp. (unregistered distributions, 2022)",6,"2022-12-05",4,255000,[47],0,"Promotional Consulting Partners, LLC; CPPC, Inc.; Nick Skrelja; Jack Skrelja; Neil Yaldo",1],["sebi-65828-front-running-2022","SEBI v. Labdhi Enterprises and Falguni Ketan Parekh (front running Tata Absolute Return Fund, 2022)",5,"2022-12-02",4,null,[15],0,"",1],["cftc-jeremy-spence-ponzi-schemes-2022","CFTC v. Jeremy Spence (ponzi schemes, 2022)",2,"2022-12-01",3,null,[33],1,"",1],["sebi-65662-wash-trading-2022","SEBI v. Krupa Sanjay Soni and others (Parichay Investments, 2022)",5,"2022-11-30",3,null,[23,48,34],0,"Sanjay Jethalal Soni; J M Soni Consultancy; Dhirenkumar Dharamdas Agarwal; Shweta Dhiren Agrawal; Krunal Gopaldas Rana; Amul Gagabhai Desai; Mahesh Somabhai Desai; Shantiben Gangaram Desai; Janakray Vithaldas Soni; Dhaval Satishkumar Agrawal; Amitkumar Rameshchandra Rana",1],["sebi-65766-price-manipulation-2022","SEBI v. Mainak Comtrade Pvt Ltd and others (Dhyana Finstock, adjudication, 2022)",5,"2022-11-30",3,null,[34],0,"Pranatpal Tradelink Pvt Ltd; Shalomiben Anilbhai Bariya; Dipakkumar Rajaram Joshi; Birju Pravinchandra Sanghvi; Hitesh Chinubhai Shah; Gaurang Pathak; Ankit Rajeshbhai Rajput; Bimesh Arvindbhai Jani; Pratikbhai Kiritkumar Shah; Shah Chirag; Ronak Nayankumar Shah",1],["sebi-65676-misleading-issuer-disclosure-2022","SEBI v. Mystic Electronics Ltd and others (preferential issue proceeds, 2022)",5,"2022-11-30",3,null,[24],0,"Mystic Electronics Ltd (earlier Pearl Electronics Ltd); Krishan Khadaria; Asha Khadaria; Madhumati Gawade",1],["sec-yinghang-james-yang-insider-trading-2022","SEC v. Yinghang \"James\" Yang and Yuanbiao Chen (insider trading, 2022)",6,"2022-11-30",3,246000,[20],1,"",1],["sebi-65764-market-abuse-2022","SEBI v. ARG Management Solutions Pvt Ltd (alleged price manipulation in Radha Madhav Corporation, 2022)",5,"2022-11-30",1,null,[34],0,"ARG Management Solutions Private Limited",1],["sebi-65586-wash-trading-2022","SEBI v. Shanta Rathi and Biradar Khande Rao (Sawaca Business Machines, 2022)",5,"2022-11-29",3,null,[48,34],0,"",1],["sebi-65588-wash-trading-2022","SEBI v. Amrut Dredging and Shipping Ltd and others (Sarang Chemicals trading group, 2022)",5,"2022-11-29",3,null,[23,34],0,"Amrut Dredging and Shipping Ltd (formerly Amrut Securities Ltd); Ashwin Prabhudas Ruparel; Baldevsinh Vijaysinh Zala; Manish Kanakshi Ashar; Sonal Kanaksingh Ashar; AUM Technocast Pvt Ltd; Ayodhyapati Investment Pvt Ltd; Dharmesh Narendra Kumar Solanki; Atlanta Share Shopee Pvt Ltd; Presilco Impex Pvt Ltd",1],["sebi-65591-matched-orders-2022","SEBI v. Anil Kumar and others (CCL International, 2022)",5,"2022-11-29",3,null,[23,34],0,"Tanvi Fincap Private Ltd; Rama Anil Gupta Associates Pvt Ltd; Kansabati Tradecom Pvt Ltd; Sayuj Pallithazath Arumugham",1],["sebi-65723-market-abuse-2022","SEBI v. N & N Financial Consultants Pvt Ltd and Novak Exim Overseas Pvt Ltd (alleged false reason on transfer slips, 2022)",5,"2022-11-29",1,null,[],0,"N & N Financial Consultants Private Limited; Novak Exim Overseas Private Limited",1],["sebi-65529-marking-the-close-2022","SEBI v. Ashlesh Gunvantbhai Shah HUF and others (Interactive Financial Services price manipulation, 2022)",5,"2022-11-28",3,null,[34],0,"Saurin Jayantilal Shah; Udayan Kanubhai Mandavia; Hitesh Rasiklal Joshi; Kedar Ranjitbhai Mehta; Dimple Pandey; Webczar Solutions",1],["sebi-65548-wash-trading-2022","SEBI v. PFL Infotech Ltd and others (PFL Infotech price manipulation, 2022)",5,"2022-11-28",3,null,[34],0,"Pulla Amresh Kumar; Abhinandan Jain; Nickunj Shah; Ashroj Credit India Private Ltd; Mahesh Meetal HUF; Fair Intermediate Investment Private Ltd; Rahul Gupta; Parvinder Singh",1],["sec-legal-general-investment-management-america-inc-2022","SEC v. Legal & General Investment Management America, Inc. (cross trading, 2022)",6,"2022-11-21",4,500000,[],0,"",1],["asic-22-319mr-insider-trading-2022","Former Tesla Motors Australia director pleads guilty to insider trading (ASIC, 2022)",1,"2022-11-16",3,null,[20],1,"Kurt Schlosser",1],["sebi-65132-insider-trading-2022","SEBI v. Shruti Vora and others (WhatsApp circulation of Tata Motors results, 2022)",5,"2022-11-16",1,null,[20],0,"Aditya Omprakash Gaggar; Shailendra Mehta; Utsav Ajay Kedia",1],["sebi-65298-misleading-issuer-disclosure-2022","SEBI v. Malcolm Mehta and others (Accel Frontline financial statements, 2022)",5,"2022-11-16",4,null,[24],0,"R. Ramraj; Bin Cheng; Amba Preetham Parigi",1],["sec-charles-rustin-holzer-fernando-motta-moraes-insider-trading-2022","SEC v. Charles Rustin Holzer, Fernando Motta Moraes (insider trading, 2022)",6,"2022-11-16",3,812155,[20],0,"",1],["sec-adrian-j-kawuba-civ-action-ponzi-schemes-2022","SEC v. Adrian J. Kawuba (ponzi schemes, 2022)",6,"2022-11-14",3,null,[33],1,"",1],["sebi-65045-market-abuse-2022","SEBI v. Amrapali Aadya Trading & Investment Pvt Ltd and Aadya Commodities Pvt Ltd (broker misuse of client assets, 2022)",5,"2022-11-14",3,null,[],0,"",1],["sebi-64889-insider-trading-2022","SEBI v. Shailendra Mehta, Shruti Vora and Varun Khandelwal (WhatsApp circulation of HDFC Bank results, 2022)",5,"2022-11-10",1,null,[20],0,"Shruti Vishal Vora",1],["sec-brian-wong-insider-trading-2022","SEC v. Brian Wong (insider trading, 2022)",6,"2022-11-10",4,null,[20],1,"",1],["sec-infinity-q-diversified-alpha-fund-mismarking-2022","SEC v. Infinity Q Diversified Alpha Fund (mismarking, 2022)",6,"2022-11-10",4,null,[25],0,"",1],["osc-cormark-securities-inc-2022","OSC v. Cormark Securities Inc., William Jeffrey Kennedy, Marc Judah Bistricer and Saline Investments Ltd. (2022)",4,"2022-11-09",1,null,[],0,"",1],["sec-pic-renegade-properties-llc-unregistered-distributions-2022","SEC v. PIC Renegade Properties, LLC (unregistered distributions, 2022)",6,"2022-11-09",4,400000,[47],0,"",1],["asic-22-307mr-ponzi-schemes-2022","Former Courtenay House director pleads guilty to conducting $180 million Ponzi scheme (ASIC, 2022)",1,"2022-11-08",3,null,[33],1,"Tony Iervasi",1],["sec-douver-torres-braga-joff-paradise-ponzi-schemes-2022","SEC v. Douver Torres Braga, Joff Paradise, Keleionalani Akana Taylor and Jonathan Tetreault (ponzi schemes, 2022)",6,"2022-11-04",2,null,[33],0,"Keleionalani Akana Taylor, Jonathan Tetreault",1],["sec-geraci-boiler-rooms-2022","SEC v. Paul Geraci (boiler rooms, 2022)",6,"2022-11-04",3,null,[3],1,"",1],["sec-michael-e-mueller-insider-trading-2022","SEC v. Michael E. Mueller (insider trading, 2022)",6,"2022-11-04",4,52119,[20],0,"",1],["sec-jeremy-k-rounsville-2022","SEC v. Jeremy K. Rounsville (Arbitraging.co offering fraud, 2022)",6,"2022-11-03",4,207183,[],0,"",1],["sec-syed-arham-arbab-tomas-javier-jimenez-blake-douglas-mckinney-mushfiqur-rahma","SEC v. Syed Arham Arbab, Tomas Javier Jimenez, Blake Douglas McKinney, Mushfiqur Rahman, John Ryan Shows, and William Carl Spagnoli (2022)",6,"2022-11-01",4,165000,[],0,"",1],["sebi-64514-insider-trading-2022","SEBI v. Parthiv Dalal and Shruti Vora (WhatsApp circulation of ITC results, 2022)",5,"2022-10-31",1,null,[20],0,"",1],["sebi-64516-insider-trading-2022","SEBI v. Gautham Lokande and Ajay Kalia (DLF joint venture information, 2022)",5,"2022-10-31",1,null,[20],0,"",1],["sebi-64525-layering-2022","SEBI v. Mehul C. Choksi (Gitanjali Gems front entities, 2022)",5,"2022-10-31",3,null,[34],0,"",1],["sebi-64530-matched-orders-2022","SEBI v. Pragyan Realty Pvt Ltd and others (Sunstar Realty price fall, 2022)",5,"2022-10-31",3,null,[34,23],0,"Arrowlink Enclave Pvt Ltd; Panchkoti Real Estate Pvt Ltd; Dhanaasha Developers Pvt Ltd; Khushnuma Infrastructure Pvt Ltd (now Zippy Tradmart Pvt Ltd); Panchmadhu Projects Pvt Ltd; Arlm Chemicals Pvt Ltd; Roselife Residency Pvt Ltd; Shubham Barter Pvt Ltd; Casuarina Projects Pvt Ltd; Dasbhuja Realtors Pvt Ltd; Speedfast Residency Pvt Ltd",1],["sebi-64564-matched-orders-2022","SEBI v. Narendra Ramanlal Shah and others (Universal Credit and Securities SMS tips, 2022)",5,"2022-10-31",3,null,[34,35],0,"Vimala Sanjay Patel; Earth Exim Limited; Bonanza Industries Limited; Preeti Ajay Nathwani; Ajay Nathwani; Deepak Parashram Salvi",1],["sebi-64541-market-abuse-2022","SEBI v. Ishita Guha (alleged misleading merger news report, 2022)",5,"2022-10-31",1,null,[12],0,"",1],["sebi-64537-market-abuse-2022","SEBI v. Ficus Securities Pvt Ltd and others (broker misuse of client funds and securities, 2022)",5,"2022-10-31",3,null,[],0,"Ficus Securities Private Limited; Vinod Kumar Bansal; Neena Bansal; Surender Singh",1],["sebi-64465-insider-trading-2022","SEBI v. Jagdish Chandra Sharma (Sobha Ltd insider trading, 2022)",5,"2022-10-28",3,null,[20],0,"",1],["sebi-64467-marking-the-close-2022","SEBI v. Anil Finature Pvt Ltd and others (Omnitech Infosolutions price rise, 2022)",5,"2022-10-28",3,null,[34],0,"Jashmin Ramesh Bhayani; Deepak Khimji Darad; Jayneel Securities Pvt Ltd; Nilesh N. Seth",1],["sebi-64437-market-abuse-2022","SEBI v. JMD Telefilms Industries Ltd and others (funding of preferential allottees, 2022)",5,"2022-10-28",3,null,[],0,"JMD Telefilms Industries Ltd (now JMD Ventures Ltd); Kailash Prasad Purohit; Jagadish Prasad Purohit; Pravin Tukaram Sawant; Renuka Trust; Saurabh Family Trust; Priyanka Trust; Madhav Trust; Adarsh Trust; Unisys Softwares & Holding Industries Ltd; JMD Sounds Ltd; Matrix Systel Pvt Ltd",1],["sebi-64439-market-abuse-2022","SEBI v. RFL International Ltd and Anish Shah (share certificates without allotment, 2022)",5,"2022-10-28",3,null,[],0,"RFL International Limited",1],["sec-mark-alan-lisser-a-k-a-mark-alan-a-k-a-mark-allen-boiler-rooms-2022","SEC v. Mark Alan Lisser a/k/a Mark Alan a/k/a Mark Allen (boiler rooms, 2022)",6,"2022-10-27",3,null,[3],1,"",1],["sebi-64337-wash-trading-2022","SEBI v. Finquest Securities Pvt Ltd (broker and circular trades in Seshasayee Paper, 2022)",5,"2022-10-25",1,null,[48],0,"",1],["sec-scott-a-woodward-cpa-insider-trading-2022","SEC v. Scott A. Woodward, CPA (insider trading, 2022)",6,"2022-10-25",4,21326,[20],0,"",1],["sebi-64286-insider-trading-2022","SEBI v. Tejas Harshadbhai Patel and Nandita Tejaskumar Patel (A.M. Febcon insider trading, 2022)",5,"2022-10-21",3,null,[20],0,"",1],["sebi-64293-front-running-2022","SEBI v. Kanchan Jena and others (front running of Deutsche Mutual Fund, 2022)",5,"2022-10-21",3,null,[15],0,"Hemlata Dei Jena; Malati Lata Jena; Jayant Chhaparia; Abhishek Chhaparia",1],["sebi-64296-misleading-issuer-disclosure-2022","SEBI v. The Bombay Dyeing & Manufacturing Company Ltd and others (inflated financial statements, 2022)",5,"2022-10-21",3,null,[24],0,"The Bombay Dyeing & Manufacturing Company Limited; Scal Services Limited; Nusli N Wadia; Ness N Wadia; Jehangir N Wadia; D S Gagrat; N H Datanwala; Shailesh Karnik; R Chandrasekharan; Durgesh Mehta",1],["sebi-64374-misleading-issuer-disclosure-2022","SEBI v. ACIL Cotton Industries Ltd and others (misused auditor identity, 2022)",5,"2022-10-21",3,null,[24],0,"Universal Credit & Securities Ltd; Mindvision Capital Ltd; RFL International Ltd; Narendra Shah; Anish Shah; Ankur Shah; Chetan Pandit; Devendra Shah; Kalpana H. Shah; Mitesh Jani; Prahalad Panchal",1],["sebi-64284-market-abuse-2022","SEBI v. Aadhaar Ventures India Ltd and Viaggio Traders Pvt Ltd (alleged funding of preferential allotment, 2022)",5,"2022-10-21",1,null,[],0,"Aadhaar Ventures India Limited (formerly Prraneta Industries Limited); Viaggio Traders Private Limited (formerly Viaggio Entertainments Private Limited)",1],["sebi-64260-market-abuse-2022","SEBI v. Secunderabad Healthcare Ltd (warrant conversion allotments, 2022)",5,"2022-10-20",1,null,[],0,"Secunderabad Healthcare Limited",1],["sebi-64244-price-manipulation-2022","SEBI v. Preyashbhai Sathvara and others (PS IT Infrastructure SMS tip allegation, 2022)",5,"2022-10-18",1,null,[34],0,"Mehulkumar Balvantbhai Tundiya; Rekhaben Harishbhai Sakariya; Harishkumar Sakariya; Sejalben Prayashkumar Sathvara; Suresh Ramanlal Prajapati; Dharmeshbhai J Vaghela; Brijdham Dealcom Pvt Ltd; Premsagar Vinimay Private Ltd; Economy Sales Private Limited; Rathod Mangalbhai Valabhai",1],["sec-brent-david-willis-2022","SEC v. Brent David Willis (2022)",6,"2022-10-18",4,175000,[],0,"",1],["sec-kevin-b-merrill-et-al-ponzi-schemes-2022","SEC v. Kevin B. Merrill, et al. (ponzi schemes, 2022)",6,"2022-10-18",3,null,[33],1,"Jay Ledford; Cameron Jezierski; Global Credit Recovery, LLC; Delmarva Capital, LLC; Rhino Capital Holdings, LLC; Rhino Capital Group, LLC; DeVille Asset Management Ltd.; Riverwalk Financial Corporation",1],["sebi-64132-market-abuse-2022","SEBI v. F6 Finserve Pvt. Ltd. and others (broker pledging client securities, 2022)",5,"2022-10-18",3,null,[],0,"Pankaj Goel; Meenu Goel; Deepak Goel; Ruchika Goel; Praveen Sharma; Asha Sharma; Sanjay Anand; Kavita Anand",1],["sebi-64136-market-abuse-2022","SEBI v. Shivamshree Businesses Ltd. and others (diversion of preferential issue proceeds, 2022)",5,"2022-10-18",3,null,[24],0,"Rakesh Vashist; Sudharshan Jha; Avnish Srivastava",1],["cftc-walsh-ponzi-schemes-2022","CFTC v. Stephen Walsh and Paul Greenwood (ponzi schemes, 2022)",2,"2022-10-17",3,null,[33],1,"",1],["sec-national-realty-investment-advisors-llc-rey-e-grabato-ii-daniel-coley-o-brie","SEC v. National Realty Investment Advisors LLC, Rey E. Grabato II, Daniel Coley O'Brien, Thomas Nicholas Salzano and others (ponzi schemes, 2022)",6,"2022-10-14",2,null,[33],0,"Arthur S. Scutaro; Olena Budinska; Jamie A. Samul",1],["sebi-64057-market-abuse-2022","SEBI v. Pentasoft Technologies Ltd and others (GDR issue, 2022)",5,"2022-10-14",3,null,[24],0,"Pentasoft Technologies Limited (now amalgamated with Pentamedia Graphics Limited); Teigh Holdings Limited; Ramesh Pillai; D. Kannan; S. Raghuraman; V. Chandrasekaran; N. L. Rajah; Sumathi Sridharan",1],["sebi-63947-price-manipulation-2022","SEBI v. Amrut Securities Ltd and others (Sarang Chemicals disgorgement, 2022)",5,"2022-10-12",3,null,[34,23],0,"Amrut Securities Limited (now Amrut Dredging and Shipping Limited); Ashwinbhai Prabhudas Ruparel; Baldevsinh Vijaysinh Zala; Manish Kanakshi Ashar; Sonal Kanaksingh Ashar; Bhavik Amrutlal Vaza; Haresh Lalitbhai Tejani; Paresh Chamanlal Doshi; Pradeep Syamsunder Swain; Shailesh Mulraj Ved; Bhavana Manish Asher; Hemanshu P. Mehta",1],["sebi-63808-misleading-issuer-disclosure-2022","SEBI v. Quasar India Ltd and others (misuse of preferential issue funds, 2022)",5,"2022-10-10",3,null,[24],0,"Quasar India Limited; Ankit Agarwal; Ganesh Prasad Gupta; Yogesh Bansal",1],["sec-justin-costello-social-media-ramps-2022","SEC v. Justin Costello and David Ferraro (social media ramps, 2022)",6,"2022-10-06",2,null,[44],1,"",1],["sebi-63715-misleading-issuer-disclosure-2022","SEBI v. Gautam Thapar and others (CG Power fund diversion and misstated accounts, 2022)",5,"2022-10-04",3,null,[24],0,"Avantha Holdings Limited; Acton Global Private Limited; Solaris Industrial Chemicals Limited; V R Venkatesh; Madhav Acharya; B Hariharan; K N Neelkant; Atul Gulatee; Aditya Birla Finance Limited; IndusInd Bank",1],["cftc-digital-asset-derivatives-platform-price-manipulation-2022","CFTC v. Adam Todd and Digitex entities (price manipulation, 2022)",2,"2022-10-03",3,null,[34],0,"Digitex LLC; Digitex Limited; Digitex Software Limited; Blockster Holdings Limited Corporation",1],["sec-harpreet-saini-insider-trading-2022","SEC v. Harpreet Saini and John Lester Mandac Natividad (insider trading, 2022)",6,"2022-10-03",2,null,[20],0,"",1],["sec-kimberly-kardashian-paid-stock-promotion-2022","SEC v. Kimberly Kardashian (paid stock promotion, 2022)",6,"2022-10-03",4,1000000,[31],0,"",1],["sec-mauricio-chavez-et-al-ponzi-schemes-2022","SEC v. Mauricio Chavez, Giorgio Benvenuto and CryptoFX, LLC (ponzi schemes, 2022)",6,"2022-10-03",2,null,[33],0,"",1],["sebi-63627-market-abuse-2022","SEBI v. Nu Pharmalogics Private Limited (Secunderabad Healthcare warrants, dismissed on remand, 2022)",5,"2022-10-03",1,null,[],0,"",1],["sebi-63534-insider-trading-2022","SEBI v. Shailendra Mehta (WhatsApp circulation of Infosys Ltd results, 2022)",5,"2022-09-30",1,null,[20],0,"Shruti Vora",1],["sebi-63536-misleading-issuer-disclosure-2022","SEBI v. Indian Infotech & Software Ltd and Varsha Murarka (misstated financials, 2022)",5,"2022-09-30",3,null,[24],0,"",1],["sebi-63562-wash-trading-2022","SEBI v. Ethan Constructions Pvt Ltd and others (Sanguine Media volume allegation, 2022)",5,"2022-09-30",1,null,[32],0,"Ethan Constructions Private Limited; Anumita Infrastructure Private Limited; Sameer Natwarlal Shah; Zuber Trading LLP; Roho Real Estate Private Limited; Anvita Real Estate Private Limited; Jabeen Tradelink Private Limited; Sanmay Trading Private Limited; Indivar Traders Private Limited; Sally Real Estate Pvt Ltd; Orange Mist Productions Pvt Ltd; Sanguine Media Ltd",1],["sebi-63625-price-manipulation-2022","SEBI v. First Financial Services Ltd and others (preferential allotment price-rise scheme, 2022)",5,"2022-09-30",3,null,[34],0,"Nirmal Singh Mertia; S Krishna Rao; Ponuswammy Natarajan; Prem Lata Nahar; B P Jhunjhunwala; B P Jhunjhunwala HUF; Anil Agarwal HUF; Syncom Formulations (India) Ltd; Padma Impex Pvt Ltd; Global Infratech & Finance Ltd; Bina H Mehta",1],["sebi-63650-matched-orders-2022","SEBI v. Ashok Jain and others (Richirich Agro share trading, 2022)",5,"2022-09-30",1,null,[23,34],0,"Renu Jain; Neptone Leasing & Finance Company Private Limited; Indiabulls Securities Limited (now Dhani Stock Limited); Archi Shares & Stocks Brokers Pvt Ltd (now Affluence Shares and Stocks Private Limited); Shriram Insight Share Brokers Pvt Ltd; Galaxy Broking Ltd; Amul Sheth; Navinkumar Pravinbhai Patel; Jayeshkumar Prakashbhai Shah; Girdharbhai Jayarambhai Vaghadia; Akshay Datta",1],["sec-arbitrade-ltd-et-al-pump-and-dump-2022","SEC v. Arbitrade Ltd., et al. (pump and dump, 2022)",6,"2022-09-30",2,null,[35],0,"Cryptobontix Inc.; Troy R. J. Hogg; James L. Goldberg; Stephen L. Braverman; Max W. Barber; SION Trading FZE",1],["sec-ari-lauer-ponzi-schemes-2022","SEC v. Ari Lauer (ponzi schemes, 2022)",6,"2022-09-30",2,null,[33],0,"",1],["sec-jonathan-william-mikula-et-al-paid-stock-promotion-2022","SEC v. Jonathan William Mikula, et al. (paid stock promotion, 2022)",6,"2022-09-30",4,1630661,[31],0,"",1],["sec-scott-lindell-mismarking-2022","SEC v. Scott Lindell (mismarking, 2022)",6,"2022-09-30",4,null,[25],0,"",1],["sebi-63660-market-abuse-2022","SEBI v. Vikash Metal & Power Ltd. and others (GDR issue penalties, 2022)",5,"2022-09-30",3,null,[24],0,"Akkash Patni; Vimal Kumar Patni; Vikash Patni; Arun Panchariya; Mukesh Chauradiya",1],["sebi-63510-matched-orders-2022","SEBI v. Wakeeta Commercial Pvt Ltd and others (Gokul Solutions share price, 2022)",5,"2022-09-29",3,null,[34],0,"Wakeeta Commercial Private Limited; Rishvanjas Trading Private Limited; Kag India Private Limited; Sarvlok Vincom Private Limited; Kundan Mandal",1],["sebi-63511-insider-trading-2022","SEBI v. Shailendra Mehta (WhatsApp circulation of Mindtree Ltd results, 2022)",5,"2022-09-29",1,null,[20],0,"",1],["sebi-63513-insider-trading-2022","SEBI v. Shailendra Mehta (WhatsApp circulation of Bata India Ltd results, 2022)",5,"2022-09-29",1,null,[20],0,"",1],["sebi-63515-insider-trading-2022","SEBI v. Aditya Omprakash Gaggar (WhatsApp circulation of Tata Chemicals Ltd results, 2022)",5,"2022-09-29",1,null,[20],0,"",1],["sebi-63517-insider-trading-2022","SEBI v. Neeraj Kumar Agarwal (WhatsApp circulation of Tata Consultancy Services Ltd results, 2022)",5,"2022-09-29",1,null,[20],0,"Shruti Vora",1],["sebi-63519-insider-trading-2022","SEBI v. Shruti Vora (WhatsApp circulation of UltraTech Cement Ltd results, 2022)",5,"2022-09-29",1,null,[20],0,"Shruti Vishal Vora; Shailendra Mehta",1],["sebi-63501-market-abuse-2022","SEBI v. S.K. Bhoan (Nakoda GDR issue, independent director, 2022)",5,"2022-09-29",3,null,[24],0,"",1],["sebi-63453-misleading-issuer-disclosure-2022","SEBI v. Birla Pacific Medspa Ltd and others (IPO proceeds diversion and listing-day price support, 2022)",5,"2022-09-28",3,null,[24,34],0,"Yashovardhan Birla; Abhijit Desai; P V R Murthy; Venkateswaralu Nelabhotla; Mohandas Adige; Anoj Menon; Rajesh Shah; Upkar Singh Kohli; Tushar Dey",1],["sec-charles-parrino-false-rumors-2022","SEC v. Charles Parrino (false rumors, 2022)",6,"2022-09-28",4,null,[12],1,"",1],["sec-matthew-nicosia-william-reninger-fabrizio-di-carlo-boiler-rooms-2022","SEC v. Matthew Nicosia, William Reninger, Fabrizio Di Carlo, and Ronald Touchard (boiler rooms, 2022)",6,"2022-09-28",4,453229,[3,35],0,"",1],["sec-the-hydrogen-technology-corporation-michael-ross-kane-paid-crypto-market-mak","SEC v. The Hydrogen Technology Corporation, Michael Ross Kane, and Tyler Ostern (paid crypto market making, 2022)",6,"2022-09-28",3,1242000,[30],0,"",1],["sebi-63416-price-manipulation-2022","SEBI v. ARG Management Solutions Pvt Ltd (single-share buy orders, Nutraplus India, 2022)",5,"2022-09-27",3,null,[34],0,"",1],["sec-christian-j-gonzalez-ponzi-schemes-2022","SEC v. Christian J. Gonzalez (ponzi schemes, 2022)",6,"2022-09-27",4,null,[33],1,"",1],["sec-james-t-patten-et-al-reverse-merger-schemes-2022","SEC v. James T. Patten, Peter L. Coker Sr. and Peter L. Coker Jr. (reverse merger schemes, 2022)",6,"2022-09-27",2,null,[36,34],1,"",1],["sec-kendricks-et-al-mark-wayne-ramsey-insider-trading-2022","SEC v. Damilare Sonoiki and Mark Wayne Ramsey (insider trading, 2022)",6,"2022-09-27",3,15000,[20],1,"",1],["sebi-63418-market-abuse-2022","SEBI v. Akkash Patni and others (Vikash Metal & Power GDR issue, 2022)",5,"2022-09-27",3,null,[24],0,"Vimal Kumar Patni; Vikash Patni",1],["cftc-california-trader-spoofing-2022","CFTC v. Randy Chen and Tanius Technology, LLC (spoofing, 2022)",2,"2022-09-26",3,750000,[45],0,"",1],["sec-judith-paris-pinder-ponzi-schemes-2022","SEC v. Judith Paris-Pinder (ponzi schemes, 2022)",6,"2022-09-26",4,null,[33],1,"",1],["sec-sang-n-phan-free-riding-and-parking-2022","SEC v. Sang N. Phan and Rich N. Phan (free riding and parking, 2022)",6,"2022-09-26",3,50000,[14],0,"",1],["sebi-63372-market-abuse-2022","SEBI v. Manoj Chhaganalal Rathod HUF (order placement and deletion, Global Infratech and Finance, 2022)",5,"2022-09-26",3,null,[45],0,"",1],["cftc-two-chinese-companies-wash-trading-2022","CFTC v. COFCO Corp. and Chinatex Corp., Ltd. (wash trading, 2022)",2,"2022-09-23",3,720000,[48],0,"",1],["sebi-63362-matched-orders-2022","SEBI v. Harishkumar Kantilal Patel and others (synchronized trades, Global Infratech and Finance, 2022)",5,"2022-09-23",3,null,[23],0,"Vishalkumar Krishnakant Borisha; Pardhi Dhirubhai Khanabhai; Bhavin Natwarlal Panchal; Ankit Jagdishbhai Pithava; Ketan Pravinbhai Panchal; Praveen Kumar; Rameshchandra Chhitubhai Patel; Dhaval Solanki; Divyaben Hiteshbhai Gangani; Ramnath Sharma; Nikhil Kiritbhai Panchal",1],["sec-brian-lam-et-al-2022","SEC v. Brian Lam, NineSquare Capital Partners LLC and others (2022)",6,"2022-09-23",3,3167688,[],0,"Nathan Nguyen; Nguyen Group LLC",1],["sebi-63319-market-abuse-2022","SEBI v. SKR Supreme Electronics and Trading Private Limited and others (Secunderabad Healthcare warrants, dismissed on remand, 2022)",5,"2022-09-23",1,null,[],0,"SKR Supreme Electronics & Trading Private Limited; Nishottam Traders Private Limited; Jabeen Tradelink Private Limited; Gajpal Buildinfra Private Limited; Nirvana Mall Management Co. Private Limited; Aansal Securities Services Private Limited",1],["sebi-63336-market-abuse-2022","SEBI v. Rajesh Pavithran (K Sera Sera GDR issues, 2022)",5,"2022-09-23",3,null,[24],0,"",1],["sebi-63338-market-abuse-2022","SEBI v. Bhavin Pradyumna Pandya and Rakesh Natavarlal Bhatt (bulk SMS and website tips, Global Infratech and Finance, 2022)",5,"2022-09-23",3,null,[12],0,"",1],["sebi-63340-market-abuse-2022","SEBI v. Ficus Securities Pvt. Ltd. (broker registration cancelled for misuse of client assets, 2022)",5,"2022-09-23",3,null,[],0,"",1],["sec-james-arthur-mcdonald-jr-ponzi-schemes-2022","SEC v. James Arthur McDonald, Jr. and Hercules Investments, LLC (ponzi schemes, 2022)",6,"2022-09-22",3,null,[33],1,"",1],["sec-michael-weiss-insider-trading-2022","SEC v. Michael Weiss (insider trading, 2022)",6,"2022-09-22",4,null,[20],0,"",1],["sec-sheng-fu-and-ming-xu-insider-trading-2022","SEC v. Sheng Fu and Ming Xu (insider trading, 2022)",6,"2022-09-21",4,756834,[20],0,"",1],["sec-john-p-mendes-et-al-insider-trading-2022","SEC v. John P. Mendes, et al. (insider trading, 2022)",6,"2022-09-20",4,51579,[20],1,"Andre Dabbaghian",1],["sebi-63099-market-abuse-2022","SEBI v. Vitan Agro Industries Ltd. and Dinanath Shyamsundar (diversion of preferential issue proceeds, 2022)",5,"2022-09-20",3,null,[24],0,"",1],["sec-sparkster-ltd-and-sajjad-daya-unregistered-distributions-2022","SEC v. Sparkster, Ltd. and Sajjad Daya (unregistered distributions, 2022)",6,"2022-09-19",4,750000,[47],0,"",1],["sec-waddell-reed-llc-2022","SEC v. Waddell & Reed, LLC (2022)",6,"2022-09-19",4,200000,[],0,"",1],["sebi-63392-matched-orders-2022","SEBI v. Shiva Kumar Komaravelli and others (price manipulation, Abhishek Infraventures, 2022)",5,"2022-09-16",3,null,[34],0,"Abhishek Infraventures Limited; Lata Bejgam; Perraju Pericharla; Jospeh Polisetty; Balram Aerrolla; Ramachandra Murthy Adiraju; Veerraju Pericharla; Coastal Conductors and Industries Private Limited; Vishwanath Projects Limited; Gopal D Mudavat; Megha Mahesh Khandelwal; Mahesh Omprakash Khandelwal",1],["sec-nutra-pharma-corp-et-al-unregistered-distributions-2022","SEC v. Nutra Pharma Corp. et al (unregistered distributions, 2022)",6,"2022-09-16",3,null,[47],0,"Rik Deitsch; Sean McManus",1],["sec-gabriel-edelman-creative-advancement-llc-ponzi-schemes-2022","SEC v. Gabriel Edelman, Creative Advancement LLC and Edelman Blockchain Advisors LLC (ponzi schemes, 2022)",6,"2022-09-15",3,null,[33],0,"",1],["sebi-62954-market-abuse-2022","SEBI v. Arth Udyog Limited and others (settlement, promoter holdings shown as public, 2022)",5,"2022-09-12",4,null,[24],0,"Vineet Jain; Bharat Nidhi Limited; Matrix Merchandise Limited; Ashoka Marketing Limited; Sanmati Properties Limited; Mahavir Finance Limited; TM Investment Limited",1],["sebi-62956-market-abuse-2022","SEBI v. Ashoka Marketing Limited and others (settlement, promoter holdings shown as public, 2022)",5,"2022-09-12",4,null,[24],0,"Vineet Jain; Bharat Nidhi Limited; Arth Udyog Limited; Matrix Merchandise Limited; Mahavir Finance Limited",1],["sebi-62958-market-abuse-2022","SEBI v. Bharat Nidhi Limited and others (settlement, promoter holdings shown as public, 2022)",5,"2022-09-12",4,null,[24],0,"Vineet Jain; Ashoka Marketing Limited; Arth Udyog Limited; Matrix Merchandise Limited; Mahavir Finance Limited; TM Investment Limited; Sanmati Properties Limited",1],["cftc-tae-hung-kang-ponzi-schemes-2022","CFTC v. Tae Hung Kang (ponzi schemes, 2022)",2,"2022-09-08",3,null,[33],1,"",1],["sec-npa-asset-management-llc-2022","SEC v. NPA Asset Management, LLC (2022)",6,"2022-09-08",4,300000,[],0,"",1],["sec-todd-christopher-doucette-insider-trading-2022","SEC v. Todd Christopher Doucette (insider trading, 2022)",6,"2022-09-07",4,348689,[20],0,"",1],["sebi-62755-market-abuse-2022","SEBI v. Rana Kapoor (YES Bank AT1 bonds mis-selling, 2022)",5,"2022-09-07",3,null,[],0,"",1],["sebi-62843-market-abuse-2022","SEBI v. Ashoka Viniyoga Limited and others (settlement, promoter holdings shown as public, 2022)",5,"2022-09-07",4,null,[24],0,"Samir Jain; Meera Jain; Trishla Jain; Punjab Mercantile & Traders Limited; Combine Holding Limited; Camac Commercial Company Limited; Artee Viniyoga Limited; PNB Finance & Industries Limited",1],["sebi-62844-market-abuse-2022","SEBI v. Sahu Jain Limited and others (settlement, promoter holdings shown as public, 2022)",5,"2022-09-07",4,null,[24],0,"Samir Jain; Meera Jain; Punjab Mercantile & Traders Limited; Combine Holding Limited; Camac Commercial Company Limited; Ashoka Viniyoga Limited",1],["sebi-62846-market-abuse-2022","SEBI v. Combine Holding Limited and others (settlement, promoter holdings shown as public, 2022)",5,"2022-09-07",4,null,[24],0,"Samir Jain; Meera Jain; Punjab Mercantile & Traders Limited; Ashoka Viniyoga Limited; Camac Commercial Company Limited",1],["cftc-swap-dealer-mismarking-2022","CFTC v. Natixis (mismarking, 2022)",2,"2022-09-06",4,2800000,[25],0,"",1],["sebi-62715-matched-orders-2022","SEBI v. Mayur Maheshkumar Panchal and others (order placement and cancellation, Ejecta Marketing, 2022)",5,"2022-09-06",3,null,[45],0,"Jay Kamleshbhai Bhavsar; Hiteshbhai Mistri; Bhansali Value Creations Ltd; Fastner Machinery Dealers Pvt Ltd; Bhavishya Ecommerce Pvt Ltd; Anurodh Infrastructure Ltd; Malay Shaileshbhai Patel",1],["sebi-62665-misleading-issuer-disclosure-2022","SEBI v. JHP Securities Pvt Ltd (fictitious backdated trades, Global Telesystems, 2022)",5,"2022-09-05",3,null,[],0,"JHP Securities Private Ltd",1],["sebi-62666-misleading-issuer-disclosure-2022","SEBI v. Bharat J. Patel (fictitious backdated trades, Global Telesystems, 2022)",5,"2022-09-05",1,null,[],0,"",1],["sebi-62668-misleading-issuer-disclosure-2022","SEBI v. Prashant J. Patel (fictitious backdated trades, Global Telesystems, 2022)",5,"2022-09-05",3,null,[],0,"",1],["cftc-8579-22-ponzi-schemes-2022","CFTC v. Swapnil Rege and SwapStar Capital LLC (ponzi schemes, 2022)",2,"2022-09-02",3,200000,[33],0,"",1],["sebi-62504-matched-orders-2022","SEBI v. Ketan Pravinbahi Panchal and others (price manipulation, Thirani Projects, 2022)",5,"2022-08-30",3,null,[34,23],0,"Amitkumar Bhikhbhai Solanki; Nilay Jitendrakumar Mistry; Praveen Kumar; Ravikumar Parmar; Nareshkumar Ambalal Shah; Chintan Pankah Shah; Nirav Nareshkumar Shah; Malay Shaileshbhai Patel; Kajol Shailesh Patel; Thirani Projects Ltd",1],["sebi-62540-price-manipulation-2022","SEBI v. Soma Textiles & Industries Ltd and others (GDR issue, 2022)",5,"2022-08-30",3,null,[24],0,"S K Somany; A K Somany; P Bandopadhyay; Sunil Patel",1],["sebi-62609-price-manipulation-2022","SEBI v. Subodh Agarwal and others (price manipulation, Sulabh Engineers & Services, 2022)",5,"2022-08-30",3,null,[34],0,"Divya Agarwal; Geeta Mishra; Manish Kumar Garg; Sanjay Kumar; Pranveer Singh; Praveen Kumar Mishra; Surendra Kumar Gupta; Manoj Kumar Agarwal; Deepa Mittal; Santosh Kumar Agarwal; Sulabh Engineers & Services Ltd",1],["sec-pavel-ruiz-ponzi-schemes-2022","SEC v. Pavel Ruiz (ponzi schemes, 2022)",6,"2022-08-30",4,null,[33],1,"",1],["sebi-62515-market-abuse-2022","SEBI v. Jaidev Gupta HUF and others (Esaar India round-tripped preferential allotment, 2022)",5,"2022-08-30",3,null,[],0,"Vinod Gupta HUF; Bharat Bhushan Gupta",1],["sebi-62517-market-abuse-2022","SEBI v. Nakoda Ltd and others (GDR issue and undisclosed pledge, 2022)",5,"2022-08-30",3,null,[24],0,"D B Jain; B G Jain; Arun Pachariya; Mukesh Chauradiya",1],["sebi-62444-price-manipulation-2022","SEBI v. Triveni Enterprises Ltd and others (misuse of preferential-issue proceeds, 2022)",5,"2022-08-29",3,null,[24],0,"Triveni Enterprises Limited; Bhavin Hemendra Nagda; Ramchandra Ramhit Varma",1],["sec-harmel-s-rayat-renovacare-inc-jatinder-bhogal-jeetenderjit-singh-sidhu-newsl","SEC v. Harmel S. Rayat, RenovaCare, Inc., Jatinder Bhogal, Jeetenderjit Singh Sidhu, and Sharon Fleming (newsletter scalping, 2022)",6,"2022-08-29",4,2980039,[28],0,"",1],["sebi-62350-market-abuse-2022","SEBI v. Roshan Kumar Arun Mandal and Ajay Dhirajlal Nathwani (bulk SMS tips and circular trades, Mohit Industries, 2022)",5,"2022-08-25",3,null,[12,23],0,"",1],["sebi-62353-market-abuse-2022","SEBI v. Ficus Securities Pvt. Ltd. and others (broker misuse of client funds and securities, 2022)",5,"2022-08-25",3,null,[],0,"Ficus Commodities Pvt. Ltd.; Vinod Kumar Bansal; Surender Singh; Neena Bansal; Poonam Rajbhar; Tripta Kapoor; Shabnam John",1],["sebi-62352-market-abuse-2022","SEBI v. Esaar India Limited (round-tripped preferential allotment, 2022)",5,"2022-08-25",3,null,[],0,"",1],["cftc-chicago-trader-spoofing-2022","CFTC v. Eric Schwartz (spoofing, 2022)",2,"2022-08-24",3,100000,[45],0,"",1],["sebi-62339-misleading-issuer-disclosure-2022","SEBI v. Arvind Remedies Ltd and others (inflated sales and promoter share sales, 2022)",5,"2022-08-24",3,null,[24,20],0,"Arvind Remedies Limited; Raghuveer; Chandra Ravindran; Ankur Agarwal; Arvind Kumar B Shah; Narit Tradecom Private Limited; A Deepthi Kumari Shah; Anand Kumar A Shah; Baby Rani; Arvind Kumar and Sons HUF; Sankeshwara Credit and Investments Limited; Arvind Health Care Private Limited",1],["sec-nicolas-arkells-unregistered-distributions-2022","SEC v. Nicolas Arkells (unregistered distributions, 2022)",6,"2022-08-24",3,null,[47],0,"",1],["sebi-62217-market-abuse-2022","SEBI v. Sobha Limited and others (settlement, financial statement misrepresentation, 2022)",5,"2022-08-22",4,null,[24],0,"Ravi Puthan Naduvakkat Chentha Maraksha Menon; Jagdish Chandra Sharma; Ramakrishnan Prabhakaran; Subhash Mohan Bhat",1],["sec-lee-simmons-price-manipulation-2022","SEC v. Lee Simmons (price manipulation, 2022)",6,"2022-08-19",3,223229,[8,34,41],0,"",1],["sebi-62130-insider-trading-2022","SEBI v. Dhruv Agrawal and another (insider trading, Manpasand Beverages, 2022)",5,"2022-08-18",3,null,[20],0,"Nishi Agrawal",1],["sebi-62123-market-abuse-2022","SEBI v. MSS Trading System Centre and Valerian Louis Mendanha (unregistered portfolio management, assured returns, 2022)",5,"2022-08-18",3,null,[],0,"",1],["sec-nicholas-daniel-insider-trading-2022","SEC v. Nicholas Daniel (insider trading, 2022)",6,"2022-08-17",4,349588,[20],0,"",1],["sec-sergei-polevikov-et-al-front-running-2022","SEC v. Sergei Polevikov (front running, 2022)",6,"2022-08-17",3,null,[15],1,"",1],["sec-ann-m-dishinger-jerrold-i-palmer-insider-trading-2022","SEC v. Ann M. Dishinger, Jerrold I. Palmer, and Lawrence M. Palmer (insider trading, 2022)",6,"2022-08-16",4,162097,[20],0,"",1],["sec-rahim-mohamed-davies-dave-wong-hijacked-account-ramping-2022","SEC v. Rahim Mohamed, Davies (\"Dave\") Wong, et al. (hijacked account ramping, 2022)",6,"2022-08-15",2,null,[18],0,"Glenn B. Laken; Richard C.S. Tang; Zoltan Nagy; Jeffrey D. Cox; Phillip G. Sewell; Breanne M. Wong; Christophe Merani; Anna Tang; Robert W. Seeley; Richard B. Smith; Christopher R. Smith; H.E. Capital SA; POP Holdings Ltd.; Maximum Ventures Holdings LLC; Harmony Ridge Corp.; Avatele Group LLC",1],["sec-imc-chicago-llc-naked-short-selling-debate-2022","SEC v. IMC Chicago, LLC (naked short selling debate, 2022)",6,"2022-08-12",4,125000,[27],0,"",1],["asic-don-evans-price-manipulation-2022","ASIC v. Don Evans (price manipulation, 2022)",1,"2022-08-05",3,null,[34],1,"",1],["cftc-nevada-metals-trader-spoofing-2022","CFTC v. Daniel Shak (spoofing, 2022)",2,"2022-08-05",4,750000,[45],0,"",1],["fca-christopher-gent-insider-trading-2022","FCA v. Christopher Gent (insider trading, 2022)",3,"2022-08-05",4,null,[20],0,"",1],["sebi-61511-matched-orders-2022","SEBI v. India Capital Markets Pvt Ltd (broker facilitating client trades, Pyramid Saimira Theatre, 2022)",5,"2022-08-02",3,null,[23],0,"India Capital Markets Private Limited",1],["sebi-61469-insider-trading-2022","SEBI v. Fenton Investments Pvt Ltd and Arvind Singhania (insider trading settlement, Varun Beverages, 2022)",5,"2022-08-01",4,null,[20],0,"Fenton Investments Private Limited",1],["sec-vladimir-okhotnikov-et-al-ponzi-schemes-2022","SEC v. Vladimir Okhotnikov and others (ponzi schemes, 2022)",6,"2022-08-01",2,null,[33],0,"Jane Doe a/k/a Lola Ferrari; Mikhail Sergeev; Sergey Maslakov; Cheri Beth Bowen; Ronald R. Deering; Samuel D. Ellis; Mark F. Hamlin; Carlos L. Martinez; Alisha R. Shepperd; Sarah L. Theissen",1],["sebi-61363-matched-orders-2022","SEBI v. Bakliwal Financial Services (India) Pvt Ltd and another (circular trades, Nahar Spinning and Tricom, 2022)",5,"2022-07-29",3,null,[23],0,"Bakliwal Investment",1],["sebi-61398-misleading-issuer-disclosure-2022","SEBI v. Kaashyap Technologies Ltd and others (GDR issue disclosures, 2022)",5,"2022-07-29",3,null,[24],0,"A. Venkatramani; A. Ganesan; R. Dakshinamurthy; A. Sivakumaran; R. Gopalan",1],["sebi-61408-insider-trading-2022","SEBI v. Sandeep Tulsiram Agrawal and others (insider trading, Kushal Ltd, 2022)",5,"2022-07-29",3,null,[20],0,"Namrata Sandeep Agrawal; Sudha Mahendra Agrawal; Pushpadevi Tulsiram Agrawal; Manoj Tulsiram Agrawal; Mahendra Tulsiram Agrawal",1],["sebi-61409-matched-orders-2022","SEBI v. IIFL Securities Ltd (reference-price manipulation before a block deal, ICICI Lombard, 2022)",5,"2022-07-29",3,null,[34],0,"IIFL Securities Limited",1],["sebi-61416-price-manipulation-2022","SEBI v. Raj Kumar Sharma and others (price manipulation, Global Infratech & Finance Ltd, 2022)",5,"2022-07-29",3,null,[34],0,"Puspal Chandra; Rajendra Kumar Kothari; Priti Kothari; Saroj Devi Kothari; Dilip Kumar Mandal; Nishant Kothari; Pravin Sawant; Jagdish Chander Sharma; Anoop Jain; Ammaji Anumolu",1],["sebi-61419-matched-orders-2022","SEBI v. Aanchal Jindal and others (artificial-volume charges, Delta Leasing & Finance, 2022)",5,"2022-07-29",1,null,[23,34],0,"Ajay Kumar Jindal; Archit Jindal; Hemant Goel; Laxman Singh Satyapal; Madhur Jain; Mamta Jindal; Meera Mishra; Pradeep Kumar Jindal; Ritu Jain; Vaibhav Jain",1],["sebi-61420-matched-orders-2022","SEBI v. Nailesh Kumar Ganeshbhai Prajapati and others (circular trades after SMS tips, Ejecta Marketing, 2022)",5,"2022-07-29",3,null,[23],0,"Divyaben Hiteshbhai Gangani; Jay Kamleshbhai Bhavsar; Nikhil Kiritbhai Panchal; Krunal Bhupendrabhai Makwana; Narendrabhai Jayantibhai Rupera; Manjulaben Bhaveshkumar Rangee; Dashrathbhai Maheshbhai Vada",1],["sebi-61450-price-manipulation-2022","SEBI v. Roongta Rising Stock Pvt Ltd and others (price manipulation, Mishka Finance and Trading, 2022)",5,"2022-07-29",3,null,[34],0,"Anil Satyanarayan Roongta; Sudha Anil Roongta; Pawan Darak; Megha Ravi Wattamwar; A. K. Roongta HUF; Vijay Kumar Soni HUF; Ritu S Saraf",1],["sebi-61460-insider-trading-2022","SEBI v. Prakash C Kanugo and others (insider trading, Prakash Steelage Ltd, 2022)",5,"2022-07-29",3,null,[20],0,"Dumet Wire India Pvt Ltd; Palak Kohli Kochhar; Ajcon Global Services Ltd",1],["sebi-61509-front-running-2022","SEBI v. Anita Shyam Mhatre and others (front running of Reliance Capital Mutual Fund, 2022)",5,"2022-07-29",3,null,[15],0,"Sanjay Parekh; Rakesh Shah; Anugrah Stock & Broking Pvt Ltd",1],["sebi-61605-misleading-issuer-disclosure-2022","SEBI v. Austral Coke and Projects Ltd and others (IPO prospectus disclosure and trading, 2022)",5,"2022-07-29",3,null,[24,23],0,"Austral Coke and Projects Ltd (now Greenearth Resources & Projects Ltd); Rishi Raj Agarwal; Ratan Lal Tamakhuwala; Chetan Wadhwa; Narendrabhai Amin; Vijay Yuvraj Nanvare",1],["sebi-61359-market-abuse-2022","SEBI v. Anukaran Commercial Enterprise Limited and others (round-tripped preferential allotment, 2022)",5,"2022-07-29",3,null,[],0,"Kushal Shah; Paresh Vora HUF; Jiten Vora HUF; Varsha Vora; Kankuben Vora; Arpita Vora; Paresh Vora; Jiten Vora; Vaibhav Enterprise; Rajdeep Enterprise; Raj Radhika Property Limited",1],["sebi-61417-market-abuse-2022","SEBI v. Goldline International Finvest Limited and others (IPO subscription funding, ECO Friendly Food Processing Park, 2022)",5,"2022-07-29",3,null,[],0,"Madhukar Dubey; Satendra Kumar; Sumit Kumar; Columbia Sales; Mohan Garg; Ram Prakash; Avisha Credit Capital Private Limited; AMS Powertronic Private Limited; Prakash Gupta; LMR Green Realty Private Limited; Lithmus Capital Consultance Limited",1],["sebi-61418-market-abuse-2022","SEBI v. Jolly Plastic Industries Ltd and others (funded preferential allotment, 2022)",5,"2022-07-29",3,null,[],0,"Jolly Plastic Industries Limited; Ashok Kumar Bansal; Mamta Bansal; Satish Kumar Bansal; Nitin Gupta; Pankaj Agarwal; Brijesh Kumar Anand; Manoj Anand; Monika Anand; Ravi Chopra; Aglow Financial Services Pvt Ltd; Svam Software Limited",1],["sebi-61466-market-abuse-2022","SEBI v. Zodiac Solutions (bulk SMS stock tips, Ejecta Marketing, 2022)",5,"2022-07-29",3,null,[5],0,"Zodiac Solutions (proprietor Pratipal Singh Zala)",1],["sebi-61471-market-abuse-2022","SEBI v. Allied Computers International (Asia) Limited and others (round-tripped preferential allotment, 2022)",5,"2022-07-29",3,null,[],0,"Hirji Kanji Patel; Jabeen Tradelink Pvt Ltd; Yantra Natural Resources Limited; Prraneta Industries Ltd (now Aadhaar Ventures India Limited); Parasmani Planning and Development Pvt Ltd; Jeenmata Commercial Pvt Ltd; Lemongrass Investment Consultants Pvt Ltd; Nextgen Health Solutions Pvt Ltd; Innovation Infraestates Pvt Ltd; VRC Technology Pvt Ltd",1],["sebi-61291-front-running-2022","SEBI v. Jasmine Piyush Karia and Piyush Vasantbhai Karia (front running, Quest Investment Advisors trades, 2022)",5,"2022-07-28",3,null,[15],0,"",1],["sebi-61295-matched-orders-2022","SEBI v. Kailash Kumar Lakhani and others (last-traded-price pushing, Surabhi Chemicals, 2022)",5,"2022-07-28",3,null,[34],0,"Saroj Devi Lakhani; Abhisek Bhutra; Gita Devi Bhutra",1],["sebi-61318-misleading-issuer-disclosure-2022","SEBI v. RHC Holding Pvt Ltd and others (Religare fund diversion and false accounts, 2022)",5,"2022-07-28",3,null,[24],1,"RHC Holding Private Limited; A-1 Book Company Private Limited; Religare Corporate Services Ltd; Malav Holdings Private Limited; Shivi Holdings Private Limited; Malvinder Mohan Singh; Shivinder Mohan Singh; ANR Securities Private Limited; Sunil Godhwani; Anil Saxena; Religare Enterprises Limited; Religare Finvest Limited",1],["sebi-61330-matched-orders-2022","SEBI v. Finquest Securities Pvt Ltd (client synchronized trades, Garware Polyester, 2022)",5,"2022-07-28",1,null,[23],0,"",1],["sebi-61332-matched-orders-2022","SEBI v. Arvind Babulal Goyal and others (reversal trades, Kanchan International, 2022)",5,"2022-07-28",3,null,[23],0,"Sorab Wadia; Ramesh Dwarkadas Daga; Rupesh D Bhatt; Dharmendra Bhojak",1],["sebi-61334-matched-orders-2022","SEBI v. Suresh Laxman Patil and others (reversal trades, Kanchan International, 2022)",5,"2022-07-28",3,null,[23],0,"Kamleshgiri Mansukhgiri Goshwami; Prem Kumar; Mahendra Sagarmal Fagania; Ganesh Anant Ghadge; Dharmendra Bhojak; Surendra Moolchand Fagania-HUF",1],["sec-mark-klein-et-al-insider-trading-2022","SEC v. Mark Klein, et al. (insider trading, 2022)",6,"2022-07-28",4,226000,[20],0,"Pablo Rubinstein; Eduardo Rubinstein",1],["sebi-61297-market-abuse-2022","SEBI v. Hasti Finance Ltd. and others (funded preferential allotment, 2022)",5,"2022-07-28",3,null,[],0,"Chandrakant Baburao Tupe; Nitin Prabhudas Somani; Sonal Somani; Salim Ismail Shaikh; Lucky Manoj Somani; Blue Sky Courier and Cargo Pvt. Ltd.; Abbas Khan Chand Khan; Pankaj Kumar Shiv Singh; Vinod Ramgahan Sharma; Vijay Surendraprasad Singh; Satish Kumar",1],["sec-alexandra-robert-chalala-academy-llc-ponzi-schemes-2022","SEC v. Alexandra Robert, Chalala Academy LLC (ponzi schemes, 2022)",6,"2022-07-27",4,226223,[33],0,"Lendvesting Academy Corp",1],["sebi-61248-market-abuse-2022","SEBI v. Giriraj Kishore Agarwal and others (funded preferential allotment, Esaar India, 2022)",5,"2022-07-27",3,null,[],0,"Tanu Agarwal; Saloni Agarwal; Tilak Finance Limited",1],["sec-amit-bhardwaj-et-al-insider-trading-2022","SEC v. Amit Bhardwaj, et al. (insider trading, 2022)",6,"2022-07-26",4,null,[20],1,"Dhirenkumar Patel; Srinivasa Kakkera; Abbas Saeedi; Ramesh Chitor",1],["sec-seth-markin-insider-trading-2022","SEC v. Seth Markin and Brandon Wong (insider trading, 2022)",6,"2022-07-26",4,37000,[20],1,"",1],["sec-todd-lahr-ponzi-schemes-2022","SEC v. Todd Lahr and Thomas Megas (ponzi schemes, 2022)",6,"2022-07-26",3,null,[33],1,"",1],["sebi-61185-insider-trading-2022","SEBI v. Spank Management Services and Patanjali Govind Keswani (insider trading, Varun Beverages, 2022)",5,"2022-07-25",4,null,[20],0,"Spank Management Services Private Limited",1],["sec-brijesh-goel-insider-trading-2022","SEC v. Brijesh Goel and Akshay Niranjan (insider trading, 2022)",6,"2022-07-25",4,null,[20],1,"",1],["sec-stephen-e-buyer-et-al-insider-trading-2022","SEC v. Stephen E. Buyer, et al. (insider trading, 2022)",6,"2022-07-25",1,null,[20],1,"Joni Lynn Buyer",1],["sebi-61118-price-manipulation-2022","SEBI v. Sushma Agarwal (price manipulation, Winsome Yarns, 2022)",5,"2022-07-22",3,null,[34],0,"",1],["sec-apostolos-trovias-2022","SEC v. Apostolos Trovias (2022)",6,"2022-07-21",3,null,[],1,"",1],["cftc-jimmy-gale-watson-pump-and-dump-2022","CFTC v. Jimmy Gale Watson (pump and dump, 2022)",2,"2022-07-18",3,146000,[35],0,"",1],["sec-bruce-schoengood-medifirst-solutions-inc-paid-stock-promotion-2022","SEC v. Bruce Schoengood, Medifirst Solutions, Inc., and Joshua Tyrell (paid stock promotion, 2022)",6,"2022-07-18",3,100000,[31],0,"",1],["fca-philippe-moryoussef-individual-benchmark-submission-rigging-2022","FCA v. Philippe Moryoussef Individual (benchmark submission rigging, 2022)",3,"2022-07-15",3,null,[2],1,"",1],["sec-john-david-mcafee-newsletter-scalping-2022","SEC v. John David McAfee and Jimmy Gale Watson, Jr. (newsletter scalping, 2022)",6,"2022-07-15",3,null,[28],0,"",1],["sebi-60796-market-abuse-2022","SEBI v. Mishka Finance and Trading Ltd. and others (preferential issue proceeds, 2022)",5,"2022-07-14",3,null,[24],0,"Ankit Garodia; Jugalkishore Pralhadrai Sharma; Amit Kumar Vasishtha; Rameshwar Manohar Wagh; Anand Gupta",1],["sebi-60800-market-abuse-2022","SEBI v. Golden Legend Leasing and Finance Limited and others (funded preferential allotment, 2022)",5,"2022-07-14",3,null,[],0,"Ashok Hiralal Shah HUF; Meena Ashok Shah; Dhanlaxmi Lease Finance Limited; Ullash Jayantilal Parikh",1],["sebi-60651-matched-orders-2022","SEBI v. Macquarie Finance (India) Pvt Ltd and Carron Investments Pvt Ltd (box trades in long-dated Nifty options, 2022)",5,"2022-07-07",3,null,[23],0,"Carron Investments Private Limited (successor to Modern Trading Business Pvt Ltd, formerly HOT n ICE Entertainment Company Pvt Ltd)",1],["sec-doron-a-tavlin-afshin-farahan-insider-trading-2022","SEC v. Doron A. Tavlin, Afshin Farahan, and David J. Gantman (insider trading, 2022)",6,"2022-07-07",4,null,[20],0,"",1],["sec-george-w-haywood-insider-trading-2022","SEC v. George W. Haywood (insider trading, 2022)",6,"2022-07-07",3,null,[20],1,"",1],["sec-hugh-lee-sweeney-insider-trading-2022","SEC v. Hugh Lee Sweeney (insider trading, 2022)",6,"2022-07-07",4,57931,[20],0,"",1],["sec-john-w-pauciulo-esq-2022","SEC v. John W. Pauciulo, Esq. (2022)",6,"2022-07-07",4,125000,[],0,"",1],["sebi-60606-price-manipulation-2022","SEBI v. Gautam Sanjay Khandelwal and others (SMS buy tips, Supreme Tex Mart, 2022)",5,"2022-07-06",3,null,[35],0,"Radheshyam Neeleshkumar Lahoti; Goldleaf International Pvt. Ltd.; Ajay Gupta; Shikha Gupta; Gautam Gupta; Bhavana Gupta; Supreme Tex Mart Limited; Future Fintrade; Santosh Gajander Singh; Creative Vision Industries Ltd.; SINDIA Investment Group PTE Ltd.",1],["sec-matthew-wade-beasley-et-al-ponzi-schemes-2022","SEC v. Matthew Wade Beasley, et al. (ponzi schemes, 2022)",6,"2022-07-01",2,null,[33],0,"Jeffrey Judd; Christopher Humphries; Shane Jager; Jason Jongeward; Denny Seybert; Roland Tanner; Larry Jeffery; Jason A. Jenne; Seth Johnson; Christopher M. Madsen; Richard R. Madsen; Mark A. Murphy; Cameron Rohner; Warren Rosegreen",1],["sec-prosperity-consultants-llc-ponzi-schemes-2022","SEC v. Justin R. Kimbrough, Terry Nikopoulos and others (ponzi schemes, 2022)",6,"2022-07-01",4,null,[33],1,"TKJ Investments Corp.; TKJ Holdings Corp.; Preeminent Trade Group Inc.; The Elyte Group Corp.; Prosperity Consultants, LLC",1],["sebi-60449-marking-the-close-2022","SEBI v. Do Max Steel Ltd. and others (price manipulation, Kelvin Fincap, 2022)",5,"2022-06-30",3,null,[34,23],0,"Do Max Steel Limited; Cromakem Limited; Zimig Trading Company Private Limited; Nova Gold Petro Resources Limited; ACIL Cotton Industries Limited; Jalpa Mitesh Jani; Stardom Trading Company Pvt. Ltd.; Suryamangal Media Entertainment Limited; Maruti Shankar Gaude; Cornhill Trading Company Pvt. Ltd.; Sonal International Ltd.; Vidyadhar Ramnaresh Dubey",1],["sebi-60457-price-manipulation-2022","SEBI v. Maxtor Conclave Pvt Ltd. and others (price manipulation, Sunstar Realty Development, 2022)",5,"2022-06-30",3,null,[34,23],0,"Blueview Tradevin Pvt. Ltd.; Jain Nemi Minerals Pvt. Ltd.; Keshavah Mercantile Pvt. Ltd.; Frohar Trading Pvt. Ltd.; Quickscope Dealers Pvt. Ltd.; Ambuja Commosales Pvt. Ltd.; Anil Kumar Agarwala HUF; Ecstatic Merchandise Pvt. Ltd.; Hari Mohan Beriwala; Sapna Agarwala; Manju Beriwala",1],["sebi-60497-marking-the-close-2022","SEBI v. Arun Kochar and others (price manipulation, Wisec Global, 2022)",5,"2022-06-30",3,null,[34],0,"Rahul Kumar; Amit Mahesh Bhatt; Manohar lal Sachdeva; Ajay Gupta; Vishal Mahesh Waghela; Keren S Peters; Gunjan Dilipbhai Shah; Ajmera Shares Trading Private Limited; Mridula Vijaykumar Rathi; Sangeeta Kailash Purohit; Kolluru Surya Prakash Venkata",1],["sebi-60518-misleading-issuer-disclosure-2022","SEBI v. Aster Silicates Ltd. and others (IPO proceeds and prospectus, 2022)",5,"2022-06-30",3,null,[24],0,"Aster Silicates Ltd. (now Shri Aster Silicates Ltd.); Mahesh Maheshwari; Namrata Maheshwari; M/s Ambica Ceramics; M/s Orbit Corporation; M/s Shukan Enterprise; M/s Karan Enterprise; M/s Shreeji Machine Tools; M/s Shree Ganesh Engineering Corporation; M/s Krish Corporation; M/s Arasuri Enterprise; M/s Suraj Trading Corporation",1],["sebi-60521-matched-orders-2022","SEBI v. CHP Finance Private Limited and others (price manipulation, Sanco Industries, 2022)",5,"2022-06-30",3,null,[23,34],0,"Minshi Creation Private Limited; IFL Promoters Limited; Advance India Shares and Securities Private Limited; Darshana Exports Private Limited; Royal Theme Products India Private Limited; Adhunik Plastochem Private Limited; Ashroj Credit India Private Limited; Ang Capital Services Private Limited; Shashi Garg",1],["sebi-60523-price-manipulation-2022","SEBI v. Nisha Yadav and others (SMS-driven volume spurt, Covidh Technologies, 2022)",5,"2022-06-30",3,null,[35],0,"Jalaj Agrawal; Prabhakara Rao Alokam",1],["sebi-60534-price-manipulation-2022","SEBI v. Shankheshwar Metals Pvt Ltd and others (price manipulation, Sun & Shine Worldwide, 2022)",5,"2022-06-30",3,null,[34,23],0,"Parvati Minerals Pvt Ltd; Eden Vyapaar Pvt. Ltd.; Sinjan Overseas Pvt Ltd; Kavita Saraf; Ajay Popatlal Shah; Brij Bhatia HUF; Neela Bhatia; Brij Bhatia; Vinod Jagadishbhai Fadadu; Archana Madhukarrao Deshmukh; Motilal Balkrishan",1],["sebi-60479-market-abuse-2022","SEBI v. Shivshankar Joshi and Geetaben Joshi (funded preferential allotment, Esaar India, 2022)",5,"2022-06-30",3,null,[],0,"",1],["sebi-60486-market-abuse-2022","SEBI v. National Stock Exchange Limited, Ravi Narain and others (NSE data sharing, 2022)",5,"2022-06-30",3,null,[],0,"Chitra Ramakrishna; Ajay Shah; Infotech Financial Services Private Limited; Sunita Thomas; Krishna Dagli; Suprabhat Lala",1],["sebi-60493-market-abuse-2022","SEBI v. Guiness Securities Limited and others (broker misuse of client securities, 2022)",5,"2022-06-30",3,null,[],0,"Kamal Kumar Kothari; Dharmendra Kothari; S K B Securities Limited; Param Commodities Private Limited; Paramarth Agro Marketing Private Limited; Apurva Commodities Private Limited; Awadhoot Marketing Private Limited; Superfast Tours and Travels Private Limited; Shri Vishnu Krupa Commodities Private Limited; Pawantar Agro Agencies Private Limited",1],["sebi-60362-price-manipulation-2022","SEBI v. Prem Lata Nahar and others (price manipulation, Greencrest Financial Services, 2022)",5,"2022-06-29",3,null,[34,23],0,"Shyam Kanheyalal Vyas; Raj Kumar Sharma; Sarita Pradip Bissa; Puspal Chandra; Ravishankar Mishra; Mina Chandra; Sanjoy Kumar Chandra; Gulistan Vanijya Pvt Ltd; PS IT Infrastructure Services Ltd; JMD Sounds Ltd; Greencrest Financial Services Ltd",1],["sebi-60366-insider-trading-2022","SEBI v. SRBC & Co. LLP and others (insider trading, Infibeam Avenues, 2022)",5,"2022-06-29",3,null,[20],0,"Shamsuddin Valani; Sejal Shokataly Pirani; Rachit Shrenikbhai Jhaveri; Vijeet Kothari",1],["sebi-60484-insider-trading-2022","SEBI v. Ashish P. Patel (insider trading, Radhe Developers (India) Ltd, 2022)",5,"2022-06-29",3,null,[20],0,"",1],["sec-daniel-j-moscatiello-insider-trading-2022","SEC v. Daniel J. Moscatiello (insider trading, 2022)",6,"2022-06-29",4,89904,[20],0,"",1],["sebi-60323-misleading-issuer-disclosure-2022","SEBI v. Texmo Pipes and Products Ltd. and others (GDR issue, 2022)",5,"2022-06-28",3,null,[24],0,"Sanjay Agrawal; Vijay Prasad Pappu; Shanti Lal Badera; Rishabh Kumar Jain; Arun Panchariya; Mukesh Chauradiya",1],["sebi-60350-market-abuse-2022","SEBI v. National Stock Exchange of India and others (dark fibre connectivity for brokers, 2022)",5,"2022-06-28",3,null,[],0,"National Stock Exchange of India Limited; Chitra Ramakrishna; Subramanian Anand; Ravi Varanasi; Nagendra Kumar SRVS; Deviprasad Singh; Sampark Infotainment Private Limited; Prashanth D'Souza; Way2Wealth Brokers Private Limited; GKN Securities; Om Prakash Gupta; Sonali Gupta",1],["asic-22-157mr-insider-trading-2022","Former Sigma Healthcare general manager sentenced for insider trading (ASIC, 2022)",1,"2022-06-27",3,null,[20],1,"Michael Story",1],["sebi-60249-analyst-manipulation-2022","SEBI v. Nishil Surendrabhai Marfatia (large sell orders deleted, Veronica Production, 2022)",5,"2022-06-27",3,null,[45],0,"",1],["sebi-60321-misleading-issuer-disclosure-2022","SEBI v. Transgene Biotek Ltd. and others (GDR issues, 2022)",5,"2022-06-27",3,null,[24],0,"K. Koteswara Rao; Soma Sekhar Marthi; Narayana Murthy Pentyala; Deepak Mishra; Sampath Kumar Meesala",1],["sebi-60346-wash-trading-2022","SEBI v. Rameshbhai Vanghjibhai Shah and others (synchronised trades in four scrips, 2022)",5,"2022-06-27",3,null,[23,34],0,"Dhirajbhai V Sanghvi HUF; Vishu Enterprise; Sagar Sanghvi; Ashik Sanghvi; Sajjan Kumar Nanwal; Sunitadevi Nanwal; Govindkumar Varma; Babubhai Desai; Sanghvi Fincap Limited; MTL Share & Stock Brokers Limited",1],["sec-moynes-et-al-undisclosed-control-blocks-2022","SEC v. Moynes, et al. (undisclosed control blocks, 2022)",6,"2022-06-27",4,307183,[46,35],0,"",1],["sebi-60247-market-abuse-2022","SEBI v. Sahara India Real Estate Corporation Limited and others (OFCD issues, 2022)",5,"2022-06-27",3,null,[24],0,"Sahara Housing Investment Corporation Limited; Subrata Roy Sahara; Ashok Roy Choudhary; Ravi Shanker Dubey; Vandana Bharrgava",1],["sebi-60113-matched-orders-2022","SEBI v. Raushan Kumar Jha (circular trades, Octant Interactive Technologies, 2022)",5,"2022-06-24",1,null,[23],0,"",1],["sec-eric-d-lachow-2022","SEC v. StraightPath Venture Partners LLC, et al. (2022)",6,"2022-06-24",2,null,[],0,"StraightPath Management LLC; Brian K. Martinsen; Michael A. Castillero; Francine A. Lanaia; Eric D. Lachow",1],["sebi-59981-insider-trading-2022","SEBI v. Pallavi Navinchandra Mehta and others (insider trading, ADF Foods buyback, 2022)",5,"2022-06-23",3,null,[20],0,"Shefali Bhupendra Mehta; Navin Mansukhlal Mehta; Abhishek Mehta; Priyanka Thakkar; Bhavesh R. Thakkar",1],["sebi-60052-price-manipulation-2022","SEBI v. Akshay Jitendrakumar Brahambhatt (price manipulation, Bronze Trading, 2022)",5,"2022-06-23",3,null,[34],0,"",1],["sebi-59932-matched-orders-2022","SEBI v. Manju Mutha and Ramesh Kumar Jain (circular and reversal trades, Octant Interactive Technologies, 2022)",5,"2022-06-22",3,null,[23,34],0,"",1],["sebi-59888-matched-orders-2022","SEBI v. Radhekrishna Broking and others (matched trades, Sterling Greenwoods, 2022)",5,"2022-06-21",3,null,[23,34],0,"Harshad Panchal; Hemang Shah; Abhishek Soni; Umesh Patel; Sonal Patel; Dhaval Soni; Paksh Developers Private Limited; Anurag Dineshchandra Agrwal",1],["sebi-59890-wash-trading-2022","SEBI v. Resurgere Mines and Minerals India Ltd. and others (IPO fraud and alleged self-trades, 2022)",5,"2022-06-21",3,null,[24],0,"Subash Sharma; Amit Sharma; Ishwar Das Agarwal; Burzin Somandy; Harish Khaitan; Rakesh Gupta; OPG Securities Pvt. Ltd.; Matrix Equitrade Pvt. Ltd.; H J Securities Pvt. Ltd.; Motilal Oswal Securities Ltd.; Magnum Equity Broking Ltd.",1],["sebi-59902-insider-trading-2022","SEBI v. Ravi Kant Jaipuria (insider trading communication, Varun Beverages, 2022)",5,"2022-06-21",4,null,[20],0,"",1],["sec-steven-j-sheinfeld-insider-trading-2022","SEC v. Steven J. Sheinfeld (insider trading, 2022)",6,"2022-06-21",3,305129,[20],0,"",1],["asic-22-149mr-insider-trading-2022","Caloundra man sentenced for insider trading (ASIC, 2022)",1,"2022-06-20",3,null,[20],1,"Jin Xi Li",1],["sebi-59795-price-manipulation-2022","SEBI v. Sunrise Asian Ltd. and others (price manipulation, 2022)",5,"2022-06-17",3,null,[34,23],0,"Arunesh; Nitesh Ranjan; Sanjit Jha; Sanjiv Kumar Mishra; Mahesh Keshar Deo Joshi; Victory Sales Pvt. Ltd.; Eager Corporation; Dahyabhai Purshotamdas Chauhan; Vasudev Bhikaji Panchal; Shyam Alcohol and Chemicals Ltd.; Babubhai D. Patel",1],["sec-lek-securities-corporation-et-al-layering-2022","SEC v. Vali Management Partners (Avalon FA Ltd), Nathan Fayyer and Sergey Pustelnik (layering, 2022)",6,"2022-06-17",3,22500000,[21,45],0,"",1],["osc-mughal-asset-management-corporation-ponzi-schemes-2022","OSC v. Mughal Asset Management Corporation and others (ponzi schemes, 2022)",4,"2022-06-16",3,null,[33],0,"Lendle Corporation; Usman Asif",1],["sebi-59761-misleading-issuer-disclosure-2022","SEBI v. Zenith Steel Pipes & Industries and others (GDR issue, 2022)",5,"2022-06-16",3,null,[24],0,"Zenith Steel Pipes & Industries Limited (erstwhile Zenith Birla (India) Ltd.); P.V.R. Murthy; Yash Birla; M.S. Arora; A.P. Kurias; Arun R. Panchariya; Mukesh Chauradiya",1],["sebi-59757-misleading-issuer-disclosure-2022","SEBI v. Kamal Nayan Sharma and others (misstated financials, Indian Infotech & Software, 2022)",5,"2022-06-15",3,null,[24],0,"Harish Joshi; Mukund Bhardwaj",1],["sec-david-roda-insider-trading-2022","SEC v. David Roda and Andrew Larkin (insider trading, 2022)",6,"2022-06-15",4,5602,[20],1,"",1],["sec-michael-mooney-britt-wright-2022","SEC v. Michael Mooney, Britt Wright and Penny Flippen (2022)",6,"2022-06-14",3,230464,[],0,"",1],["sec-weiss-asset-management-lp-rule-105-offering-shorts-2022","SEC v. Weiss Asset Management LP (rule 105 offering shorts, 2022)",6,"2022-06-14",4,200000,[39],0,"",1],["sebi-59721-market-abuse-2022","SEBI v. Nilesh J Dhamecha (auditor certificate, Tirupati Fincorp, 2022)",5,"2022-06-14",1,null,[],0,"",1],["sebi-59699-matched-orders-2022","SEBI v. Bharat J Patel and others (synchronised trades, Garware Polyster, 2022)",5,"2022-06-13",1,null,[23],0,"Bharat Jayantilal Patel; Minal Bharat Patel; Hardik Bharat Patel; Ruchit Bharat Patel; Pat Financial Consultant Private Limited; Fiedelity Multitrade Pvt. Ltd.; Pasha Finance Private Limited; Gandiv Investment Pvt. Ltd.; Acira Consultancy Pvt. Ltd.; Hridaynath Consultancy Pvt. Ltd.",1],["asic-benjamin-heath-cooper-price-manipulation-2022","ASIC v. Benjamin Heath Cooper (price manipulation, 2022)",1,"2022-06-10",3,null,[34],1,"",1],["sebi-59636-insider-trading-2022","SEBI v. Vipul J. Modi and Quick Trading and Investment Advisors LLP (Religare Enterprises settlement, 2022)",5,"2022-06-10",4,null,[20],0,"",1],["sebi-59697-insider-trading-2022","SEBI v. Vijaykumar Omprakash Jain and Sharda Jain (insider trading, Religare Enterprises, 2022)",5,"2022-06-10",4,null,[20],0,"",1],["sebi-59605-misleading-issuer-disclosure-2022","SEBI v. Tata Motors Ltd. and others (Tata Finance backdated share transactions, 2022)",5,"2022-06-09",1,null,[24],0,"Niskalp Infrastructure Services Ltd.; K A Chaukar; Subodh K Shah; B A Suvarna; Beroz Rumie Gazdar; K N Suntook; Jamshed K Setna; B Ramakrishna; B L Passi; Arun Gandhi; Milind S Desai",1],["sebi-59607-insider-trading-2022","SEBI v. Arvind Mehrotra and others (NIIT Technologies insider trading, 2022)",5,"2022-06-09",3,null,[20],0,"Ashok Arora; Pratibha Advani",1],["sec-lijuan-sandra-hao-cpa-insider-trading-2022","SEC v. Lijuan \"Sandra\" Hao, CPA (insider trading, 2022)",6,"2022-06-09",4,47850,[20],0,"",1],["sec-patrick-churchville-et-al-ponzi-schemes-2022","SEC v. Patrick Churchville, et al. (ponzi schemes, 2022)",6,"2022-06-09",3,null,[33],1,"",1],["sec-puneet-dikshit-insider-trading-2022","SEC v. Puneet Dikshit (insider trading, 2022)",6,"2022-06-09",3,null,[20],1,"",1],["sebi-59595-front-running-2022","SEBI v. Bhola Nath Dhall and Abhishek Dhall (Religare Finvest front-running, 2022)",5,"2022-06-08",3,null,[15],0,"",1],["sec-jae-cheol-oh-2022","SEC v. Jae Cheol Oh (2022)",6,"2022-06-08",4,150000,[],0,"",1],["sec-stubos-et-al-undisclosed-control-blocks-2022","SEC v. Stubos, et al. (undisclosed control blocks, 2022)",6,"2022-06-08",4,null,[46,35],0,"",1],["asic-gabriel-govinda-price-manipulation-2022","ASIC v. Gabriel Govinda (price manipulation, 2022)",1,"2022-06-07",3,null,[34,35,48],1,"",1],["sebi-59531-front-running-2022","SEBI v. Virendra Pratap Singh and others (India Infoline front-running through mule accounts, 2022)",5,"2022-06-03",3,null,[15],0,"Neha Virendra Singh; Gulammohammed Gulamabbas Shaikh; Mohammedidrish A Shaikh; Santosh Brijraj Singh; Adil Gulam Suthar",1],["sebi-59536-front-running-2022","SEBI v. Vaibhav Dhadda and others (Fidelity funds front-running, 2022)",5,"2022-06-03",3,null,[15],0,"Vaibhav Dhadda (alias Avi Dhadda); Alka Dhadda; Arushi Dhadda; Pramod Jain (HUF); Beena Jain; Aditya Barla; Sumit Kanungo; Prashant Jain; Pranay Vaid; Siddharth Jain; Riya Jain (Kanungo)",1],["sebi-59535-market-abuse-2022","SEBI v. Malay Bhow and others (bulk SMS tips, South Indian Bank options, 2022)",5,"2022-06-03",3,null,[12],0,"Taresh Gorasia; Himanshu Tiwari; Paresh Lavjibhai Mehta; Kavitaben Pareshbhai Mehta",1],["sec-mohammed-pithapurwala-ammar-kutiyanawalla-insider-trading-2022","SEC v. Mohammed Pithapurwala, Ammar Kutiyanawalla, and Alifiya Kutiyanawalla (insider trading, 2022)",6,"2022-06-01",3,598031,[20],0,"",1],["sebi-59368-price-manipulation-2022","SEBI v. Global Securities Limited and others (sham preferential allotment and price rigging, 2022)",5,"2022-05-31",3,null,[34],0,"Arvind Goyal Babulal; Devesh Upadhyay; Pankaj Jayantilal Dave; Mahadev Zilu Gawade; Sagar Kadam; Dharmendra Harilal Bhojak; Sorab Wadia; Pendyala Vinay Bhushan; Falguniben Mahavirbhai Gohil; Abhay Dattatray Javlekar; Jay Mahavir Gohil",1],["sebi-59376-misleading-issuer-disclosure-2022","SEBI v. Commex Technology Limited and others (GDR issue disclosures, 2022)",5,"2022-05-31",3,null,[24],0,"Adi Cooper; Kishore Hegde",1],["sebi-59388-price-manipulation-2022","SEBI v. Midvalley Entertainment Limited and others (IPO fraud and price movement, 2022)",5,"2022-05-31",3,null,[24,34],0,"Datuk K Ketheeswaran; R Chandrasegaran; Sudhir Kumar Jena; K Murugavel; Vasan Chidambaram; K Ramdasan; S Madhavan; M Pandiyan; Deesha Tie-Up Pvt. Ltd.; Dharmnath Shares & Services Pvt. Ltd.; Regent Finance Corporation Pvt. Ltd.",1],["sebi-59403-front-running-2022","SEBI v. Madhu Chanda and others (Sterling Group front-running accounts, 2022)",5,"2022-05-31",3,null,[15],0,"Anandilal Chanda; Anandilal Chanda HUF",1],["sebi-59404-front-running-2022","SEBI v. Manish Chaturvedi and others (Sterling Group front-running, 2022)",5,"2022-05-31",3,null,[15],0,"Laxmi Chaturvedi; Manohar Chaturvedi",1],["sebi-59436-misleading-issuer-disclosure-2022","SEBI v. Teledata Technology Solutions Ltd. and others (GDR issue, 2022)",5,"2022-05-31",3,null,[24],0,"N. Sakthivel; M.S. Ramakrishnan; R. Ravichandran; G. Jagadish; K. Padmanabhan; Arun Panchariya",1],["sebi-59438-misleading-issuer-disclosure-2022","SEBI v. Coral Hub Limited and others (inflated financial results, 2022)",5,"2022-05-31",3,null,[24],0,"G.S. Chandrashekar; Dilip C. Parekh; G.S. Vishwanatham; Tutis Technologies Ltd",1],["sebi-59459-matched-orders-2022","SEBI v. Arif Gulam Mustufa Shaikh and others (Shree Global Tradefin price rise, 2022)",5,"2022-05-31",3,null,[23,34],0,"Mahesh Somabhai Desai; Miteshgiri Chandangiri Goswami; Dhirenkumar Dharamdas Agarwal HUF; Janakray Vithaldas Soni; Jitendra Hasmukhlal Vyas; Jigisha Amitkumar Bundela; Khyati Vipulkumar Bundela; Vipul Jigisha Bundela",1],["sebi-59512-misleading-issuer-disclosure-2022","SEBI v. Sudar Industries Limited and others (IPO proceeds diversion, 2022)",5,"2022-05-31",3,null,[24],0,"Murugan M Thevar; Deepak Shenoy; Gopi Chellappan Nair; Shridhar Shetty; Venkatraman Gopal Nadar; M S Anand; Sapna Karmokar; Suresh Hegde; Suresh Hegde and Co; Ramesh Andy Thevar; Edwin Joseph",1],["sebi-59525-matched-orders-2022","SEBI v. Ashlesh Gunvantibhai Shah and others (Cupid Trades and Finance synchronized trades, 2022)",5,"2022-05-31",1,null,[23],0,"Paresh Ramjibhai Chauhan; Vipul Virendrabhai Patel; Jayshriben Maniyar; Piyush Batukbhai Dave",1],["sebi-59359-market-abuse-2022","SEBI v. Religare Enterprises Ltd. and Religare Finvest Ltd. (settlement, fund diversion, 2022)",5,"2022-05-31",4,null,[24],0,"",1],["sebi-59366-market-abuse-2022","SEBI v. S. Giridharan and others (GDR issue, Edserv Softsystems, 2022)",5,"2022-05-31",3,null,[],0,"G. Gita; Arun Panchariya; Mukesh Chauradiya; T.S. Ravichandran; S. Arvind",1],["sebi-59399-market-abuse-2022","SEBI v. K. Ramaswamy (warrant conversion, Camson Bio Technologies, 2022)",5,"2022-05-31",1,null,[24],0,"",1],["sebi-59401-market-abuse-2022","SEBI v. Dhirendra Kumar and others (warrant conversion round-tripping, Camson Bio Technologies, 2022)",5,"2022-05-31",3,null,[24],0,"Akbal Narayan Singh; Veerendra Kumar Singh; Karan Singh; Shivanand Singh; Sangeeta Kshetry; Ram Yadav; Camson Farm Produce Pvt. Ltd.",1],["sebi-59408-market-abuse-2022","SEBI v. Pankaj Sharma (settlement, Religare Finvest director, 2022)",5,"2022-05-31",4,null,[],0,"",1],["sebi-59516-market-abuse-2022","SEBI v. Hamraj Fashions Consultants Private Limited (preferential allotment, Secunderabad Healthcare, 2022)",5,"2022-05-31",1,null,[],0,"Hamraj Fashions Consultants Private Limited (now Gilani Infra Private Limited)",1],["sebi-59269-matched-orders-2022","SEBI v. Sushiladevi N. Didwania and others (Finalysis Credit and Guarantee review, 2022)",5,"2022-05-27",1,null,[23],0,"Manju Devi Bothra; Mukesh Ramniranjan Ruia; Kshitiz Nirman Pvt. Ltd.; Parita Mit Moradia; Sanjay Gupta; Ektha Goyal; Sunil Kumar Goyal; Anita Goyal; Kiranbala Gupta; Praveen Kumar Goyal; Ghanshyam Das Barasia",1],["sebi-59280-insider-trading-2022","SEBI v. Siddharth Dinesh Mehta (Religare Enterprises settlement, 2022)",5,"2022-05-27",4,null,[20],0,"",1],["sebi-59281-insider-trading-2022","SEBI v. Dilipkumar V. Lakhi and Manish G. Lakhi (Religare Enterprises settlement, 2022)",5,"2022-05-27",4,null,[20],0,"",1],["sebi-59288-wash-trading-2022","SEBI v. Sagar Kadam and others (Finalysis Credit and Guarantee penalties, 2022)",5,"2022-05-27",3,null,[23],0,"Dharmendra Harilal Bhojak; Mahadev Zilu Gawade; Sorab Wadia; Kalpana Mukesh Ruia; Vallabhbhai Kakadiya; Santosh Agarwal; Jigna Vipul Vora; Ashraf Usmani; Ravi Ramniklal Kothari; Nandkishore Didwania; Pankaj Jayantilal Dave",1],["sebi-59294-price-manipulation-2022","SEBI v. Gandiv Investment Pvt. Ltd. and others (Ponni Sugars (Erode) price rigging, 2022)",5,"2022-05-27",3,null,[34],0,"Pat Financial Consultants Pvt. Ltd.; Bharat Jayantilal Patel",1],["sebi-59363-misleading-issuer-disclosure-2022","SEBI v. Rainbow Papers Ltd. and others (GDR issue disclosures, 2022)",5,"2022-05-27",3,null,[24],0,"Ajay Goenka; Radheshyam Goenka; Sangeeta Goenka; Arun Panchariya; Mukesh Chauradiya",1],["sebi-59372-price-manipulation-2022","SEBI v. GRD Securities Limited and Berkeley Securities Limited (Arcotech trading, 2022)",5,"2022-05-27",1,null,[34],0,"",1],["sec-hugues-pierre-joublin-insider-trading-2022","SEC v. Hugues Pierre Joublin (insider trading, 2022)",6,"2022-05-27",4,null,[20],0,"",1],["sebi-59292-market-abuse-2022","SEBI v. Tirupati Fincorp Ltd. (preferential issue proceeds, 2022)",5,"2022-05-27",3,null,[24],0,"",1],["sebi-59220-misleading-issuer-disclosure-2022","SEBI v. MPF Systems Limited and others (shell company financial statements, 2022)",5,"2022-05-26",3,null,[24],0,"Kirti Salvi; Anil Kothari; Aakesh Chopra; Ambrish Barsati Pal",1],["sebi-59222-misleading-issuer-disclosure-2022","SEBI v. Southern Ispat and Energy Ltd. and others (GDR issue disclosures, 2022)",5,"2022-05-26",3,null,[24],0,"Vivek Agarwal; Anusuya Devi Agarwal; Richa Agarwal; V. Manikandan; R.S. Sivaramakrishnan; Arun Panchariya; Mukesh Chauradiya",1],["sebi-59196-misleading-issuer-disclosure-2022","SEBI v. Birla Cotsyn (India) Ltd. and others (GDR issue pledge scheme, 2022)",5,"2022-05-25",3,null,[24],0,"P.V.R. Murthy; Yashovardhan Birla; Y.P. Trivedi; Mohandas Adige",1],["sec-andrew-m-middlebrooks-et-al-2022","SEC v. Andrew M. Middlebrooks, et al. (2022)",6,"2022-05-25",2,null,[],0,"EIA All Weather Alpha Fund I Partners LLC",1],["cftc-glencore-price-manipulation-2022","CFTC v. Glencore International A.G., Glencore Ltd. and Chemoil Corporation (price manipulation, 2022)",2,"2022-05-24",4,865630784,[34],1,"",1],["sebi-59133-price-manipulation-2022","SEBI v. Ethan Constructions Private Limited (Allied Computers International price rigging, 2022)",5,"2022-05-24",3,null,[34],0,"",1],["sec-frank-b-glassner-insider-trading-2022","SEC v. Frank B. Glassner (insider trading, 2022)",6,"2022-05-24",4,null,[20],1,"",1],["sebi-59117-market-abuse-2022","SEBI v. Bhanuprasad Dipakkumar Trivedi (IPO share cornering, IDFC and Sasken, 2022)",5,"2022-05-23",3,null,[7],0,"",1],["sebi-59070-wash-trading-2022","SEBI v. Sanjay Jalan and others (Le Waterina Resorts and Hotels price rigging, 2022)",5,"2022-05-20",3,null,[34],0,"Anila Jalan; Rinku Jalan",1],["cftc-oregon-2022","CFTC v. Sam Ikkurty, Ravishankar Avadhanam and Jafia LLC (2022)",2,"2022-05-19",3,110901855,[],0,"Sam Ikkurty a/k/a Sreenivas I Rao; Ikkurty Capital LLC d/b/a Rose City Income Fund; Rose City Income Fund II LP; Seneca Ventures LLC",1],["sec-wynn-charlebois-et-al-ponzi-schemes-2022","SEC v. Wynn Charlebois et al. (ponzi schemes, 2022)",6,"2022-05-19",2,null,[33],0,"WC Private LLC",1],["sebi-59032-misleading-issuer-disclosure-2022","SEBI v. Best Healthcare Pvt. Ltd. and others (Fortis Healthcare fund diversion, 2022)",5,"2022-05-18",3,null,[24],0,"Best Healthcare Private Limited; Fern Healthcare Private Limited; Modland Wears Private Limited; Escorts Heart Institute and Research Centre Limited; Fortis Healthcare Holdings Pvt Ltd; Fortis Global Healthcare Ltd; Anurag Kalra; Jasbir Grewal; Preetinder Singh Joshi; Harpal Singh; Brian William Tempest; Pradeep Raniga",1],["sec-jillian-sidoti-undisclosed-control-blocks-2022","SEC v. Jillian Sidoti (undisclosed control blocks, 2022)",6,"2022-05-17",3,22000,[46],0,"",1],["cftc-long-island-resident-ponzi-schemes-2022","CFTC v. Long Island Resident and His Firm (ponzi schemes, 2022)",2,"2022-05-13",2,null,[33],1,"Eddy Alexandre; EminiFX, Inc.",1],["sebi-58922-market-abuse-2022","SEBI v. Urja Global Limited and others (false Nippon Shinyaku announcement, 2022)",5,"2022-05-13",3,null,[24],0,"Yogesh Kumar Goyal; Sunil Kumar Mittal; Aditya Venketesh; Bharat Pranjivandas Merchant; Priya Bhalla; Avinash Kumar Agarwal",1],["sebi-58901-matched-orders-2022","SEBI v. Bharat Jayantilal Patel and others (Garware Polyester synchronized trades, 2022)",5,"2022-05-12",1,null,[23],0,"Minal Bharat Patel; Hardik Bharat Patel; Ruchit Bharat Patel; Pat Financial Consultant Pvt. Ltd.; Fidelity Multitrade Pvt. Ltd.; Pasha Finance Pvt. Ltd.; Gandiv Investment Pvt. Ltd.; Acira Consultancy Pvt. Ltd.; Hridaynath Consultancy Pvt. Ltd.; Moneybee Realty Pvt. Ltd.; Vanraj Shah",1],["cftc-california-man-ponzi-schemes-2022","CFTC v. Eshaq M. Nawabi, Nawabi Enterprise and Hyperion Consulting Inc. (ponzi schemes, 2022)",2,"2022-05-10",4,4500000,[33],0,"",1],["sebi-58840-price-manipulation-2022","SEBI v. Adamina Traders Pvt. Ltd. (Secunderabad Healthcare price rise, 2022)",5,"2022-05-10",3,null,[34],0,"",1],["sec-manuel-a-romero-ponzi-schemes-2022","SEC v. Manuel A. Romero (ponzi schemes, 2022)",6,"2022-05-10",3,50000,[33],0,"",1],["sec-sepehr-sarshar-insider-trading-2022","SEC v. Sepehr Sarshar (insider trading, 2022)",6,"2022-05-09",3,56222,[20],0,"",1],["sec-tko-farms-inc-et-al-undisclosed-control-blocks-2022","SEC v. TKO Farms, Inc., Agravitae, Inc., Kenneth Owen and others (undisclosed control blocks, 2022)",6,"2022-05-09",2,null,[46],0,"Kenneth Dewayne Owen; Reynaldo Aguilar; James Brian Blaylock; Ross Gregory Erskine; Estate of Gilbert Allan Penhollow",1],["amf-fr-san-2022-06-spoofing-2022","AMF France v. Nyenburgh Holding B.V. and others (spoofing, 2022)",0,"2022-05-06",3,null,[45],0,"Rob Kamsteeg; Dionisius Johannes Henricus Van Tilborg; Diede Mink Van Den Ouden; Tilborg Trading B.V.",1],["sebi-58792-price-manipulation-2022","SEBI v. Adamina Traders Pvt. Ltd. and others (Shantanu Sheorey Aquakult price rigging, 2022)",5,"2022-05-06",3,null,[34],0,"Anvita Real Estate Pvt. Ltd.; Dizzystone Trading Pvt. Ltd.; Magan Mercantile Pvt. Ltd.; Matulya Trading Pvt. Ltd.; Naseen Tradelink Pvt. Ltd.; Nirvana Mall Management Co Pvt. Ltd.; Orange Mist Productions Pvt. Ltd.; Roho Real Estate Pvt. Ltd.; Sally Real Estate Pvt. Ltd.; Tushar Pandit Jadhav; Wellman Tradelinks Pvt. Ltd.",1],["sec-derek-j-slattery-2022","SEC v. Derek J. Slattery and TradeSmart Software RIC Corporation (2022)",6,"2022-05-05",3,1057366,[],0,"",1],["sec-mark-marchi-ponzi-schemes-2022","SEC v. Mark Marchi (ponzi schemes, 2022)",6,"2022-05-05",4,null,[33],1,"",1],["sebi-58646-misleading-issuer-disclosure-2022","SEBI v. Rajinder Singh (MPS Infotecnics GDR scheme, 2022)",5,"2022-05-04",3,null,[24],0,"MPS Infotecnics Limited",1],["sec-btig-llc-naked-short-selling-debate-2022","SEC v. BTIG, LLC (naked short selling debate, 2022)",6,"2022-05-03",3,315048,[27],0,"",1],["sec-balasubrahmanya-kuchibhotla-insider-trading-2022","SEC v. Balasubrahmanya Kuchibhotla (insider trading, 2022)",6,"2022-05-02",4,585960,[20],0,"",1],["sec-maplelane-capital-llc-naked-short-selling-debate-2022","SEC v. Maplelane Capital LLC (naked short selling debate, 2022)",6,"2022-05-02",4,250000,[27],0,"",1],["sebi-58550-matched-orders-2022","SEBI v. Finquest Securities Pvt. Ltd. (intermediary enquiry, Crest Ventures, 2022)",5,"2022-04-29",1,null,[23],0,"",1],["sebi-58559-matched-orders-2022","SEBI v. Bharat Jayantilal Patel and others (synchronised trades, Super Sales India, 2022)",5,"2022-04-29",3,null,[23,48],0,"Minal Bharat Patel; Hardik Bharat Patel; Ruchit Bharat Patel; Acira Consultancy Private Limited; Gandiv Investment Private Limited; Pat Financial Consultant Private Limited; Hridaynath Consultancy Private Limited; Fidelity Multitrade Private Limited; Pasha Finance Private Limited; Nirshilp Securities Private Limited",1],["sebi-58616-marking-the-close-2022","SEBI v. Aventis Biofeeds Private Limited and others (closing-session price ramp, Ruchi Soya, 2022)",5,"2022-04-29",3,null,[22,40],0,"Navinya Multitrade Private Limited; Uni24 TechnoSolutions Private Limited; Sunmate Trade Private Limited; Shreyans Credit and Capital Private Limited; Betul Oils and Feeds Private Limited; Betul Minerals and Constructions Private Limited; Vision Millennium Exports Private Limited; Moebius Credit and Capital Private Limited",1],["sebi-58625-insider-trading-2022","SEBI v. Urmila Kanoria and others (Godfrey Phillips India insider trading, 2022)",5,"2022-04-29",1,null,[20],0,"Saket Kanoria; Narmada Fintrade Private Limited",1],["sebi-58650-front-running-2022","SEBI v. Bhavesh Gadhavi (Sterling Group front-running, 2022)",5,"2022-04-29",3,null,[15],0,"",1],["sebi-58722-wash-trading-2022","SEBI v. Amitkumar Rameshchandra Rana (Shree Global Tradefin self-trades, 2022)",5,"2022-04-29",1,null,[48],0,"",1],["sebi-58724-front-running-2022","SEBI v. Vishal Vijay Shah (Sterling Group front-running broker, 2022)",5,"2022-04-29",3,null,[15],0,"Vishal Vijay Shah (proprietor, M/s Vishal Vijay Shah)",1],["sebi-58552-market-abuse-2022","SEBI v. RDB Rasayans Limited and Shanti Lal Baid (IPO proceeds and prospectus, 2022)",5,"2022-04-29",1,null,[24],0,"",1],["sebi-58563-market-abuse-2022","SEBI v. Aster Silicates Ltd. and others (IPO proceeds diversion, 2022)",5,"2022-04-29",3,null,[24],0,"Aster Silicates Ltd. (now Shri Aster Silicates Ltd.); Mahesh Maheshwari; Namrata Maheshwari; Ambica Ceramics; Orbit Corporation; Shukan Enterprise; Karan Enterprise; Shreeji Machine Tools; Shree Ganesh Engineering Corporation; Krish Corporation; Arasuri Enterprise; Suraj Trading Corporation",1],["sebi-58553-market-abuse-2022","SEBI v. PACE Stock Broking Services Pvt. Ltd. (NSE co-location secondary server, 2022)",5,"2022-04-29",3,null,[],0,"",1],["sebi-58508-misleading-issuer-disclosure-2022","SEBI v. Esteem Bio Organic Food Processing Ltd. and others (IPO funding scheme, 2022)",5,"2022-04-28",3,null,[24,34],0,"Brij Kishore Sabharwal; Goldline International Finvest Ltd.; Satendra Kumar (Nisha Traders, Bright Securities); Madhukar Dubey (N V Sales Corporation, A One Furniture); Ram Prakash (Khan Enterprise); Avisha Credit Capital Pvt. Ltd.; Neel Kanth Trading Co.; Amsons Apparels Pvt. Ltd.; Gracious Software Pvt. Ltd.; Vinod Kumar Garg",1],["sebi-58514-matched-orders-2022","SEBI v. K Venkatraman (reversal trades, Coromandel Fertilizers, 2022)",5,"2022-04-28",1,null,[23,48],0,"",1],["sebi-58521-price-manipulation-2022","SEBI v. Heena Mukesh Tolia and others (price ramping in an illiquid scrip, Viaan Industries, 2022)",5,"2022-04-28",3,null,[34,23],0,"Bharati Vilesh Dalal; Manoj Mangesh Powar; Jatin Chandra Barua",1],["sebi-58516-market-abuse-2022","SEBI v. Anvita Trading Company Private Limited (preferential allotment, Secunderabad Healthcare, 2022)",5,"2022-04-28",1,null,[],0,"",1],["sebi-58518-market-abuse-2022","SEBI v. AmrapaliAadya Trading and Investment Pvt. Ltd. and others (broker client-fund diversion, 2022)",5,"2022-04-28",3,null,[],0,"Aadya Commodities Pvt. Ltd.; Sanjeeva Kumar Sinha; Sujeet Kumar Sona; Pawan Mishra; Narayan Jee Thakur; Abnish Kumar Sudhanshu; Amita Sinha; Vandana Sinha",1],["amf-fr-tra-2022-04-27-dariah-false-information-2022","AMF France v. Dylan Dariah (false or misleading information, 2022)",0,"2022-04-27",4,null,[],0,"",1],["osc-christopher-uitvlugt-ponzi-schemes-2022","OSC v. Christopher Uitvlugt (ponzi schemes, 2022)",4,"2022-04-27",3,null,[33],1,"",1],["sebi-58420-matched-orders-2022","SEBI v. Jyoti Devi and others (synchronised and reversal trades, Swan Energy, 2022)",5,"2022-04-27",3,null,[23,48],0,"Reena Verma; Shweta Goel; Rajeev Kumar; Akshit Gupta; Panchal Shanti Lal; Motilal Ahuja; Menika; Sanjay Gupta; Divesh Singh; Akash; Monika",1],["sebi-58456-wash-trading-2022","SEBI v. Vipul Pannalal Shah and H K Stock Services Private Limited (small orders above last price, Coral Hub, 2022)",5,"2022-04-27",3,null,[34,23],0,"",1],["sebi-58468-wash-trading-2022","SEBI v. Finquest Securities Pvt. Ltd. and Shailesh Shah Securities Pvt. Ltd. (broker case, Crest Ventures, 2022)",5,"2022-04-27",1,null,[23,48],0,"",1],["sec-american-equities-inc-american-eagle-mortgage-management-llc-ross-c-miles-po","SEC v. American Equities, Inc., American Eagle Mortgage Management, LLC, Ross C. Miles and Maureen T. Wile (ponzi schemes, 2022)",6,"2022-04-27",4,null,[33],0,"",1],["sec-wealth-plus-inc-unregistered-distributions-2022","SEC v. Wealth Plus, Inc. (unregistered distributions, 2022)",6,"2022-04-27",4,30000,[47],0,"",1],["sebi-58406-wash-trading-2022","SEBI v. SIC Stock and Services Pvt Ltd (broker, self-trades, Mefcom Agro Industries, 2022)",5,"2022-04-26",1,null,[48,34],0,"",1],["sec-bernard-l-compton-insider-trading-2022","SEC v. Bernard L. Compton (insider trading, 2022)",6,"2022-04-22",3,1921394,[20],0,"",1],["sebi-58250-misleading-issuer-disclosure-2022","SEBI v. Uma Karthikeyan (GDR issue, Sanraa Media, 2022)",5,"2022-04-21",3,null,[24],0,"",1],["sec-moshe-strugano-insider-trading-2022","SEC v. Moshe Strugano and Rinat Gazit (insider trading, 2022)",6,"2022-04-20",2,null,[20],1,"",1],["sebi-58214-misleading-issuer-disclosure-2022","SEBI v. RHC Holding Private Limited, Malvinder Mohan Singh, Shivinder Mohan Singh and others (diversion of funds, Fortis Healthcare, 2022)",5,"2022-04-19",3,null,[24],0,"Malav Holdings Private Limited; Shivi Holdings Private Limited; Gagandeep Singh Bedi; Bhavdeep Singh; Fortis Hospitals Limited; Fortis Healthcare Limited",1],["sec-domenic-calabrigo-et-al-pump-and-dump-2022","SEC v. Domenic Calabrigo, Curtis Lehner, Courtney Vasseur and Hasan Sario (pump and dump, 2022)",6,"2022-04-19",2,null,[35,46],1,"",1],["sec-the-legal-funding-group-of-georgia-llc-and-benjamin-s-eichholz-unregistered-","SEC v. The Legal Funding Group of Georgia, LLC and Benjamin S. Eichholz (unregistered distributions, 2022)",6,"2022-04-19",4,50000,[47],0,"",1],["sec-carl-iberger-insider-trading-2022","SEC v. Carl Iberger and Timothy Iberger (insider trading, 2022)",6,"2022-04-15",4,137573,[20],0,"",1],["sec-damon-elliott-et-al-ponzi-schemes-2022","SEC v. Damon Elliott, et al. (ponzi schemes, 2022)",6,"2022-04-15",3,5386551,[33],0,"Piptastic Limited; Sharon Elliott; Paul Rose; DSE Retail Limited",1],["sec-dean-shah-et-al-undisclosed-control-blocks-2022","SEC v. Dean Shah et al. (undisclosed control blocks, 2022)",6,"2022-04-15",2,null,[46,35],1,"",1],["cftc-tennessee-trader-spoofing-2022","CFTC v. David Skudder, Global Ag LLC and Nesvick Trading Group LLC (spoofing, 2022)",2,"2022-04-14",2,null,[45],0,"",1],["sec-mark-loman-insider-trading-2022","SEC v. Mark Loman (insider trading, 2022)",6,"2022-04-14",3,482050,[20],1,"",1],["sec-ronald-bauer-et-al-pump-and-dump-2022","SEC v. Ronald Bauer and seven others (pump and dump, 2022)",6,"2022-04-14",2,null,[35],1,"Craig James Auringer; Adam Christopher Kambeitz; Alon Friedlander; Massimiliano Pozzoni; Daniel Mark Ferris; Petar Dmitrov Mihaylov; David Sidoo",1],["sebi-58091-market-abuse-2022","SEBI v. Unisys Softwares and Holding Industries Limited and others (funded preferential allotment, 2022)",5,"2022-04-13",3,null,[],0,"Madhuvan Datamatics Traders Private Limited; Matara Electrical Traders Private Limited; Everlink Distributors Private Limited; Sahayta Financial Consultancy Services India Private Limited; Neha Cassettes Private Limited; Jai Ambe Cassettes Private Limited; Brijdham Dealcom Private Limited; Gulistan Vanijya Private Limited; Vibhuti Multi Trade Private Limited; Allbright Electricals Private Limited; Bhushan Power and Steel Limited",1],["sec-justin-wallace-herman-anthony-michael-baker-ian-horn-boiler-rooms-2022","SEC v. Justin Wallace Herman, Anthony Michael Baker, Ian Horn, and Island Capital Inc (boiler rooms, 2022)",6,"2022-04-12",2,10000,[3],0,"",1],["sec-anthony-salandra-false-rumors-2022","SEC v. Anthony Salandra (false rumors, 2022)",6,"2022-04-11",4,null,[12],1,"",1],["sec-julie-minuskin-joshua-stoll-dennis-diricco-tom-casey-ponzi-schemes-2022","SEC v. Julie Minuskin, Joshua Stoll, Dennis DiRicco, Tom Casey and Golden Genesis, Inc. (ponzi schemes, 2022)",6,"2022-04-11",3,457476,[33],0,"",1],["sebi-57920-market-abuse-2022","SEBI v. Rajlaxmi Industries Limited and others (funded preferential allotment, 2022)",5,"2022-04-11",3,null,[],0,"Aditya Jaipuria; Rahul Jagnani; Deepak Agarwal; Deepak Kumar HUF; Dilipp Agarwal; Dilipp Agarwal HUF; Priti Agarwal; Sabita Agarwal; Sita Ram Agarwal; Vibha Agarwal; Dhanprayog Vintrade Private Limited",1],["cftc-danish-ponzi-schemes-2022","CFTC v. Danish (ponzi schemes, 2022)",2,"2022-04-08",3,3573860,[33],0,"Casper Mikkelsen",1],["sebi-57793-matched-orders-2022","SEBI v. DP Mittal and Sons HUF and others (single synchronised trade, Florence Investech, 2022)",5,"2022-04-08",1,null,[23,34],0,"SPFL Securities Ltd.; Renu Bala",1],["cftc-james-vorley-spoofing-2022","CFTC v. James Vorley and Cedric Chanu (spoofing, 2022)",2,"2022-04-07",3,300000,[45],0,"",1],["sec-lloyd-d-reed-insider-trading-2022","SEC v. Lloyd D. Reed (insider trading, 2022)",6,"2022-04-04",4,232591,[20],0,"",1],["sebi-57442-misleading-issuer-disclosure-2022","SEBI v. K Gopalakrishnan & Co. (auditor certificate, Acropetal Technologies IPO, 2022)",5,"2022-03-31",1,null,[24],0,"",1],["sebi-57479-wash-trading-2022","SEBI v. Sunil Kumar Purohit (circular trades, Gravity India, 2022)",5,"2022-03-31",1,null,[48,34],0,"",1],["sebi-57485-wash-trading-2022","SEBI v. Shree Gopal Gupta and others (employee trading, Regency Hospital, 2022)",5,"2022-03-31",1,null,[48,23],0,"Ashok Kumar Nigam; Hari Om Mishra; Ajay Srivastava; Paramjeet Arora; Parul Kansal; K P Abraham; JLG Securities Private Limited",1],["sec-gregory-lemelson-lemelson-capital-management-llc-short-and-distort-2022","SEC v. Gregory Lemelson, Lemelson Capital Management, LLC, and The Amvona Fund (short and distort, 2022)",6,"2022-03-31",3,160000,[43],0,"",1],["sebi-57426-market-abuse-2022","SEBI v. Vishnubhai Sunderlal Parekh and Rajendra Chandulal Shah (Gujarat Arth, Right Finstock directors, 2022)",5,"2022-03-31",3,null,[34],0,"",1],["sebi-57428-market-abuse-2022","SEBI v. Keynote Commodities Limited (Emmbi Polyarns IPO subscription, 2022)",5,"2022-03-31",3,null,[],0,"",1],["sebi-57361-wash-trading-2022","SEBI v. Sunil Purohit (circular trades, Rajesh Exports, 2022)",5,"2022-03-30",1,null,[48],0,"",1],["sebi-57402-wash-trading-2022","SEBI v. Bharat Jayantilal Patel and others (synchronised trades and algorithmic arbitrage, Crest Ventures, 2022)",5,"2022-03-30",1,null,[23,48],0,"Pat Financial Consultants Pvt. Ltd.; Fidelity Multitrade Pvt. Ltd.; Pasha Finance Pvt. Ltd.; Acira Consultancy Pvt. Ltd.; Nirshilp Securities Private Limited",1],["sebi-57470-wash-trading-2022","SEBI v. Shilpi Krishnakumar Modi (self-trades, Mefcom Agro Industries, 2022)",5,"2022-03-30",1,null,[48,34],0,"Shilpi Krishnakumar Modi (now Shilpi Jayesh Chawla)",1],["sebi-57395-market-abuse-2022","SEBI v. Sudhir Bhikhalal Parekh and others (Tirupati Fincorp preferential issue proceeds, 2022)",5,"2022-03-30",3,null,[],0,"Sheetal Mitesh Shah; Kusum Jain; Hitsharan Jain; Saurabh Gandhi",1],["cftc-8507-22-2022","CFTC v. Abner Alejandro Tinoco and Kikit & Mess Investments, LLC (2022)",2,"2022-03-29",4,null,[],0,"",1],["sebi-57332-matched-orders-2022","SEBI v. Finquest Securities Pvt Ltd (broker, synchronised trades, Asian Granito India, 2022)",5,"2022-03-29",3,null,[23,48],0,"",1],["sec-hari-prasad-sure-et-al-civ-act-insider-trading-2022","SEC v. Hari Prasad Sure, et al., Civ. Act. (insider trading, 2022)",6,"2022-03-29",4,null,[20],1,"Lokesh Lagudu; Chotu Pulagam; Dileep Kamujula; Sai Nekkalapudi; Abhishek Dharmapurikar; Chetan Pulagam",1],["sebi-57327-market-abuse-2022","SEBI v. Ace Consultant (Esteem Bio Organic Food Processing IPO, 2022)",5,"2022-03-29",1,null,[],0,"",1],["sebi-57255-price-manipulation-2022","SEBI v. Keynote Painting Dealers Private Limited and others (price rise, Jaisukh Dealers, 2022)",5,"2022-03-28",3,null,[34,23],0,"Panchshree Logistics Pvt. Ltd; Crown Iron Merchants Private Limited; Glorious Vincom Private Limited; Jatan Mercantiles Pvt Ltd; Anita Jajodia; Innova Auto Distributors Private Limited; Sabita Jajodia; Ekparnik Vintrade Private Limited; Vinahast Dealcom Private Limited; Fastner Machinery Dealers Pvt Limited",1],["sebi-57251-market-abuse-2022","SEBI v. Voltaire Leasing and Finance Limited and others (alleged self-funded preferential allotments, 2022)",5,"2022-03-28",1,null,[],0,"Amalesh Sadhu; Harivallabh Mundhra; Manish Baid; Samir Baid; Saroj Baid; Inder Chand Baid; Khoobsurat Limited; Delineate Traders Private Limited; Timelink Sales Private Limited; Arihant Multi Commercial Limited; Tanaya Vincom Private Limited",1],["sebi-57190-wash-trading-2022","SEBI v. Chiranjilal Jayaram Vyas and others (circular trades, Sunteck Realty, 2022)",5,"2022-03-25",3,null,[48,23],0,"Namdeo H. More; Kishore Bhikaji Giri; Deendayal M. Bohara; Kishorilal Amrutlal Bissa; Jitendra Harivansh Joshi; Shripal Shares and Securities Ltd.",1],["amf-fr-san-2022-03-insider-trading-2022","AMF France v. AB Science and others (insider trading, 2022)",0,"2022-03-24",3,null,[20],0,"Alain Moussy; Olivier Hermine; Grégory Pépin",1],["sebi-57126-market-abuse-2022","SEBI v. Pentamedia Graphics Limited and others (GDR issue, 2022)",5,"2022-03-24",3,null,[24],0,"Teigh Holdings Limited; Numero Uno Overseas Limited; Gemgrove Corporation; Daylon Limited; S Ramasamy; V Chandrasekaran; S Ramani; S Ranganathan; T V Krishnamurthy; Ramesh Pillai",1],["sebi-57085-wash-trading-2022","SEBI v. Sunil Purohit (circular trades, TASC Pharmaceuticals, 2022)",5,"2022-03-23",1,null,[48],0,"",1],["sebi-57087-wash-trading-2022","SEBI v. Nouveau Shares and Securities Limited (broker enquiry, Peacock Industries, 2022)",5,"2022-03-23",1,null,[48,34],0,"",1],["sebi-57127-matched-orders-2022","SEBI v. Antala Real Broking & Impex Private Ltd. and others (synchronised and reversal trades, Kavveri Telecom, 2022)",5,"2022-03-23",3,null,[23,48,34],0,"Vishu Enterprises; Sajjankumar Nanwal; Sunitadevi Sajjan Nanwal; Govind Kumar Varma; Dhirajlal Sanghvi HUF; Sagar D Sanghvi; Ashik D Sanghvi; Babubhai Desai",1],["cftc-8504-22-2022","CFTC v. Dro Kholamian and Blue Star Trading, LLC (2022)",2,"2022-03-22",3,150000,[],1,"",1],["sebi-57050-misleading-issuer-disclosure-2022","SEBI v. Deccan Chronicle Holdings Ltd. and others (misstated accounts and concealed pledges, 2022)",5,"2022-03-22",3,null,[24],0,"T. Venkattram Reddy; T. Vinayak Ravi Reddy; P K Iyer; N. Krishnan; V. Shankar; Mani Oommen (C.B. Moulli & Associates)",1],["sebi-57054-matched-orders-2022","SEBI v. Harishkumar Kantilal Patel and others (synchronised trades, Gala Global Products, 2022)",5,"2022-03-22",3,null,[23,34],0,"Nilay Jitendrakumar Mistry; Hiteshbhai Mistri; Parmar Mukeshkumar; Ravikumar Parmar; Dhaval Solanki; Parbhubhai Ratilal Shireshiya; Jayshreeben Deepakbhai Sakariya; Divyaben Hiteshbhai Gangani; Pardhi Dhirubhai Khanabhai; Narendrabhai Jayantibhai Rupera; Chandrakant Sevantilal Thakkar",1],["sec-francis-biller-et-al-pump-and-dump-2022","SEC v. Francis Biller, et al. (pump and dump, 2022)",6,"2022-03-17",4,null,[35,3],0,"Chester Alvarez; Raymond Dove; Troy Gran-Brooks; Justin Plaizier",1],["sebi-56896-market-abuse-2022","SEBI v. Bodhtree Consulting Limited and others (employee benefit trust share diversion, 2022)",5,"2022-03-15",3,null,[],0,"BCL Employees Benefits Trust; L Naga Rama Krishna; L Muneashwari; Kepler Information Systems Private Limited; Hassan Ali; Katragadda Rajesh; L Naga Visweswara Rao; Muninder Raja Arram; Prabhakar Rao Kallur; Sreedhar Karanam; Sudheer Koppineni",1],["sebi-56861-wash-trading-2022","SEBI v. Rajendrakumar Chhotamalji Mehta (self-trades, Pine Animation, 2022)",5,"2022-03-14",3,null,[48,34],0,"",1],["sebi-56786-wash-trading-2022","SEBI v. Gajanan Enterprises and B. P. Equities Private Limited (self-trades, Ess Dee Aluminium, 2022)",5,"2022-03-11",1,null,[48],0,"",1],["sebi-56727-market-abuse-2022","SEBI v. Raman Goyal (Octant Interactive Technologies circular trades, penalty on remand, 2022)",5,"2022-03-10",3,null,[23],0,"",1],["cftc-four-operators-ponzi-schemes-2022","CFTC v. Four Operators (ponzi schemes, 2022)",2,"2022-03-08",2,null,[33],1,"",1],["amf-fr-san-2022-02-newsletter-scalping-2022","AMF France v. Quotidien de Paris Editions and others (newsletter scalping, 2022)",0,"2022-03-04",3,null,[28],0,"Le Quotidien de Paris Editions; Nicolas Miguet et Associés; Nicolas Miguet",1],["sec-joseph-orazio-degregorio-2022","SEC v. Joseph Orazio DeGregorio (2022)",6,"2022-03-02",4,null,[],1,"",1],["sec-andrew-t-e-coldicutt-pump-and-dump-2022","SEC v. Andrew T.E. Coldicutt (pump and dump, 2022)",6,"2022-03-01",2,null,[35],0,"",1],["sebi-56502-misleading-issuer-disclosure-2022","SEBI v. Sumit Kumar and others (funded IPO subscription, Channel Nine Entertainment, 2022)",5,"2022-02-28",3,null,[24],0,"Sumit Kumar (Vijay Bhagwandas & Co.); Madhukar Dubey (Magnum Industrial Corporation); Satendra Kumar (A R Enterprise); Goldline International Finvest Ltd; LMR Green Realty Pvt. Ltd.; Nikky Printing Press Pvt. Ltd.; Aavisha Credit Capital Pvt. Ltd.; Nem Singh; Channel Nine Entertainment Ltd.; Gaj Raj Singh; Kirti; Neena Sood",1],["sebi-56506-wash-trading-2022","SEBI v. Purshottam Khandelwal (alleged self-trades and price lifting, Mefcom Agro Industries, 2022)",5,"2022-02-28",1,null,[48,34],0,"",1],["sebi-56515-wash-trading-2022","SEBI v. Crosseas Capital Services Pvt. Ltd. (alleged self-trades, Ess Dee Aluminium, 2022)",5,"2022-02-28",1,null,[48],0,"Crosseas Capital Services Private Limited",1],["sebi-56517-insider-trading-2022","SEBI v. Samrat Dasgupta (insider trading settlement, HDFC Bank WhatsApp leak, 2022)",5,"2022-02-28",4,null,[20,5],0,"",1],["sebi-56546-matched-orders-2022","SEBI v. Shushma Kapur and others (matched orders, Coral Hub Limited, 2022)",5,"2022-02-28",3,null,[23,34],0,"APM Financial Consultants Private Limited; Panther Finvest Private Limited; Pee Dee Kapur Stock and Securities Limited",1],["sebi-56538-matched-orders-2022","SEBI v. Girraj Kishore Agarwal and others (circular and reversal trades, Octant Interactive Technologies, 2022)",5,"2022-02-28",3,null,[23,48],0,"Tanu Girraj Kishore Agarwal; Radha Lashkari; Radha Govind Lashkari (HUF); Sanjay Jain; Dinesh Ghevariya; Rajendra Aggrawal; Sunita Garg; Jigneshkumar Kapadia; Dhiren Kapadia; Suresh Chandra Kapadia; Alliance Intermediaries and Network Pvt. Ltd.",1],["sebi-56558-insider-trading-2022","SEBI v. Pankaj Agarwal (selective disclosure, Manappuram Finance, 2022)",5,"2022-02-28",3,null,[20],0,"",1],["sebi-56499-market-abuse-2022","SEBI v. Rajesh Jain (Pragya Dairies and Agro unregistered scheme, 2022)",5,"2022-02-28",1,null,[],0,"",1],["sebi-56501-market-abuse-2022","SEBI v. Pragya Dairies and Agro Limited and others (unregistered cattle and ghee scheme, 2022)",5,"2022-02-28",3,null,[],0,"Punam Chand Patidar; Nana Lal Patidar; Pooja Patidar; Durga Patidar; Ansar Ahmed",1],["sebi-56452-price-manipulation-2022","SEBI v. Rikhav Brokers (now 4G IT Solutions India) and others (IPO bidding, Vaswani Industries, 2022)",5,"2022-02-25",1,null,[34],0,"4G IT Solutions (India) Pvt. Ltd. (formerly Rikhav Brokers Pvt. Ltd.); AHL Investment Consultants Pvt. Ltd.; Manba Investments & Securities Pvt. Ltd.; Manba Broking Services Pvt. Ltd.",1],["sebi-56458-misleading-issuer-disclosure-2022","SEBI v. Uma Karthikeyan (Sanraa Media GDR issue, 2022)",5,"2022-02-25",3,null,[24],0,"",1],["sebi-56419-market-abuse-2022","SEBI v. IIFL Securities Limited (Alkem Laboratories block deal reference price, settlement, 2022)",5,"2022-02-25",4,null,[34],0,"",1],["sebi-56443-market-abuse-2022","SEBI v. Ashok Bothra (Global Infratech and Finance preferential allotments, 2022)",5,"2022-02-25",1,null,[34],0,"",1],["sebi-56434-market-abuse-2022","SEBI v. Goldline International Finvest Limited and others (HPC Biosciences IPO funding, 2022)",5,"2022-02-25",3,null,[],0,"Madhukar Dubey; Satendra Kumar; Avisha Credit Capital Private Limited; Sumit Kumar; Raj Kumar; Prakash Gupta; AMS Powertronic Private Limited; HPC Biosciences Limited; Tarun Chauhan; Madhu Anand; Sakshi Saxena",1],["sebi-56409-matched-orders-2022","SEBI v. Peeyush Agarwal (alleged synchronized trades, Polar Pharma India, 2022)",5,"2022-02-24",1,null,[23,34],0,"",1],["sebi-56303-matched-orders-2022","SEBI v. Dhananjay Kumar (synchronized trades and price rise, Kushal Tradelink, 2022)",5,"2022-02-22",3,null,[23,34],0,"",1],["sec-john-michael-havrilla-insider-trading-2022","SEC v. John-Michael Havrilla (insider trading, 2022)",6,"2022-02-22",4,160230,[20],0,"",1],["sebi-56253-market-abuse-2022","SEBI v. Vishal Bali (Fortis Healthcare fund diversion, settlement, 2022)",5,"2022-02-21",4,null,[],0,"",1],["sebi-56229-matched-orders-2022","SEBI v. Jinesh Devendra Bhatt (reversal trades, Synergy Bizcon, 2022)",5,"2022-02-18",3,null,[23,34],0,"",1],["sebi-56246-wash-trading-2022","SEBI v. Sunil Kumar Purohit (synchronized trades, K. Sera Sera Production, 2022)",5,"2022-02-18",1,null,[48,23],0,"",1],["sebi-56176-wash-trading-2022","SEBI v. Sterling International Enterprises Ltd (issuer in circular-trading case, 2022)",5,"2022-02-17",3,null,[48,23],0,"",1],["sec-global-wholehealth-partners-corp-charles-strongo-brian-m-volmer-joshua-yafa-","SEC v. Global Wholehealth Partners Corp., Charles Strongo, Brian M. Volmer, Joshua Yafa, Jamie M. Yafa, and Empire Associates, Inc. (paid stock promotion, 2022)",6,"2022-02-17",2,null,[31,35],1,"",1],["sebi-56116-market-abuse-2022","SEBI v. Adroit Financial Services Private Limited (NSE co-location secondary server, 2022)",5,"2022-02-16",3,null,[],0,"",1],["sebi-56118-market-abuse-2022","SEBI v. Silver Stream Equities Private Limited (NSE co-location secondary server, 2022)",5,"2022-02-16",3,null,[],0,"",1],["sebi-56098-matched-orders-2022","SEBI v. Mohammad Rashid and R K Stockholding Pvt. Ltd. (synchronized and reversal trades, Religare Enterprises, 2022)",5,"2022-02-15",3,null,[23,48],0,"",1],["sebi-56049-wash-trading-2022","SEBI v. V. P. Patel and others (listing-day trading, Bharatiya Global Infomedia IPO, 2022)",5,"2022-02-14",1,null,[48,23],0,"Vanraj Singh Kahor; GRD Securities Private Limited; Korp Securities Limited; Wheelers Developers Private Limited; Divya Drishti Merchants Private Limited; Divya Drishti Traders Private Limited; Anoop Jain HUF; Anoop Vimal Jain; Ritu Jain; Prem Somani Share Brokers Private Limited; Bahubali Stock Broking Limited",1],["sec-nathaniel-brown-benjamin-wylam-naveen-sood-marcus-bannon-matthew-rauch-and-n","SEC v. Nathaniel Brown, Benjamin Wylam, Naveen Sood, Marcus Bannon, Matthew Rauch, And Naresh Ramaiya (insider trading, 2022)",6,"2022-02-11",3,null,[20],1,"",1],["sebi-55968-price-manipulation-2022","SEBI v. GPSK Capital Private Limited (reversal trades in illiquid stock options at BSE, settlement, 2022)",5,"2022-02-09",4,null,[23],0,"",1],["sec-robert-lenard-booth-michael-d-urso-daniel-t-wellcome-jr-alyssa-d-urso-antone","SEC v. Robert Lenard Booth, Michael D'Urso, Daniel T. Wellcome Jr., Alyssa D'Urso, Antonella Chiaramonte, and Jay Garnock) (boiler rooms, 2022)",6,"2022-02-09",2,null,[3],1,"",1],["sec-michael-m-beck-a-k-a-bigmoneymike6-newsletter-scalping-2022","SEC v. Michael M. Beck, a/k/a @BigMoneyMike6, and Relief Defendant Helen P. Robinson (newsletter scalping, 2022)",6,"2022-02-07",3,230464,[28,44],0,"Michael M. Beck a/k/a @BigMoneyMike6",1],["sebi-55979-marking-the-close-2022","SEBI v. Sumeet Industries Limited and others (price and volume manipulation, 2022)",5,"2022-02-04",3,null,[34,24,23],0,"Shankar Somani; Rajkumar Somani; Sumeet Kumar Somani; Bajranglal Somani; Mahesh Kumar Somani; Somani Overseas Pvt. Ltd.; Sumeet Menthol Pvt. Ltd.; Sumeet Silk Processors Pvt. Ltd.; Sitaram Prints Pvt. Ltd.; Ambaji Syntex Pvt. Ltd.; Urmila Sunder",1],["sebi-55753-misleading-issuer-disclosure-2022","SEBI v. Nirmal Kotecha (inflated results, Pyramid Saimira Theatre, 2022)",5,"2022-01-31",1,null,[24],0,"",1],["sebi-55755-wash-trading-2022","SEBI v. Nitin Jayantilal Sandesara and others (circular trades, Sterling International Enterprises, 2022)",5,"2022-01-31",3,null,[48,23],0,"Chetan Jayantilal Sandesara; Faith Finstock Pvt. Ltd.; Prolific Mercantile Company Pvt. Ltd.; Kingfisher Trading Company Pvt. Ltd.; Dollex Capital & Finance Pvt. Ltd.; Adore Merchantile Company Pvt. Ltd.; Akhila Mercantie Pvt. Ltd.; Meghana Mercantie Pvt. Ltd.; Robosoft Trading Co. Pvt. Ltd.; Fotosoft Multimedia Pvt. Ltd.; Francisca Investment Pvt. Ltd.",1],["sebi-55794-insider-trading-2022","SEBI v. Mehul Chinubhai Choksi and another (insider trading, Gitanjali Gems, 2022)",5,"2022-01-31",3,null,[20],0,"Rakesh Girdharlal Gajera",1],["sebi-55775-insider-trading-2022","SEBI v. Amalendu Mukherjee (insider trading, Ricoh India, 2022)",5,"2022-01-31",3,null,[20],0,"",1],["sebi-55739-market-abuse-2022","SEBI v. Ballinder Singh Dhillon and others (Fortis Healthcare fund diversion, settlement, 2022)",5,"2022-01-31",4,null,[],0,"Sandeep Puri; Aditya Vij; Religare Finvest Limited",1],["asic-22-010mr-insider-trading-2022","Caloundra man pleads guilty to insider trading (ASIC, 2022)",1,"2022-01-28",3,null,[20],1,"Jin Xi Li",1],["sebi-55681-marking-the-close-2022","SEBI v. Santosh Kumar Agarwal and others (price rise in Nikki Global Finance, 2022)",5,"2022-01-28",3,null,[34],0,"Kamta Prasad Pandey; Success Vyapar Private Limited; Raj Kumar Agarwal; Anant Fin Consultancy Pvt Ltd; Rishi Kant Awasthi; Adinath Shares and Commodities Pvt Ltd; MHDS Stone Edge Pvt. Ltd. (formerly Priyanshi Securities Limited); Rita Jain; Surendra Kumar Gupta",1],["sebi-55687-price-manipulation-2022","SEBI v. Sharekhan Ltd (one-share buys depressing the price, Sampada Chemicals, 2022)",5,"2022-01-28",3,null,[34],0,"",1],["sebi-55691-price-manipulation-2022","SEBI v. Mangalmayee Hirise Pvt Ltd and others (small buy orders lifting Nouveau Global Ventures, 2022)",5,"2022-01-28",3,null,[34],0,"Mangalmayee Hirise Private Limited; Subhshree Hirise Private Limited; Suryamukhi Projects Private Limited; Growfast Realtors Private Limited; Pushpanjali Commotrade Private Limited; Skylight Distributors Private Limited",1],["sebi-55695-price-manipulation-2022","SEBI v. Vazhacholil Paul Xavier (small buy orders, Nouveau Global Ventures, 2022)",5,"2022-01-28",3,null,[34],0,"",1],["sebi-55723-matched-orders-2022","SEBI v. Agrata Shares Securities Pvt. Ltd. and others (synchronized trades, Era Infra Engineering, 2022)",5,"2022-01-28",3,null,[23,48],0,"Antique Texfab Pvt. Ltd.; Purple Shares Securities Pvt. Ltd.; Blitz Buildwell Pvt. Ltd.; Pratibha Mukharjee; Renu Mukharjee; Hi-Point Investment & Finance Pvt. Ltd.; Adel Landmarks Ltd.; Kyrie Construction Pvt. Ltd.; Adro Engineers Pvt. Ltd.; Vital Probuild Pvt. Ltd.; Vernon Infrastructure Pvt. Ltd.",1],["sec-seethruequity-llc-ajay-tandon-analyst-manipulation-2022","SEC v. SeeThruEquity, LLC, Ajay Tandon, and Amit Tandon (newsletter scalping, 2022)",6,"2022-01-28",3,520000,[0,28],0,"",1],["sebi-55706-market-abuse-2022","SEBI v. PIL Italica Lifestyle Limited and others (alleged self-funded preferential allotment, 2022)",5,"2022-01-28",1,null,[],0,"Daud Ali; Narendra Bhanawat; Ali Asgar Kagzi; Hussain Kagzi; Park Continental Limited; SAT Industries Limited; Italica Furniture Limited; Space Age Polymers Private Limited; Sah Polymers Limited; Aeroflex Industries Limited",1],["sec-milrud-layering-2022","SEC v. Aleksandr Milrud (layering, 2022)",6,"2022-01-26",3,null,[21],1,"",1],["sebi-55461-insider-trading-2022","SEBI v. S. Madhavan (insider trading settlement, UFO Moviez India, 2022)",5,"2022-01-20",4,null,[20],0,"",1],["cftc-william-s-evans-iii-ponzi-schemes-2022","CFTC v. William S. Evans III (ponzi schemes, 2022)",2,"2022-01-19",3,null,[33],0,"",1],["sec-david-p-forte-gregory-p-manning-insider-trading-2022","SEC v. David P. Forte, Gregory P. Manning and John D. Younis (insider trading, 2022)",6,"2022-01-19",2,null,[20],1,"",1],["sebi-55379-matched-orders-2022","SEBI v. Finquest Securities Pvt. Ltd. (broker facilitating synchronized trades, Asian Granito India, 2022)",5,"2022-01-18",3,null,[23],0,"Finquest Securities Pvt. Limited",1],["sec-douglas-a-roth-insider-trading-2022","SEC v. Douglas A. Roth (insider trading, 2022)",6,"2022-01-13",3,null,[20],1,"",1],["sec-david-s-sargent-insider-trading-2022","SEC v. David S. Sargent and Christopher M. Klundt (insider trading, 2022)",6,"2022-01-11",4,215174.9,[20],1,"",1],["sec-tanmaya-kabra-et-al-ponzi-schemes-2022","SEC v. Tanmaya Kabra et al. (ponzi schemes, 2022)",6,"2022-01-06",3,null,[33],1,"",1],["sebi-illiquid-stock-options-bse-2022-matched-orders","SEBI adjudication orders on illiquid stock options at BSE (2022 batch)",5,"2022-01-04",3,null,[23],0,"Arjun Sahoo HUF; Suman Poddar; Kalpana Agarwala",1],["sebi-55162-market-abuse-2022","SEBI v. Sure Portfolio Services Private Limited (Sun and Shine Worldwide price manipulation, struck-off company, 2022)",5,"2022-01-03",1,null,[23],0,"",1],["sebi-55163-market-abuse-2022","SEBI v. Wonder Procon Private Limited (Sun and Shine Worldwide price manipulation, struck-off company, 2022)",5,"2022-01-03",1,null,[23],0,"",1],["amf-fr-san-2022-01-insider-trading-2021","AMF France v. M. Jean-Louis Roy (insider trading, 2021)",0,"2021-12-29",3,null,[20],0,"",1],["cftc-new-jersey-based-entities-2021","CFTC v. New Jersey-Based Entities and Individuals (2021)",2,"2021-12-28",5,null,[],0,"WorldWideMarkets, Ltd.; TAB Networks, Inc.; Thomas Plaut; Arthur Dembro",1],["cftc-dubai-traders-wash-trading-2021","CFTC v. Kunal Bansal, Vinit Agarwal, Aralia Securities, Ltd. and Vintage Bullion DMCC (wash trading, 2021)",2,"2021-12-27",3,100000,[48],0,"",1],["sec-marco-sully-perez-ponzi-schemes-2021","SEC v. Marco \"Sully\" Perez and Permian Basin Proppants, Inc. (ponzi schemes, 2021)",6,"2021-12-22",4,null,[33],1,"",1],["sec-vladislav-kliushin-nikolai-rumiantcev-mikhail-irzak-igor-sladkov-hack-to-tra","SEC v. Vladislav Kliushin, Nikolai Rumiantcev, Mikhail Irzak, Igor Sladkov, and Ivan Yermakov (hack to trade, 2021)",6,"2021-12-22",3,null,[17],1,"",1],["sec-daniel-v-t-catenacci-insider-trading-2021","SEC v. Daniel V.T. Catenacci (insider trading, 2021)",6,"2021-12-20",4,50000,[20],1,"",1],["sec-j-p-morgan-securities-llc-2021","SEC v. J.P. Morgan Securities LLC (2021)",6,"2021-12-17",4,125000000,[],0,"",1],["sec-wedbush-securities-inc-unregistered-distributions-2021","SEC v. Wedbush Securities Inc. (unregistered distributions, 2021)",6,"2021-12-15",4,1000000,[47],0,"",1],["cftc-puerto-rico-resident-2021","CFTC v. Peter Miller and Omerta Capital LLC (block trade information misuse, 2021)",2,"2021-12-10",4,200000,[],1,"",1],["sec-mohammed-pithapurwala-ammar-kutiyanawalla-insider-trading-2021","SEC v. Mohammed Pithapurwala, Ammar Kutiyanawalla, and Alifiya Kutiyanawalla (insider trading, 2021)",6,"2021-12-09",4,598031,[20],0,"",1],["cftc-banoczay-jr-spoofing-2021","CFTC v. Roman Banoczay Jr., Roman Banoczay Sr. and BAZUR Spol. S.R.O. (spoofing, 2021)",2,"2021-12-08",4,750000,[45],0,"",1],["sec-auzins-unregistered-distributions-2021","SEC v. Auzins (unregistered distributions, 2021)",6,"2021-12-03",4,null,[47],1,"Ivars Auzins",1],["sec-michael-j-starkweather-fake-press-releases-2021","SEC v. Michael J. Starkweather and Andiamo Corporation (fake press releases, 2021)",6,"2021-12-03",3,null,[11],0,"",1],["sec-carnovale-et-al-undisclosed-control-blocks-2021","SEC v. Carnovale, et al. (undisclosed control blocks, 2021)",6,"2021-12-02",3,430412,[46,47],0,"",1],["sec-robert-c-dobkin-cynthia-braun-michael-fiorillo-insider-trading-2021","SEC v. Robert C. Dobkin, Cynthia Braun, Michael Fiorillo and Jeffrey S. Gregersen (insider trading, 2021)",6,"2021-12-01",4,935930.9,[20],0,"",1],["asic-courtenay-house-ponzi-schemes-2021","ASIC v. Courtenay House (ponzi schemes, 2021)",1,"2021-11-30",3,null,[33],1,"Tony Iervasi; Athan Papoulias",1],["sec-marc-demane-debih-insider-trading-2021","SEC v. Marc Demane Debih (insider trading, 2021)",6,"2021-11-30",4,null,[20],1,"",1],["sec-guy-scott-griffithe-ponzi-schemes-2021","SEC v. Guy Scott Griffithe and Robert William Russell (ponzi schemes, 2021)",6,"2021-11-24",3,2882539,[33],0,"",1],["sec-carol-e-cohen-insider-trading-2021","SEC v. Carol E. Cohen and Austin Rotter (insider trading, 2021)",6,"2021-11-23",4,136938,[20],0,"",1],["sec-tomer-feingold-insider-trading-2021","SEC v. Tomer Feingold and Dov Malnik (insider trading, 2021)",6,"2021-11-23",3,2828699,[20],1,"",1],["sec-propetro-holding-corp-and-dale-redman-2021","SEC v. ProPetro Holding Corp. and Dale Redman (2021)",6,"2021-11-22",4,195046,[],0,"",1],["sec-mio-partners-inc-2021","SEC v. MIO Partners, Inc. (2021)",6,"2021-11-19",4,18000000,[],0,"",1],["sec-william-e-gericke-esq-insider-trading-2021","SEC v. William E. Gericke, Esq. (insider trading, 2021)",6,"2021-11-19",4,20004,[20],0,"",1],["cftc-daniel-fingerhut-2021","CFTC v. Daniel Fingerhut and others (binary options and digital asset solicitation fraud, 2021)",2,"2021-11-17",3,3600000,[],0,"Itay Barak; Tal Valariola; Digital Platinum Limited",1],["asic-21-305mr-insider-trading-2021","Former executive of Healthe Care Australia sentenced to 12 months imprisonment and fined $10,000 for insider trading (ASIC, 2021)",1,"2021-11-16",3,null,[20],1,"Gregory Campbell",1],["osc-michael-paul-kraft-insider-trading-2021","OSC v. Michael Paul Kraft and Michael Brian Stein (insider trading, 2021)",4,"2021-11-16",3,null,[20],0,"",1],["asic-21-297mr-insider-trading-2021","Former Quantum Resources director convicted of insider trading and market manipulation offences (ASIC, 2021)",1,"2021-11-09",3,null,[20,34],1,"Avrohom Mordechai Kimelman",1],["sec-gregory-lemelson-lemelson-capital-management-llc-short-and-distort-2021","SEC v. Gregory Lemelson, Lemelson Capital Management, LLC, and The Amvona Fund (short and distort, 2021)",6,"2021-11-08",3,null,[43],0,"",1],["sec-david-p-godwin-et-al-2021","SEC v. David P. Godwin (financial statement fraud, 2021)",6,"2021-11-04",3,null,[],1,"",1],["sec-mark-a-miller-saeid-jaberian-pump-and-dump-2021","SEC v. Mark A. Miller, Saeid Jaberian and Christopher J. Rajkaran (pump and dump, 2021)",6,"2021-11-01",3,null,[35],1,"",1],["sec-bnz-one-capital-llc-et-al-ponzi-schemes-2021","SEC v. BNZ One Capital, LLC, et al. (ponzi schemes, 2021)",6,"2021-10-29",2,null,[33],1,"",1],["cftc-new-jersey-resident-2021","CFTC v. Swapnil Rege and SwapStar Capital LLC (2021)",2,"2021-10-27",4,200000,[],0,"Reema Rege",1],["sec-ann-m-vick-2021","SEC v. Ann M. Vick (2021)",6,"2021-10-26",4,570150,[],0,"",1],["sec-denis-georgiyevich-sotnikov-et-al-2021","SEC v. Denis Georgiyevich Sotnikov, et al. (fake certificate-of-deposit fraud, 2021)",6,"2021-10-26",3,8386991,[],0,"Adaptive Technology LLC; AGQ Business Group LLC; ATL Business Group LLC; BO&SA Corporation; DN Industrial LLC; Expert Digital LLC",1],["sec-steven-m-gallagher-a-k-a-alexander-delarge-social-media-ramps-2021","SEC v. Steven M. Gallagher, a/k/a \"Alexander Delarge\" (social media ramps, 2021)",6,"2021-10-26",3,472902,[44],0,"",1],["cftc-el-paso-resident-ponzi-schemes-2021","CFTC v. El Paso Resident and His Firm (ponzi schemes, 2021)",2,"2021-10-20",3,18773714,[33],1,"",1],["cftc-craig-l-clavin-2021","CFTC v. Craig L. Clavin and Lighthouse Futures, Ltd. (2021)",2,"2021-10-12",3,25000,[],1,"",1],["cftc-north-carolina-companies-2021","CFTC v. Storm Bryant, Elijah Bryant III, et al. (2021)",2,"2021-10-08",3,3988859.55,[],0,"Elijah Bryant, III; CapitalStorm, LLC; GenerationBlack, LLC; NCome, LLC",1],["sec-steven-pagartanis-ponzi-schemes-2021","SEC v. Steven Pagartanis (ponzi schemes, 2021)",6,"2021-10-07",3,null,[33],1,"",1],["sec-keith-a-wakefield-2021","SEC v. Keith A. Wakefield (unauthorized trading and fictitious commissions, 2021)",6,"2021-10-01",4,null,[],1,"",1],["sec-adam-heimann-paid-stock-promotion-2021","SEC v. Adam Heimann (paid stock promotion, 2021)",6,"2021-09-30",4,1250000,[31],0,"Michael Perinotti; EGM Firm Inc.; MIDAM Ventures LLC",1],["sec-gregory-l-ciccone-et-al-2021","SEC v. Gregory L. Ciccone, et al. (2021)",6,"2021-09-29",2,null,[],0,"Platinum Travel and Entertainment, LLC",1],["sec-sky-group-et-al-ponzi-schemes-2021","SEC v. Sky Group, et al. (ponzi schemes, 2021)",6,"2021-09-29",4,null,[33],0,"Sky Group USA LLC; Efrain Betancourt, Jr.",1],["sec-jaeson-birnbaum-2021","SEC v. Jaeson Birnbaum (2021)",6,"2021-09-28",4,null,[],0,"",1],["sec-tradition-securities-and-derivatives-llc-naked-short-selling-debate-2021","SEC v. Tradition Securities and Derivatives, LLC (naked short selling debate, 2021)",6,"2021-09-28",4,841627,[27],0,"",1],["fca-colin-bermingham-individual-benchmark-submission-rigging-2021","FCA v. Colin Bermingham Individual (benchmark submission rigging, 2021)",3,"2021-09-27",4,null,[2],1,"",1],["sec-suyun-gu-et-al-wash-trading-2021","SEC v. Suyun Gu, et al. (wash trading, 2021)",6,"2021-09-27",4,25000,[48],0,"Yong Lee",1],["sec-timothy-page-et-al-daniel-cattlin-boiler-rooms-2021","SEC v. Timothy Page et al., Daniel Cattlin and William R. Shupe (boiler rooms, 2021)",6,"2021-09-27",3,11121801,[3],0,"Trevor Page; Wellesley Holdings Limited; Porrima Limited; Emergent Investment Company; FJ Investments International Inc.; Ticino Capital Limited",1],["sec-xuepeng-xie-layering-2021","SEC v. Xuepeng Xie (layering, 2021)",6,"2021-09-27",4,600000,[21,45],0,"",1],["sec-frantz-simeon-ponzi-schemes-2021","SEC v. Frantz Simeon and First Black Enterprises, Inc. (ponzi schemes, 2021)",6,"2021-09-23",3,null,[33],1,"",1],["asic-dylan-rands-price-manipulation-2021","ASIC v. Dylan Rands (price manipulation, 2021)",1,"2021-09-22",3,null,[34],0,"",1],["sec-helikon-investments-ltd-rule-105-offering-shorts-2021","SEC v. Helikon Investments Ltd. (rule 105 offering shorts, 2021)",6,"2021-09-21",4,97523,[39],0,"",1],["sec-james-wallace-nall-iii-michael-hale-smith-michael-dwaine-smith-robert-walter","SEC v. James Wallace Nall, III, Michael Hale Smith, Michael Dwaine Smith, Robert Walter Smith and Walter Vice Tutt (insider trading, 2021)",6,"2021-09-21",3,220626,[20],0,"",1],["cftc-former-hawaii-resident-ponzi-schemes-2021","CFTC v. Gregory Demetrius Bryant, Jr. (ponzi schemes, 2021)",2,"2021-09-16",2,null,[33],0,"Gregory Demetrius Bryant, Jr. (a/k/a Gregory Surrey England)",1],["sec-jason-dodd-bullard-angela-romero-bullard-ponzi-schemes-2021","SEC v. Jason Dodd Bullard, Angela Romero-Bullard, and Bullard Enterprises LLC (ponzi schemes, 2021)",6,"2021-09-16",4,230464,[33],1,"",1],["cftc-ronald-montano-2021","CFTC v. Ronald Montano and Montano Enterprises LLC (binary options solicitation fraud, 2021)",2,"2021-09-15",3,1675000,[],0,"",1],["sec-charles-parkinson-lloyd-reverse-merger-schemes-2021","SEC v. Charles Parkinson Lloyd (reverse merger schemes, 2021)",6,"2021-09-15",4,40000,[36,47],0,"",1],["sec-simon-piers-thurlow-et-al-reverse-merger-schemes-2021","SEC v. Simon Piers Thurlow, Roger Fidler and others (reverse merger schemes, 2021)",6,"2021-09-15",2,null,[36],0,"Roger Leon Fidler; Richard Oravec; Bradley Fidler; Bryce Emory Boucher; Joseph D. Jordan; Western Bankers Capital Inc.",1],["asic-21-245mr-insider-trading-2021","Melbourne man charged with insider trading (ASIC, 2021)",1,"2021-09-14",1,null,[20],1,"Vaughan Garfield Bowen",1],["cftc-texas-resident-ponzi-schemes-2021","CFTC v. Rudy Avila and six companies (fraudulent solicitation schemes, 2021)",2,"2021-09-14",3,null,[33],1,"The L.I.F.T. Group LLC; CIG Internacional Sociedad Anónima; Trading Technologies Group Sociedad Anónima; Trading Ventures Group, LLC; Capital Ventures Group, LLC; Ventures Group, LLC",1],["sec-app-annie-inc-and-bertrand-schmitt-2021","SEC v. App Annie Inc. and Bertrand Schmitt (2021)",6,"2021-09-14",4,10300000,[],0,"",1],["sec-mark-ahn-insider-trading-2021","SEC v. Mark Ahn (insider trading, 2021)",6,"2021-09-10",3,null,[20],1,"",1],["sec-todd-elliott-hitt-et-al-ponzi-schemes-2021","SEC v. Todd Elliott Hitt et al. (ponzi schemes, 2021)",6,"2021-09-10",3,null,[33],1,"",1],["sec-cavco-industries-inc-joseph-stegmayer-insider-trading-2021","SEC v. Cavco Industries, Inc., Joseph Stegmayer, and Daniel Urness, Robert Scott Parkhurst (insider trading, 2021)",6,"2021-09-03",4,1495995,[20],0,"",1],["sec-zeeshawn-s-zia-boiler-rooms-2021","SEC v. Zeeshawn S. Zia (boiler rooms, 2021)",6,"2021-09-01",2,null,[3],0,"Dawson L. Davenport; Elite Aerospace Group, Inc.; Robert A. Gunton; Andrea J. Lindstrom; Michael P. Owens; Dustin B. Tillman; Julie A. Yale",1],["sec-steven-fitzgerald-brown-ponzi-schemes-2021","SEC v. Steven Fitzgerald Brown (ponzi schemes, 2021)",6,"2021-08-31",3,null,[33],1,"",1],["sec-beth-mueller-insider-trading-2021","SEC v. Beth Mueller (insider trading, 2021)",6,"2021-08-30",4,27996,[20],0,"",1],["sec-cambridge-investment-research-inc-and-cambridge-investment-research-advisors","SEC v. Cambridge Investment Research, Inc. and Cambridge Investment Research Advisors, Inc. (customer information safeguards, 2021)",6,"2021-08-30",4,250000,[],0,"",1],["sec-cetera-advisor-networks-llc-2021","SEC v. Cetera Advisor Networks LLC and four affiliates (customer information safeguards, 2021)",6,"2021-08-30",4,300000,[],0,"Cetera Investment Services LLC; Cetera Financial Specialists LLC; Cetera Advisors LLC; Cetera Investment Advisers LLC",1],["sec-donald-g-blakstad-et-al-insider-trading-2021","SEC v. Donald G. Blakstad, et al. (insider trading, 2021)",6,"2021-08-30",2,null,[20],1,"Martha Patricia Bustos; Robert J. Maron; Joubin Torkan",1],["sec-kms-financial-services-inc-2021","SEC v. KMS Financial Services, Inc. (customer information safeguards, 2021)",6,"2021-08-30",4,200000,[],0,"",1],["sec-roger-e-dobrovodsky-unregistered-distributions-2021","SEC v. Roger E. Dobrovodsky (unregistered distributions, 2021)",6,"2021-08-30",4,150000,[47],1,"",1],["sec-scott-and-lisa-chasin-insider-trading-2021","SEC v. Scott and Lisa Chasin (insider trading, 2021)",6,"2021-08-30",4,27996,[20],0,"",1],["cftc-glen-galemmo-ponzi-schemes-2021","CFTC v. Glen Galemmo (ponzi schemes, 2021)",2,"2021-08-27",4,null,[33],1,"",1],["sec-andrew-l-fassari-social-media-ramps-2021","SEC v. Andrew L. Fassari (social media ramps, 2021)",6,"2021-08-27",3,195047,[44],0,"",1],["sec-william-b-mchenry-jr-ponzi-schemes-2021","SEC v. William B. McHenry Jr. and First South Investments, LLC (ponzi schemes, 2021)",6,"2021-08-27",3,null,[33],0,"",1],["sec-john-j-woods-livingston-group-asset-management-company-d-b-a-southport-capit","SEC v. John J. Woods, Livingston Group Asset Management Company d/b/a Southport Capital, and Horizon Private Equity, III, LLC (ponzi schemes, 2021)",6,"2021-08-25",4,null,[33],0,"",1],["sec-sung-mo-jun-joon-jun-junwoo-chon-ayden-lee-insider-trading-2021","SEC v. Sung Mo Jun, Joon Jun, Junwoo Chon, Ayden Lee, and Jae Hyeon Bae (insider trading, 2021)",6,"2021-08-25",4,72875,[20],1,"",1],["sec-denise-grevas-insider-trading-2021","SEC v. Denise Grevas (insider trading, 2021)",6,"2021-08-18",4,null,[20],1,"",1],["sec-matthew-panuwat-insider-trading-2021","SEC v. Matthew Panuwat (insider trading, 2021)",6,"2021-08-17",2,null,[20],0,"",1],["sec-murchinson-ltd-naked-short-selling-debate-2021","SEC v. Murchinson Ltd. and Marc Bistricer and Paul Zogala (naked short selling debate, 2021)",6,"2021-08-17",4,900000,[27],0,"",1],["sec-lawrence-b-adams-paid-stock-promotion-2021","SEC v. Lawrence B. Adams (paid stock promotion, 2021)",6,"2021-08-16",2,null,[31],0,"",1],["sec-ahmad-haris-tajyar-marking-the-close-2021","SEC v. Ahmad Haris Tajyar and Eric Leo Marsoubian (marking the close, 2021)",6,"2021-08-13",4,219604,[22,23,48],0,"",1],["sec-martin-adrian-ruiz-et-al-2021","SEC v. Martin Adrian Ruiz, et al. (2021)",6,"2021-08-13",2,null,[],1,"Carter Bain Wealth Management, LLC; RAM Fund, LP",1],["sec-mj-capital-funding-llc-et-al-ponzi-schemes-2021","SEC v. MJ Capital Funding, LLC, et al, (ponzi schemes, 2021)",6,"2021-08-13",3,null,[33],1,"Johanna M. Garcia; MJ Taxes and More, Inc.",1],["sec-zorayr-mikael-manukyan-zakaryan-insider-trading-2021","SEC v. Zorayr Mikael Manukyan-Zakaryan (insider trading, 2021)",6,"2021-08-10",4,40997,[20],0,"",1],["sec-leonard-r-barr-insider-trading-2021","SEC v. Leonard R. Barr (insider trading, 2021)",6,"2021-08-09",4,68360,[20],0,"",1],["amf-fr-san-2021-14-wash-trading-2021","AMF France v. X, Y, Z and others (wash trading, 2021)",0,"2021-08-04",3,null,[48],0,"M. A; M. B; M. C",1],["amf-fr-san-2021-15-insider-trading-2021","AMF France v. Y, M. A and Banque X (insider trading, 2021)",0,"2021-08-03",1,null,[20],0,"",1],["sec-virland-a-johnson-2021","SEC v. Live Ventures Incorporated et al. (financial reporting fraud, 2021)",6,"2021-08-03",2,null,[],0,"JanOne Inc.; John Isaac; Kingston Diversified Holdings LLC; Virland A. Johnson",1],["sec-george-heckler-2021","SEC v. George Heckler (2021)",6,"2021-07-28",4,null,[],1,"",1],["sec-alan-l-alexander-insider-trading-2021","SEC v. Alan L. Alexander (insider trading, 2021)",6,"2021-07-23",4,9105,[20],0,"",1],["sec-charlie-abujudeh-pump-and-dump-2021","SEC v. Charlie Abujudeh (pump and dump, 2021)",6,"2021-07-22",4,414366,[35],0,"",1],["sec-outdoor-capital-partners-llc-ponzi-schemes-2021","SEC v. Outdoor Capital Partners, LLC (ponzi schemes, 2021)",6,"2021-07-22",2,null,[33],0,"",1],["osc-jiubin-feng-2021","OSC v. Jiubin Feng and CIM International Group Inc. (2021)",4,"2021-07-21",3,null,[],0,"",1],["sec-profit-connect-wealth-services-inc-joy-i-kovar-2021","SEC v. Profit Connect Wealth Services, Inc., et al. (2021)",6,"2021-07-20",2,null,[],0,"Joy I. Kovar; Brent C. Kovar",1],["sec-blotics-ltd-f-d-b-a-coinschedule-ltd-paid-stock-promotion-2021","SEC v. Blotics Ltd. f/d/b/a Coinschedule Ltd. (paid stock promotion, 2021)",6,"2021-07-14",4,154434,[31],0,"",1],["sec-jonathan-mimun-a-k-a-jonathan-maymon-boiler-rooms-2021","SEC v. Jonathan Mimun a/k/a Jonathan Maymon and Ronn BenHarav (boiler rooms, 2021)",6,"2021-07-13",3,25777908,[3],0,"",1],["amf-fr-san-2021-13-insider-trading-2021","AMF France v. B and A (insider trading, 2021)",0,"2021-07-09",3,null,[20],0,"",1],["asic-21-161mr-price-manipulation-2021","Melbourne man charged with multiple counts of market manipulation (ASIC, 2021)",1,"2021-07-02",3,null,[34],1,"Gabriel Govinda",1],["asic-avrohom-kimelman-insider-trading-2021","ASIC v. Avrohom Kimelman (insider trading, 2021)",1,"2021-07-01",3,null,[20,34],1,"",1],["sec-contrarian-press-llc-scott-s-fraser-paid-stock-promotion-2021","SEC v. Contrarian Press, LLC, Scott S. Fraser, and Nathan Yeung (paid stock promotion, 2021)",6,"2021-07-01",3,200000,[31],0,"",1],["sec-mounir-n-gad-insider-trading-2021","SEC v. Mounir N. Gad (insider trading, 2021)",6,"2021-06-30",4,51700,[20],0,"",1],["sec-nathan-e-guido-insider-trading-2021","SEC v. Nathan E. Guido (insider trading, 2021)",6,"2021-06-30",4,40700,[20],0,"",1],["sec-reuben-robert-goldman-paid-stock-promotion-2021","SEC v. Reuben Robert Goldman and Two Triangle Consulting Group, LLC d/b/a Goldman Small Cap Research (paid stock promotion, 2021)",6,"2021-06-30",4,39931,[31],0,"",1],["sec-ron-phillips-matched-orders-2021","SEC v. Ron Phillips (matched orders, 2021)",6,"2021-06-30",3,30000,[23],0,"",1],["sec-matthew-j-skinner-et-al-2021","SEC v. Matthew J. Skinner, et al. (2021)",6,"2021-06-29",3,4795163.51,[],1,"Empire West Equity, Inc.; Bayside Equity, LP; Longacre Estates, LP; Freedom Equity Fund LLC; Simple Growth, LLC",1],["sec-nathaniel-brown-benjamin-wylam-naveen-sood-marcus-bannon-matthew-rauch-insid","SEC v. Nathaniel Brown, Benjamin Wylam, Naveen Sood, Marcus Bannon, Matthew Rauch, and Naresh Ramaiya (insider trading, 2021)",6,"2021-06-25",4,653827,[20],1,"",1],["sec-wang-insider-trading-2021","SEC v. Wang (insider trading, 2021)",6,"2021-06-25",3,50000,[20],1,"Songjiang \"Sam\" Wang",1],["sec-mark-a-miller-fake-press-releases-2021","SEC v. Mark A. Miller (fake press releases, 2021)",6,"2021-06-21",3,null,[11,35],1,"",1],["cftc-former-energy-broker-2021","CFTC v. Classic Energy LLC and Mathew D. Webb (block trade information misuse, 2021)",2,"2021-06-15",4,null,[],1,"",1],["sec-robert-joseph-armijo-et-al-ponzi-schemes-2021","SEC v. Robert Joseph Armijo, et al. (ponzi schemes, 2021)",6,"2021-06-15",4,75000,[33],0,"Joseph Financial, Inc.",1],["cftc-zhao-spoofing-2021","CFTC v. Zhao (spoofing, 2021)",2,"2021-06-11",4,null,[45],1,"",1],["sec-edgar-m-radjabli-et-al-sham-tender-offers-2021","SEC v. Edgar M. Radjabli, Apis Capital Management LLC and My Loan Doctor LLC (sham tender offers, 2021)",6,"2021-06-11",4,419330,[41],0,"",1],["sec-the-estate-of-kenneth-j-casey-ponzi-schemes-2021","SEC v. The Estate of Kenneth J. Casey (ponzi schemes, 2021)",6,"2021-06-02",3,null,[33],0,"",1],["amf-fr-san-2021-09-spoofing-2021","AMF France v. X and A (spoofing, 2021)",0,"2021-05-28",3,null,[45],0,"",1],["sec-mohammed-a-bari-insider-trading-2021","SEC v. Mohammed A. Bari (insider trading, 2021)",6,"2021-05-27",4,238434,[20],0,"",1],["sec-kai-christian-petersen-et-al-boiler-rooms-2021","SEC v. Kai Christian Petersen, et al. (boiler rooms, 2021)",6,"2021-05-25",3,100000,[3],0,"Gil Beserglik; Raz Beserglik",1],["asic-21-110mr-insider-trading-2021","Former executive of Healthe Care Australia pleads guilty to insider trading (ASIC, 2021)",1,"2021-05-21",3,null,[20],1,"Gregory Campbell",1],["asic-21-111mr-insider-trading-2021","Insider trading charges against both the former Project Manager and the former Competent Person of ASX-listed gold explorer (ASIC, 2021)",1,"2021-05-21",3,null,[20],1,"Alexander McCulloch; Darryl Brian Mapleson",1],["sec-btig-llc-naked-short-selling-debate-2021","SEC v. BTIG, LLC (naked short selling debate, 2021)",6,"2021-05-20",4,315048,[27],0,"",1],["sec-lfs-funding-limited-partnership-et-al-undisclosed-control-blocks-2021","SEC v. LFS Funding Limited Partnership, Stephen Thompson, Steven Comisar, Dale Engelhardt and Ross Erskine (undisclosed control blocks, 2021)",6,"2021-05-20",2,null,[46],0,"Stephen Michael Thompson; Steven Robert Comisar; Dale Jay Engelhardt; Ross Gregory Erskine",1],["asic-21-103mr-price-manipulation-2021","Former CFO sentenced for market manipulation and fraud offences (ASIC, 2021)",1,"2021-05-18",3,null,[34],1,"Zhonghan Wu",1],["cftc-connecticut-firm-wash-trading-2021","CFTC v. SummerHaven Investment Management LLC (wash trading, 2021)",2,"2021-05-18",3,500000,[48],0,"",1],["cftc-cipolla-ponzi-schemes-2021","CFTC v. Cipolla (ponzi schemes, 2021)",2,"2021-05-14",3,null,[33],1,"Leonard J. Cipolla",1],["sec-david-n-osegueda-et-al-pump-and-dump-2021","SEC v. David N. Osegueda, et al. (pump and dump, 2021)",6,"2021-05-07",3,664000,[35],0,"Ishmail Calvin Ross; Zachary R. Logan; Jessica Snyder",1],["amf-fr-san-2021-06-insider-trading-2021","AMF France v. X, A, B, Y and Z (insider trading, 2021)",0,"2021-04-28",3,null,[20],0,"",1],["cftc-aaron-michael-scott-ponzi-schemes-2021","CFTC v. Aaron Michael Scott (ponzi schemes, 2021)",2,"2021-04-27",3,null,[33],1,"",1],["sec-jonathan-p-maroney-et-al-ponzi-schemes-2021","SEC v. Jonathan P. Maroney, Et. Al (ponzi schemes, 2021)",6,"2021-04-27",2,null,[33],0,"Harbor City Capital Corp",1],["sec-gregory-altieri-ponzi-schemes-2021","SEC v. Gregory Altieri (ponzi schemes, 2021)",6,"2021-04-23",3,null,[33],0,"",1],["sec-ubong-uboh-pump-and-dump-2021","SEC v. Ubong Uboh and Tyler Crockett (pump and dump, 2021)",6,"2021-04-22",4,null,[35],1,"",1],["sec-edward-j-kosinski-insider-trading-2021","SEC v. Edward J. Kosinski (insider trading, 2021)",6,"2021-04-21",3,null,[20],1,"",1],["cftc-8377-21-ponzi-schemes-2021","CFTC v. unnamed respondents (ponzi schemes, 2021)",2,"2021-04-08",3,1484128,[33],0,"David Gilbert Saffron; Circle Society, Corp.",1],["cftc-douglas-lien-ponzi-schemes-2021","CFTC v. Douglas Lien (ponzi schemes, 2021)",2,"2021-04-08",3,5195679,[33],0,"",1],["sec-zachary-j-horwitz-et-al-ponzi-schemes-2021","SEC v. Zachary J. Horwitz, et al. (ponzi schemes, 2021)",6,"2021-04-08",3,null,[33],0,"",1],["cftc-glenn-olson-rigged-binary-options-execution-2021","CFTC v. Glenn Olson (rigged binary options execution, 2021)",2,"2021-04-06",4,null,[37],0,"",1],["cftc-former-fuel-oil-trader-price-manipulation-2021","CFTC v. Emilio José Heredia Collado (price manipulation, 2021)",2,"2021-03-25",4,100000,[34],1,"",1],["sec-jason-p-wootten-et-al-ponzi-schemes-2021","SEC v. Jason P. Wootten, et al. (ponzi schemes, 2021)",6,"2021-03-23",4,null,[33],0,"Family Tree Estate Planning, LLC; Ronald Frank Stevenson; American Financial Security, LLC",1],["cftc-coinbase-inc-exchange-wash-trading-2021","CFTC v. Coinbase Inc. (exchange wash trading, 2021)",2,"2021-03-19",3,6500000,[10,48],0,"",1],["sec-seth-p-levine-2021","SEC v. Seth P. Levine (2021)",6,"2021-03-19",4,null,[],1,"",1],["asic-benjamin-heath-cooper-price-manipulation-2021","ASIC v. Benjamin Heath Cooper (price manipulation, 2021)",1,"2021-03-17",3,null,[34],1,"",1],["sec-shawn-c-cutting-2021","SEC v. Shawn C. Cutting (2021)",6,"2021-03-11",3,6899969,[],0,"",1],["cftc-two-individuals-pump-and-dump-2021","CFTC v. John McAfee and Jimmy Gale Watson (pump and dump, 2021)",2,"2021-03-05",2,null,[35],1,"",1],["sec-at-t-inc-et-al-2021","SEC v. AT&T, Inc., et al. (2021)",6,"2021-03-05",2,null,[],0,"Christopher Womack; Michael Black; Kent Evans",1],["amf-fr-tra-2021-03-04-regis-lebrun-insider-trading-2021","AMF France v. Régis Lebrun (insider trading, 2021)",0,"2021-03-04",4,null,[20],0,"",1],["fca-adrian-geoffrey-horn-wash-trading-2021","FCA v. Adrian Geoffrey Horn (wash trading, 2021)",3,"2021-03-03",5,null,[48],0,"",1],["sec-earthsource-minerals-international-llc-et-al-ponzi-schemes-2021","SEC v. EarthSource Minerals International, LLC et al. (ponzi schemes, 2021)",6,"2021-03-02",4,125000,[33],0,"",1],["amf-fr-san-2021-01-price-manipulation-2021","AMF France v. X (price manipulation, 2021)",0,"2021-02-26",1,null,[34],0,"",1],["sec-bruce-schoengood-medifirst-solutions-inc-paid-stock-promotion-2021","SEC v. Bruce Schoengood, Medifirst Solutions, Inc. and Joshua Tyrell (paid stock promotion, 2021)",6,"2021-02-24",2,null,[31],1,"",1],["cftc-eibschutz-2021","CFTC v. Eibschutz (2021)",2,"2021-02-23",4,75000,[],0,"",1],["sec-james-t-booth-ponzi-schemes-2021","SEC v. James T. Booth (ponzi schemes, 2021)",6,"2021-02-22",3,null,[33],1,"",1],["asic-21-020mr-price-manipulation-2021","Corporate finance director sentenced for conspiring to manipulate market (ASIC, 2021)",1,"2021-02-10",3,null,[34],1,"Ananda Kathiravelu",1],["sec-isaiah-l-goodman-2021","SEC v. Isaiah L. Goodman (2021)",6,"2021-02-09",4,null,[],1,"",1],["sec-cr-intrinsic-investors-et-al-insider-trading-2021","SEC v. CR Intrinsic Investors, et al. (insider trading, 2021)",6,"2021-02-03",3,null,[20],1,"Mathew Martoma",1],["sec-vuuzle-media-corp-ronald-shane-flynn-boiler-rooms-2021","SEC v. Vuuzle Media Corp., Ronald Shane Flynn, and Richard Marchitto (boiler rooms, 2021)",6,"2021-01-27",3,27910388.73,[3],0,"",1],["cftc-new-york-man-ponzi-schemes-2021","CFTC v. New York Man (ponzi schemes, 2021)",2,"2021-01-26",4,null,[33],1,"Jeremy Spence (d/b/a Coin Signals)",1],["sec-william-andrew-stack-esq-undisclosed-control-blocks-2021","SEC v. William Andrew Stack, Esq. (undisclosed control blocks, 2021)",6,"2021-01-21",3,333110,[46,47],0,"",1],["sec-abhi-batra-a-k-a-abhimanyu-batra-free-riding-and-parking-2021","SEC v. Abhi Batra a/k/a Abhimanyu Batra (free riding and parking, 2021)",6,"2021-01-19",3,195047,[14],0,"",1],["sec-jacob-c-glick-2021","SEC v. Jacob C. Glick (2021)",6,"2021-01-19",3,725140,[],0,"",1],["sec-advance-practice-advisors-llc-and-paul-c-spitzer-2021","SEC v. Advanced Practice Advisors, LLC and Paul C. Spitzer (2021)",6,"2021-01-14",4,20000,[],0,"",1],["osc-marilyn-dianne-stuart-ponzi-schemes-2021","OSC v. Marilyn Dianne Stuart (ponzi schemes, 2021)",4,"2021-01-13",3,null,[33],1,"",1],["sec-deandre-p-sears-et-al-ponzi-schemes-2020","SEC v. DeAndre P. Sears et al. (ponzi schemes, 2020)",6,"2020-12-31",4,null,[33],0,"MASears LLC d/b/a Picasso Group",1],["sec-anthony-thompson-jr-et-al-paid-stock-promotion-2020","SEC v. Anthony Thompson, Jr., et al. (paid stock promotion, 2020)",6,"2020-12-30",3,null,[31,35],1,"Jay Fung; Eric Van Nguyen",1],["sec-gregory-altieri-ponzi-schemes-2020","SEC v. Gregory Altieri (ponzi schemes, 2020)",6,"2020-12-30",4,null,[33],1,"",1],["sec-jason-peltz-insider-trading-2020","SEC v. Jason Peltz (insider trading, 2020)",6,"2020-12-29",4,null,[20],1,"",1],["cftc-mark-n-pyatt-ponzi-schemes-2020","CFTC v. Mark N. Pyatt (ponzi schemes, 2020)",2,"2020-12-22",3,null,[33],1,"",1],["sec-cormark-securities-inc-naked-short-selling-debate-2020","SEC v. Cormark Securities Inc. (naked short selling debate, 2020)",6,"2020-12-21",4,800000,[27],0,"",1],["sec-itg-canada-corp-naked-short-selling-debate-2020","SEC v. ITG Canada Corp. and Virtu ITG Canada Corp. (naked short selling debate, 2020)",6,"2020-12-21",4,200000,[27],0,"ITG Canada Corp. (now Virtu ITG Canada Corp.)",1],["sec-barton-s-ross-false-rumors-2020","SEC v. Barton S. Ross (false rumors, 2020)",6,"2020-12-18",4,null,[12],1,"",1],["fca-corrado-abbattista-price-manipulation-2020","FCA v. Corrado Abbattista (spoofing, 2020)",3,"2020-12-15",3,null,[34,45],0,"",1],["sec-roland-m-mathys-insider-trading-2020","SEC v. Roland M. Mathys (insider trading, 2020)",6,"2020-12-15",3,9889369,[20],1,"",1],["sec-christopher-clark-insider-trading-2020","SEC v. Christopher Clark and William Wright (insider trading, 2020)",6,"2020-12-11",4,481868,[20],0,"",1],["sec-j-jeremy-barbera-carl-smith-2020","SEC v. J. Jeremy Barbera, Carl Smith, and Nanobeak Biotech Inc. (2020)",6,"2020-12-09",2,null,[],1,"",1],["cftc-vitol-inc-price-manipulation-2020","CFTC v. Vitol Inc. (price manipulation, 2020)",2,"2020-12-03",4,null,[34],1,"",1],["sec-mark-alan-lisser-a-k-a-mark-alan-a-k-a-mark-allen-boiler-rooms-2020","SEC v. Mark Alan Lisser a/k/a Mark Alan a/k/a Mark Allen (boiler rooms, 2020)",6,"2020-12-01",4,null,[3],1,"",1],["sec-garrett-m-o-rourke-pump-and-dump-2020","SEC v. Garrett M. O'Rourke and Michael J. Black (pump and dump, 2020)",6,"2020-11-30",3,null,[35],1,"",1],["sec-rumbaugh-et-al-2020","SEC v. Craig Rumbaugh, et al. (2020)",6,"2020-11-24",3,192768,[],0,"Rumbaugh Financial, Inc.; Desert Strategic Equity, LLC",1],["osc-trevor-rosborough-insider-trading-2020","OSC v. Trevor Rosborough and others (insider trading, 2020)",4,"2020-11-17",4,null,[20],0,"Taylor Carr; Dmitri Graham",1],["amf-fr-san-2020-11-insider-trading-2020","AMF France v. Y, A, B, D and C (insider trading, 2020)",0,"2020-11-13",3,null,[20],0,"",1],["sec-american-portfolios-financial-services-inc-and-american-portfolios-advisors-","SEC v. American Portfolios Financial Services, Inc. and American Portfolios Advisors, Inc. (2020)",6,"2020-11-13",4,650000,[],0,"",1],["sec-douglas-a-roth-insider-trading-2020","SEC v. Douglas A. Roth (insider trading, 2020)",6,"2020-11-09",4,null,[20],1,"",1],["sec-ieremenko-et-al-insider-trading-2020","SEC v. Ieremenko et al.: settlements with Cho, Olefir and Capyield (hack to trade, 2020)",6,"2020-11-05",4,425000,[17,20],0,"Sungjin Cho; Ivan Olefir; Capyield Systems, Ltd.",1],["sec-michael-j-pires-insider-trading-2020","SEC v. Michael J. Pires (insider trading, 2020)",6,"2020-11-05",4,18569,[20],0,"",1],["cftc-8304-20-ponzi-schemes-2020","CFTC v. unnamed respondents (ponzi schemes, 2020)",2,"2020-11-04",3,450302,[33],0,"",1],["fca-frank-cochran-individual-2020","FCA v. Frank Cochran Individual (2020)",3,"2020-11-03",5,null,[],0,"",1],["fca-mark-horsey-individual-2020","FCA v. Mark Horsey Individual (2020)",3,"2020-11-03",5,null,[],0,"",1],["sec-terrence-chalk-et-al-2020","SEC v. Terrence Chalk, et al. (2020)",6,"2020-11-03",4,null,[],1,"Terrence Chalk (a/k/a Dr. Terrence Cash); Greenlight Advantage Group Inc.; Greenlight Investment Partners Inc.",1],["asic-20-266mr-insider-trading-2020","Sigma general manager charged with insider trading (ASIC, 2020)",1,"2020-10-30",3,null,[20],1,"Michael John Story",1],["amf-fr-tra-2020-10-29-jefferies-international-spoofing-2020","AMF France v. Jefferies International Ltd (spoofing, 2020)",0,"2020-10-29",4,null,[45],0,"",1],["sec-alex-forester-michael-hicks-yarden-krampf-christopher-lee-sean-o-neal-michae","SEC v. Alex Forester, Michael Hicks, Yarden Krampf, Christopher Lee, Sean O'Neal, Michael Raynor, and Lee Sobel (boiler rooms, 2020)",6,"2020-10-27",3,1819377.23,[3],0,"",1],["sec-paul-horton-smith-sr-ponzi-schemes-2020","SEC v. Paul Horton Smith, Sr. and others (ponzi schemes, 2020)",6,"2020-10-22",3,null,[33],1,"Northstar Communications, LLC; Planning Services, Inc.; eGate, LLC",1],["osc-vernon-ray-fauth-ponzi-schemes-2020","OSC v. Vernon Ray Fauth (ponzi schemes, 2020)",4,"2020-10-20",3,null,[33],0,"",1],["sec-jillian-sidoti-undisclosed-control-blocks-2020","SEC v. Jillian Sidoti (undisclosed control blocks, 2020)",6,"2020-10-19",4,22000,[46],0,"",1],["sec-rudden-et-al-ponzi-schemes-2020","SEC v. Rudden, et al. (ponzi schemes, 2020)",6,"2020-10-16",3,null,[33],1,"Daniel B. Rudden; Financial Visions companies",1],["sec-andeavor-llc-2020","SEC v. Andeavor LLC (2020)",6,"2020-10-15",4,20000000,[],0,"",1],["cftc-8285-20-2020","CFTC v. Peter Szatmari (binary options solicitation fraud, 2020)",2,"2020-10-13",3,5700000,[],0,"",1],["sec-alexander-rowland-2020","SEC v. Alexander Rowland (2020)",6,"2020-10-13",4,null,[],1,"",1],["sec-mcafee-et-al-paid-stock-promotion-2020","SEC v. McAfee et al. (paid stock promotion, 2020)",6,"2020-10-06",4,null,[31],1,"",1],["cftc-chicago-prop-firm-and-3-traders-spoofing-2020","CFTC v. Brendan Delovitch, Wesley Johnson, Rajeev Kansal and ARB Trading Group LP (spoofing, 2020)",2,"2020-09-30",3,745000,[45],0,"",1],["cftc-sunoco-spoofing-2020","CFTC v. Sunoco (spoofing, 2020)",2,"2020-09-30",3,450000,[45],0,"Sunoco LP",1],["cftc-texas-man-2020","CFTC v. Marcus Schultz (misappropriated information and fictitious trading, 2020)",2,"2020-09-30",4,669750,[],1,"",1],["sec-drew-morgan-ciccarelli-pump-and-dump-2020","SEC v. Drew Morgan Ciccarelli (pump and dump, 2020)",6,"2020-09-30",4,null,[35],1,"",1],["sec-joel-stohlman-et-al-matched-orders-2020","SEC v. Joel Stohlman, et al. (matched orders, 2020)",6,"2020-09-30",2,null,[23],0,"Ricardo Richardson; Gary Wolff; Edward Heil",1],["sec-michael-staisil-ponzi-schemes-2020","SEC v. Michael Staisil (ponzi schemes, 2020)",6,"2020-09-30",4,200000,[33],1,"",1],["sec-morgan-stanley-co-llc-2020","SEC v. Morgan Stanley & Co. LLC (2020)",6,"2020-09-30",4,5000000,[],0,"",1],["sec-thomas-j-gity-et-al-2020","SEC v. Thomas J. Gity, et al. (2020)",6,"2020-09-30",4,192768,[],0,"Thomas Gity, Jr.; Treasure Coast Property Enterprises, LLC",1],["sec-todd-w-mixon-2020","SEC v. Todd W. Mixon (2020)",6,"2020-09-30",3,null,[],0,"",1],["cftc-jpmorgan-price-manipulation-2020","CFTC v. JPMorgan (price manipulation, 2020)",2,"2020-09-29",4,436431811,[34,45],1,"JPMorgan Chase & Co.; JPMorgan Chase Bank, N.A.; J.P. Morgan Securities LLC",1],["cftc-new-jersey-firm-2020","CFTC v. Gain Capital Group, LLC (supervision failures, 2020)",2,"2020-09-29",4,300000,[],0,"",1],["cftc-slovakian-men-spoofing-2020","CFTC v. Roman Banoczay Jr., Roman Banoczay Sr. and BAZUR Spol. S.R.O. (spoofing, 2020)",2,"2020-09-29",4,750000,[45],0,"",1],["sec-j-p-morgan-securities-llc-layering-2020","SEC v. J.P. Morgan Securities LLC (layering and spoofing, 2020)",6,"2020-09-29",4,25000000,[21,45],0,"",1],["sec-lewis-i-wallach-ponzi-schemes-2020","SEC v. Lewis I. Wallach (ponzi schemes, 2020)",6,"2020-09-29",4,null,[33],1,"",1],["asic-don-evans-insider-trading-2020","ASIC v. Don Evans (insider trading, 2020)",1,"2020-09-28",3,null,[20,34],1,"",1],["cftc-new-york-firm-and-its-trader-spoofing-2020","CFTC v. Thomas Donino and FNY Partners Fund LP (spoofing, 2020)",2,"2020-09-28",3,585000,[45],0,"",1],["sec-laksha-bohra-viky-bohra-insider-trading-2020","SEC v. Laksha Bohra, Viky Bohra, and Gotham Bohra (insider trading, 2020)",6,"2020-09-28",3,1106399,[20],1,"",1],["sec-christopher-d-bachinski-insider-trading-2020","SEC v. Christopher D. Bachinski (insider trading, 2020)",6,"2020-09-25",4,23094,[20],0,"",1],["sec-eric-m-hill-insider-trading-2020","SEC v. Eric M. Hill (insider trading, 2020)",6,"2020-09-25",4,null,[20],1,"",1],["sec-rachelle-a-thatcher-insider-trading-2020","SEC v. Rachelle A. Thatcher (insider trading, 2020)",6,"2020-09-25",4,11610,[20],0,"",1],["sec-craig-a-zabala-2020","SEC v. Craig A. Zabala (2020)",6,"2020-09-24",4,null,[],1,"",1],["sec-edward-t-kelly-insider-trading-2020","SEC v. Edward T. Kelly (insider trading, 2020)",6,"2020-09-23",4,170228,[20],0,"",1],["sec-palmer-square-capital-management-llc-2020","SEC v. Palmer Square Capital Management LLC (cross trading, 2020)",6,"2020-09-21",4,450000,[],0,"",1],["sec-powertraderspress-com-inc-et-al-boiler-rooms-2020","SEC v. PowerTradersPress.com, Inc., et al. (boiler rooms, 2020)",6,"2020-09-21",3,null,[3],1,"Emin Cohen; Dennis Verderosa",1],["sec-robert-hoddes-jacobs-insider-trading-2020","SEC v. Robert Hoddes Jacobs (insider trading, 2020)",6,"2020-09-21",4,157095,[20],0,"",1],["sec-scott-allen-fries-2020","SEC v. Scott Allen Fries (2020)",6,"2020-09-17",3,208500,[],0,"",1],["sec-steven-j-sheinfeld-insider-trading-2020","SEC v. Steven J. Sheinfeld (insider trading, 2020)",6,"2020-09-17",4,305129,[20],0,"",1],["cftc-4-florida-men-ponzi-schemes-2020","CFTC v. 4 Florida Men (ponzi schemes, 2020)",2,"2020-09-16",3,80500782,[33],0,"Avinash Singh; Highrise Advantage, LLC; Daniel Cologero; Randy Rosseau; Hemraj Singh; Green Knight Investments, LLC; Bull Run Advantage, LLC; King Royalty, LLC; Surujpaul Sahdeo; SR&B Enterprises",1],["sec-henry-sargent-et-al-undisclosed-control-blocks-2020","SEC v. Frederick Mintz and Alan Fraade (undisclosed control blocks, 2020)",6,"2020-09-16",3,null,[46],0,"",1],["cftc-edge-financial-technologies-spoofing-2020","CFTC v. Edge Financial Technologies (spoofing, 2020)",2,"2020-09-15",3,48400,[45],0,"",1],["asic-20-209mr-insider-trading-2020","Insider trader sentenced to three years imprisonment for trading in Big Un Ltd shares (ASIC, 2020)",1,"2020-09-11",3,null,[20],1,"Michael Ming Jinn Ho",1],["cftc-walsh-ponzi-schemes-2020","CFTC v. Walsh (ponzi schemes, 2020)",2,"2020-09-11",3,null,[33],1,"Stephen Walsh; Paul Greenwood",1],["sec-craig-p-moyes-insider-trading-2020","SEC v. Craig P. Moyes (insider trading, 2020)",6,"2020-09-10",4,116192,[20],0,"",1],["sec-richard-m-kirsch-insider-trading-2020","SEC v. Richard M. Kirsch and Adam Terris (insider trading, 2020)",6,"2020-09-10",4,2512192,[20],0,"",1],["sec-ryan-felton-flik-coinspark-price-manipulation-2020","SEC v. Ryan Felton, FLiK, and CoinSpark (price manipulation, 2020)",6,"2020-09-10",3,null,[34],1,"",1],["fca-conor-martin-foley-price-manipulation-2020","FCA v. Conor Martin Foley (price manipulation, 2020)",3,"2020-09-07",3,null,[34],0,"",1],["sec-covalent-collective-inc-unregistered-distributions-2020","SEC v. Covalent Collective, Inc. (unregistered distributions, 2020)",6,"2020-09-03",4,null,[47],0,"",1],["sec-peter-dichiara-reverse-merger-schemes-2020","SEC v. Peter DiChiara (reverse merger schemes, 2020)",6,"2020-09-03",4,40000,[36,46],0,"",1],["sec-phillip-w-conley-2020","SEC v. Phillip W. Conley (2020)",6,"2020-09-03",3,null,[],1,"",1],["sec-steven-fitzgerald-brown-ponzi-schemes-2020","SEC v. Steven Fitzgerald Brown (ponzi schemes, 2020)",6,"2020-09-03",4,null,[33],1,"",1],["sec-yue-li-insider-trading-2020","SEC v. Yue Li (insider trading, 2020)",6,"2020-09-03",4,43218,[20],0,"",1],["cftc-cartu-brothers-rigged-binary-options-execution-2020","CFTC v. Cartu et al. (rigged binary options execution, 2020)",2,"2020-09-02",3,100000,[37],0,"David Cartu; Jonathan Cartu; Joshua Cartu; Leeav Peretz; Nati Peretz; Ryan Masten; BareIt Media LLC (d/b/a SignalPush); All Out Marketing Limited; Blue Moon Investments, Ltd.; Orlando Union Inc.",1],["cftc-cartu-brothers-rigged-binary-options-execution-2024","CFTC v. Cartu et al. (rigged binary options execution, 2024)",2,"2020-09-02",3,153466935,[37],0,"Jonathan Cartu; Leeav Peretz; Nati Peretz; Blue Moon Investments Inc.",1],["fca-julian-rifat-individual-insider-trading-2020","FCA v. Julian Rifat Individual (insider trading, 2020)",3,"2020-09-01",5,null,[20],1,"",1],["asic-20-199mr-price-manipulation-2020","Corporate finance director pleads guilty to conspiring to manipulate market (ASIC, 2020)",1,"2020-08-28",3,null,[34],1,"Ananda Kathiravelu",1],["cftc-multiple-individuals-ponzi-schemes-2020","CFTC v. Multiple Individuals and Entities (ponzi schemes, 2020)",2,"2020-08-28",2,null,[33],1,"Dennis Jali; Arley Ray Johnson; John Frimpong; 1st Million LLC; Smart Partners LLC; Access to Assets LLC",1],["sec-sepehr-sarshar-insider-trading-2020","SEC v. Sepehr Sarshar (insider trading, 2020)",6,"2020-08-25",4,56222,[20],1,"",1],["cftc-the-bank-of-nova-scotia-spoofing-2020-8221-20","CFTC v. The Bank of Nova Scotia (spoofing, 2020)",2,"2020-08-19",3,null,[45],1,"",1],["cftc-the-bank-of-nova-scotia-spoofing-2020","CFTC v. The Bank of Nova Scotia (spoofing, 2020)",2,"2020-08-19",3,109000000,[45],1,"",1],["sec-dale-tenhulzen-et-al-ponzi-schemes-2020","SEC v. Dale Tenhulzen et al. (ponzi schemes, 2020)",6,"2020-08-13",4,null,[33],0,"Live Wealthy Institute, LLC",1],["sec-sean-r-stewart-et-al-insider-trading-2020","SEC v. Sean R. Stewart et al. (insider trading, 2020)",6,"2020-08-13",3,null,[20],1,"",1],["sec-vu-anh-nguyen-et-al-free-riding-and-parking-2020","SEC v. Vu Anh Nguyen, Adam Michael Reed and Anthony Xavier Moya (free riding and parking, 2020)",6,"2020-08-11",4,null,[14],0,"",1],["osc-donald-bruce-wilson-2020","OSC v. Donald Bruce Wilson and others (2020)",4,"2020-08-10",3,null,[],0,"David Scott Wright; Patrick K. Prinster",1],["sec-nicholas-mejia-scrivener-layering-2020","SEC v. Nicholas Mejia Scrivener (layering, 2020)",6,"2020-08-10",4,50000,[21,45],0,"",1],["sec-jack-brewer-insider-trading-2020","SEC v. Jack Brewer (insider trading, 2020)",6,"2020-08-06",2,null,[20],0,"",1],["osc-dino-paolucci-pump-and-dump-2020","OSC v. Dino Paolucci (pump and dump, 2020)",4,"2020-08-05",3,null,[35],1,"",1],["asic-20-177mr-ponzi-schemes-2020","Former financial adviser sentenced to six years’ imprisonment for dishonest conduct (ASIC, 2020)",1,"2020-08-04",3,null,[33],1,"Graeme Walter Miller",1],["cftc-nymex-2020","CFTC v. NYMEX (2020)",2,"2020-08-04",4,4000000,[],0,"",1],["sec-victor-lee-farias-ponzi-schemes-2020","SEC v. Victor Lee Farias and Integrity Aviation & Leasing, LLC (ponzi schemes, 2020)",6,"2020-08-04",3,null,[33],0,"",1],["sec-mustafa-david-sayid-pump-and-dump-2020","SEC v. Mustafa David Sayid and Norman Reynolds (pump and dump, 2020)",6,"2020-07-29",3,235000,[35],0,"Kevin Jasper",1],["amf-fr-san-2020-08-false-rumors-2020","AMF France v. Electricité de France S.A., B and A (false or misleading information, 2020)",0,"2020-07-28",3,null,[12],0,"",1],["sec-celadon-financial-group-llc-naked-short-selling-debate-2020","SEC v. Celadon Financial Group LLC (naked short selling debate, 2020)",6,"2020-07-27",4,125000,[27],0,"",1],["sec-harold-l-altvater-insider-trading-2020","SEC v. Harold L. Altvater (insider trading, 2020)",6,"2020-07-24",3,null,[20],1,"",1],["sec-irth-communications-llc-and-andrew-haag-paid-stock-promotion-2020","SEC v. IRTH Communications, LLC and Andrew Haag (paid stock promotion, 2020)",6,"2020-07-22",4,42500,[31],0,"",1],["sec-edmond-leung-insider-trading-2020","SEC v. Edmond Leung (insider trading, 2020)",6,"2020-07-21",4,69566,[20],0,"",1],["sec-joseph-zhang-insider-trading-2020","SEC v. Joseph Zhang (insider trading, 2020)",6,"2020-07-21",4,66703,[20],0,"",1],["osc-coinsquare-ltd-wash-trading-2020","OSC v. Coinsquare Ltd. and others (exchange wash trading, 2020)",4,"2020-07-17",4,null,[10,48],0,"Cole Diamond; Virgile Rostand; Felix Mazer",1],["sec-abetterfinancialplan-com-llc-unregistered-distributions-2020","SEC v. Abetterfinancialplan.Com, LLC (unregistered distributions, 2020)",6,"2020-07-14",4,8671,[47],0,"",1],["cftc-california-ponzi-schemes-2020","CFTC v. California and Colorado Residents (ponzi schemes, 2020)",2,"2020-07-08",3,null,[33],0,"John D. Black; Financial Tree (d/b/a Financial Tree Trust); Financial Solution Group (d/b/a Financial Solution Group Trust); New Money Advisors, LLC; Christopher Mancuso; Joseph Tufo; John P. Glenn; The Law Firm of John Glenn, P.C.",1],["cftc-illinois-resident-matched-orders-2020","CFTC v. Mark Miller and Foremost Trading LLC (matched orders, 2020)",2,"2020-07-06",3,450000,[23],0,"",1],["sec-michelle-dipp-2020","SEC v. Michelle Dipp (2020)",6,"2020-06-30",4,75000,[],0,"",1],["sec-bnp-paribas-securities-corp-naked-short-selling-debate-2020","SEC v. BNP Paribas Securities Corp. (naked short selling debate, 2020)",6,"2020-06-29",4,250000,[27],0,"",1],["sec-dandan-wu-insider-trading-2020","SEC v. Dandan Wu (insider trading, 2020)",6,"2020-06-29",4,41906,[20],0,"",1],["fca-redcentric-plc-2020","FCA v. Redcentric PLC (2020)",3,"2020-06-26",3,null,[],0,"",1],["sec-todd-lahr-ponzi-schemes-2020","SEC v. Todd Lahr and Thomas Megas (ponzi schemes, 2020)",6,"2020-06-24",3,null,[33],1,"",1],["asic-avrohom-kimelman-insider-trading-2020","ASIC v. Avrohom Kimelman (insider trading, 2020)",1,"2020-06-23",3,null,[20],1,"",1],["cftc-deutsche-bank-securities-inc-spoofing-2020","CFTC v. Deutsche Bank Securities Inc. (spoofing, 2020)",2,"2020-06-18",4,1250000,[45],0,"",1],["sec-gomes-et-al-unregistered-distributions-2020","SEC v. Gomes et al. (unregistered distributions, 2020)",6,"2020-06-18",3,null,[47],1,"Nelson Gomes; Michael Luckhoo-Bouche; Douglas Roe; Kelly Warawa; Shane Schmidt; FFS Capital Limited; Atlantean Management Corporation",1],["sec-neil-burkholz-et-al-ponzi-schemes-2020","SEC v. Neil Burkholz, et al. (ponzi schemes, 2020)",6,"2020-06-15",3,null,[33],0,"Frank Bianco; Palm Financial Management, LLC; Shore Management Systems, LLC; Rhoda Burkholz",1],["asic-20-132mr-price-manipulation-2020","Former CFO charged with market manipulation and fraud offences (ASIC, 2020)",1,"2020-06-11",3,null,[34],1,"Zhonghan Wu",1],["cftc-unregistered-commodity-pool-operator-2020","CFTC v. Craig L. Clavin and Lighthouse Futures, Ltd. (2020)",2,"2020-06-11",4,25000,[],1,"",1],["sec-dubovoy-et-al-hack-to-trade-2020","SEC v. Dubovoy et al.: settlements with eight defendants (hack to trade, 2020)",6,"2020-06-10",3,null,[17],1,"Arkadiy Dubovoy; Igor Dubovoy; Leonid Momotok; Aleksandr Garkusha; Vladislav Khalupsky; Southeastern Holding and Investment Company LLC; APD Developers, Inc.; Memelland Investments Ltd.",1],["sec-jason-c-nielsen-pump-and-dump-2020","SEC v. Jason C. Nielsen (pump and dump, 2020)",6,"2020-06-10",4,null,[35,45],0,"",1],["sec-daniel-f-putnam-jean-paul-ramirez-rico-angel-a-rodriguez-mmt-distribution-ll","SEC v. Daniel F. Putnam, et al. (2020)",6,"2020-06-05",3,7156156,[],0,"Jean Paul Ramirez Rico; Angel A. Rodriguez; MMT Distribution, LLC; R & D Global, LLC",1],["sec-jana-faith-kiena-cpa-insider-trading-2020","SEC v. Jana Faith Kiena, CPA (insider trading, 2020)",6,"2020-06-05",4,124613,[20],0,"",1],["asic-20-127mr-insider-trading-2020","Former CEO and director of Sirtex Medical Limited sentenced for insider trading (ASIC, 2020)",1,"2020-06-04",3,null,[20],1,"Gilman Edwin Wong",1],["cftc-kentucky-man-2020","CFTC v. William S. Evans III (2020)",2,"2020-06-02",4,null,[],0,"William S. Evans III (d/b/a Turning Point Investments); Frances Evans",1],["sec-bitclave-pte-ltd-unregistered-distributions-2020","SEC v. BitClave PTE Ltd. (unregistered distributions, 2020)",6,"2020-05-28",4,400000,[47],0,"",1],["sec-ares-management-llc-2020","SEC v. Ares Management LLC (2020)",6,"2020-05-26",4,1000000,[],0,"",1],["sec-paul-ewer-boiler-rooms-2020","SEC v. Paul Ewer (boiler rooms, 2020)",6,"2020-05-22",4,null,[3],0,"",1],["sec-robert-gilbert-boiler-rooms-2020","SEC v. Robert Gilbert (boiler rooms, 2020)",6,"2020-05-22",3,null,[3],0,"",1],["cftc-danish-man-2020","CFTC v. Casper Mikkelsen (2020)",2,"2020-05-18",3,3573860,[],0,"",1],["sec-turbo-global-partners-inc-fake-press-releases-2020","SEC v. Turbo Global Partners, Inc. and Robert W. Singerman (fake press releases, 2020)",6,"2020-05-14",4,null,[11],0,"",1],["sec-clinton-maurice-tucker-ii-boiler-rooms-2020","SEC v. Clinton Maurice Tucker II (boiler rooms, 2020)",6,"2020-05-11",3,null,[3],0,"",1],["cftc-trader-wash-trading-2020","CFTC v. Mehran Khorrami and Cayley Investment Management, LLC (wash trading, 2020)",2,"2020-05-07",3,150000,[48],0,"",1],["sec-damon-elliott-et-al-ponzi-schemes-2020","SEC v. Damon Elliott, et al. (ponzi schemes, 2020)",6,"2020-05-06",3,5386551,[33],0,"Piptastic Limited; Sharon Elliott; Paul Rose",1],["sec-zhuobin-hong-et-al-insider-trading-2020","SEC v. Zhuobin Hong, et al. (insider trading, 2020)",6,"2020-05-05",4,2300000,[20],0,"Caixia Jiang",1],["sec-american-bondholders-foundation-llc-and-jonna-bianco-unregistered-distributi","SEC v. American Bondholders Foundation, LLC and Jonna Bianco (unregistered distributions, 2020)",6,"2020-04-30",4,65000,[47],0,"",1],["sec-wei-duan-insider-trading-2020","SEC v. Wei Duan (insider trading, 2020)",6,"2020-04-30",4,60005,[20],0,"",1],["sec-semper-capital-management-l-p-mismarking-2020","SEC v. Semper Capital Management, L.P. (mismarking, 2020)",6,"2020-04-28",4,375000,[25],0,"",1],["sec-aequitas-management-llc-et-al-ponzi-schemes-2020","SEC v. Aequitas Management, LLC, et al. (ponzi schemes, 2020)",6,"2020-04-24",3,925000,[33],1,"Robert J. Jesenik; Brian A. Oliver; N. Scott Gillis",1],["sec-biltmore-international-corporation-naked-short-selling-debate-2020","SEC v. Biltmore International Corporation (naked short selling debate, 2020)",6,"2020-04-24",4,125000,[27],0,"",1],["sec-barry-r-bekkedam-2020","SEC v. Barry R. Bekkedam (2020)",6,"2020-04-22",4,null,[],1,"",1],["sec-amir-waldman-et-al-insider-trading-2020","SEC v. Amir Waldman, et al. (insider trading, 2020)",6,"2020-04-17",3,1078300,[20],0,"",1],["amf-fr-tra-2020-04-09-sebastien-loux-insider-trading-2020","AMF France v. Sébastien Loux (insider trading, 2020)",0,"2020-04-09",4,null,[20],0,"",1],["sec-ieremenko-et-al-hack-to-trade-2020","SEC v. Ieremenko et al.: settlements with Kwon and Sabodakha (hack to trade, 2020)",6,"2020-04-09",4,148804,[17],0,"David Kwon; Igor Sabodakha",1],["sec-bryan-cohen-insider-trading-2020","SEC v. Bryan Cohen and George Nikas (insider trading, 2020)",6,"2020-03-30",3,null,[20],1,"",1],["sec-benjamin-kirkland-insider-trading-2020","SEC v. Benjamin Kirkland (insider trading, 2020)",6,"2020-03-27",4,23140,[20],0,"",1],["sec-david-m-mahan-insider-trading-2020","SEC v. David M. Mahan (insider trading, 2020)",6,"2020-03-26",3,87277,[20],0,"",1],["sec-kendricks-et-al-hamed-a-ettu-insider-trading-2020","SEC v. Mychal Kendricks and Hamed A. Ettu (insider trading, 2020)",6,"2020-03-23",3,null,[20],1,"",1],["sec-scott-o-hirsch-insider-trading-2020","SEC v. Scott O. Hirsch and Kenneth L. Friedman (insider trading, 2020)",6,"2020-03-19",4,597169,[20],0,"",1],["sec-denis-georgiyevich-sotnikov-et-al-2020","SEC v. Denis Georgiyevich Sotnikov, et al. (fake certificate-of-deposit fraud, 2020)",6,"2020-03-16",3,8386991,[],1,"Adaptive Technology LLC; AGQ Business Group LLC; ATL Business Group LLC; BO&SA Corporation; DN Industrial LLC; Expert Digital LLC",1],["sec-stacey-beane-justin-deckert-2020","SEC v. Stacey Beane, Justin Deckert and Travis Laska (2020)",6,"2020-03-13",3,30000,[],1,"",1],["sec-bma-securities-llc-naked-short-selling-debate-2020","SEC v. BMA Securities, LLC (naked short selling debate, 2020)",6,"2020-03-12",4,275000,[27],0,"",1],["sec-barry-honig-et-al-pump-and-dump-2020","SEC v. Barry Honig, et al. (pump and dump, 2020)",6,"2020-03-11",3,null,[35],0,"Michael Brauser; John O'Rourke III; John Stetson; Grander Holdings, Inc.; ATG Capital LLC; Stetson Capital Investments Inc.; HS Contrarian Investments LLC",1],["sec-ptg-capital-partners-ltd-sham-tender-offers-2020","SEC v. PTG Capital Partners, Ltd. (sham tender offers, 2020)",6,"2020-03-11",3,1470000,[8,41],0,"Strategic Capital Partners Muster Limited; Strategic Wealth Investments, Inc.; Nedko Nedev",1],["sec-todays-growth-consultant-inc-ponzi-schemes-2020","SEC v. Todays Growth Consultant Inc. and Kenneth D. Courtright, III (ponzi schemes, 2020)",6,"2020-03-06",2,null,[33],0,"",1],["sec-tomer-feingold-insider-trading-2020","SEC v. Tomer Feingold and Dov Malnik (insider trading, 2020)",6,"2020-03-06",4,3836428,[20],1,"",1],["sec-brook-church-koegel-et-al-ponzi-schemes-2020","SEC v. Brook Church-Koegel, et al. (ponzi schemes, 2020)",6,"2020-03-05",4,null,[33],0,"David H. Goldman; Nicole J. Walker",1],["amf-fr-san-2020-03-insider-trading-2020","AMF France v. Forever Winner International Development Ltd, A and B (insider trading, 2020)",0,"2020-02-28",3,null,[20],0,"",1],["sec-bradley-davis-insider-trading-2020","SEC v. Bradley Davis (insider trading, 2020)",6,"2020-02-28",3,100000,[20],0,"",1],["sec-shawn-severson-paid-stock-promotion-2020","SEC v. Shawn Severson (paid stock promotion, 2020)",6,"2020-02-28",4,3500,[31],0,"",1],["sec-steven-seagal-paid-stock-promotion-2020","SEC v. Steven Seagal (paid stock promotion, 2020)",6,"2020-02-27",4,157000,[31],0,"",1],["asic-20-045mr-insider-trading-2020","Former investment analyst pleads guilty to insider trading in securities of Big Un Limited (ASIC, 2020)",1,"2020-02-25",3,null,[20],1,"Michael Ming Jinn Ho",1],["sec-charles-f-kerwin-insider-trading-2020","SEC v. Charles F. Kerwin (insider trading, 2020)",6,"2020-02-24",4,47430,[20],0,"",1],["sec-kit-mun-chan-lau-kean-chong-chong-poui-fan-binji-lu-matched-orders-2020","SEC v. Kit Mun Chan, Lau Kean Chong, Chong Poui Fan, Binji Lu, and Youn Chien Wong (matched orders, 2020)",6,"2020-02-21",3,774708,[23],0,"",1],["cftc-investment-firm-2020","CFTC v. Winston Reed Investments LLC and Mark N. Pyatt (2020)",2,"2020-02-20",4,null,[],1,"Mark N. Pyatt a/k/a Daniel Randolph",1],["sec-jon-l-aronson-insider-trading-2020","SEC v. Jon L. Aronson and Elliet N. Aronson (insider trading, 2020)",6,"2020-02-20",4,40620,[20],0,"",1],["sec-richard-lee-et-al-insider-trading-2020","SEC v. Richard Lee, et al. (insider trading, 2020)",6,"2020-02-20",3,null,[20],0,"",1],["sec-equialt-llc-et-al-2020","SEC v. EquiAlt LLC, et al. (2020)",6,"2020-02-18",4,1500000,[],0,"Brian Davison; Barry Rybicki",1],["cftc-colorado-resident-ponzi-schemes-2020","CFTC v. Colorado Resident (ponzi schemes, 2020)",2,"2020-02-14",3,450302,[33],0,"Breonna Clark; Venture Capital Investments Ltd.",1],["sec-charlie-jinan-chen-insider-trading-2020","SEC v. Charlie Jinan Chen and Shui Foon Mok (insider trading, 2020)",6,"2020-02-05",3,null,[20],0,"",1],["sec-cannell-capital-llc-2020","SEC v. Cannell Capital, LLC (2020)",6,"2020-02-04",4,150000,[],0,"",1],["osc-matthew-john-hamilton-undisclosed-control-blocks-2020","OSC v. Matthew John Hamilton (undisclosed control blocks, 2020)",4,"2020-01-31",3,null,[46],0,"",1],["sec-bill-tsai-insider-trading-2020","SEC v. Bill Tsai (insider trading, 2020)",6,"2020-01-31",3,null,[20],1,"",1],["sec-dfrf-enterprises-llc-et-al-ponzi-schemes-2020","SEC v. DFRF Enterprises LLC, et al. (ponzi schemes, 2020)",6,"2020-01-31",3,null,[33],0,"",1],["sec-michael-douglas-billings-ponzi-schemes-2020","SEC v. Michael Douglas Billings and MDB Group, LLC (ponzi schemes, 2020)",6,"2020-01-31",4,null,[33],0,"",1],["sec-edward-e-matthes-2020","SEC v. Edward E. Matthes (2020)",6,"2020-01-28",4,null,[],0,"",1],["sec-david-aubel-pump-and-dump-2020","SEC v. David Aubel and Robert Raffa (pump and dump, 2020)",6,"2020-01-27",3,150000,[35,46],1,"",1],["sec-jeffrey-p-carpoff-ponzi-schemes-2020","SEC v. Jeffrey P. Carpoff and Paulette Carpoff (ponzi schemes, 2020)",6,"2020-01-24",2,null,[33],1,"",1],["sec-benjamin-l-bunker-esq-pump-and-dump-2020","SEC v. Benjamin L. Bunker, Esq. (pump and dump, 2020)",6,"2020-01-23",4,null,[35,46,47],0,"",1],["cftc-australian-company-spoofing-2020","CFTC v. Propex Derivatives Pty Ltd (spoofing, 2020)",2,"2020-01-21",3,462271,[45],1,"",1],["sec-guy-scott-griffithe-robert-william-russell-renewable-technologies-solution-i","SEC v. Guy Scott Griffithe, et al. (2020)",6,"2020-01-21",3,3261427,[],0,"Robert William Russell; Renewable Technologies Solution, Inc.; Green Acres Pharms, LLC; SMRB, LLC; Sonja Marie Russell",1],["sec-drake-et-al-messier-et-al-brooks-boiler-rooms-2020","SEC v. Drake et al., Messier et al., Brooks (boiler rooms, 2020)",6,"2020-01-16",3,null,[3],0,"Gregory Drake; Scott Messier; Jay Scoratow; Jason St. Amour; David Wolfson; Thomas Brooks; Stephen Grossman; Stephen Moleski",1],["sec-lidingo-holdings-llc-et-al-paid-stock-promotion-2020","SEC v. Lidingo Holdings, LLC, et al. (paid stock promotion, 2020)",6,"2020-01-14",3,null,[31],0,"",1],["cftc-south-korean-company-spoofing-2020","CFTC v. Mirae Asset Daewoo Co., Ltd. (spoofing, 2020)",2,"2020-01-13",3,700000,[45],0,"",1],["sec-robert-o-carr-insider-trading-2020","SEC v. Robert O. Carr and Katherine M. Hanratty (insider trading, 2020)",6,"2020-01-13",3,250628,[20],0,"",1],["cftc-us-coin-bullion-llc-and-its-owners-ponzi-schemes-2020","CFTC v. US Coin Bullion LLC and its Owners (ponzi schemes, 2020)",2,"2020-01-10",3,null,[33],1,"",1],["sec-bajic-et-al-ciapala-et-al-unregistered-distributions-2020","SEC v. Bajic et al., Ciapala et al. (unregistered distributions, 2020)",6,"2020-01-10",4,null,[47],1,"Steve M. Bajic; Rajesh Taneja; Kenneth Ciapala; Anthony Killarney; Blacklight SA; Christopher McKnight; Aaron Wise",1],["sec-john-james-sheehan-jr-ponzi-schemes-2020","SEC v. John James Sheehan, Jr. (ponzi schemes, 2020)",6,"2020-01-10",4,37500,[33],0,"",1],["sec-donald-g-blakstad-2020","SEC v. Donald G. Blakstad (2020)",6,"2020-01-08",4,null,[],1,"Energy Sources International Corporation; Xact Holdings Corporation",1],["sec-edward-espinal-ponzi-schemes-2020","SEC v. Edward Espinal and Cash Flow Partners, LLC (ponzi schemes, 2020)",6,"2020-01-07",2,null,[33],1,"",1],["sec-ulrik-debo-pump-and-dump-2020","SEC v. Ulrik Debo (pump and dump, 2020)",6,"2020-01-03",2,null,[35,46],1,"",1],["sec-james-v-mazzo-et-al-insider-trading-2020","SEC v. James V. Mazzo, et al. (insider trading, 2020)",6,"2020-01-02",4,56046,[20],0,"David L. Parker",1],["sec-pinto-thomaz-et-al-insider-trading-2020","SEC v. Pinto-Thomaz, et al. (insider trading, 2020)",6,"2020-01-02",3,null,[20],1,"Sebastian Pinto-Thomaz; Abell Oujaddou; Jeremy Millul",1],["sec-amir-waldman-et-al-insider-trading-2019","SEC v. Amir Waldman, et al. (insider trading, 2019)",6,"2019-12-23",3,null,[20],0,"",1],["cftc-executive-at-global-investment-bank-price-manipulation-2019","CFTC v. Christophe Rivoire (price manipulation, 2019)",2,"2019-12-20",2,null,[34],0,"",1],["sec-retirement-surety-llc-crescendo-financial-llc-rose-unregistered-distribution","SEC v. Retirement Surety LLC Crescendo Financial LLC Rose and others (unregistered distributions, 2019)",6,"2019-12-20",0,11250,[47],0,"Thomas Rose; David Leeman; David Featherstone",1],["sec-s-paul-kelley-et-al-reverse-merger-schemes-2019","SEC v. S. Paul Kelley, et al. (reverse merger schemes, 2019)",6,"2019-12-20",4,null,[36,47],0,"Robert S. Agriogianis",1],["sec-songjiang-wang-insider-trading-2019","SEC v. Songjiang Wang (insider trading, 2019)",6,"2019-12-20",4,50000,[20],1,"",1],["sec-janardhan-nellore-et-al-insider-trading-2019","SEC v. Janardhan Nellore et al. (insider trading, 2019)",6,"2019-12-18",4,null,[20],1,"Sivannarayana Barama; Ganapathi Kunadharaju; Saber Hussain; Prasad Malempati",1],["sec-robert-a-karmann-ponzi-schemes-2019","SEC v. Robert A. Karmann (ponzi schemes, 2019)",6,"2019-12-18",4,null,[33],1,"",1],["sec-sam-a-antar-2019","SEC v. Sam A. Antar (2019)",6,"2019-12-18",4,null,[],1,"",1],["sec-john-special-defendant-insider-trading-2019","SEC v. John Special and John Kenneth Davidson (insider trading, 2019)",6,"2019-12-12",4,1561454,[20],0,"Michael Murphy",1],["amf-fr-san-2019-17-fake-press-releases-2019","AMF France v. Bloomberg LP (false information from a fake press release, 2019)",0,"2019-12-11",3,null,[11],0,"",1],["cftc-new-mexico-resident-ponzi-schemes-2019","CFTC v. New Mexico Resident (ponzi schemes, 2019)",2,"2019-12-10",4,5195679,[33],0,"Douglas Lien (d/b/a Westend Investments)",1],["sec-christopher-collins-et-al-insider-trading-2019","SEC v. Christopher Collins, et al. (insider trading, 2019)",6,"2019-12-10",4,null,[20],1,"Cameron Collins; Stephen Zarsky",1],["sec-jeffrey-o-friedland-global-corporate-strategies-llc-paid-stock-promotion-201","SEC v. Jeffrey O. Friedland, Global Corporate Strategies LLC., and Intiva Pharma, LLC (paid stock promotion, 2019)",6,"2019-12-09",3,2000000,[31],0,"",1],["sec-lester-burroughs-ponzi-schemes-2019","SEC v. Lester Burroughs (ponzi schemes, 2019)",6,"2019-12-05",4,null,[33],1,"",1],["amf-fr-san-2019-16-price-manipulation-2019","AMF France v. Morgan Stanley & Co International Plc (price manipulation, 2019)",0,"2019-12-04",3,null,[34],0,"",1],["sec-brett-pittsenbargar-et-al-ponzi-schemes-2019","SEC v. Brett Pittsenbargar, et al. (ponzi schemes, 2019)",6,"2019-11-25",4,100000,[33],0,"MGM Home Remodeling LLC f/k/a BP Financials, LLC",1],["sec-kevin-b-merrill-et-al-ponzi-schemes-2019","SEC v. Kevin B. Merrill, et al. (ponzi schemes, 2019)",6,"2019-11-25",2,null,[33],1,"Jay B. Ledford; Cameron R. Jezierski",1],["sec-bandimere-ponzi-schemes-2019","SEC v. David F. Bandimere (ponzi schemes, 2019)",6,"2019-11-22",4,130000,[33,47],0,"",1],["sec-richard-lee-et-al-insider-trading-2019","SEC v. Richard Lee, et al. (insider trading, 2019)",6,"2019-11-21",3,130145,[20],0,"Sandeep Aggarwal",1],["sec-ruless-pierre-a-k-a-rules-pierre-ponzi-schemes-2019","SEC v. Ruless Pierre a/k/a Rules Pierre (ponzi schemes, 2019)",6,"2019-11-21",5,null,[33],0,"",1],["sec-burkholz-et-al-ponzi-schemes-2019","SEC v. Burkholz, et al. (ponzi schemes, 2019)",6,"2019-11-20",3,1841650,[33],0,"Neil Burkholz; Frank Bianco; Palm Financial Management LLC; Shore Management Systems LLC; Rhoda Burkholz; Suzanne Bianco",1],["amf-fr-tra-2019-11-14-guy-degrenne-false-information-2019","AMF France v. Guy Degrenne (false or misleading information, 2019)",0,"2019-11-14",4,null,[24],0,"",1],["amf-fr-tra-2019-11-13-du-pre-de-saint-maur-insider-trading-2019","AMF France v. Patrick du Pré de Saint Maur (insider trading, 2019)",0,"2019-11-13",4,null,[20],0,"",1],["sec-sebastian-pinto-thomaz-insider-trading-2019","SEC v. Sebastian Pinto-Thomaz (insider trading, 2019)",6,"2019-11-12",3,null,[20],1,"",1],["cftc-mitsubishi-corporation-rtm-japan-ltd-spoofing-2019","CFTC v. Mitsubishi Corporation RtM Japan Ltd. (spoofing, 2019)",2,"2019-11-07",3,500000,[45],0,"",1],["cftc-proprietary-trading-firm-spoofing-2019","CFTC v. Tower Research Capital LLC (spoofing, 2019)",2,"2019-11-07",3,24400000,[45],1,"",1],["sec-david-n-osegueda-et-al-pump-and-dump-2019","SEC v. David N. Osegueda, et al. (pump and dump, 2019)",6,"2019-11-06",3,835000,[35],0,"Ishmail Calvin Ross; Zachary R. Logan; Jessica Snyder",1],["sec-richard-eden-et-al-matched-orders-2019","SEC v. Richard Eden, Christopher Neumann and Dale Pearlman (matched orders, 2019)",6,"2019-11-04",4,225000,[23],0,"",1],["sec-bovorn-rungruangnavarat-insider-trading-2019","SEC v. Bovorn Rungruangnavarat (insider trading, 2019)",6,"2019-10-31",3,null,[20],0,"",1],["sec-dfrf-enterprises-llc-et-al-ponzi-schemes-2019","SEC v. DFRF Enterprises LLC, et al. (ponzi schemes, 2019)",6,"2019-10-29",3,1000000,[33],0,"",1],["sec-benjamin-taylor-darina-windsor-insider-trading-2019","SEC v. Benjamin Taylor, Darina Windsor and Joseph Abdul Noor El-Khouri (insider trading, 2019)",6,"2019-10-22",3,4794458,[20],1,"",1],["sec-bryan-cohen-insider-trading-2019","SEC v. Bryan Cohen and George Nikas (insider trading, 2019)",6,"2019-10-22",4,null,[20],1,"",1],["sec-joseph-bayliss-ponzi-schemes-2019","SEC v. Joseph Bayliss and Ronald Roach (ponzi schemes, 2019)",6,"2019-10-22",4,null,[33],1,"",1],["sec-michael-j-starkweather-matched-orders-2019","SEC v. Michael J. Starkweather and Andiamo Corporation, William White (matched orders, 2019)",6,"2019-10-17",4,150000,[23,11],0,"",1],["cftc-nevada-company-and-its-owner-ponzi-schemes-2019","CFTC v. Nevada Company and its Owner (ponzi schemes, 2019)",2,"2019-10-16",3,1484128,[33],0,"",1],["cftc-8052-19-ponzi-schemes-2019","CFTC v. unnamed respondents (ponzi schemes, 2019)",2,"2019-10-15",3,12608982,[33],1,"",1],["sec-eric-j-ej-dalius-et-al-ponzi-schemes-2019","SEC v. Eric J. \"EJ\" Dalius et al. (ponzi schemes, 2019)",6,"2019-10-15",4,3111614,[33],0,"Ryan M. Evans; Saivian companies",1],["osc-aly-babu-husein-mawji-pump-and-dump-2019","OSC v. Aly Babu Husein Mawji (pump and dump, 2019)",4,"2019-10-11",3,null,[35],1,"",1],["sec-anton-senderov-et-al-boiler-rooms-2019","SEC v. Anton Senderov, et al. (boiler rooms, 2019)",6,"2019-10-10",4,700000,[3],0,"Lior Babazara",1],["sec-daniel-rivas-et-al-insider-trading-2019","SEC v. Daniel Rivas, et al. (insider trading, 2019)",6,"2019-10-10",3,null,[20],1,"James Moodhe; Michael Siva; Roberto Rodriguez; Rodolfo Sablon; Jhonatan Zoquier; Jeffrey Rogiers",1],["sec-lek-securities-corp-et-al-layering-2019","SEC v. Lek Securities Corporation and Samuel Lek (layering, 2019)",6,"2019-10-10",3,1420000,[21],0,"",1],["cftc-sechovich-2019","CFTC actions against affiliate marketers David Sechovich and Peter Szatmari (binary options fraud, 2019)",2,"2019-10-07",3,null,[],0,"",1],["cftc-chicago-trading-firm-belvedere-trading-llc-spoofing-2019","CFTC v. Belvedere Trading LLC (spoofing, 2019)",2,"2019-10-01",3,1100000,[45],0,"",1],["cftc-energy-broker-front-running-2019","CFTC v. Classic Energy LLC and Mathew D. Webb (front running, 2019)",2,"2019-10-01",4,1500000,[15],0,"",1],["cftc-morgan-stanley-capital-group-inc-spoofing-2019","CFTC v. Morgan Stanley Capital Group Inc. (spoofing, 2019)",2,"2019-10-01",3,1500000,[45],0,"",1],["cftc-rbc-capital-markets-wash-trading-2019","CFTC v. RBC Capital Markets (wash trading, 2019)",2,"2019-10-01",3,5000000,[48],0,"",1],["cftc-trading-firm-mitsubishi-international-corporation-spoofing-2019","CFTC v. Mitsubishi International Corporation (spoofing, 2019)",2,"2019-10-01",3,400000,[45],0,"",1],["cftc-chicago-trading-firm-spoofing-2019","CFTC v. Hard Eight Futures, LLC and Igor Chernomzav (spoofing, 2019)",2,"2019-09-30",3,2500000,[34,45],0,"",1],["sec-block-one-unregistered-distributions-2019","SEC v. Block.One (unregistered distributions, 2019)",6,"2019-09-30",4,24000000,[47],0,"",1],["sec-gil-beserglik-et-al-boiler-rooms-2019","SEC v. Gil Beserglik, et al. (boiler rooms, 2019)",6,"2019-09-30",4,865000,[3],0,"Raz Beserglik; Kai Christian Petersen",1],["sec-james-t-booth-ponzi-schemes-2019","SEC v. James T. Booth (ponzi schemes, 2019)",6,"2019-09-30",4,null,[33],1,"",1],["sec-iquantifi-inc-and-thomas-f-white-unregistered-distributions-2019","SEC v. iQuantifi, Inc. and Thomas F. White (unregistered distributions, 2019)",6,"2019-09-27",4,25000,[47],0,"",1],["osc-solar-income-fund-inc-2019","OSC v. Solar Income Fund Inc. and others (2019)",4,"2019-09-26",3,null,[],0,"Allan Grossman; Charles Mazzacato; Kenneth Kadonoff",1],["sec-sean-stewart-et-al-insider-trading-2019","SEC v. Sean Stewart, et al. (insider trading, 2019)",6,"2019-09-26",4,null,[20],1,"Robert K. Stewart",1],["sec-andres-fernandez-ponzi-schemes-2019","SEC v. Andres Fernandez and Edison Denizard (ponzi schemes, 2019)",6,"2019-09-25",3,null,[33],0,"",1],["sec-chip-hackley-matched-orders-2019","SEC v. Chip Hackley (matched orders, 2019)",6,"2019-09-25",4,null,[23,46],0,"",1],["sec-george-matin-matched-orders-2019","SEC v. George Matin (matched orders, 2019)",6,"2019-09-25",4,null,[23,34],0,"",1],["sec-harold-minsky-matched-orders-2019","SEC v. Harold Minsky (matched orders, 2019)",6,"2019-09-25",4,null,[23,34],0,"",1],["sec-james-alex-irvin-insider-trading-2019","SEC v. James Alex Irvin (insider trading, 2019)",6,"2019-09-25",4,252270,[20],0,"",1],["sec-william-m-apostelos-et-al-ponzi-schemes-2019","SEC v. William M. Apostelos, et al. (ponzi schemes, 2019)",6,"2019-09-25",3,null,[33,47],1,"WMA Enterprises, LLC; Midwest Green Resources, LLC; OVO Wealth Management, LLC",1],["sec-james-wallace-nall-iii-et-al-insider-trading-2019","SEC v. James Wallace Nall, III, et al. (insider trading, 2019)",6,"2019-09-24",4,437129.31,[20],0,"Michael Hale Smith; Michael Dwaine Smith; Robert Walter Smith; Walter Vice Tutt",1],["sec-benjamin-conde-defendant-boiler-rooms-2019","SEC v. Benjamin Conde, with Essex Global Investment Corp. and Facultas Capital Management, Inc. as relief defendants (boiler rooms, 2019)",6,"2019-09-23",2,null,[3],1,"",1],["cftc-trader-and-his-company-ponzi-schemes-2019","CFTC v. Trader and his Company (ponzi schemes, 2019)",2,"2019-09-19",4,null,[33],1,"Tate Street Trading, Inc.; Leonard J. Cipolla",1],["sec-brian-robert-sodi-et-al-newsletter-scalping-2019","SEC v. Brian Robert Sodi, et al. (newsletter scalping, 2019)",6,"2019-09-19",4,null,[28,31,35],1,"Capital Financial Media LLC; List Data Solutions LLC",1],["asic-19-255mr-price-manipulation-2019","Corporate finance director charged with conspiring to manipulate market (ASIC, 2019)",1,"2019-09-18",3,null,[34],1,"Ananda Kathiravelu",1],["sec-mediatrix-capital-inc-et-al-2019","SEC v. Mediatrix Capital Inc., et al. (2019)",6,"2019-09-18",2,null,[],0,"Michael S. Young; Michael S. Stewart; Bryant E. Sewall",1],["cftc-jared-davis-rigged-binary-options-execution-2019","CFTC v. Jared J. Davis (rigged binary options execution, 2019)",2,"2019-09-17",4,null,[37],1,"",1],["cftc-jared-davis-rigged-binary-options-execution-2023","CFTC v. Jared J. Davis (rigged binary options execution, 2023)",2,"2019-09-17",4,null,[37],1,"",1],["cftc-christian-trunz-spoofing-2019","CFTC v. Christian Trunz (spoofing, 2019)",2,"2019-09-16",3,null,[45],1,"",1],["cftc-futures-trader-spoofing-2019","CFTC v. John Lawrence and Heraeus Metals New York LLC (spoofing, 2019)",2,"2019-09-16",3,1030000,[45],0,"",1],["cftc-traders-at-major-u-s-bank-price-manipulation-2019","CFTC v. Michael Nowak and Gregg Smith (spoofing, 2019)",2,"2019-09-16",4,350000,[34,45],1,"",1],["sec-vandham-securities-corp-naked-short-selling-debate-2019","SEC v. Vandham Securities Corp. (naked short selling debate, 2019)",6,"2019-09-16",4,200000,[27],0,"",1],["sec-bio-defense-corporation-et-al-boiler-rooms-2019","SEC v. Bio Defense Corporation, et al. (boiler rooms, 2019)",6,"2019-09-13",3,null,[3,47],0,"Michael Lu; Jonathan Morrone; Z. Paul Jurberg; Brett Hamburger; Anthony Orth; May's International Corp.",1],["asic-19-245mr-price-manipulation-2019","Former director convicted of market manipulation (ASIC, 2019)",1,"2019-09-09",3,null,[34],1,"Benjamin Amzalak",1],["cftc-unregistered-forex-trading-firm-2019","CFTC v. Dominick Vincent Carducci and VOS Capital Management, LLC (2019)",2,"2019-09-09",3,2860000,[],1,"",1],["sec-abner-silva-2019","SEC v. Abner Silva (2019)",6,"2019-09-06",4,80000,[],0,"",1],["sec-toon-goggles-inc-et-al-boiler-rooms-2019","SEC v. Toon Goggles Inc., et al. (boiler rooms, 2019)",6,"2019-09-06",3,5189427,[3],0,"Ira Warkol",1],["sec-keith-g-daubenspeck-insider-trading-2019","SEC v. Keith G. Daubenspeck and Geoffrey L. Homer (insider trading, 2019)",6,"2019-09-05",4,111472,[20],0,"",1],["amf-fr-tra-2019-08-insider-trading-2019","AMF France v. Benoît Miquel (insider trading, 2019)",0,"2019-09-04",4,null,[20],0,"",1],["sec-executive-financial-services-inc-ponzi-schemes-2019","SEC v. Executive Financial Services, Inc. (ponzi schemes, 2019)",6,"2019-09-04",3,8070000,[33,47],0,"John F. Thomas; Thomas Becker; Douglas Martin; Paul Hanson; Damian Ostertag; Einstein Sports Advisory, LLC; QSA, LLC; Vegas Basketball Club, LLC; Vegas Football Club, LLC; Wellington Sports Club, LLC; Welscorp, Inc.",1],["sec-morrie-tobin-et-al-undisclosed-control-blocks-2019","SEC v. Morrie Tobin et al. (undisclosed control blocks, 2019)",6,"2019-08-30",4,null,[46,36],1,"",1],["sec-live-well-financial-inc-michael-c-hild-eric-rohr-mismarking-2019","SEC v. Live Well Financial, Inc., Michael C. Hild, Eric Rohr, and Darren Stumberger (mismarking, 2019)",6,"2019-08-29",4,null,[25],1,"",1],["sec-ems-capital-lp-naked-short-selling-debate-2019","SEC v. EMS Capital LP (naked short selling debate, 2019)",6,"2019-08-27",4,60000,[27],0,"",1],["osc-royal-bank-of-canada-2019","OSC v. Royal Bank of Canada (FX supervision and controls, 2019)",4,"2019-08-26",4,null,[],0,"",1],["osc-the-toronto-dominion-bank-2019","OSC v. The Toronto-Dominion Bank (FX supervision and controls, 2019)",4,"2019-08-26",4,null,[],0,"",1],["sec-baker-unregistered-distributions-2019","SEC v. Baker and others (unregistered distributions, 2019)",6,"2019-08-26",3,650000,[47],0,"Robert L. Baker; Jacob B. Herrera; Michael D. Bowen; Terrence A. Ballard",1],["sec-terry-wayne-kelly-ponzi-schemes-2019","SEC v. Terry Wayne Kelly and Kelly Management, LLC (ponzi schemes, 2019)",6,"2019-08-22",4,null,[33],0,"",1],["sec-ico-rating-paid-stock-promotion-2019","SEC v. ICO Rating (paid stock promotion, 2019)",6,"2019-08-20",4,162000,[31],0,"",1],["sec-therapeuticsmd-inc-2019","SEC v. TherapeuticsMD, Inc. (2019)",6,"2019-08-20",4,200000,[],0,"",1],["sec-bill-tsai-insider-trading-2019","SEC v. Bill Tsai (insider trading, 2019)",6,"2019-08-16",4,null,[20],1,"",1],["sec-jehu-hand-et-al-pump-and-dump-2019","SEC v. Jehu Hand, et al. (pump and dump, 2019)",6,"2019-08-16",3,null,[35],1,"",1],["sec-samuel-brown-et-al-price-manipulation-2019","SEC v. Samuel Brown, et al. (price manipulation, 2019)",6,"2019-08-16",3,null,[34],0,"",1],["sec-lorenz-erne-insider-trading-2019","SEC v. Lorenz Erne (insider trading, 2019)",6,"2019-08-15",4,79614,[20],0,"",1],["sec-thomas-w-avent-jr-et-al-insider-trading-2019","SEC v. Thomas W. Avent, Jr., et al. (insider trading, 2019)",6,"2019-08-15",3,null,[20],0,"Raymond J. Pirrello, Jr.; Lawrence J. Penna, Jr.",1],["cftc-international-enterprise-rigged-binary-options-execution-2019","CFTC v. International Enterprise (rigged binary options execution, 2019)",2,"2019-08-12",3,338755374,[37],1,"Yukom Communications Ltd.; Linkopia Mauritius Ltd.; Wirestech Limited; WSB Investments Ltd.; Zolarex Ltd.; Yakov Cohen; Yossi Herzog; Lee Elbaz; Shalom Peretz",1],["cftc-yakov-cohen-rigged-binary-options-execution-2024","CFTC v. Cohen (Yukom Communications, rigged binary options execution, 2024)",2,"2019-08-12",4,null,[37],1,"Yakov Cohen",1],["sec-mark-e-burns-price-manipulation-2019","SEC v. Mark E. Burns (price manipulation, 2019)",6,"2019-08-12",3,60000,[8,34,41],1,"",1],["sec-reginald-middleton-veritaseum-price-manipulation-2019","SEC v. Reginald Middleton and Veritaseum (price manipulation, 2019)",6,"2019-08-12",3,1000000,[34],0,"Veritaseum, Inc.; Veritaseum, LLC",1],["sec-tanmaya-kabra-et-al-2019","SEC v. Tanmaya Kabra, et al. (2019)",6,"2019-08-08",4,null,[],1,"LaunchByte.io, LLC",1],["sec-imran-husain-et-al-shell-factories-2019","SEC v. Imran Husain, et al. (shell factories, 2019)",6,"2019-08-06",3,null,[42],1,"Gregg E. Jaclin",1],["cftc-trader-spoofing-2019","CFTC v. Benjamin Cox (spoofing, 2019)",2,"2019-07-31",3,150000,[45],0,"",1],["sec-james-w-holden-insider-trading-2019","SEC v. James W. Holden (insider trading, 2019)",6,"2019-07-31",4,18527,[20],0,"",1],["sec-beaufort-secs-ltd-pump-and-dump-2019","SEC v. Beaufort Secs. Ltd. and Kyriacou. (pump and dump, 2019)",6,"2019-07-29",3,null,[23,35],1,"Beaufort Securities Ltd.; Panayiotis Kyriacou",1],["sec-christopher-plaford-insider-trading-2019","SEC v. Christopher Plaford (insider trading, 2019)",6,"2019-07-29",3,null,[20,25],1,"",1],["cftc-corey-d-flaum-price-manipulation-2019","CFTC v. Corey D. Flaum (price manipulation, 2019)",2,"2019-07-25",4,null,[34,45],1,"",1],["sec-balaji-sundarraj-and-david-o-brien-insider-trading-2019","SEC v. Balaji Sundarraj and David O'brien (insider trading, 2019)",6,"2019-07-23",4,57850,[20],0,"",1],["sec-carol-j-wayland-et-al-boiler-rooms-2019","SEC v. Carol J. Wayland, et al. (boiler rooms, 2019)",6,"2019-07-19",3,464665,[3,47],1,"Kentucky-Tennessee 50 Wells/400 BBLPD Block, Limited Partnership; HP Operations, LLC; C.A.R. Leasing, LLC; Mitchell B. Dow; Barry Liss; Steve G. Blasko",1],["sec-garrett-m-o-rourke-pump-and-dump-2019","SEC v. Garrett M. O'Rourke and Michael J. Black (pump and dump, 2019)",6,"2019-07-19",4,null,[35],1,"",1],["cftc-former-hedge-fund-portfolio-manager-mismarking-2019","CFTC v. Swapnil Rege (mismarking, 2019)",2,"2019-07-18",4,100000,[25],0,"",1],["sec-jun-ying-insider-trading-2019","SEC v. Jun Ying (insider trading, 2019)",6,"2019-07-18",3,null,[20],1,"",1],["sec-mark-loman-insider-trading-2019","SEC v. Mark Loman (insider trading, 2019)",6,"2019-07-18",5,null,[20],0,"",1],["sec-william-j-milles-jr-ponzi-schemes-2019","SEC v. William J. Milles, Jr. and Donald J. Lutzko (ponzi schemes, 2019)",6,"2019-07-18",3,414366,[33],0,"",1],["sec-zev-saltsman-et-al-unregistered-distributions-2019","SEC v. Zev Saltsman, et al. (unregistered distributions, 2019)",6,"2019-07-17",3,null,[47],1,"Menachem Eitan",1],["sec-henry-j-wieniewitz-iii-et-al-ponzi-schemes-2019","SEC v. Henry J. Wieniewitz, III, et al. (ponzi schemes, 2019)",6,"2019-07-15",4,null,[33],0,"Henry J. \"Trae\" Wieniewitz, III; Wieniewitz Financial, LLC",1],["asic-19-168mr-insider-trading-2019","Former CEO and director of Sirtex Medical Limited pleads guilty to insider trading (ASIC, 2019)",1,"2019-07-03",3,null,[20],1,"Gilman Edwin Wong",1],["sec-gt-media-inc-unregistered-distributions-2019","SEC v. GT Media, Inc. (unregistered distributions, 2019)",6,"2019-07-01",4,173436,[47],0,"",1],["sec-tory-j-r-schalkle-insider-trading-2019","SEC v. Tory J. R. Schalkle (insider trading, 2019)",6,"2019-07-01",4,12193,[20],0,"",1],["cftc-commodity-trading-firm-wash-trading-2019","CFTC v. Eagle Market Makers, Inc. (wash trading, 2019)",2,"2019-06-28",3,350000,[48],0,"",1],["sec-talman-harris-boiler-rooms-2019","SEC v. Talman Harris and Victor Alfaya (boiler rooms, 2019)",6,"2019-06-28",3,500000,[3,35],1,"",1],["cftc-7948-19-ponzi-schemes-2019","CFTC v. unnamed respondents (ponzi schemes, 2019)",2,"2019-06-27",3,null,[33],1,"The Kane Capital Investment Group, LLC; Amrit Jaswant Singh Chahal",1],["sec-amrit-j-s-chahal-2019","SEC v. Amrit J. S. Chahal (2019)",6,"2019-06-27",3,null,[],1,"",1],["sec-henry-sargent-et-al-undisclosed-control-blocks-2019","SEC v. Henry Sargent, Joseph Tomasek, Patrick Giordano, Frederick Mintz and Alan Fraade (undisclosed control blocks, 2019)",6,"2019-06-27",2,null,[46],0,"",1],["sec-matthew-a-krimm-et-al-2019","SEC v. Matthew A. Krimm, et al. (2019)",6,"2019-06-27",3,913537,[],1,"Krimm Financial Services, LLC",1],["sec-rajeshwar-r-gannamaneni-deepthi-gandra-insider-trading-2019","SEC v. Rajeshwar R. Gannamaneni, Deepthi Gandra, and Linga R. Gannamaneni (insider trading, 2019)",6,"2019-06-27",4,376414,[20],0,"",1],["asic-steven-oakes-insider-trading-2019","ASIC v. Steven Oakes (insider trading, 2019)",1,"2019-06-25",3,null,[20],1,"",1],["cftc-merrill-lynch-commodities-price-manipulation-2019","CFTC v. Merrill Lynch Commodities (price manipulation, 2019)",2,"2019-06-25",3,11500000,[34,45],1,"Merrill Lynch Commodities, Inc.",1],["sec-avi-chiat-2019","SEC v. Avi Chiat (2019)",6,"2019-06-24",3,184767,[],1,"",1],["sec-landon-m-smith-ponzi-schemes-2019","SEC v. Landon M. Smith (ponzi schemes, 2019)",6,"2019-06-24",4,null,[33],1,"",1],["sec-andrew-j-kandelapas-marking-the-close-2019","SEC v. Andrew J. Kandalepas (marking the close, 2019)",6,"2019-06-21",3,null,[22],1,"",1],["sec-edward-lee-moody-jr-ponzi-schemes-2019","SEC v. Edward Lee Moody, Jr. (ponzi schemes, 2019)",6,"2019-06-21",3,null,[33],1,"CM Capital Management, LLC",1],["sec-kit-mun-chan-lau-kean-chong-chong-poui-fan-binji-lu-matched-orders-2019","SEC v. Kit Mun Chan, Lau Kean Chong, Chong Poui Fan, Binji Lu, and Youn Chien Wong (matched orders, 2019)",6,"2019-06-21",3,774708,[23],0,"",1],["cftc-company-and-its-principal-ponzi-schemes-2019","CFTC v. Company and its Principal (ponzi schemes, 2019)",2,"2019-06-18",3,429000000,[33],0,"",1],["sec-raymond-starker-insider-trading-2019","SEC v. Raymond Starker (insider trading, 2019)",6,"2019-06-18",4,46342,[20],0,"",1],["sec-wedbush-securities-inc-2019","SEC v. Wedbush Securities, Inc. (2019)",6,"2019-06-18",4,2434536,[],0,"",1],["sec-industrial-and-commercial-bank-of-china-financial-services-llc-naked-short-s","SEC v. Industrial and Commercial Bank of China Financial Services LLC (2019)",6,"2019-06-14",4,14391262,[],0,"",1],["sec-roland-m-mathys-insider-trading-2019","SEC v. Roland M. Mathys (insider trading, 2019)",6,"2019-06-13",5,null,[20],1,"",1],["sec-christopher-salis-et-al-insider-trading-2019","SEC v. Christopher Salis, et al. (insider trading, 2019)",6,"2019-06-12",3,null,[20],1,"",1],["sec-steven-fishoff-et-al-insider-trading-2019","SEC v. Steven Fishoff, et al. (insider trading, 2019)",6,"2019-06-11",3,750000,[20],1,"Winson Tang; Deshan Govender",1],["sec-longfin-corp-unregistered-distributions-2019","SEC v. Longfin Corp. and Venkata S. Meenavalli, Longfin et. al (unregistered distributions, 2019)",6,"2019-06-05",3,6688168,[47],1,"Ayaz Altahawi; Dorababu Penumarthi; Suresh Tammineedi",1],["sec-james-e-hocker-ponzi-schemes-2019","SEC v. James E. Hocker (ponzi schemes, 2019)",6,"2019-06-04",3,null,[33],1,"",1],["sec-syed-arham-arbab-artis-proficio-capital-investments-llc-ponzi-schemes-2019","SEC v. Syed Arham Arbab, Artis Proficio Capital Investments, LLC, and Artis Proficio Capital Management, LLC (ponzi schemes, 2019)",6,"2019-06-03",4,null,[33],1,"",1],["sec-craig-h-carton-et-al-ponzi-schemes-2019","SEC v. Craig H. Carton, et al. (ponzi schemes, 2019)",6,"2019-05-31",3,null,[33],1,"",1],["fca-terry-john-farr-benchmark-submission-rigging-2019","FCA v. Terry John Farr (benchmark submission rigging, 2019)",3,"2019-05-29",3,null,[2,48],1,"",1],["sec-david-a-altom-and-gabriel-v-graven-insider-trading-2019","SEC v. David A. Altom and Gabriel V. Graven (insider trading, 2019)",6,"2019-05-29",4,221460.35,[20],0,"",1],["sec-robert-c-morgan-ponzi-schemes-2019","SEC v. Robert C. Morgan (ponzi schemes, 2019)",6,"2019-05-23",4,null,[33],0,"Morgan Mezzanine Fund Manager LLC; Morgan Acquisitions, LLC",1],["sec-howard-m-appel-float-locking-2019","SEC v. Howard M. Appel (float locking, 2019)",6,"2019-05-22",3,null,[13],1,"",1],["sec-robert-s-davis-jr-et-al-ponzi-schemes-2019","SEC v. Robert S. Davis, Jr., et al. (ponzi schemes, 2019)",6,"2019-05-22",4,null,[33],0,"Charles Nilosek",1],["sec-jonathan-h-seigel-et-al-ponzi-schemes-2019","SEC v. Jonathan H. Seigel, et al. (ponzi schemes, 2019)",6,"2019-05-21",4,null,[33,47],1,"Natural Diamonds Investment Co.; Eagle Financial Diamond Group Inc.; Argyle Coin, LLC; Jose Angel Aman; Harold Seigel",1],["sec-mark-christian-ramsey-insider-trading-2019","SEC v. Mark \"Christian\" Ramsey (insider trading, 2019)",6,"2019-05-21",4,null,[20],1,"",1],["sec-david-n-osegueda-ishmail-calvin-ross-aka-calvin-ross-zachary-r-logan-pump-an","SEC v. David N. Osegueda, Ishmail Calvin Ross, aka Calvin Ross, Zachary R. Logan, and Jessica Snyder, fka Jessica Gutierrez (pump and dump, 2019)",6,"2019-05-20",4,1499941,[35],0,"",1],["sec-andrew-i-farmer-scott-r-sieck-eddie-d-austin-jr-carolyn-p-austin-pump-and-du","SEC v. Andrew I. Farmer, Scott R. Sieck, Eddie D. Austin, Jr., Carolyn P. Austin, and John D. Brotherton (pump and dump, 2019)",6,"2019-05-17",4,null,[35],1,"",1],["sec-wilson-davis-co-inc-2019","SEC v. Wilson-Davis & Co., Inc. (2019)",6,"2019-05-15",4,300000,[],0,"",1],["sec-brian-fettner-et-al-insider-trading-2019","SEC v. Brian Fettner, et al. (insider trading, 2019)",6,"2019-05-14",4,252995,[20],0,"",1],["sec-robert-m-morano-insider-trading-2019","SEC v. Robert M. Morano (insider trading, 2019)",6,"2019-05-13",3,75000,[20],0,"",1],["cftc-ceo-of-managed-fund-2019","CFTC v. Fabio Bretas de Freitas and Phy Capital Investments LLC (2019)",2,"2019-05-10",3,12608982,[],1,"",1],["cftc-former-natural-gas-head-trader-mismarking-2019","CFTC v. David Smothermon (mismarking, 2019)",2,"2019-05-09",2,null,[25],0,"",1],["sec-lloyd-schuman-insider-trading-2019","SEC v. Lloyd Schuman and Dane Janes (insider trading, 2019)",6,"2019-05-09",4,140284,[20],0,"",1],["sec-rocco-roveccio-churning-2019","SEC v. Rocco Roveccio (churning, 2019)",6,"2019-05-06",3,160000,[6],0,"",1],["sec-one-or-more-unknown-traders-in-the-securities-of-anadarko-petroleum-corp-ins","SEC v. One or More Unknown Traders in the Securities of Anadarko Petroleum Corp. (insider trading, 2019)",6,"2019-04-29",2,null,[20],0,"",1],["sec-christopher-d-dougherty-et-al-ponzi-schemes-2019","SEC v. Christopher D. Dougherty, et al. (ponzi schemes, 2019)",6,"2019-04-26",4,null,[33],1,"C&D Professional Services, Inc.; JTA Farm Enterprises, LLC; JTA Real Estate Holdings, LLC",1],["amf-fr-san-2019-05-insider-trading-2019","AMF France v. Iliad, M, X, A, B and C (insider trading, 2019)",0,"2019-04-25",3,null,[20],0,"Iliad SA",1],["cftc-forex-trading-firms-ponzi-schemes-2019","CFTC v. Forex Trading Firms and Principals (ponzi schemes, 2019)",2,"2019-04-22",3,14611600.56,[33],1,"Oasis International Group, Limited; Oasis Management, LLC; Satellite Holdings Company; Michael J. DaCorta; Joseph S. Anile, II; Raymond P. Montie, III; Francisco L. Duran; John J. Haas",1],["sec-anthony-c-zufelt-ponzi-schemes-2019","SEC v. Anthony C. Zufelt (ponzi schemes, 2019)",6,"2019-04-22",3,null,[33,47],0,"",1],["sec-david-m-loflin-pump-and-dump-2019","SEC v. David M. Loflin (pump and dump, 2019)",6,"2019-04-22",4,null,[35],0,"",1],["sec-yuh-yue-chen-insider-trading-2019","SEC v. Yuh-Yue Chen (insider trading, 2019)",6,"2019-04-18",4,739959,[20],0,"",1],["amf-fr-san-2019-04-insider-trading-2019","AMF France v. Montaigne Fashion Group, Jekiti Mar Capital, A, Financière du Phoenix, SCI Plainville and B (insider trading, 2019)",0,"2019-04-17",3,null,[20,12],0,"",1],["sec-quentin-louis-wilcox-insider-trading-2019","SEC v. Quentin Louis Wilcox (insider trading, 2019)",6,"2019-04-16",4,55154,[20],0,"",1],["sec-ivan-acevedo-dane-r-roseman-ponzi-schemes-2019","SEC v. Ivan Acevedo & Dane R. Roseman (ponzi schemes, 2019)",6,"2019-04-12",4,null,[33],1,"",1],["sec-jeffrey-gainer-ponzi-schemes-2019","SEC v. Jeffrey Gainer (ponzi schemes, 2019)",6,"2019-04-10",3,null,[33],1,"",1],["sec-paul-bannon-powers-insider-trading-2019","SEC v. Paul Bannon Powers (insider trading, 2019)",6,"2019-04-10",4,null,[20],1,"",1],["sec-scott-newsholme-2019","SEC v. Scott Newsholme (2019)",6,"2019-04-05",3,null,[],1,"",1],["sec-tai-cheng-yang-insider-trading-2019","SEC v. Tai-Cheng Yang (insider trading, 2019)",6,"2019-04-05",4,27761.55,[20],0,"",1],["sec-evan-r-kita-et-al-insider-trading-2019","SEC v. Evan R. Kita, et al. (insider trading, 2019)",6,"2019-04-04",3,null,[20],1,"Daniel Perez; Richard Yu; Chiang Yu",1],["osc-paramount-equity-financial-corporation-2019","OSC v. Paramount Equity Financial Corporation and others (2019)",4,"2019-03-29",3,null,[],0,"Silverfern Secured Mortgage Fund; Silverfern Secured Mortgage Limited Partnership; GTA Private Capital Income Fund; GTA Private Capital Income Limited Partnership; Silverfern GP Inc.; Trilogy Mortgage Group Inc.; Marc Ruttenberg",1],["sec-tiber-creek-corp-and-james-m-cassidy-shell-factories-2019","SEC v. Tiber Creek Corp. and James M. Cassidy (shell factories, 2019)",6,"2019-03-26",3,75000,[42],0,"",1],["sec-carol-ann-pedersen-ponzi-schemes-2019","SEC v. Carol Ann Pedersen (ponzi schemes, 2019)",6,"2019-03-20",4,null,[33],1,"",1],["sec-frank-morelli-iii-pump-and-dump-2019","SEC v. Frank Morelli III and Louis Buonocore (pump and dump, 2019)",6,"2019-03-20",4,null,[35],1,"",1],["sec-kent-r-e-whitney-david-lee-parrish-the-church-for-the-healthy-self-a-k-a-chs","SEC v. Kent R.E. Whitney, David Lee Parrish, The Church for the Healthy Self a/k/a CHS Trust, and CHS Asset Management Inc. (ponzi schemes, 2019)",6,"2019-03-18",4,null,[33],1,"",1],["amf-fr-san-2019-03-insider-trading-2019","AMF France v. A and B (insider trading, 2019)",0,"2019-03-13",3,null,[20],0,"",1],["sec-william-neil-doc-gallagher-gallagher-financial-group-inc-ponzi-schemes-2019","SEC v. William Neil \"Doc\" Gallagher, Gallagher Financial Group, Inc., and W. Neil Gallagher, Ph.D. Agency, Inc. (ponzi schemes, 2019)",6,"2019-03-12",2,null,[33],1,"",1],["amf-fr-san-2019-02-insider-trading-2019","AMF France v. A, B and C (insider trading, 2019)",0,"2019-03-06",1,null,[20],0,"",1],["cftc-defendants-2019","CFTC v. Carlos Javier Ramirez, Royal Leisure International, Inc. and Gold Chasers, Inc. (2019)",2,"2019-03-04",3,8228067,[],0,"",1],["sec-rong-chen-et-al-insider-trading-2019","SEC v. Rong Chen, et al. (insider trading, 2019)",6,"2019-03-04",3,167092,[20],0,"Yuehong Wang",1],["sec-william-c-gennity-churning-2019","SEC v. William C. Gennity (churning, 2019)",6,"2019-03-04",3,160000,[6],0,"",1],["cftc-krishna-mohan-spoofing-2019","CFTC v. Krishna Mohan (spoofing, 2019)",2,"2019-02-25",4,null,[45],1,"",1],["sec-demitrios-hallas-2019","SEC v. Demitrios Hallas (2019)",6,"2019-02-22",3,260193,[],1,"",1],["sec-walter-c-little-insider-trading-2019","SEC v. Walter C. Little and Andrew M. Berke (insider trading, 2019)",6,"2019-02-22",3,null,[20],1,"",1],["sec-joseph-frank-vacante-insider-trading-2019","SEC v. Joseph Frank Vacante (insider trading, 2019)",6,"2019-02-21",4,70827,[20],0,"",1],["sec-gene-daniel-levoff-insider-trading-2019","SEC v. Gene Daniel Levoff (insider trading, 2019)",6,"2019-02-13",3,1147440,[20],1,"",1],["sec-jason-mcdiarmid-et-al-pump-and-dump-2019","SEC v. Jason McDiarmid, et al. (pump and dump, 2019)",6,"2019-02-12",3,3289532,[35],0,"Kenneth George Cedric Telford; Stop Sleep Go, Inc.",1],["amf-fr-tra-2019-05-layering-2019","AMF France v. Sylvain Duport (layering, 2019)",0,"2019-02-11",4,null,[21,34],0,"",1],["asic-19-024mr-insider-trading-2019","Former mining executive sentenced to serve 9 months for insider trading (ASIC, 2019)",1,"2019-02-11",3,null,[20],1,"Darren James Lind",1],["sec-nl-technology-llc-et-al-ponzi-schemes-2019","SEC v. NL Technology, LLC et al. (ponzi schemes, 2019)",6,"2019-02-11",3,960000,[33],0,"Jonny Ngo; Donato Baca, Jr.",1],["sec-daniel-j-callahan-insider-trading-2019","SEC v. Daniel J. Callahan (insider trading, 2019)",6,"2019-02-08",4,19387,[20],0,"",1],["sec-spark-trading-group-llc-ponzi-schemes-2019","SEC v. Spark Trading Group, LLC and Niket Shah (ponzi schemes, 2019)",6,"2019-02-08",3,370944,[33],0,"",1],["cftc-andre-flotron-spoofing-2019","CFTC v. Andre Flotron (spoofing, 2019)",2,"2019-02-07",3,100000,[45],0,"",1],["sec-andrew-stitt-boiler-rooms-2019","SEC v. Andrew Stitt (boiler rooms, 2019)",6,"2019-02-06",3,null,[3,47],0,"",1],["sec-edward-withrow-et-al-2019","SEC v. Edward Withrow, et al. (2019)",6,"2019-02-05",4,null,[],1,"",1],["sec-joseph-vitale-boiler-rooms-2019","SEC v. Joseph Vitale (boiler rooms, 2019)",6,"2019-02-04",3,null,[3],1,"",1],["sec-anthony-j-thompson-jr-et-al-paid-stock-promotion-2019","SEC v. Anthony J. Thompson, Jr., et al. (paid stock promotion, 2019)",6,"2019-02-01",4,null,[31,35],0,"Jay Fung",1],["cftc-proprietary-trader-spoofing-2019","CFTC v. Kevin Crepeau (spoofing, 2019)",2,"2019-01-31",3,120000,[45],0,"",1],["sec-lr-24381-hack-to-trade-2019","SEC v. Oleksandr Ieremenko et al. (hack to trade, 2019)",6,"2019-01-15",3,16262154,[17],1,"Sungjin Cho; David Kwon; Igor Sabodakha; Victoria Vorochek; Ivan Olefir; Andrey Sarafanov; Capyield Systems Ltd.; Spirit Trade Ltd.",1],["sec-adt-inc-2018","SEC v. ADT Inc. (2018)",6,"2018-12-26",4,100000,[],0,"",1],["sec-bioelectronics-corp-ibex-llc-st-john-s-llc-whelan-unregistered-distributions","SEC v. BioElectronics Corp. IBEX, LLC St. John's, LLC Whelan and others (unregistered distributions, 2018)",6,"2018-12-21",3,null,[47],0,"Andrew J. Whelan; Kelly A. Whelan",1],["sec-joe-lawler-ponzi-schemes-2018","SEC v. Joe Lawler (ponzi schemes, 2018)",6,"2018-12-21",3,150000,[33],1,"",1],["sec-natural-blue-resources-inc-cohen-undisclosed-control-blocks-2018","SEC v. James E. Cohen and Joseph A. Corazzi (Natural Blue Resources) (undisclosed control blocks, 2018)",6,"2018-12-21",3,null,[46],0,"",1],["sec-tod-a-ditommaso-esq-unregistered-distributions-2018","SEC v. Tod A. Ditommaso, Esq. (unregistered distributions, 2018)",6,"2018-12-21",4,1475,[47],0,"",1],["sec-wealthfront-advisers-llc-and-2018","SEC v. Wealthfront Advisers, LLC (tax-loss harvesting disclosures, 2018)",6,"2018-12-21",4,250000,[],0,"Wealthfront Advisers, LLC (formerly Wealthfront, Inc.)",1],["sec-bryan-lee-addington-2018","SEC v. Bryan Lee Addington (2018)",6,"2018-12-20",3,null,[],1,"",1],["sec-andrew-f-nicoletta-rule-105-offering-shorts-2018","SEC v. Andrew F. Nicoletta (rule 105 offering shorts, 2018)",6,"2018-12-19",4,370583,[39],0,"Bella Industries LLC; Cranberry Rock Investments, Inc.; J.J. Newport Group, Inc.",1],["sec-robert-s-lute-davis-jr-et-al-jordan-e-goodman-alan-h-new-et-al-paid-stock-pr","SEC v. Robert S. \"Lute\" Davis, Jr., et al., Jordan E. Goodman., Alan H. New, et al. (ponzi schemes, 2018)",6,"2018-12-19",4,100000,[33],0,"",1],["cftc-chicago-area-trader-2018","CFTC v. Dro Kholamian and Blue Star Trading, LLC (2018)",2,"2018-12-17",4,150000,[],1,"",1],["cftc-gaylen-rust-ponzi-schemes-2018","CFTC v. Gaylen Rust (ponzi schemes, 2018)",2,"2018-12-17",2,null,[33],0,"Gaylen Dean Rust; Rust Rare Coin, Inc.; Denise Gunderson Rust; Joshua Daniel Rust",1],["sec-peter-cho-insider-trading-2018","SEC v. Peter Cho (insider trading, 2018)",6,"2018-12-17",4,251386,[20],0,"",1],["sec-the-bank-of-new-york-mellon-2018","SEC v. The Bank of New York Mellon (2018)",6,"2018-12-17",4,20558323,[],0,"",1],["amf-fr-san-2018-12-14-sofiro-insider-trading-2018","AMF France v. Sofiro, P, N, O, Q, R, S, T, A, U, V, W and B (insider trading, 2018)",0,"2018-12-14",3,null,[20],0,"",1],["sec-lai-guanglin-alan-marking-the-close-2018","SEC v. Lai Guanglin (Alan) (marking the close, 2018)",6,"2018-12-10",4,400000,[22,34],0,"",1],["sec-rajeshwar-r-gannamaneni-deepthi-gandra-insider-trading-2018","SEC v. Rajeshwar R. Gannamaneni, Deepthi Gandra, and Linga R. Gannamaneni (insider trading, 2018)",6,"2018-12-10",4,376414,[20],0,"",1],["sec-coinalpha-advisors-llc-unregistered-distributions-2018","SEC v. CoinAlpha Advisors LLC (unregistered distributions, 2018)",6,"2018-12-07",4,50000,[47],0,"",1],["sec-david-g-dreslin-et-al-reverse-merger-schemes-2018","SEC v. David G. Dreslin, Michael Toups and Leslie Toups (2018)",6,"2018-12-03",4,345000,[36,46],0,"",1],["sec-fifth-street-management-llc-2018","SEC v. Fifth Street Management, LLC (2018)",6,"2018-12-03",4,1650000,[],0,"",1],["sec-eric-t-landis-et-al-matched-orders-2018","SEC v. Eric T. Landis et al. (matched orders, 2018)",6,"2018-11-29",4,null,[23],1,"Ridgeview Capital Partners LLC",1],["sec-floyd-mayweather-jr-paid-stock-promotion-2018","SEC v. Floyd Mayweather Jr. (paid stock promotion, 2018)",6,"2018-11-29",4,300000,[31],1,"",1],["sec-khaled-khaled-paid-stock-promotion-2018","SEC v. Khaled Khaled (paid stock promotion, 2018)",6,"2018-11-29",4,100000,[31],1,"",1],["sec-morrie-tobin-et-al-paid-stock-promotion-2018","SEC v. Morrie Tobin et al. (paid stock promotion, 2018)",6,"2018-11-28",4,460928,[31,46],1,"",1],["amf-fr-tra-2019-03-insider-trading-2018","AMF France v. Emmanuel Morin (insider trading, 2018)",0,"2018-11-26",4,null,[20],0,"",1],["osc-christopher-candusso-insider-trading-2018","OSC v. Christopher Candusso and others (insider trading, 2018)",4,"2018-11-23",3,null,[20],0,"Claudio Candusso; Frank Fakhry; John Fielding; Donald Alexander Goss (Sandy); Majd Kitmitto; Steven Vannatta",1],["cftc-defendants-gaylen-dean-rust-ponzi-schemes-2018","CFTC v. Defendants Gaylen Dean Rust (ponzi schemes, 2018)",2,"2018-11-16",2,null,[33],0,"",1],["sec-mark-burnett-jeffrey-miller-christian-romandetti-frank-sarro-anthony-vassall","SEC v. Mark Burnett, Jeffrey Miller, Christian Romandetti, Frank Sarro, Anthony Vassallo, and Elite Stock Research, Inc. (boiler rooms, 2018)",6,"2018-11-15",3,null,[3],1,"",1],["sec-james-v-mazzo-et-al-insider-trading-2018","SEC v. James V. Mazzo, et al. (insider trading, 2018)",6,"2018-11-14",4,1500000,[20],0,"Douglas V. DeCinces; David L. Parker",1],["asic-18-341mr-price-manipulation-2018","Court orders penalties and other relief against Westpac for BBSW conduct (ASIC, 2018)",1,"2018-11-09",3,null,[34],0,"Westpac Banking Corporation",1],["sec-arthur-lamar-adams-et-al-ponzi-schemes-2018","SEC v. Arthur Lamar Adams et al. (ponzi schemes, 2018)",6,"2018-11-09",4,null,[33],1,"Madison Timber Properties, LLC",1],["sec-joseph-meli-et-al-ponzi-schemes-2018","SEC v. Joseph Meli, et al. (ponzi schemes, 2018)",6,"2018-11-09",4,null,[33],1,"Jessica Ingber Meli",1],["sec-kevin-b-merrill-et-al-ponzi-schemes-2018","SEC v. Kevin B. Merrill, et al. (ponzi schemes, 2018)",6,"2018-11-09",2,null,[33],1,"Jay B. Ledford; Amanda Merrill; Lalaine Ledford",1],["sec-pyxus-international-inc-2018","SEC v. Pyxus International, Inc. (accounting fraud, 2018)",6,"2018-11-09",4,null,[],0,"",1],["amf-fr-san-2018-14-wash-trading-2018","AMF France v. Keren Finance, A and B (wash trading, 2018)",0,"2018-11-08",3,null,[48,34],0,"",1],["cftc-former-deutsche-bank-trader-mismarking-2018","CFTC v. Jacob Bourne (mismarking, 2018)",2,"2018-11-08",4,350000,[25],0,"",1],["sec-craig-h-carton-et-al-ponzi-schemes-2018","SEC v. Craig H. Carton, et al. (ponzi schemes, 2018)",6,"2018-11-08",4,null,[33],1,"",1],["sec-james-e-hengen-insider-trading-2018","SEC v. James E. Hengen (insider trading, 2018)",6,"2018-11-08",3,72144,[20],0,"",1],["sec-michael-e-cone-et-al-boiler-rooms-2018","SEC v. Michael E. Cone, et al (boiler rooms, 2018)",6,"2018-11-08",4,null,[3],1,"Greenview Investment Partners L.P.",1],["sec-seethruequity-llc-et-al-analyst-manipulation-2018","SEC v. SeeThruEquity, LLC et al. (newsletter scalping, 2018)",6,"2018-11-08",3,520000,[0,28,31],0,"Ajay Tandon; Amit Tandon",1],["sec-slobodan-dragojlovic-insider-trading-2018","SEC v. Slobodan Dragojlovic (insider trading, 2018)",6,"2018-11-08",3,20101,[20],0,"",1],["sec-citibank-n-a-2018","SEC v. Citibank, N.A. (2018)",6,"2018-11-07",4,13587508,[],0,"",1],["sec-brian-weber-fake-press-releases-2018","SEC v. Brian Weber and Bebida Beverage Co. (fake press releases, 2018)",6,"2018-10-31",3,160000,[11],0,"",1],["fca-jonathan-mathew-individual-benchmark-submission-rigging-2018","FCA v. Jonathan Mathew Individual (benchmark submission rigging, 2018)",3,"2018-10-30",3,null,[2],1,"",1],["sec-philip-thomas-kueber-undisclosed-control-blocks-2018","SEC v. Philip Thomas Kueber (undisclosed control blocks, 2018)",6,"2018-10-26",3,null,[46],1,"",1],["osc-keir-reynolds-insider-trading-2018","OSC v. Keir Reynolds (insider trading, 2018)",4,"2018-10-25",3,null,[20],0,"",1],["amf-fr-san-2018-13-insider-trading-2018","AMF France v. C, A, D, E, F, B and G (insider trading, 2018)",0,"2018-10-24",3,null,[20],0,"",1],["sec-john-madsen-andalusian-resorts-fake-press-releases-2018","SEC v. John Madsen, Andalusian Resorts and Spas, Inc. and Bernard Fried (fake press releases, 2018)",6,"2018-10-23",3,80000,[11,35,46],1,"",1],["sec-mark-e-fisher-pump-and-dump-2018","SEC v. Mark E. Fisher and Joseph F. Capuozzo (pump and dump, 2018)",6,"2018-10-22",4,null,[35],1,"",1],["sec-zachary-s-berkey-churning-2018","SEC v. Zachary S. Berkey (churning, 2018)",6,"2018-10-19",4,null,[6],0,"",1],["cftc-gbi-ponzi-schemes-2018","CFTC v. GBI (ponzi schemes, 2018)",2,"2018-10-18",3,2031501,[33],0,"Gelfman Blueprint, Inc.; Nicholas Gelfman",1],["sec-richard-j-greenlaw-et-al-unregistered-distributions-2018","SEC v. Richard J. Greenlaw et al. (unregistered distributions, 2018)",6,"2018-10-18",3,50000,[47],0,"NECS LLC; MaineCS LLC; VTCS LLC; MassCS LLC; NHCS LLC; RICS LLC; CTCS LLC; FLCS LLC; ILCS LLC; IACS LLC; LOUCS LLC; MICS LLC; MNCS LLC; NDCS LLC; NJCS LLC; NYCS LLC; OHCS LLC; PennCS LLC; UPCS LLC; WICS LLC",1],["osc-k2-associates-investment-management-inc-spoofing-2018","OSC v. K2 & Associates Investment Management Inc. and others (spoofing, 2018)",4,"2018-10-17",4,null,[45],0,"Shawn Kimel; Daniel Gosselin",1],["sec-bryan-b-long-insider-trading-2018","SEC v. Bryan B. Long (insider trading, 2018)",6,"2018-10-16",4,35842.49,[20],0,"",1],["cftc-kamaldeep-gandhi-spoofing-2018","CFTC v. Kamaldeep Gandhi (spoofing, 2018)",2,"2018-10-12",3,null,[45],1,"",1],["sec-harold-l-altvater-insider-trading-2018","SEC v. Harold L. Altvater (insider trading, 2018)",6,"2018-10-11",4,null,[20],1,"",1],["sec-merrill-et-al-ponzi-schemes-2018","SEC v. Merrill, et al. (ponzi schemes, 2018)",6,"2018-10-11",2,null,[33],1,"Kevin B. Merrill; Jay B. Ledford; Cameron Jezierski",1],["sec-dennis-wayne-hamilton-insider-trading-2018","SEC v. Dennis Wayne Hamilton (insider trading, 2018)",6,"2018-10-10",3,584047,[20],1,"",1],["sec-robert-o-carr-insider-trading-2018","SEC v. Robert O. Carr and Katherine M. Hanratty (insider trading, 2018)",6,"2018-10-05",3,250628,[20],0,"",1],["sec-todd-elliott-hitt-kiddar-capital-llc-kiddar-group-holdings-inc-as-defendants","SEC v. Todd Elliott Hitt, et al. (2018)",6,"2018-10-05",4,null,[],0,"Kiddar Capital LLC; Kiddar Group Holdings, Inc.; Kiddar Herndon Station LLC; Kiddar Homebuilding Fund I LLC; Melbourne Retreat LLC; Kiddar Mass Ave LLC; Kiddar Ridgeview LLC; ESA Emerson LLC; ESA Highwood LLC; Kiddar AQ LLC a/k/a Kiddar Aquicore LLC",1],["cftc-owner-of-precious-metals-firm-2018","CFTC v. Aaron Michael Scott and BMC Worldwide, Inc. (2018)",2,"2018-10-03",4,null,[],1,"BMC Worldwide, Inc. (d/b/a Blue Moon Coins)",1],["cftc-the-bank-of-nova-scotia-spoofing-2018","CFTC v. The Bank of Nova Scotia (spoofing, 2018)",2,"2018-10-01",3,800000,[45],0,"",1],["cftc-7814-18-insider-trading-2018","CFTC v. unnamed respondents (insider trading, 2018)",2,"2018-09-28",2,null,[20],0,"",1],["cftc-block-trade-broker-insider-trading-2018","CFTC v. EOX Holdings LLC and Andrew Gizienski (insider trading, 2018)",2,"2018-09-28",3,7490000,[20],0,"",1],["sec-bryan-r-ziegenfuse-insider-trading-2018","SEC v. Bryan R. Ziegenfuse (insider trading, 2018)",6,"2018-09-28",4,64065,[20],0,"",1],["sec-cor-clearing-llc-2018","SEC v. COR Clearing, LLC (2018)",6,"2018-09-28",4,800000,[],0,"",1],["sec-edward-j-kosinski-insider-trading-2018","SEC v. Edward J. Kosinski (insider trading, 2018)",6,"2018-09-28",4,null,[20],1,"",1],["sec-jehu-hand-pump-and-dump-2018","SEC v. Jehu Hand and Antonio Katz (pump and dump, 2018)",6,"2018-09-28",3,null,[35,47],1,"",1],["sec-nl-technology-llc-et-al-ponzi-schemes-2018","SEC v. NL Technology, LLC et al. (ponzi schemes, 2018)",6,"2018-09-28",3,480000,[33],0,"",1],["sec-nutra-pharma-corp-et-al-unregistered-distributions-2018","SEC v. Nutra Pharma Corp. et al (unregistered distributions, 2018)",6,"2018-09-28",4,135500,[47],0,"Rik Deitsch; Sean McManus",1],["sec-thomas-carter-ronk-boiler-rooms-2018","SEC v. Thomas Carter Ronk (boiler rooms, 2018)",6,"2018-09-28",4,75000,[3,31],0,"",1],["sec-unal-patel-and-amish-patel-insider-trading-2018","SEC v. Unal Patel and Amish Patel (insider trading, 2018)",6,"2018-09-28",4,30620,[20],0,"",1],["cftc-davis-ramsey-price-manipulation-2018","CFTC v. Davis Ramsey (price manipulation, 2018)",2,"2018-09-27",4,325000,[34],0,"",1],["cftc-futures-trader-price-manipulation-2018","CFTC v. Davis Ramsey (price manipulation, 2018)",2,"2018-09-27",4,325000,[34],0,"",1],["sec-lr-24289-2018","SEC v. James Thomas Bramlette, et al. (2018)",6,"2018-09-27",3,40000,[],0,"The Pelorus Group, LLC; Anthony Mark Hartman; Private Placement Capital Notes II, LLC; Stone Mountain Equities, LLC; Travis Kozlowski; Entelecus Fund, LLC; Aaron John Wernli",1],["sec-thomas-earl-hayden-insider-trading-2018","SEC v. Thomas Earl Hayden (insider trading, 2018)",6,"2018-09-27",4,298261.03,[20],0,"Thomas Earl Hayden, II; Earl Hayden, Sr.; John Ryan McDaniel",1],["asic-18-288mr-insider-trading-2018","Former CEO and director of Sirtex Medical Limited charged with insider trading (ASIC, 2018)",1,"2018-09-26",3,null,[20],1,"Gilman Edwin Wong",1],["cftc-adam-flavin-price-manipulation-2018","CFTC v. Adam Flavin (price manipulation, 2018)",2,"2018-09-26",3,125000,[34],0,"",1],["cftc-two-commodity-traders-price-manipulation-2018","CFTC v. Adam Flavin and Peter Grady (price manipulation, 2018)",2,"2018-09-26",4,375000,[34],0,"",1],["osc-daniel-p-reeve-ponzi-schemes-2018","OSC v. Daniel P. Reeve (ponzi schemes, 2018)",4,"2018-09-26",3,null,[33],1,"",1],["cftc-mizuho-bank-spoofing-2018","CFTC v. Mizuho Bank (spoofing, 2018)",2,"2018-09-21",3,250000,[45],0,"",1],["osc-leadfx-inc-2018","Pearson (Re): LeadFX Inc. going-private application (2018)",4,"2018-09-21",1,null,[],0,"",1],["cftc-geneva-trading-usa-spoofing-2018","CFTC v. Geneva Trading USA (spoofing, 2018)",2,"2018-09-20",3,1500000,[45],0,"",1],["sec-csir-group-llc-et-al-paid-stock-promotion-2018","SEC v. CSIR Group, LLC, et al. (paid stock promotion, 2018)",6,"2018-09-20",3,20000,[31],0,"Thomas Meyer",1],["cftc-bank-of-america-benchmark-submission-rigging-2018","CFTC v. Bank of America (benchmark submission rigging, 2018)",2,"2018-09-19",3,30000000,[2,34],0,"Bank of America, N.A.",1],["cftc-futures-trader-spoofing-2018","CFTC v. Victory Asset, Inc. and Michael D. Franko (spoofing, 2018)",2,"2018-09-19",3,2300000,[45],0,"",1],["sec-michael-l-lapenna-2018","SEC v. Michael L. LaPenna (2018)",6,"2018-09-19",4,22500,[],0,"",1],["cftc-icap-capital-markets-llc-benchmark-submission-rigging-2018","CFTC v. ICAP Capital Markets LLC (benchmark submission rigging, 2018)",2,"2018-09-18",3,50000000,[2,34],0,"",1],["sec-ernest-j-romer-iii-2018","SEC v. Ernest J. Romer, III (2018)",6,"2018-09-18",2,null,[],0,"",1],["fca-christian-bittar-benchmark-submission-rigging-2018","FCA v. Christian Bittar (benchmark submission rigging, 2018)",3,"2018-09-14",3,null,[2],1,"",1],["sec-rong-chen-et-al-insider-trading-2018","SEC v. Rong Chen, et al. (insider trading, 2018)",6,"2018-09-14",4,167092,[20],0,"Yuehong Wang",1],["sec-gregory-lemelson-lemelson-capital-management-llc-short-and-distort-2018","SEC v. Gregory Lemelson, Lemelson Capital Management, LLC, and The Amvona Fund (short and distort, 2018)",6,"2018-09-13",3,160000,[43],0,"",1],["sec-barry-c-honig-et-al-pump-and-dump-2018","SEC v. Barry C. Honig, et al. (pump and dump, 2018)",6,"2018-09-07",4,null,[35],0,"John Stetson; Michael Brauser; John R. O'Rourke III; Mark Groussman; Phillip Frost; Elliot Maza; Robert Ladd; Brian Keller; John H. Ford; Alpha Capital Anstalt; ATG Capital LLC; GRQ Consultants, Inc.; HS Contrarian Investments, LLC; Grander Holdings, Inc.; Melechdavid, Inc.; OPKO Health, Inc.; Frost Gamma Investments Trust; Southern Biotech, Inc.; Stetson Capital Investments Inc.",1],["sec-in-ovations-holdings-inc-fake-press-releases-2018","SEC v. In Ovations Holdings, Inc. and Mark Goldberg (fake press releases, 2018)",6,"2018-09-06",3,150000,[11],1,"",1],["sec-jeffrey-goldman-2018","SEC v. Jeffrey Goldman and Christopher Eikenberry (2018)",6,"2018-09-05",4,null,[],1,"",1],["sec-amer-deeba-insider-trading-2018","SEC v. Amer Deeba (insider trading, 2018)",6,"2018-08-30",4,581170,[20],0,"",1],["sec-kendricks-et-al-insider-trading-2018","SEC v. Kendricks, et al. (insider trading, 2018)",6,"2018-08-30",4,15000,[20],1,"Mychal Kendricks; Damilare Sonoiki",1],["cftc-bnp-paribas-benchmark-submission-rigging-2018","CFTC v. BNP Paribas (benchmark submission rigging, 2018)",2,"2018-08-29",3,90000000,[2,34],0,"BNP Paribas Securities Corp.",1],["sec-delaney-equity-group-llc-delaney-reverse-merger-schemes-2018","SEC v. Delaney Equity Group LLC, David C. Delaney and Ian C. Kass (reverse merger schemes, 2018)",6,"2018-08-29",4,null,[36,42,46],1,"",1],["sec-fishoff-et-al-insider-trading-2018","SEC v. Fishoff, et al. (insider trading, 2018)",6,"2018-08-23",2,null,[20],1,"Steven Fishoff; Winson Tang; Deshan Govender",1],["sec-gary-s-williky-insider-trading-2018","SEC v. Gary S. Williky (insider trading, price manipulation, 2018)",6,"2018-08-23",3,1746434,[20,34],0,"",1],["sec-barry-m-kornfeld-et-al-lynette-m-robbins-ponzi-schemes-2018","SEC v. Barry M. Kornfeld, et al., Lynette M. Robbins and Knowles Systems, Inc. (ponzi schemes, 2018)",6,"2018-08-22",4,100000,[33],0,"",1],["sec-james-t-lentz-insider-trading-2018","SEC v. James T. Lentz (insider trading, 2018)",6,"2018-08-22",4,9115,[20],0,"",1],["asic-18-244mr-insider-trading-2018","Former managing director of mining company found guilty of insider trading (ASIC, 2018)",1,"2018-08-21",3,null,[20],0,"Darren James Lind",1],["sec-a-catlin-cade-iv-insider-trading-2018","SEC v. A. Catlin Cade, IV (insider trading, 2018)",6,"2018-08-21",4,8745,[20],0,"",1],["sec-ismail-lila-insider-trading-2018","SEC v. Ismail Lila (insider trading, 2018)",6,"2018-08-21",4,28642,[20],0,"",1],["sec-lubin-unregistered-distributions-2018","SEC v. Lubin and David (unregistered distributions, 2018)",6,"2018-08-21",3,null,[47],1,"David Lubin",1],["sec-citigroup-global-markets-inc-and-citigroup-inc-mismarking-2018","SEC v. Citigroup Global Markets Inc. and Citigroup Inc. (mismarking, 2018)",6,"2018-08-16",4,5750000,[25],0,"",1],["sec-honglan-wang-insider-trading-2018","SEC v. Honglan Wang (insider trading, 2018)",6,"2018-08-16",4,67000,[20],0,"",1],["sec-tomahawk-exploration-llc-and-david-thompson-laurance-reverse-merger-schemes-","SEC v. Tomahawk Exploration LLC and David Thompson Laurance (2018)",6,"2018-08-14",4,30000,[],0,"",1],["sec-alexander-charles-white-unregistered-distributions-2018","SEC v. Alexander Charles White and Paul Douglas Vandivier (unregistered distributions, 2018)",6,"2018-08-13",2,null,[47],0,"",1],["sec-chad-anthony-lewis-unregistered-distributions-2018","SEC v. Chad Anthony Lewis (unregistered distributions, 2018)",6,"2018-08-13",4,null,[47],0,"",1],["sec-christopher-collins-et-al-lauren-zarksy-dorothy-zarsky-insider-trading-2018","SEC v. Christopher Collins, et al., Lauren Zarksy, Dorothy Zarsky (insider trading, 2018)",6,"2018-08-10",4,42040,[20],1,"Cameron Collins; Stephen Zarsky; Lauren Zarsky",1],["sec-john-c-maccoll-ponzi-schemes-2018","SEC v. John C. Maccoll (ponzi schemes, 2018)",6,"2018-08-09",4,null,[33],1,"",1],["sec-arthur-lamar-adams-ponzi-schemes-2018","SEC v. Arthur Lamar Adams and Madison Timber Properties, LLC (ponzi schemes, 2018)",6,"2018-08-08",2,null,[33],1,"",1],["sec-salvadore-d-palermo-2018","SEC v. Salvadore D. Palermo (sham inventory sales, 2018)",6,"2018-08-08",3,null,[],0,"",1],["sec-aaron-r-smith-insider-trading-2018","SEC v. Aaron R. Smith (insider trading, 2018)",6,"2018-08-07",4,40578,[20],0,"",1],["sec-murakami-et-al-2018","SEC v. Murakami, et al. (2018)",6,"2018-08-06",3,null,[],1,"Yasuna Murakami; MC2 Capital Management, LLC; MC2 Canada Capital Management, LLC",1],["sec-fei-yan-et-al-insider-trading-2018","SEC v. Fei Yan, et al. (insider trading, 2018)",6,"2018-08-03",3,null,[20],1,"",1],["sec-lozuk-insider-trading-2018","SEC v. Lozuk (insider trading, 2018)",6,"2018-08-01",4,26643,[20],0,"Robert Lozuk",1],["sec-madan-insider-trading-2018","SEC v. Madan (insider trading, 2018)",6,"2018-08-01",4,14023,[20],0,"Anup Madan",1],["sec-fred-tinker-insider-trading-2018","SEC v. Fred Tinker (insider trading, 2018)",6,"2018-07-31",4,89171.88,[20],0,"",1],["sec-howard-m-appel-matched-orders-2018","SEC v. Howard M. Appel (matched orders, 2018)",6,"2018-07-30",4,null,[23],1,"",1],["sec-robert-gadimian-insider-trading-2018","SEC v. Robert Gadimian (insider trading, 2018)",6,"2018-07-26",3,null,[20],1,"",1],["sec-rudden-et-al-ponzi-schemes-2018","SEC v. Rudden, et al. (ponzi schemes, 2018)",6,"2018-07-26",4,null,[33],1,"Daniel B. Rudden; Financial Visions companies",1],["fca-edward-john-booth-2018","FCA v. Edward John Booth (2018)",3,"2018-07-25",4,null,[],0,"",1],["sec-richard-t-cunniffe-insider-trading-2018","SEC v. Richard T. Cunniffe (insider trading, 2018)",6,"2018-07-25",4,null,[20],1,"",1],["sec-matthew-brunstrum-insider-trading-2018","SEC v. Matthew Brunstrum and Susan Brunstrum (insider trading, 2018)",6,"2018-07-24",4,null,[20],0,"",1],["sec-yao-li-insider-trading-2018","SEC v. Yao Li (insider trading, 2018)",6,"2018-07-24",4,196203,[20],0,"",1],["asic-18-216mr-insider-trading-2018","Former executive charged with insider trading (ASIC, 2018)",1,"2018-07-23",3,null,[20],1,"Gregory Campbell",1],["sec-mizuho-securities-usa-llc-2018","SEC v. Mizuho Securities USA LLC (2018)",6,"2018-07-23",4,1250000,[],0,"",1],["sec-sycamore-lane-partners-llc-naked-short-selling-debate-2018","SEC v. Sycamore Lane Partners LLC (naked short selling debate, 2018)",6,"2018-07-23",4,25000,[27],0,"",1],["sec-deutsche-bank-trust-company-americas-2018","SEC v. Deutsche Bank Trust Company Americas (2018)",6,"2018-07-20",4,22229001,[],0,"",1],["amf-fr-san-2018-10-false-rumors-2018","AMF France v. Mecelec Composites and A (false or misleading information, 2018)",0,"2018-07-18",3,null,[24],0,"",1],["sec-mark-e-burns-robert-w-murray-price-manipulation-2018","SEC v. Mark E. Burns, Robert W. Murray (price manipulation, 2018)",6,"2018-07-17",4,null,[8,34,41],1,"",1],["amf-fr-san-2018-09-marking-the-close-2018","AMF France v. Soufflet Négoce (marking the close, 2018)",0,"2018-07-16",3,null,[22],0,"",1],["sec-gannon-giguiere-et-al-matched-orders-2018","SEC v. Gannon Giguiere and others (matched orders, 2018)",6,"2018-07-16",4,880000,[23,35],1,"Oliver-Barret Lindsay; Kevin Gillespie; Annetta Budhu; Andrew Hackett",1],["cftc-commodity-trading-firm-price-manipulation-2018","CFTC v. Lansing Trade Group, LLC (price manipulation, 2018)",2,"2018-07-12",4,3400000,[34],0,"",1],["sec-pawel-p-dynkowski-et-al-pump-and-dump-2018","SEC v. Joseph Mangiapane, Jr. (Dynkowski penny stock manipulation, 2018)",6,"2018-07-12",3,26000,[35],0,"",1],["sec-ryan-gilbertson-et-al-undisclosed-control-blocks-2018","SEC v. Ryan Gilbertson, et al. (undisclosed control blocks, 2018)",6,"2018-07-12",3,null,[46],1,"Douglas Hoskins",1],["asic-cba-price-manipulation-2018","ASIC v. CBA (price manipulation, 2018)",1,"2018-07-10",3,null,[34],0,"Commonwealth Bank of Australia",1],["sec-dubovoy-et-al-hack-to-trade-2018","SEC v. Dubovoy, et al. (hack to trade, 2018)",6,"2018-07-10",4,null,[17],1,"Vitaly Korchevsky; Vladislav Khalupsky",1],["sec-gene-shen-insider-trading-2018","SEC v. Gene Shen (insider trading, 2018)",6,"2018-07-10",4,43342,[20],0,"",1],["sec-matthew-c-woodard-2018","SEC v. Matthew C. Woodard (2018)",6,"2018-07-10",3,null,[],0,"",1],["amf-fr-san-2018-08-false-rumors-2018","AMF France v. Cibox Inter@ctive, AI Investment, A and B (false or misleading information, 2018)",0,"2018-07-05",3,null,[24,20],0,"",1],["sec-molina-insider-trading-2018","SEC v. Molina (insider trading, 2018)",6,"2018-07-05",3,39230,[20],0,"Nelson Molina",1],["sec-edward-lee-moody-jr-et-al-ponzi-schemes-2018","SEC v. Edward Lee Moody Jr., et. al. (ponzi schemes, 2018)",6,"2018-07-03",4,null,[33],1,"",1],["sec-sudhakar-reddy-bonthu-insider-trading-2018","SEC v. Sudhakar Reddy Bonthu (insider trading, 2018)",6,"2018-07-02",4,null,[20],1,"",1],["sec-alexander-capital-l-p-churning-2018","SEC v. Alexander Capital, L.P. (churning, 2018)",6,"2018-06-29",4,193775,[6],0,"",1],["sec-bayes-capital-llc-naked-short-selling-debate-2018","SEC v. Bayes Capital, LLC (naked short selling debate, 2018)",6,"2018-06-28",4,300000,[27],0,"",1],["sec-james-vanblaricum-et-al-ponzi-schemes-2018","SEC v. James VanBlaricum, et al. (ponzi schemes, 2018)",6,"2018-06-26",4,null,[33],1,"Rodney Pope; Chet Inglis; Robert Gilliam; Matthew Leaverton; William Hill; Erik Rhodes",1],["sec-richard-weed-et-al-reverse-merger-schemes-2018","SEC v. Richard Weed et al. (reverse merger schemes, 2018)",6,"2018-06-26",3,150000,[36],1,"",1],["sec-james-e-hocker-ponzi-schemes-2018","SEC v. James E. Hocker (ponzi schemes, 2018)",6,"2018-06-21",3,null,[33],1,"",1],["sec-joseph-a-fiore-berkshire-capital-management-company-inc-newsletter-scalping-","SEC v. Joseph A. Fiore, Berkshire Capital Management Company, Inc., and Eat at Joe's, Ltd. (n/k/a SPYR, Inc.) (newsletter scalping, 2018)",6,"2018-06-20",4,1500000,[28],0,"",1],["sec-santillo-et-al-ponzi-schemes-2018","SEC v. Santillo, Parris, LaRocco, Piccarreto and Brenner (ponzi schemes, 2018)",6,"2018-06-19",4,null,[33],1,"Perry Santillo; Christopher Parris; Paul LaRocco; John Piccarreto; Thomas Brenner; First Nationle Solution LLC; United RL Capital Services; Percipience Global Corp.",1],["cftc-jpmorgan-chase-bank-benchmark-submission-rigging-2018","CFTC v. JPMorgan Chase Bank (benchmark submission rigging, 2018)",2,"2018-06-18",3,65000000,[2,34],0,"",1],["osc-peter-volk-2018","OSC v. Peter Volk (2018)",4,"2018-06-11",4,null,[],0,"",1],["sec-robert-m-morano-insider-trading-2018","SEC v. Robert M. Morano (insider trading, 2018)",6,"2018-06-11",3,null,[20],0,"",1],["sec-jehu-hand-et-al-pump-and-dump-2018","SEC v. Jehu Hand, et al. (pump and dump, 2018)",6,"2018-06-06",5,null,[35],1,"",1],["sec-ralph-t-iannelli-et-al-ponzi-schemes-2018","SEC v. Ralph T. Iannelli and Essex Capital Corporation (ponzi schemes, 2018)",6,"2018-06-06",4,640000,[33],0,"",1],["cftc-societe-generale-s-a-benchmark-submission-rigging-2018","CFTC v. Société Générale S.A. (benchmark submission rigging, 2018)",2,"2018-06-04",3,475000000,[2,34],1,"",1],["sec-kon-paid-stock-promotion-2018","SEC v. Kon and Alexander (paid stock promotion, 2018)",6,"2018-05-29",4,20000,[31],0,"",1],["sec-todd-david-alpert-insider-trading-2018","SEC v. Todd David Alpert (insider trading, 2018)",6,"2018-05-18",3,43873,[20],0,"",1],["sec-manhattan-transfer-registrar-company-and-john-c-ahearn-reverse-merger-scheme","SEC v. Manhattan Transfer Registrar Company and John C. Ahearn (reverse merger schemes, 2018)",6,"2018-05-17",4,50000,[36,46],0,"",1],["sec-chardan-capital-markets-llc-2018","SEC v. Chardan Capital Markets, LLC (2018)",6,"2018-05-16",4,1000000,[],0,"",1],["sec-jerard-basmagy-2018","SEC v. Jerard Basmagy (2018)",6,"2018-05-16",4,15000,[],0,"",1],["amf-fr-tra-2018-10-insider-trading-2018","AMF France v. Pascal Chevalier (insider trading, 2018)",0,"2018-05-09",4,null,[20],0,"",1],["sec-keith-houlihan-boiler-rooms-2018","SEC v. Keith Houlihan (boiler rooms, 2018)",6,"2018-05-09",3,null,[3],1,"",1],["cftc-alcibiades-cifuentes-ponzi-schemes-2018","CFTC v. Alcibiades Cifuentes (ponzi schemes, 2018)",2,"2018-05-08",3,1770000,[33],1,"Jennifer Wee Cifuentes; Cifuentes Fund Management, LLC",1],["sec-visium-asset-management-lp-insider-trading-2018","SEC v. Visium Asset Management, LP (insider trading, 2018)",6,"2018-05-08",4,4755223,[20,25],0,"",1],["amf-fr-san-2018-06-false-rumors-2018","AMF France v. X and D (false or misleading information, 2018)",0,"2018-05-07",3,null,[12],0,"",1],["sec-bovorn-rungruangnavarat-insider-trading-2018","SEC v. Bovorn Rungruangnavarat (insider trading, 2018)",6,"2018-05-07",4,null,[20],0,"",1],["sec-david-a-zimliki-insider-trading-2018","SEC v. David A. Zimliki and Russel P. Schiefer (insider trading, 2018)",6,"2018-05-04",4,15196,[20],0,"",1],["osc-jens-brandt-spoofing-2018","OSC v. Harald Seemann, Jens Brandt and Karl Pawlowicz (spoofing, 2018)",4,"2018-05-03",5,null,[45],0,"",1],["amf-fr-san-2018-04-layering-2018","AMF France v. A (layering, 2018)",0,"2018-05-02",3,null,[21],0,"",1],["sec-eddy-u-marin-pump-and-dump-2018","SEC v. Eddy U. Marin and Shane R. Spierdowis (pump and dump, 2018)",6,"2018-05-02",4,null,[35,47],1,"",1],["sec-small-business-capital-corp-ponzi-schemes-2018","SEC v. Small Business Capital Corp. and Mark Feathers (ponzi schemes, 2018)",6,"2018-05-02",3,10000,[33],1,"Investors Prime Fund, LLC; SBC Portfolio Fund, LLC",1],["cftc-charles-h-mcallister-of-alabama-ponzi-schemes-2018","CFTC v. Charles H. McAllister and BullionDirect (ponzi schemes, 2018)",2,"2018-04-30",4,null,[33],1,"BullionDirect, Inc.",1],["cftc-glencore-agriculture-b-v-wash-trading-2018","CFTC v. Glencore Agriculture B.V. and Glencore Ltd. (wash trading, 2018)",2,"2018-04-30",3,2000000,[48],0,"",1],["sec-christopher-r-esposito-et-al-undisclosed-control-blocks-2018","SEC v. Christopher R. Esposito, et al. (undisclosed control blocks, 2018)",6,"2018-04-30",3,167500,[46,47],0,"Rene Galizio",1],["sec-diane-j-harrison-et-al-shell-factories-2018","SEC v. Diane J. Harrison, Michael J. Daniels and Catherine A. Bradaick-Zolla (shell factories, 2018)",6,"2018-04-30",3,null,[42,46],1,"",1],["sec-william-t-walters-et-al-insider-trading-2018","SEC v. William T. Walters, et al. (insider trading, 2018)",6,"2018-04-30",4,null,[20],1,"",1],["sec-af-ocean-investment-management-company-reverse-merger-schemes-2018","SEC v. AF Ocean Investment Management Company (reverse merger schemes, 2018)",6,"2018-04-25",4,null,[36,46],0,"",1],["sec-andy-z-fan-fake-press-releases-2018","SEC v. Andy Z. Fan (fake press releases, 2018)",6,"2018-04-25",4,140000,[11,23,36],0,"",1],["sec-chinamerica-andy-movie-entertainment-media-company-reverse-merger-schemes-20","SEC v. ChinAmerica Andy Movie Entertainment Media Company (reverse merger schemes, 2018)",6,"2018-04-25",4,null,[36,46],0,"",1],["osc-nicolas-blitterswyk-2018","OSC v. Nicolas Blitterswyk (2018)",4,"2018-04-24",4,null,[],0,"",1],["sec-scott-newsholme-2018","SEC v. Scott Newsholme (2018)",6,"2018-04-23",3,null,[],1,"",1],["cftc-blake-kantor-rigged-binary-options-execution-2019","CFTC v. Kantor et al. (rigged binary options execution, 2019)",2,"2018-04-16",3,2800000,[37],1,"Blake Harrison Kantor; Nathan Mullins; Blue Bit Banc; Blue Bit Analytics, Ltd.; Mercury Cove, Inc.; G. Thomas Client Services; Blue Wolf Sales Consultants",1],["sec-douglas-nelson-insider-trading-2018","SEC v. Douglas Nelson (insider trading, 2018)",6,"2018-04-16",4,15142,[20],0,"",1],["amf-fr-san-2018-03-insider-trading-2018","AMF France v. Delta Drone, A, B, C and D (insider trading, 2018)",0,"2018-04-13",3,null,[20],0,"",1],["cftc-the-kane-capital-investment-group-ponzi-schemes-2018","CFTC v. Kane Capital Investment Group and Amrit Chahal (ponzi schemes, 2018)",2,"2018-04-12",4,null,[33],1,"The Kane Capital Investment Group, LLC; Amrit Jaswant Singh Chahal",1],["sec-amrit-j-s-chahal-ponzi-schemes-2018","SEC v. Amrit J. S. Chahal (ponzi schemes, 2018)",6,"2018-04-12",3,null,[33],1,"",1],["sec-wellness-center-usa-inc-fake-press-releases-2018","SEC v. Wellness Center USA, Inc. (fake press releases, 2018)",6,"2018-04-12",4,null,[11],0,"",1],["sec-william-c-gennity-churning-2018","SEC v. William C. Gennity and Rocco Roveccio (churning, 2018)",6,"2018-04-11",4,320000,[6],0,"",1],["asic-18-099mr-price-manipulation-2018","South Australian day trader sentenced for market manipulation (ASIC, 2018)",1,"2018-04-10",3,null,[34],1,"Stefan Mark Boitcheff",1],["cftc-floor-broker-anuj-c-singhal-spoofing-2018","CFTC v. Anuj C. Singhal (spoofing, 2018)",2,"2018-04-09",3,150000,[45],0,"",1],["sec-the-lifepay-group-llc-et-al-ponzi-schemes-2018","SEC v. The Lifepay Group, Clifton E. Stanley and Michael E. Watts (ponzi schemes, 2018)",6,"2018-04-06",4,null,[33],1,"The Lifepay Group, LLC; SMDRE, LLC",1],["sec-amc-holdings-llc-boiler-rooms-2018","SEC v. Peter H. Pocklington, The Eye Machine LLC and others (boiler rooms, 2018)",6,"2018-04-05",4,2390750,[3,47],0,"Lantson E. Eldred; Terrence J. Walton; Yolanda C. Velazquez; Vanessa Puleo; Robert A. Vanetten; Nova Oculus Partners, LLC; AMC Holdings, LLC",1],["sec-joseph-meli-et-al-craig-h-carton-et-al-ponzi-schemes-2018","SEC v. Joseph Meli and Craig H. Carton (ponzi schemes, 2018)",6,"2018-04-05",4,null,[33],1,"",1],["sec-saverio-j-barbera-insider-trading-2018","SEC v. Saverio J. Barbera (insider trading, 2018)",6,"2018-04-05",4,289650.72,[20],0,"",1],["sec-christopher-james-lollar-insider-trading-2018","SEC v. Christopher James Lollar (insider trading, 2018)",6,"2018-04-04",3,214295.07,[20],0,"",1],["sec-michael-scronic-ponzi-schemes-2018","SEC v. Michael Scronic (ponzi schemes, 2018)",6,"2018-04-04",4,null,[33],1,"",1],["sec-shane-p-fleming-et-al-insider-trading-2018","SEC v. Shane P. Fleming, et al. (insider trading, 2018)",6,"2018-04-04",4,null,[20],0,"Bret J. Beshey; Christopher M. Bonvissuto; Peter A. Kourtis; Alexander T. Carlucci; Dimitri A. Kandalepas; Austin C. Mansur; Eric L. Weller",1],["sec-sohrab-sam-sharma-unregistered-distributions-2018","SEC v. Sohrab (\"Sam\") Sharma and Robert Farkas (unregistered distributions, 2018)",6,"2018-04-02",3,null,[47,34],1,"Raymond Trapani",1],["osc-martin-bernholtz-insider-trading-2018","OSC v. Martin Bernholtz (insider trading, 2018)",4,"2018-03-29",4,null,[20],0,"",1],["osc-david-tuan-seng-lim-pump-and-dump-2018","OSC v. David Tuan Seng Lim and Michael Mugford (pump and dump, 2018)",4,"2018-03-28",3,null,[35,31],0,"",1],["sec-aegis-capital-corporation-2018","SEC v. Aegis Capital Corporation (2018)",6,"2018-03-28",4,750000,[],0,"",1],["sec-nauman-a-aly-sham-tender-offers-2018","SEC v. Nauman A. Aly (sham tender offers, 2018)",6,"2018-03-28",3,null,[8,41],0,"",1],["sec-terracciano-2018","SEC v. Terracciano and Eugene (2018)",6,"2018-03-28",4,20000,[],0,"",1],["sec-timary-delorme-pump-and-dump-2018","SEC v. Timary Delorme (pump and dump, 2018)",6,"2018-03-27",4,50000,[35,23],1,"",1],["sec-joseph-spera-et-al-insider-trading-2018","SEC v. Joseph Spera, et al. (insider trading, 2018)",6,"2018-03-26",4,null,[20],1,"",1],["sec-jon-e-montroll-unregistered-distributions-2018","SEC v. Jon E. Montroll and Bitfunder (unregistered distributions, 2018)",6,"2018-03-23",4,null,[47],1,"",1],["sec-jun-ying-insider-trading-2018","SEC v. Jun Ying (insider trading, 2018)",6,"2018-03-22",3,null,[20],1,"",1],["sec-robert-w-murray-sham-tender-offers-2018","SEC v. Robert W. Murray (sham tender offers, 2018)",6,"2018-03-22",4,null,[8,41],1,"",1],["sec-steven-metro-insider-trading-2018","SEC v. Steven Metro (insider trading, 2018)",6,"2018-03-19",3,25000,[20],1,"",1],["sec-beaufort-securities-ltd-matched-orders-2018","SEC v. Beaufort Securities Ltd. and others (matched orders, 2018)",6,"2018-03-16",4,null,[23,35],1,"Panayiotis Kyriacou; Dennis J. Mancino; William T. Hirschy; DJK Investments 10 Inc.; TJM Investments Inc.; WT Consulting Group, LLC",1],["sec-spark-trading-group-llc-ponzi-schemes-2018","SEC v. Spark Trading Group LLC and Niket Shah (ponzi schemes, 2018)",6,"2018-03-12",3,370944,[33],0,"",1],["sec-merrill-lynch-unregistered-distributions-2018","SEC v. Merrill Lynch and Pierce and Fenner & Smith Incorporated (unregistered distributions, 2018)",6,"2018-03-08",4,1250000,[47],0,"Merrill Lynch, Pierce, Fenner & Smith Incorporated",1],["sec-new-york-stock-exchange-llc-2018","SEC v. New York Stock Exchange LLC, NYSE American LLC and NYSE Arca, Inc. (2018)",6,"2018-03-06",4,14000000,[],0,"",1],["sec-stefan-lumiere-mismarking-2018","SEC v. Stefan Lumiere (mismarking, 2018)",6,"2018-03-05",3,null,[25],1,"",1],["sec-ameratex-energy-inc-et-al-unregistered-distributions-2018","SEC v. AmeraTex Energy, Inc., et al (unregistered distributions, 2018)",6,"2018-02-28",4,null,[47],0,"Lewis Oil Corp.; Lewis Oil Company; Thomas Lewis; William Fort",1],["sec-analytica-bio-energy-corp-et-al-marvin-winick-undisclosed-control-blocks-201","SEC v. Analytica Bio-Energy Corp., Douglas Murdock, Luiz Brasil and Marvin Winick (undisclosed control blocks, 2018)",6,"2018-02-28",4,null,[46],0,"",1],["sec-yang-xie-insider-trading-2018","SEC v. Yang Xie (insider trading, 2018)",6,"2018-02-28",4,6681,[20],0,"",1],["sec-eric-mcphail-et-al-insider-trading-2018","SEC v. Eric McPhail, et al. (insider trading, 2018)",6,"2018-02-20",3,191521,[20],1,"Jamie Meadows",1],["fca-guillaume-adolph-benchmark-submission-rigging-2018","FCA v. Guillaume Adolph (benchmark submission rigging, 2018)",3,"2018-02-15",4,null,[2],0,"",1],["sec-ara-chackerian-insider-trading-2018","SEC v. Ara Chackerian (insider trading, 2018)",6,"2018-02-12",4,157207.8,[20],0,"",1],["sec-geoffrey-h-lunn-et-al-2018","SEC v. Geoffrey H. Lunn (2018)",6,"2018-02-12",3,5466840,[],1,"",1],["asic-18-034mr-2018","Operators of 'binary options trading boiler room' banned following conviction (ASIC, 2018)",1,"2018-02-08",5,null,[],1,"Jana Jaros; Jackson Laurence Malcolm Capper",1],["cftc-deutsche-bank-securities-inc-benchmark-submission-rigging-2018","CFTC v. Deutsche Bank Securities Inc. (benchmark submission rigging, 2018)",2,"2018-02-01",3,70000000,[2,34],0,"",1],["asic-18-024mr-price-manipulation-2018","ASIC commences civil penalty proceedings against Commonwealth Bank of Australia for BBSW conduct (2018)",1,"2018-01-30",4,null,[34],0,"",1],["sec-daniel-t-fischer-churning-2018","SEC v. Daniel T. Fischer (churning, 2018)",6,"2018-01-30",4,null,[6],0,"",1],["cftc-andre-flotron-spoofing-2018","CFTC v. Andre Flotron (spoofing, 2018)",2,"2018-01-29",4,100000,[45],0,"",1],["cftc-deutsche-bank-price-manipulation-2018","CFTC v. Deutsche Bank (price manipulation, 2018)",2,"2018-01-29",3,30000000,[34,45],0,"Deutsche Bank AG; Deutsche Bank Securities Inc.",1],["cftc-hsbc-securities-usa-inc-pay-1-6-million-penalty-settlement-price-manipulati","CFTC v. HSBC Securities (USA) Inc. (spoofing, 2018)",2,"2018-01-29",3,1600000,[45],0,"",1],["cftc-james-vorley-spoofing-2018","CFTC v. James Vorley and Cedric Chanu (spoofing, 2018)",2,"2018-01-29",4,300000,[45],0,"",1],["cftc-jiongsheng-zhao-spoofing-2018","CFTC v. Jiongsheng Zhao (spoofing, 2018)",2,"2018-01-29",4,null,[45],1,"",1],["cftc-jitesh-thakkar-spoofing-2018","CFTC v. Jitesh Thakkar and Edge Financial Technologies (spoofing, 2018)",2,"2018-01-29",4,48400,[45],0,"",1],["cftc-trader-krishna-mohan-spoofing-2018","CFTC v. Krishna Mohan (spoofing, 2018)",2,"2018-01-29",4,null,[45],1,"",1],["cftc-ubs-price-manipulation-2018","CFTC v. UBS (price manipulation, 2018)",2,"2018-01-29",3,15000000,[34,45],0,"UBS AG",1],["sec-one-or-more-unknown-traders-in-the-securities-of-bioverativ-inc-insider-trad","SEC v. One or More Unknown Traders in the Securities of Bioverativ, Inc. (insider trading, 2018)",6,"2018-01-26",3,9889369,[20],1,"",1],["sec-ash-narayan-the-ticket-reserve-inc-a-k-a-forward-market-media-inc-richard-m-","SEC v. Ash Narayan, The Ticket Reserve Inc. a/k/a Forward Market Media, Inc., Richard M. Harmon, and John A. Kaptrosky (ponzi schemes, 2018)",6,"2018-01-22",3,325000,[33],0,"",1],["cftc-colorado-resident-dillon-michael-dean-ponzi-schemes-2018","CFTC v. Dean and The Entrepreneurs Headquarters (ponzi schemes, 2018)",2,"2018-01-18",3,1497792.12,[33],0,"Dillon Michael Dean; The Entrepreneurs Headquarters Limited",1],["cftc-randall-crater-ponzi-schemes-2018","CFTC v. Crater, Gillespie and My Big Coin Pay (ponzi schemes, 2018)",2,"2018-01-16",4,null,[33],1,"Randall Crater; Mark Gillespie; My Big Coin Pay, Inc.",1],["sec-david-s-haddad-et-al-ponzi-schemes-2018","SEC v. David S. Haddad, et al. (ponzi schemes, 2018)",6,"2018-01-11",3,181071,[33],0,"",1],["amf-fr-tra-2018-06-insider-trading-2018","AMF France v. Scientex (insider trading, 2018)",0,"2018-01-10",4,null,[20],0,"",1],["amf-fr-tra-2018-07-insider-trading-2018","AMF France v. Timothée Muller (insider trading, 2018)",0,"2018-01-10",4,null,[20],0,"",1],["fca-neil-danziger-benchmark-submission-rigging-2018","FCA v. Neil Danziger (benchmark submission rigging, 2018)",3,"2018-01-08",3,null,[2,48],0,"",1],["amf-fr-san-2017-15-insider-trading-2017","AMF France v. Cybergun, Ingeco, A and B (insider trading, 2017)",0,"2017-12-21",3,null,[20],0,"",1],["sec-stephen-c-peters-visionquest-wealth-management-llc-visionquest-capital-llc-p","SEC v. Stephen C. Peters, VisionQuest Wealth Management, LLC, VisionQuest Capital, LLC, and VQ Wealth, LLC (ponzi schemes, 2017)",6,"2017-12-21",3,null,[33],1,"",1],["sec-robert-h-shapiro-woodbridge-group-of-companies-llc-et-al-ponzi-schemes-2017","SEC v. Robert H. Shapiro and Woodbridge Group of Companies (ponzi schemes, 2017)",6,"2017-12-20",4,100000000,[33],0,"Woodbridge Group of Companies, LLC",1],["sec-ronald-a-fossum-jr-unregistered-distributions-2017","SEC v. Ronald A. Fossum, Jr. and Alonzo R. Cahoon (unregistered distributions, 2017)",6,"2017-12-20",4,320000,[47],0,"",1],["amf-fr-san-2017-12-insider-trading-2017","AMF France v. A and B (insider trading, 2017)",0,"2017-12-18",3,null,[20,15],0,"",1],["amf-fr-san-2017-13-insider-trading-2017","AMF France v. A (insider trading, 2017)",0,"2017-12-18",3,null,[20],0,"",1],["sec-jason-a-wallace-boiler-rooms-2017","SEC v. Jason A. Wallace (boiler rooms, 2017)",6,"2017-12-18",3,434887,[3],0,"",1],["asic-interactive-brokers-llc-marking-the-close-2017","ASIC v. Interactive Brokers LLC (marking the close, 2017)",1,"2017-12-14",4,null,[22],0,"",1],["sec-kenneth-peer-insider-trading-2017","SEC v. Kenneth Peer (insider trading, 2017)",6,"2017-12-14",4,10227.73,[20],0,"",1],["sec-lanny-brown-et-al-insider-trading-2017","SEC v. Lanny Brown, et al. (insider trading, 2017)",6,"2017-12-14",4,null,[20],1,"Sean Fox",1],["asic-17-425mr-matched-orders-2017","AAT upholds ASIC bans of client advisers for trading in 'MINI' warrants (ASIC, 2017)",1,"2017-12-11",3,null,[23],0,"Tony Davidof; Philip McLean",1],["osc-aurora-cannabis-inc-2017","OSC v. Aurora Cannabis Inc. and others (2017)",4,"2017-12-08",3,null,[],0,"Cannimed Therapeutics Inc.; The Special Committee of The Board of Directors of Cannimed Therapeutics Inc.",1],["sec-stephen-j-leonard-insider-trading-2017","SEC v. Stephen J. Leonard (insider trading, 2017)",6,"2017-12-07",3,107000,[20],0,"",1],["amf-fr-tra-2018-05-layering-2017","AMF France v. Syquant Capital (layering, 2017)",0,"2017-12-01",4,null,[21,34],0,"",1],["amf-fr-tra-2018-01-marking-the-close-2017","AMF France v. Talence Gestion (SAS) (marking the close, 2017)",0,"2017-11-30",4,null,[22],0,"",1],["amf-fr-tra-2018-02-marking-the-close-2017","AMF France v. Régis Lefort (marking the close, 2017)",0,"2017-11-30",4,null,[22],0,"",1],["sec-palladino-2017","SEC v. Palladino and James M. (2017)",6,"2017-11-29",4,null,[],0,"",1],["fca-paul-axel-walter-individual-price-manipulation-2017","FCA v. Paul Axel Walter (price manipulation, 2017)",3,"2017-11-22",4,null,[34,45],0,"",1],["sec-capital-financial-partners-llc-et-al-ponzi-schemes-2017","SEC v. Capital Financial Partners, Allen and Daub: final judgments (ponzi schemes, 2017)",6,"2017-11-17",3,null,[33],1,"Capital Financial Partners, LLC; William D. Allen; Susan C. Daub; Capital Financial Partners Enterprises, LLC; Capital Financial Holdings, LLC",1],["asic-17-390mr-insider-trading-2017","Caloundra man charged for insider trading (ASIC, 2017)",1,"2017-11-16",3,null,[20],1,"Jin Xi Li",1],["cftc-intl-fcstone-financial-inc-2017","CFTC v. INTL FCStone Financial Inc. and FCStone Merchant Services LLC (exchange for related position transactions, 2017)",2,"2017-11-14",4,280000,[],0,"",1],["cftc-statoil-asa-settlement-price-manipulation-2017","CFTC v. Statoil ASA (price manipulation, 2017)",2,"2017-11-14",4,4000000,[34,40],0,"",1],["sec-susan-l-ellerin-insider-trading-2017","SEC v. Susan L. Ellerin and Edward D. Blumstein (insider trading, 2017)",6,"2017-11-14",4,null,[20],0,"",1],["asic-17-378mr-2017","Operators of 'binary options trading boiler room' convicted and sentenced (ASIC, 2017)",1,"2017-11-09",3,null,[],1,"Jana Jaros; Jackson Laurence Malcolm Capper",1],["sec-robert-w-murray-sham-tender-offers-2017","SEC v. Robert W. Murray (sham tender offers, 2017)",6,"2017-11-09",4,null,[8,41],1,"",1],["sec-the-end-of-the-rainbow-partners-l-l-c-ponzi-schemes-2017","SEC v. The End of the Rainbow Partners and the Estate of Michael F. Anderson (ponzi schemes, 2017)",6,"2017-11-08",3,null,[33],0,"The End of the Rainbow Partners, L.L.C.; Carolyn M. Anderson (relief defendant); The End of the Rainbow Foundation, Inc. (relief defendant); Seaoma Consulting Company (relief defendant); Bighorn Wealth Fund, L.P. (relief defendant)",1],["sec-james-p-kolf-2017","SEC v. James P. Kolf (2017)",6,"2017-11-03",4,null,[],0,"",1],["sec-joseph-meli-et-al-ponzi-schemes-2017","SEC v. Joseph Meli, et al. and Craig H. Carton, et al. (ponzi schemes, 2017)",6,"2017-10-31",4,null,[33],1,"",1],["sec-millennium-management-llc-rule-105-offering-shorts-2017","SEC v. Millennium Management LLC (rule 105 offering shorts, 2017)",6,"2017-10-31",4,300000,[39],0,"",1],["sec-andalusian-resorts-fake-press-releases-2017","SEC v. Andalusian Resorts and Spas, Inc., John Madsen and Bernard Fried (fake press releases, 2017)",6,"2017-10-30",3,80000,[11,35,46],0,"",1],["sec-joseph-p-willner-hijacked-account-ramping-2020","SEC v. Joseph P. Willner (hijacked account ramping, 2017)",6,"2017-10-30",3,null,[18],1,"",1],["sec-artemus-mayor-pump-and-dump-2017-3-18268","SEC v. Artemus Mayor (pump and dump, 2017)",6,"2017-10-26",4,160000,[35],0,"",1],["sec-artemus-mayor-pump-and-dump-2017","SEC v. Henry Lin-Han Jan (pump and dump, 2017)",6,"2017-10-26",4,160000,[35],0,"",1],["sec-canterbury-consulting-inc-2017","SEC v. Canterbury Consulting, Inc. (2017)",6,"2017-10-26",4,100000,[],0,"",1],["sec-j-patrick-o-neill-insider-trading-2017","SEC v. J. Patrick O'Neill and Robert H. Bray (insider trading, 2017)",6,"2017-10-25",3,null,[20],1,"",1],["sec-james-m-schneider-reverse-merger-schemes-2017","SEC v. James M. Schneider and Andrew H. Wilson (blank check shells, 2017)",6,"2017-10-11",4,null,[36,47],1,"",1],["cftc-arab-global-commodities-dmcc-spoofing-2017","CFTC v. Arab Global Commodities DMCC (spoofing, 2017)",2,"2017-10-10",3,300000,[45],0,"",1],["sec-marc-a-celello-ponzi-schemes-2017","SEC v. Marc A. Celello (ponzi schemes, 2017)",6,"2017-10-05",4,null,[33],0,"",1],["sec-homero-joshua-garza-ponzi-schemes-2017","SEC v. Homero Joshua Garza (ponzi schemes, 2017)",6,"2017-10-04",3,null,[33],1,"",1],["sec-arun-j-singh-insider-trading-2017","SEC v. Arun J. Singh (insider trading, 2017)",6,"2017-10-03",3,24990,[20],0,"",1],["sec-jammin-java-corp-et-al-pump-and-dump-2017","SEC v. Wayne Weaver (Jammin' Java pump and dump, 2017)",6,"2017-10-03",0,26371585,[35],0,"",1],["amf-fr-san-2017-08-insider-trading-2017","AMF France v. X and A (insider trading, 2017)",0,"2017-09-29",1,null,[20],0,"",1],["cftc-logista-advisors-llc-spoofing-2017","CFTC v. Logista Advisors LLC (spoofing, 2017)",2,"2017-09-29",3,250000,[45],0,"",1],["sec-avaneesh-krishnamoorthy-insider-trading-2017","SEC v. Avaneesh Krishnamoorthy (insider trading, 2017)",6,"2017-09-29",3,null,[20],1,"",1],["sec-jason-mcdiarmid-et-al-boiler-rooms-2017","SEC v. Jason McDiarmid, et al. (boiler rooms, 2017)",6,"2017-09-29",3,3289532,[3,35],0,"Kenneth George Cedric Telford; Stop Sleep Go, Inc.",1],["sec-micheal-a-skerry-newsletter-scalping-2017","SEC v. Micheal A. Skerry (newsletter scalping, 2017)",6,"2017-09-29",3,1057712.41,[28,47],0,"Success Holding Group International, Inc.",1],["cftc-california-residents-hasan-sarwar-a-k-a-alexander-sarwar-ponzi-schemes-2017","CFTC v. Sarwar and Elfrimi (ponzi schemes, 2017)",2,"2017-09-28",2,null,[33],0,"Hasan Sarwar (a/k/a Alexander Sarwar); Rachida Elfrimi",1],["cftc-connecticut-based-tillage-commodities-2017","CFTC v. Tillage Commodities, LLC (supervision failures, 2017)",2,"2017-09-28",3,150000,[],0,"",1],["sec-david-howard-welch-et-al-boiler-rooms-2017","SEC v. David Howard Welch, et al (boiler rooms, 2017)",6,"2017-09-28",4,30000,[3],0,"Marc J. Bryant; John C. Knight; Bio-Global Resources, Inc.; Diversified Equities Inc.; Diversified Equities Development Inc.; New Global Energy Inc.; Perry D. West",1],["sec-fengjiu-zhang-and-xianli-kong-insider-trading-2017","SEC v. Fengjiu Zhang and Xianli Kong (insider trading, 2017)",6,"2017-09-28",4,88751.66,[20],0,"",1],["sec-laurence-m-torres-churning-2017","SEC v. Laurence M. Torres (churning, 2017)",6,"2017-09-28",4,160000,[6],0,"",1],["sec-naris-chamroonrat-et-al-2017","SEC v. Naris Chamroonrat (2017)",6,"2017-09-28",3,null,[],1,"",1],["sec-pedro-fort-berbel-et-al-ponzi-schemes-2017","SEC v. Pedro Fort Berbel and others (ponzi schemes, 2017)",6,"2017-09-28",3,7025000,[33],0,"",1],["sec-sean-stewart-et-al-insider-trading-2017","SEC v. Sean Stewart et al. (insider trading, 2017)",6,"2017-09-28",3,null,[20],1,"Robert K. Stewart",1],["sec-success-holding-group-international-inc-unregistered-distributions-2017","SEC v. Success Holding Group International, Inc. (unregistered distributions, 2017)",6,"2017-09-28",4,100000,[47],0,"",1],["sec-jason-napodano-bilal-basrai-insider-trading-2017","SEC v. Jason Napodano, Bilal Basrai and Bryce Stirton (insider trading, 2017)",6,"2017-09-26",4,185752.72,[20],1,"",1],["sec-lbmz-securities-inc-2017","SEC v. LBMZ Securities, Inc. (2017)",6,"2017-09-26",4,240000,[],0,"",1],["osc-patrick-jelf-caruso-insider-trading-2017","OSC v. Donna Hutchinson, Cameron Cornish, David Sidders and Patrick Jelf Caruso (insider trading, 2017)",4,"2017-09-22",3,null,[20],0,"Cameron Edward Cornish; David Paul George Sidders",1],["cftc-nicholas-gelfman-ponzi-schemes-2017","CFTC v. Nicholas Gelfman and Gelfman Blueprint, Inc. (ponzi schemes, 2017)",2,"2017-09-21",4,2031501,[33],0,"",1],["sec-joel-p-zingerman-insider-trading-2017","SEC v. Joel P. Zingerman (insider trading, 2017)",6,"2017-09-21",4,56605,[20],0,"",1],["sec-justin-samuel-cary-insider-trading-2017","SEC v. Justin Samuel Cary (insider trading, 2017)",6,"2017-09-21",4,8140.25,[20],0,"",1],["sec-peter-c-chang-insider-trading-2017","SEC v. Peter C. Chang (insider trading, 2017)",6,"2017-09-20",4,500000,[20],1,"",1],["asic-17-319mr-price-manipulation-2017","Sydney man faces charges for market manipulation (ASIC, 2017)",1,"2017-09-19",3,null,[34],1,"Benjamin Amzalak",1],["sec-francisco-illarramendi-et-al-ponzi-schemes-2017","SEC v. Francisco Illarramendi, Highview Point and Michael Kenwood (ponzi schemes, 2017)",6,"2017-09-19",3,1000000,[33],1,"Highview Point Partners, LLC; Michael Kenwood Capital Management, LLC",1],["sec-lawrence-f-cluff-jr-roger-e-shaoul-insider-trading-2017","SEC v. Lawrence F. Cluff, Jr., Roger E. Shaoul, and James Shaoul (insider trading, 2017)",6,"2017-09-13",4,5071418,[20],0,"",1],["sec-mayank-gupta-et-al-insider-trading-2017","SEC v. Mayank Gupta, et al. (insider trading, 2017)",6,"2017-09-13",4,23785,[20],0,"",1],["sec-brett-kennedy-et-al-insider-trading-2017","SEC v. Brett Kennedy, et al. (insider trading, 2017)",6,"2017-09-07",4,11599.74,[20],1,"Maziar Rezakhani; Sam Sadeghi",1],["sec-craig-h-carton-et-al-ponzi-schemes-2017","SEC v. Craig H. Carton, et al. (ponzi schemes, 2017)",6,"2017-09-06",4,null,[33],1,"",1],["sec-scott-newsholme-2017","SEC v. Scott Newsholme (2017)",6,"2017-09-06",3,null,[],1,"",1],["sec-alan-m-stark-esq-insider-trading-2017","SEC v. Alan M. Stark, Esq. (insider trading, 2017)",6,"2017-09-05",4,7608,[20],0,"",1],["sec-richard-p-cedrone-steven-r-ferris-marking-the-close-2017","SEC v. Richard P. Cedrone, Steven R. Ferris and George R. Thoreson (marking the close, 2017)",6,"2017-09-05",3,225000,[22],0,"",1],["sec-evan-r-kita-et-al-insider-trading-2017","SEC v. Evan R. Kita, et al. (insider trading, 2017)",6,"2017-08-31",3,null,[20],1,"Daniel Perez; Richard Yu; Chiang Yu",1],["osc-khalid-walid-jawhari-insider-trading-2017","OSC v. Khalid Walid Jawhari (insider trading, 2017)",4,"2017-08-30",3,null,[20],0,"",1],["sec-tennstar-energy-inc-et-al-boiler-rooms-2017","SEC v. Tennstar Energy, Inc., et al. (boiler rooms, 2017)",6,"2017-08-30",3,null,[3],0,"David R. Greenlee; David A. Stewart Jr.; Richard P. Underwood",1],["sec-lek-securities-corp-et-al-layering-2017","SEC v. Lek Securities Corporation, Samuel Lek, Avalon FA Ltd, Nathan Fayyer and Sergey Pustelnik (layering, 2017 ruling)",6,"2017-08-29",3,23920000,[21],0,"",1],["asic-17-285mr-price-manipulation-2017","Day trader pleads guilty to market manipulation (ASIC, 2017)",1,"2017-08-28",3,null,[34],1,"Stefan Mark Boitcheff",1],["sec-caledonian-bank-ltd-et-al-unregistered-distributions-2017","SEC v. Caledonian Bank Ltd., et al. (unregistered distributions, 2017)",6,"2017-08-25",3,19200000,[47],0,"Caledonian Securities Ltd.; Clear Water Securities, Inc.; Legacy Global Markets S.A.; Verdmont Capital S.A.",1],["sec-dawn-j-bennett-ponzi-schemes-2017","SEC v. Dawn J. Bennett and DJB Holdings (ponzi schemes, 2017)",6,"2017-08-25",3,null,[33],1,"DJB Holdings LLC",1],["sec-jack-sini-boiler-rooms-2017","SEC v. Jack Sini (boiler rooms, 2017)",6,"2017-08-23",4,null,[3],1,"",1],["sec-jason-hershberger-boiler-rooms-2017","SEC v. Jason Hershberger (boiler rooms, 2017)",6,"2017-08-23",4,null,[3],1,"",1],["sec-juan-m-perez-ortega-boiler-rooms-2017","SEC v. Juan M. Perez Ortega (boiler rooms, 2017)",6,"2017-08-23",4,null,[3],1,"",1],["sec-martin-miller-boiler-rooms-2017","SEC v. Martin Miller (boiler rooms, 2017)",6,"2017-08-23",4,null,[3],1,"",1],["sec-shawna-leigh-lynch-boiler-rooms-2017","SEC v. Shawna Leigh Lynch (boiler rooms, 2017)",6,"2017-08-23",4,null,[3],0,"",1],["cftc-south-carolina-resident-thomas-lanzana-ponzi-schemes-2017","CFTC v. Lanzana, Masanko, Blackbox Pulse and White Cloud Mountain (ponzi schemes, 2017)",2,"2017-08-21",3,1950000,[33],0,"Thomas Lanzana; Nikolay Masanko; Blackbox Pulse, LLC; White Cloud Mountain, LLC",1],["sec-deerfield-management-company-l-p-2017","SEC v. Deerfield Management Company, L.P. (2017)",6,"2017-08-21",4,3946267,[],0,"",1],["sec-banca-imi-securities-corp-2017","SEC v. Banca IMI Securities Corp. (2017)",6,"2017-08-18",4,15000000,[],0,"",1],["sec-daniel-rivas-et-al-insider-trading-2017","SEC v. Daniel Rivas, et al. (insider trading, 2017)",6,"2017-08-16",3,null,[20],1,"James Moodhe; Michael Siva; Roberto Rodriguez; Rodolfo Sablon; Jhonatan Zoquier; Jeffrey Rogiers",1],["cftc-aruba-based-copersucar-trading-a-v-v-wash-trading-2017","CFTC v. Aruba-based Copersucar Trading A.V.V. (wash trading, 2017)",2,"2017-08-15",3,300000,[48],0,"",1],["sec-robert-cortez-marshall-ponzi-schemes-2017","SEC v. Robert Cortez Marshall and Adz on Wheelz (ponzi schemes, 2017)",6,"2017-08-15",3,1473661,[33],0,"",1],["sec-damon-hovannisian-et-al-insider-trading-2017","SEC v. Damon Hovannisian, et al. (insider trading, 2017)",6,"2017-08-11",4,308317.59,[20],0,"Vernon Hovannisian; Vincent Hovannisian; Eddie Arakelian",1],["sec-louis-martin-blazer-iii-2017","SEC v. Louis Martin Blazer III (2017)",6,"2017-08-10",4,150000,[],0,"",1],["sec-david-blaszczak-et-al-insider-trading-2017","SEC v. David Blaszczak, et al. (insider trading, 2017)",6,"2017-08-08",4,null,[20],0,"Jordan Fogel",1],["sec-steven-v-mcclatchey-insider-trading-2017","SEC v. Steven V. McClatchey and Gary J. Pusey (insider trading, 2017)",6,"2017-08-08",3,null,[20],1,"",1],["cftc-the-bank-spoofing-2017","CFTC v. The Bank of Tokyo-Mitsubishi UFJ, Ltd. (spoofing, 2017)",2,"2017-08-07",3,600000,[45],0,"",1],["sec-joe-yiu-cheung-paid-stock-promotion-2017","SEC v. Joe Yiu Cheung, a/k/a Dylon de lu Zhang (paid stock promotion, 2017)",6,"2017-08-02",4,150000,[31,35,46],0,"",1],["sec-jeffrey-d-martin-et-al-pump-and-dump-2017","SEC v. Jeffrey D. Martin, Thomas L. Tedrow and others (Mainstream Entertainment pump and dump, 2017)",6,"2017-08-01",3,141946,[35,31,23,47],1,"Christian T. Tedrow; Tyler T. Tedrow; Beaufort Capital Partners, LLC; Robert P. Marino; Harold J. Swart, Jr.; Swart Baumruk & Co. LLP; Karen F. Aalders; Sterling Craig Barton",1],["sec-karen-f-aalders-pump-and-dump-2017","SEC v. Karen F. Aalders (pump and dump, 2017)",6,"2017-07-31",4,null,[35,47],0,"",1],["sec-sterling-craig-barton-unregistered-distributions-2017","SEC v. Sterling Craig Barton (unregistered distributions, 2017)",6,"2017-07-31",4,100000,[47],0,"",1],["sec-harold-l-altvater-insider-trading-2017","SEC v. Harold L. Altvater (insider trading, 2017)",6,"2017-07-28",4,null,[20],1,"",1],["sec-windsor-street-capital-l-p-unregistered-distributions-2017","SEC v. Windsor Street Capital, L.P. ( and others (unregistered distributions, 2017)",6,"2017-07-28",4,200000,[47],0,"Windsor Street Capital, L.P. (f/k/a Meyers Associates, L.P.); John David Telfer",1],["cftc-new-york-trader-simon-posen-spoofing-2017","CFTC v. Simon Posen (spoofing, 2017)",2,"2017-07-26",3,635000,[45],0,"",1],["sec-joey-stanton-dodson-ponzi-schemes-2017","SEC v. Joey Stanton Dodson (ponzi schemes, 2017)",6,"2017-07-26",3,859013,[33],0,"",1],["sec-joey-giamichael-and-umbrella-research-llc-newsletter-scalping-2017","SEC v. Joey Giamichael and Umbrella Research, LLC (newsletter scalping, 2017)",6,"2017-07-25",4,48927,[28,31],0,"",1],["sec-andrew-farmer-et-al-pump-and-dump-2017","SEC v. Andrew Farmer, et al. (pump and dump, 2017)",6,"2017-07-24",3,2000000,[35],0,"",1],["sec-lubin-2017","SEC v. Lubin and David (2017)",6,"2017-07-19",3,null,[],0,"David Lubin",1],["sec-troy-joseph-flowers-et-al-undisclosed-control-blocks-2017","SEC v. Troy Joseph Flowers, Sean Nevett and Fruition Inc. (undisclosed control blocks, 2017)",6,"2017-07-19",3,310000,[46],0,"",1],["sec-john-f-stimpson-insider-trading-2017","SEC v. John F. Stimpson (insider trading, 2017)",6,"2017-07-18",4,135570,[20],0,"",1],["sec-ashley-antos-defendants-boiler-rooms-2017","SEC v. Powertraderspress.com, Inc., Elite Stock Research, Inc. and others (boiler rooms, 2017)",6,"2017-07-12",5,null,[3],1,"Erik Matz; Ronald Hardy; Anthony Vassallo; Stephanie Lee; Jeffrey Chartier; Lawrence D. Isen; Robert Gleckman; Brian Heepke; Dennis J. Verderosa; Emin Cohen; Sergio Ramirez; Ashley Antos",1],["sec-victory-ho-insider-trading-2017","SEC v. Victory Ho (insider trading, 2017)",6,"2017-07-12",3,null,[20],0,"",1],["sec-wanger-marking-the-close-2017","SEC v. Eric David Wanger and Wanger Investment Management, Inc. (marking the close, 2017)",6,"2017-07-10",4,75000,[22],0,"",1],["sec-steve-g-blasko-boiler-rooms-2017","SEC v. Steve G. Blasko (boiler rooms, 2017)",6,"2017-07-07",3,944665,[3,47],1,"Carol J. Wayland; John C. Mueller; Kentucky-Tennessee 50 Wells/400 BBLPD Block, Limited Partnership; HP Operations, LLC; C.A.R. Leasing, LLC; Mitchell B. Dow; Barry Liss",1],["sec-cheryl-l-jones-ponzi-schemes-2017","SEC v. Cheryl L. Jones (ponzi schemes, 2017)",6,"2017-07-03",1,null,[33],0,"",1],["sec-sasan-sabrdaran-insider-trading-2017","SEC v. Sasan Sabrdaran and Farhang Afsarpour (insider trading, 2017)",6,"2017-06-30",3,null,[20],0,"",1],["cftc-7581-17-spoofing-2017","CFTC non-prosecution agreements with Jeremy Lao, Daniel Liao and Shlomo Salant (spoofing, 2017)",2,"2017-06-29",4,null,[45],0,"",1],["cftc-rosenthal-collins-capital-markets-llc-wash-trading-2017","CFTC v. Rosenthal Collins Capital Markets LLC (wash trading, 2017)",2,"2017-06-29",3,5200000,[48],0,"Brandon Elsasser",1],["sec-andrew-s-keck-undisclosed-control-blocks-2017","SEC v. Andrew S. Keck (undisclosed control blocks, 2017)",6,"2017-06-29",4,2500,[46],0,"",1],["sec-christopher-a-conley-undisclosed-control-blocks-2017","SEC v. Christopher A. Conley (undisclosed control blocks, 2017)",6,"2017-06-29",4,2500,[46],0,"",1],["sec-marilyn-stark-undisclosed-control-blocks-2017","SEC v. Marilyn Stark (undisclosed control blocks, 2017)",6,"2017-06-29",4,10000,[46],0,"",1],["sec-matthew-l-egna-undisclosed-control-blocks-2017","SEC v. Matthew L. Egna (undisclosed control blocks, 2017)",6,"2017-06-29",4,10000,[46],0,"",1],["sec-nigel-g-lindsay-undisclosed-control-blocks-2017","SEC v. Nigel G. Lindsay (undisclosed control blocks, 2017)",6,"2017-06-29",4,null,[46],0,"",1],["sec-sarah-e-keck-undisclosed-control-blocks-2017","SEC v. Sarah E. Keck (undisclosed control blocks, 2017)",6,"2017-06-29",4,2500,[46],0,"",1],["sec-diana-p-lovera-boiler-rooms-2017","SEC v. Diana P. Lovera (boiler rooms, 2017)",6,"2017-06-28",3,null,[3],1,"",1],["sec-harold-l-altvater-maureen-e-curran-susan-l-dubuc-insider-trading-2017","SEC v. Harold L. Altvater, Maureen E. Curran, Susan L. Dubuc (insider trading, 2017)",6,"2017-06-27",4,12308.1,[20],0,"",1],["sec-wm-smith-co-and-william-s-smith-2017","SEC v. Wm Smith & Co. and William S. Smith (2017)",6,"2017-06-26",4,85000,[],0,"",1],["sec-james-m-farinella-et-al-matched-orders-2017","SEC v. James M. Farinella, et al. (matched orders, 2017)",6,"2017-06-21",4,null,[23,35],1,"",1],["sec-yu-cheng-lin-insider-trading-2017","SEC v. Yu-Cheng Lin (insider trading, 2017)",6,"2017-06-19",3,null,[20],0,"",1],["asic-ubs-securities-2017","ASIC v. UBS Securities (2017)",1,"2017-06-15",4,null,[],0,"UBS Securities Australia Limited",1],["sec-edwin-yoshihiro-fujinaga-ponzi-schemes-2017","SEC v. Edwin Yoshihiro Fujinaga and MRI International, Inc., et al. (ponzi schemes, 2017)",6,"2017-06-15",3,null,[33],0,"June Fujinaga; The Yunju Trust",1],["sec-jehu-hand-pump-and-dump-2017","SEC v. Jehu Hand and Antonio Katz (pump and dump, 2017)",6,"2017-06-15",3,null,[35,47],1,"",1],["sec-tod-a-ditommaso-esq-unregistered-distributions-2017","SEC v. Tod A. Ditommaso, Esq. (unregistered distributions, 2017)",6,"2017-06-13",3,1475,[47],0,"",1],["amf-fr-tra-2017-10-insider-trading-2017","AMF France v. Jacques Tordjman (insider trading, 2017)",0,"2017-06-07",4,null,[20],0,"",1],["sec-dan-alice-zhang-cpa-insider-trading-2017","SEC v. Dan (“Alice”) Zhang, CPA (insider trading, 2017)",6,"2017-06-07",4,7451.05,[20],0,"",1],["sec-michael-trahan-insider-trading-2017","SEC v. Michael Trahan (insider trading, 2017)",6,"2017-06-07",4,69735,[20],0,"",1],["sec-homero-joshua-garza-gaw-miners-llc-ponzi-schemes-2017","SEC v. Homero Joshua Garza, GAW Miners, LLC, and ZenMiner, LLC (ponzi schemes, 2017)",6,"2017-06-05",3,2000000,[33],0,"",1],["cftc-david-liew-spoofing-2017","CFTC v. David Liew (price manipulation, 2017)",2,"2017-06-02",4,null,[34,45],1,"",1],["sec-adesh-kumar-tyagi-marking-the-close-2017","SEC v. Adesh Kumar Tyagi (marking the close, 2017)",6,"2017-06-01",4,null,[22],1,"",1],["sec-harrison-katzen-boiler-rooms-2017","SEC v. Harrison Katzen (boiler rooms, 2017)",6,"2017-05-31",3,null,[3],0,"",1],["amf-fr-san-2017-05-analyst-manipulation-2017","AMF France v. A (analyst manipulation, 2017)",0,"2017-05-29",3,null,[0],0,"",1],["amf-fr-tra-2017-11-layering-2017","AMF France v. Deutsche Bank AG London Branch (layering, 2017)",0,"2017-05-29",4,null,[21,45],0,"",1],["sec-mark-a-jones-ponzi-schemes-2017","SEC v. Mark A. Jones (ponzi schemes, 2017)",6,"2017-05-25",3,160000,[33],1,"",1],["sec-william-j-wells-ponzi-schemes-2017","SEC v. William J. Wells and Promitor Capital Management LLC (ponzi schemes, 2017)",6,"2017-05-25",4,null,[33],1,"",1],["sec-francisco-illarramendi-highview-point-partners-llc-ponzi-schemes-2017","SEC v. Francisco Illarramendi, Highview Point Partners, LLC and others (ponzi schemes, 2017)",6,"2017-05-24",3,null,[33],1,"Michael Kenwood Capital Management, LLC",1],["sec-imran-husain-et-al-shell-factories-2017","SEC v. Imran Husain, et al. (shell factories, 2017)",6,"2017-05-24",2,null,[42,46],1,"Gregg Jaclin",1],["sec-murakami-et-al-ponzi-schemes-2017","SEC v. Yasuna Murakami and Avi Chiat (ponzi schemes, 2017)",6,"2017-05-22",4,184767,[33],1,"",1],["asic-macquarie-bank-2017","ASIC v. Macquarie Bank Limited (2017)",1,"2017-05-19",4,null,[],0,"",1],["sec-robert-w-murray-price-manipulation-2017","SEC v. Robert W. Murray (price manipulation, 2017)",6,"2017-05-19",4,null,[8,34,41],1,"",1],["osc-jorge-neher-2017","OSC v. Jorge Neher (2017)",4,"2017-05-12",4,null,[],0,"",1],["sec-emerald-isle-exploration-ltd-undisclosed-control-blocks-2017","SEC v. Emerald Isle Exploration, Ltd. and Samuell Eads and Lloyd C. Brewer (undisclosed control blocks, 2017)",6,"2017-05-12",4,30000,[46],0,"",1],["sec-walter-c-little-insider-trading-2017","SEC v. Walter C. Little and Andrew M. Berke (insider trading, 2017)",6,"2017-05-11",4,null,[20],1,"",1],["sec-iat-hong-et-al-hack-to-trade-2017","SEC v. Iat Hong, et al. (hack to trade, 2017)",6,"2017-05-09",3,5857140,[17],0,"Bo Zheng; Hung Chin; Sou Cheng Lai",1],["sec-inc-med-x-2017","SEC v. Med-X, Inc. (Regulation A suspension, 2017)",6,"2017-05-08",1,null,[],0,"",1],["osc-dennis-wing-2017","OSC v. Dennis Wing (2017)",4,"2017-05-04",4,null,[],0,"",1],["sec-william-r-schantz-iii-ponzi-schemes-2017","SEC v. William R. Schantz III and Verto Capital Management LLC (ponzi schemes, 2017)",6,"2017-05-04",4,600000,[33],0,"",1],["sec-david-michael-burke-2017","SEC v. David Michael Burke (2017)",6,"2017-05-02",4,null,[],0,"",1],["sec-mark-j-varacchi-et-al-ponzi-schemes-2017","SEC v. Mark J. Varacchi and Sentinel Growth Fund Management (ponzi schemes, 2017)",6,"2017-05-01",3,null,[33],1,"Sentinel Growth Fund Management, LLC; Radar Alternative Fund LP (relief defendant); Radar Alternative Master Fund SPC (relief defendant)",1],["asic-17-125mr-insider-trading-2017","Former Perth managing director sentenced to 18 months' jail for insider trading (ASIC, 2017)",1,"2017-04-28",3,null,[20],1,"Steven Robert Noske",1],["sec-demitrios-hallas-2017","SEC v. Demitrios Hallas (2017)",6,"2017-04-26",3,null,[],0,"",1],["sec-wilson-davis-company-inc-naked-short-selling-debate-2017","SEC v. Wilson-Davis & Company, Inc. (naked short selling debate, 2017)",6,"2017-04-26",4,75000,[27],0,"",1],["amf-fr-san-2017-04-insider-trading-2017","AMF France v. X, A and B (insider trading, 2017)",0,"2017-04-21",3,null,[20],0,"",1],["sec-kent-p-watts-et-al-unregistered-distributions-2017","SEC v. Kent P. Watts, et al. (unregistered distributions, 2017)",6,"2017-04-21",2,null,[47],0,"Mike Watts; Kirby Caldwell",1],["amf-fr-san-2017-03-insider-trading-2017","AMF France v. A and B (insider trading, 2017)",0,"2017-04-19",3,null,[20],0,"",1],["sec-curtis-a-peterson-ponzi-schemes-2017","SEC v. Curtis A. Peterson (ponzi schemes, 2017)",6,"2017-04-19",3,7500,[33],0,"",1],["sec-charles-l-hill-jr-insider-trading-2017","SEC v. Charles L. Hill, Jr. (insider trading, 2017)",6,"2017-04-18",1,null,[20],0,"",1],["sec-christopher-r-esposito-et-al-undisclosed-control-blocks-2017","SEC v. Christopher R. Esposito, et al. (undisclosed control blocks, 2017)",6,"2017-04-14",3,775000,[46,47],0,"Lionshare Ventures, LLC",1],["sec-mustafa-david-sayid-pump-and-dump-2017","SEC v. Mustafa David Sayid, Norman Reynolds and Kevin Jasper (pump and dump, 2017)",6,"2017-04-13",3,235000,[35],0,"",1],["sec-ryan-gilbertson-et-al-undisclosed-control-blocks-2017","SEC v. Ryan Gilbertson, et al. (undisclosed control blocks, 2017)",6,"2017-04-13",2,null,[46],1,"Douglas Hoskins",1],["osc-benedict-cheng-insider-trading-2017","OSC v. Benedict Cheng and others (insider trading, 2017)",4,"2017-04-12",4,null,[20],0,"John David Rothstein; Frank Soave; Eric Tremblay",1],["sec-lidingo-holdings-llc-et-al-csir-group-llc-et-al-paid-stock-promotion-2017","SEC v. Lidingo Holdings, LLC, et al., CSIR Group, LLC, et al. (paid stock promotion, 2017)",6,"2017-04-12",4,null,[31],0,"",1],["sec-craig-keolanui-paid-stock-promotion-2017","SEC v. Craig Keolanui (paid stock promotion, 2017)",6,"2017-04-10",4,null,[31],0,"",1],["sec-edward-borrelli-and-dunedin-inc-paid-stock-promotion-2017","SEC v. Edward Borrelli and Dunedin, Inc. (paid stock promotion, 2017)",6,"2017-04-10",4,30000,[31],0,"",1],["sec-galena-biopharma-inc-and-mark-j-ahn-unregistered-distributions-2017","SEC v. Galena Biopharma, Inc. and Mark J. Ahn (unregistered distributions, 2017)",6,"2017-04-10",4,800000,[47],0,"",1],["sec-immunocellular-therapeutics-ltd-paid-stock-promotion-2017","SEC v. ImmunoCellular Therapeutics, Ltd. (paid stock promotion, 2017)",6,"2017-04-10",4,null,[31],0,"",1],["sec-joel-corenman-paid-stock-promotion-2017","SEC v. Joel Corenman (paid stock promotion, 2017)",6,"2017-04-10",4,25000,[31],0,"",1],["sec-lion-biotechnologies-inc-paid-stock-promotion-2017","SEC v. Lion Biotechnologies, Inc. (paid stock promotion, 2017)",6,"2017-04-10",4,100000,[31],0,"",1],["sec-michael-a-mccarthy-paid-stock-promotion-2017","SEC v. Michael A. McCarthy (paid stock promotion, 2017)",6,"2017-04-10",4,75000,[31],0,"The DreamTeam Group, LLC; Mission Investor Relations, LLC; QualityStocks LLC",1],["sec-stephen-ramey-paid-stock-promotion-2017","SEC v. Stephen Ramey (paid stock promotion, 2017)",6,"2017-04-10",4,24000,[31],0,"",1],["sec-lawrence-f-cluff-jr-insider-trading-2017","SEC v. Lawrence F. Cluff, Jr. and Roger E. Shaoul (insider trading, 2017)",6,"2017-04-06",4,925436,[20],0,"",1],["asic-steven-robert-noske-insider-trading-2017","ASIC v. Steven Robert Noske (insider trading, 2017)",1,"2017-04-03",3,null,[20],1,"",1],["sec-vlad-b-spivak-et-al-insider-trading-2017","SEC v. Vlad B. Spivak, et al. (insider trading, 2017)",6,"2017-04-03",3,333535,[20],0,"Shirmila O. Doddi",1],["cftc-former-citigroup-global-markets-inc-traders-stephen-gola-cash-vs-derivative","CFTC v. Stephen Gola and Jonathan Brims (spoofing, 2017)",2,"2017-03-30",3,550000,[45],0,"",1],["sec-lottonet-operating-corp-et-al-boiler-rooms-2017","SEC v. LottoNet Operating Corp., et al. (boiler rooms, 2017)",6,"2017-03-27",3,473000,[3],1,"David Gray; Joseph A. Vitale",1],["sec-ariel-darvasi-insider-trading-2017","SEC v. Ariel Darvasi and Amir Waldman (insider trading, 2017)",6,"2017-03-24",4,1505295.12,[20],0,"",1],["sec-nino-coppero-del-valle-et-al-insider-trading-2017","SEC v. Nino Coppero del Valle et al. (insider trading, 2017)",6,"2017-03-24",3,113444,[20],0,"Julio Antonio Castro Roca; Ricardo Carrion",1],["sec-quigley-2017","SEC v. William Quigley (2017)",6,"2017-03-24",4,null,[],1,"",1],["sec-christopher-ludwig-insider-trading-2017","SEC v. Christopher Ludwig (insider trading, 2017)",6,"2017-03-23",4,16440,[20],0,"",1],["sec-infeed-medica-corp-undisclosed-control-blocks-2017","SEC v. Infeed Medica Corp. (undisclosed control blocks, 2017)",6,"2017-03-23",3,null,[46],0,"",1],["sec-rose-reverse-merger-schemes-2017","SEC v. Sheldon Rose and MKJJ Consulting LLC (reverse merger schemes, 2017)",6,"2017-03-23",4,null,[36,46],0,"",1],["sec-steven-a-hartung-insider-trading-2017","SEC v. Steven A. Hartung (insider trading, 2017)",6,"2017-03-23",4,59688,[20],0,"",1],["sec-michael-j-maciocio-insider-trading-2017","SEC v. Michael J. Maciocio and David P. Hobson (insider trading, 2017)",6,"2017-03-20",3,null,[20],1,"",1],["sec-patrick-churchville-et-al-ponzi-schemes-2017","SEC v. Patrick Churchville and ClearPath Wealth Management (ponzi schemes, 2017)",6,"2017-03-17",3,225000,[33],1,"ClearPath Wealth Management, LLC",1],["sec-todd-david-alpert-insider-trading-2017","SEC v. Todd David Alpert (insider trading, 2017)",6,"2017-03-15",4,43873,[20],0,"",1],["sec-nima-hedayati-insider-trading-2017","SEC v. Nima Hedayati (insider trading, 2017)",6,"2017-03-14",4,43028,[20],0,"",1],["sec-lek-securities-corporation-et-al-layering-2017","SEC v. Lek Securities Corporation, Samuel Lek, Avalon FA Ltd, Nathan Fayyer and Sergey Pustelnik (layering, 2017)",6,"2017-03-10",3,null,[21],0,"",1],["sec-arcturus-corporation-et-al-unregistered-distributions-2017","SEC v. Arcturus Corporation, et al. (unregistered distributions, 2017)",6,"2017-03-03",3,null,[47],0,"Aschere Energy, LLC; Leon Ali Parvizian; Alfredo Gonzalez; AMG Energy, LLC; Robert Balunas; R. Thomas & Co. LLC",1],["sec-thomas-d-melvin-jr-et-al-insider-trading-2017","SEC v. Thomas D. Melvin, Jr., et al. (insider trading, 2017)",6,"2017-03-03",3,null,[20],1,"Peter Doffing; Joel Jinks",1],["osc-ayaz-dhanani-also-known-as-azim-virani-michael-lee-alex-nebris-paul-dhanani-","OSC v. Ayaz Dhanani (Also known as Azim Virani, Michael Lee, Alex Nebris, Paul Dhanani, Samuel Ramos, and Rahim Jiwa) (2017)",4,"2017-03-01",3,null,[],0,"",1],["sec-one-or-more-unknown-traders-in-the-securities-of-fortress-investment-group-l","SEC v. One or More Unknown Traders in the Securities of Fortress Investment Group, LLC (insider trading, 2017)",6,"2017-02-28",2,null,[20],0,"",1],["sec-fx-beyond-corporation-et-al-ponzi-schemes-2017","SEC v. FX & Beyond Corporation and Steve H. Karroum (ponzi schemes, 2017)",6,"2017-02-16",3,512430,[33],0,"",1],["cftc-carlos-javier-ramirez-ponzi-schemes-2017","CFTC v. Ramirez, Gold Chasers and Royal Leisure International (ponzi schemes, 2017)",2,"2017-02-14",3,8228067,[33],0,"Carlos Javier Ramirez; Gold Chasers, Inc.; Royal Leisure International, Inc.",1],["sec-patrick-o-howard-et-al-ponzi-schemes-2017","SEC v. Patrick O. Howard and Optimal Economics Capital Partners (ponzi schemes, 2017)",6,"2017-02-14",4,null,[33],1,"Optimal Economics Capital Partners, LLC; Howard Capital Holdings, LLC",1],["sec-sidoti-company-llc-2017","SEC v. Sidoti & Company, LLC (2017)",6,"2017-02-13",4,100000,[],0,"",1],["sec-yu-cheng-lin-a-k-a-believe-lin-insider-trading-2017","SEC v. Yu-Cheng Lin (a.k.a. Believe Lin) (insider trading, 2017)",6,"2017-02-13",3,5400000,[20],0,"",1],["sec-alan-barry-staples-insider-trading-2017","SEC v. Alan Barry Staples (insider trading, 2017)",6,"2017-02-10",4,15200,[20],0,"",1],["sec-shaohua-michael-yin-et-al-insider-trading-2017","SEC v. Shaohua (Michael) Yin, et al. (insider trading, 2017)",6,"2017-02-10",4,39500000,[20],0,"",1],["sec-raymond-h-barton-fake-press-releases-2017","SEC v. Raymond H. Barton (fake press releases, 2017)",6,"2017-02-09",3,null,[11],0,"",1],["sec-william-g-goode-unregistered-distributions-2017","SEC v. William G. Goode (unregistered distributions, 2017)",6,"2017-02-09",3,null,[47],0,"",1],["sec-oxford-city-football-club-inc-boiler-rooms-2017","SEC v. Oxford City Football Club, Inc. (boiler rooms, 2017)",6,"2017-02-08",3,null,[3],1,"",1],["sec-oxford-city-football-club-inc-et-al-boiler-rooms-2017","SEC v. Oxford City Football Club, Inc., et al. (boiler rooms, 2017)",6,"2017-02-08",3,null,[3],1,"Thomas A. Guerriero; GCE Wealth, Inc.",1],["sec-michael-affa-et-al-pump-and-dump-2017","SEC v. Michael Affa and four others (Amogear pump and dump, 2017)",6,"2017-02-07",3,null,[35],1,"Andrew Affa; Christopher Putnam; Christopher Nix; Mitchell Brown",1],["sec-olde-monmouth-stock-transfer-co-inc-and-matthew-j-troster-reverse-merger-sch","SEC v. Olde Monmouth Stock Transfer Co., Inc. and Matthew J. Troster (reverse merger schemes, 2017)",6,"2017-02-07",4,100000,[36,47],0,"",1],["cftc-the-royal-bank-of-scotland-benchmark-submission-rigging-2017","CFTC v. The Royal Bank of Scotland (benchmark submission rigging, 2017)",2,"2017-02-03",3,85000000,[2,34],0,"The Royal Bank of Scotland plc",1],["sec-varacchi-et-al-ponzi-schemes-2017","SEC v. Mark J. Varacchi and Sentinel Growth Fund Management (ponzi schemes, 2017)",6,"2017-02-02",4,null,[33],1,"",1],["cftc-florida-residents-anthony-j-klatch-ii-2017","CFTC v. Klatch, Heim and Assurance Capital Management (2017)",2,"2017-01-27",3,1845008,[],1,"Anthony J. Klatch II; Lindsey Heim; Assurance Capital Management, LLC",1],["sec-herman-ronnie-young-jr-d-b-a-race-cycler-ponzi-schemes-2017","SEC v. Herman Ronnie Young, Jr. d/b/a Race Cycler (ponzi schemes, 2017)",6,"2017-01-26",4,null,[33],0,"",1],["sec-palestra-capital-management-llc-rule-105-offering-shorts-2017","SEC v. Palestra Capital Management LLC (rule 105 offering shorts, 2017)",6,"2017-01-26",4,80000,[39],0,"",1],["sec-donald-p-jones-cpa-insider-trading-2017","SEC v. Donald P. Jones, CPA (insider trading, 2017)",6,"2017-01-23",4,39082,[20],0,"",1],["sec-george-n-krinos-2017","SEC v. George N. Krinos (2017)",6,"2017-01-23",3,null,[],1,"",1],["cftc-citigroup-global-markets-inc-spoofing-2017","CFTC v. Citigroup Global Markets Inc. (spoofing, 2017)",2,"2017-01-19",3,25000000,[45],0,"",1],["sec-cort-poyner-et-al-price-manipulation-2017","SEC v. Cort Poyner et al. (price manipulation, 2017)",6,"2017-01-19",3,null,[34],0,"",1],["sec-eytan-bar-2017","SEC v. Eytan Bar (2017)",6,"2017-01-18",4,30000,[],0,"",1],["sec-mdc-partners-inc-2017","SEC v. MDC Partners Inc. (2017)",6,"2017-01-18",4,1500000,[],0,"",1],["sec-orthofix-international-n-v-jeffrey-hammel-2017","SEC v. Kenneth Mack and Bryan McMillan (2017)",6,"2017-01-18",4,65000,[],0,"",1],["sec-robin-g-charlet-steven-w-sparks-gregory-j-tuthill-unregistered-distributions","SEC v. Robin G. Charlet, Steven W. Sparks, Gregory J. Tuthill and Kirk D. Porter (unregistered distributions, 2017)",6,"2017-01-13",4,30000,[47],0,"",1],["sec-gregory-w-gray-jr-et-al-ponzi-schemes-2017","SEC v. Gregory W. Gray, Jr., Archipel Capital and BIM Management (ponzi schemes, 2017)",6,"2017-01-12",4,null,[33],1,"Archipel Capital LLC; BIM Management LP",1],["sec-itg-inc-2017","SEC v. ITG Inc. (2017)",6,"2017-01-12",4,7535072,[],0,"",1],["osc-2002-concepts-inc-ponzi-schemes-2017","OSC v. 2002 Concepts Inc. and others (ponzi schemes, 2017)",4,"2017-01-10",3,null,[33],0,"Irene G. Beilstein; CDN Global Wealth Creation Club RW-TW; Global Wealth Creation Opportunities Inc.; Global Wealth Creation Opportunities Inc. (Belize); Global Wealth Creation Strategies Inc.; Global Wealth Financial Inc.; Susan Grace Nemeth",1],["sec-douglas-furth-matched-orders-2017","SEC v. Douglas Furth (matched orders, 2017)",6,"2017-01-10",3,null,[23],1,"",1],["amf-fr-san-2017-01-layering-2016","AMF France v. 3Red Trading LLC and A (layering, 2016)",0,"2016-12-28",3,null,[21],0,"",1],["sec-iat-hong-et-al-hack-to-trade-2016","SEC v. Iat Hong, et al. (hack to trade, 2016)",6,"2016-12-27",3,5857140.18,[17],1,"Bo Zheng; Hung Chin",1],["cftc-goldman-sachs-benchmark-submission-rigging-2016","CFTC v. Goldman Sachs (benchmark submission rigging, 2016)",2,"2016-12-21",3,120000000,[2,34],0,"The Goldman Sachs Group, Inc.; Goldman, Sachs & Co.",1],["sec-chamroonrat-et-al-2016","SEC v. Naris Chamroonrat and Adam L. Plumer (2016)",6,"2016-12-21",4,null,[],1,"",1],["sec-chamroonrat-et-al-2017","SEC v. Chamroonrat, Plumer, Avnon, Armon and G Six Trading (2017)",6,"2016-12-21",2,null,[],1,"Naris Chamroonrat; Adam L. Plumer; Yaniv Avnon; Ran Armon; G Six Trading Y.R Ltd.",1],["cftc-defendants-igor-b-oystacher-spoofing-2016","CFTC v. Igor B. Oystacher and 3Red Trading LLC (spoofing, 2016)",2,"2016-12-20",3,2500000,[45],0,"",1],["sec-edward-f-panos-et-al-shell-factories-2016","SEC v. Edward F. Panos, et al. (shell factories, 2016)",6,"2016-12-20",3,1437503,[42,46],0,"Allison Panos",1],["sec-anthony-b-kerrigone-naked-short-selling-debate-2016","SEC v. Anthony B. Kerrigone (naked short selling debate, 2016)",6,"2016-12-16",4,50000,[27],0,"",1],["sec-byron-b-barkley-and-paul-n-davis-naked-short-selling-debate-2016","SEC v. Byron B. Barkley and Paul N. Davis (naked short selling debate, 2016)",6,"2016-12-16",4,75000,[27],0,"",1],["sec-empire-stock-transfer-inc-and-matthew-j-blev-unregistered-distributions-2016","SEC v. Empire Stock Transfer, Inc. and Matthew J. Blevins (unregistered distributions, 2016)",6,"2016-12-16",4,170000,[47],0,"",1],["sec-gary-l-mcduff-ponzi-schemes-2016","SEC v. Gary L. McDuff (ponzi schemes, 2016)",6,"2016-12-16",1,null,[33],1,"",1],["sec-jo-ann-myers-and-hollis-w-pickett-jr-insider-trading-2016","SEC v. Jo Ann Myers and Hollis W. Pickett, Jr. (insider trading, 2016)",6,"2016-12-16",4,49062,[20],0,"",1],["sec-michael-j-muellerleile-esq-and-m2-law-professional-corp-reverse-merger-schem","SEC v. Michael J. Muellerleile, Esq. and M2 Law Professional Corp. (shell factories, 2016)",6,"2016-12-16",4,70000,[42,46],0,"",1],["sec-wilson-davis-company-inc-naked-short-selling-debate-2016","SEC v. Wilson-Davis & Company, Inc. (naked short selling debate, 2016)",6,"2016-12-16",4,75000,[27],0,"",1],["cftc-7498-16-matched-orders-2016","CFTC v. Yumin Li and Kering Capital Ltd (matched orders, 2016)",2,"2016-12-14",3,901387.5,[23],0,"",1],["asic-hochtief-ag-insider-trading-2016","ASIC v. Hochtief AG (insider trading, 2016)",1,"2016-12-08",3,null,[20],0,"",1],["amf-fr-san-2016-15-insider-trading-2016","AMF France v. C, D, E, F, G, A, B and Banque Transatlantique (insider trading, 2016)",0,"2016-12-07",3,null,[20],0,"",1],["sec-marc-winters-insider-trading-2016","SEC v. Marc Winters (insider trading, 2016)",6,"2016-12-02",4,31944,[20],0,"",1],["cftc-former-cboe-member-alvin-ponzi-schemes-2016","CFTC v. Former CBOE Member Alvin (ponzi schemes, 2016)",2,"2016-11-30",3,12382207,[33],0,"Alvin Guy Wilkinson; Chicago Index Partners, L.P.; Wilkinson Financial Opportunity Fund, L.P.",1],["sec-neman-ponzi-schemes-2016","SEC v. Shervin Neman and Neman Financial, Inc. (ponzi schemes, 2016)",6,"2016-11-29",3,null,[33],1,"",1],["sec-blackbird-capital-partners-llc-et-al-ponzi-schemes-2016","SEC v. Blackbird Capital Partners, Kelley and Shumway (ponzi schemes, 2016)",6,"2016-11-28",3,50000,[33],1,"Blackbird Capital Partners, LLC; Andrew D. Kelley; Paul H. Shumway",1],["sec-dennis-ira-ringer-unregistered-distributions-2016","SEC v. Dennis Ira Ringer (unregistered distributions, 2016)",6,"2016-11-23",4,25000,[47],0,"",1],["sec-capital-financial-partners-llc-et-al-ponzi-schemes-2016","SEC v. Capital Financial Partners, Allen and Daub: guilty pleas (ponzi schemes, 2016)",6,"2016-11-22",3,null,[33],1,"Capital Financial Partners, LLC; William D. Allen; Susan C. Daub",1],["cftc-navinder-singh-sarao-layering-2016","CFTC v. Navinder Singh Sarao (layering, 2016)",2,"2016-11-17",3,25743175,[21,34,45],1,"Nav Sarao Futures Limited PLC",1],["sec-sanjay-valvani-insider-trading-2016","SEC v. Sanjay Valvani and Gordon Johnston (insider trading, 2016)",6,"2016-11-14",4,null,[20],0,"",1],["cftc-u-k-resident-navinder-singh-spoofing-2016","CFTC v. Navinder Singh Sarao (spoofing, 2016)",2,"2016-11-09",4,null,[34,45],1,"",1],["sec-eric-mcphail-insider-trading-2016","SEC v. Eric McPhail and Douglas Parigian (insider trading, 2016)",6,"2016-11-09",3,147618,[20],1,"",1],["sec-herbert-k-sudfeld-insider-trading-2016","SEC v. Herbert K. Sudfeld (insider trading, 2016)",6,"2016-11-09",3,null,[20],1,"",1],["sec-markusen-marking-the-close-2016","SEC v. Steven R. Markusen and Jay C. Cope (marking the close, 2016)",6,"2016-11-09",3,200000,[22,6],0,"",1],["sec-dubovoy-et-al-hack-to-trade-2016","SEC v. Dubovoy, et al. (hack to trade, 2016)",6,"2016-11-02",4,null,[17],0,"Alexander Fedoseev; Roman Lavlinskiy",1],["sec-anthony-andrade-et-al-insider-trading-2016","SEC v. Anthony Andrade, et al. (insider trading, 2016)",6,"2016-11-01",3,150000,[20],0,"Robert Kielbasa; Fred Goldwyn; Kenneth Rampino",1],["sec-daniel-christian-stanley-powell-ponzi-schemes-2016","SEC v. Daniel Christian Stanley Powell (ponzi schemes, 2016)",6,"2016-11-01",3,null,[33],1,"",1],["sec-nicholas-h-shermeta-2016","SEC v. Nicholas H. Shermeta and Napa Properties, LLC (2016)",6,"2016-11-01",4,50000,[],0,"",1],["sec-michael-l-reger-undisclosed-control-blocks-2016","SEC v. Michael L. Reger (undisclosed control blocks, 2016)",6,"2016-10-31",4,750000,[46],0,"",1],["sec-curt-kramer-and-hope-capital-inc-unregistered-distributions-2016","SEC v. Curt Kramer and Hope Capital, Inc. (unregistered distributions, 2016)",6,"2016-10-27",4,100000,[47],0,"",1],["sec-christopher-salis-et-al-insider-trading-2016","SEC v. Christopher Salis, et al. (insider trading, 2016)",6,"2016-10-21",4,null,[20],1,"Douglas Miller; Edward Miller",1],["sec-james-c-cope-esq-insider-trading-2016","SEC v. James C. Cope, Esq. (insider trading, 2016)",6,"2016-10-21",4,null,[20],1,"",1],["sec-artis-capital-management-l-p-and-michael-w-harden-insider-trading-2016","SEC v. Artis Capital Management, L.P. and Michael W. Harden (insider trading, 2016)",6,"2016-10-13",4,2582991,[20],1,"",1],["sec-deutsche-bank-securities-inc-analyst-manipulation-2016","SEC v. Deutsche Bank Securities Inc. (analyst manipulation, 2016)",6,"2016-10-12",3,9500000,[0],0,"",1],["sec-richard-weed-et-al-pump-and-dump-2016-lr-23671","SEC v. Richard Weed, Coleman Flaherty III and Thomas Brazil (pump and dump, 2016)",6,"2016-10-04",3,null,[35,36],1,"",1],["cftc-new-jersey-residents-alcibiades-cifuentes-ponzi-schemes-2016","CFTC v. Cifuentes, Wee and Cifuentes Fund Management (ponzi schemes, 2016)",2,"2016-09-30",3,1770000,[33],1,"Alcibiades Cifuentes; Jennifer Wee Cifuentes; Cifuentes Fund Management, LLC",1],["osc-saileshwar-rao-narayan-ponzi-schemes-2016","OSC v. Saileshwar Rao Narayan and others (ponzi schemes, 2016)",4,"2016-09-30",3,null,[33],0,"Prospera Mortgage Investment Corporation; Prosperity Development Group Ltd.",1],["sec-ikenna-ikokwu-et-al-2016","SEC v. Ikenna Ikokwu and his firms (2016)",6,"2016-09-30",3,80000,[],0,"Winning the Money Game with Ike, Inc.; Winning the Money Game, LLC",1],["sec-jason-w-galanis-et-al-matched-orders-2016","SEC v. Jason W. Galanis, et al. (matched orders, 2016)",6,"2016-09-30",4,null,[23],1,"John Galanis; Derek Galanis; Jared Galanis; Gary Hirst; Gavin Hamels",1],["sec-louis-t-buonocore-jeremy-r-draper-frank-j-morelli-iii-berardino-dino-paolucc","SEC v. Louis T. Buonocore, Jeremy R. Draper, Frank J. Morelli, III, Berardino \"Dino\" Paolucci, Jr. and Don L. Rose (matched orders, 2016)",6,"2016-09-30",3,3337949.56,[23],0,"Frank J. Morelli III",1],["sec-marcus-a-luna-et-al-boiler-rooms-2016","SEC v. Marcus A. Luna, et al. (boiler rooms, 2016)",6,"2016-09-30",3,15000,[3,35],0,"Norell Walker; Paul Gomez; Dustin Smith",1],["sec-vladimir-eydelman-insider-trading-2016","SEC v. Vladimir Eydelman and Steven Metro (insider trading, 2016)",6,"2016-09-30",4,1236657,[20],1,"",1],["sec-nino-coppero-del-valle-et-al-insider-trading-2016","SEC v. Nino Coppero del Valle et al. (insider trading, 2016)",6,"2016-09-29",4,113444.12,[20],0,"Julio Antonio Castro Roca; Ricardo Carrion",1],["sec-robert-gadimian-insider-trading-2016","SEC v. Robert Gadimian (insider trading, 2016)",6,"2016-09-29",4,null,[20],1,"",1],["cftc-sg-americas-securities-wash-trading-2016","CFTC v. SG Americas Securities (wash trading, 2016)",2,"2016-09-28",3,750000,[48],0,"",1],["sec-craig-v-sizer-boiler-rooms-2016","SEC v. Craig V. Sizer, and Miguel Mesa (boiler rooms, 2016)",6,"2016-09-28",4,null,[3],1,"",1],["cftc-advanced-trading-workshop-2016","CFTC v. Advanced Trading Workshop (2016)",2,"2016-09-27",4,470000,[],0,"Advanced Trading Workshop, Inc.",1],["sec-jason-a-wallace-boiler-rooms-2016","SEC v. Jason A. Wallace (boiler rooms, 2016)",6,"2016-09-27",3,434887.07,[3,35],1,"",1],["sec-frank-p-barucci-insider-trading-2016","SEC v. Frank P. Barucci (insider trading, 2016)",6,"2016-09-26",4,31331,[20],0,"",1],["sec-frank-s-barucci-insider-trading-2016","SEC v. Frank S. Barucci (insider trading, 2016)",6,"2016-09-26",4,56021,[20],0,"",1],["sec-syed-a-hashim-insider-trading-2016","SEC v. Syed A. Hashim (insider trading, 2016)",6,"2016-09-26",4,35748,[20],0,"",1],["sec-vijay-s-rajan-insider-trading-2016","SEC v. Vijay S. Rajan (insider trading, 2016)",6,"2016-09-26",4,27906,[20],0,"",1],["sec-colin-whelehan-insider-trading-2016","SEC v. Colin Whelehan and Sheren Tsai (insider trading, 2016)",6,"2016-09-22",4,47829,[20],0,"",1],["sec-frank-tamayo-insider-trading-2016","SEC v. Frank Tamayo (insider trading, 2016)",6,"2016-09-21",4,null,[20],1,"",1],["sec-saleem-khan-et-al-insider-trading-2016","SEC v. Saleem Khan et al. (insider trading, 2016)",6,"2016-09-21",3,7623000,[20],0,"Roshanlal Chaganlal",1],["asic-16-316mr-insider-trading-2016","Former Sydney investment banker charged with procuring insider trading (ASIC, 2016)",1,"2016-09-20",1,null,[20],1,"Darren Wayne Thompson",1],["sec-mark-a-jones-ponzi-schemes-2016","SEC v. Mark A. Jones (ponzi schemes, 2016)",6,"2016-09-20",3,160000,[33],1,"",1],["cftc-jsc-vtb-bank-wash-trading-2016","CFTC v. JSC VTB Bank and VTB Capital PLC Jointly (wash trading, 2016)",2,"2016-09-19",3,5000000,[48],0,"",1],["sec-bodden-2016","SEC v. Cliffe R. Bodden (2016)",6,"2016-09-16",4,null,[],0,"",1],["sec-fusion-pharm-inc-undisclosed-control-blocks-2016","SEC v. Fusion Pharm, Inc. (undisclosed control blocks, 2016)",6,"2016-09-16",4,null,[46],0,"",1],["sec-microcap-management-llc-bayside-realty-holdings-llc-meadpoint-venture-partne","SEC v. Microcap Management LLC, Bayside Realty Holdings LLC and Meadpoint Venture Partners, LLC (undisclosed control blocks, 2016)",6,"2016-09-16",4,null,[46],0,"",1],["sec-sears-undisclosed-control-blocks-2016","SEC v. William J. Sears (undisclosed control blocks, 2016)",6,"2016-09-16",4,null,[46],0,"",1],["sec-tod-a-ditommaso-esq-undisclosed-control-blocks-2016","SEC v. Tod A. Ditommaso, Esq. (undisclosed control blocks, 2016)",6,"2016-09-16",4,1475,[46,47],0,"",1],["sec-steven-metro-insider-trading-2016","SEC v. Steven Metro (insider trading, 2016)",6,"2016-09-14",3,null,[20],1,"",1],["sec-bokf-na-2016","SEC v. BOKF, NA (2016)",6,"2016-09-09",4,600000,[],0,"",1],["sec-dennis-w-hamilton-insider-trading-2016","SEC v. Dennis W. Hamilton (insider trading, 2016)",6,"2016-09-07",4,584047,[20],1,"",1],["sec-contrarian-press-llc-scott-s-fraser-paid-stock-promotion-2016","SEC v. Contrarian Press, LLC, Scott S. Fraser, and Nathan Yeung (paid stock promotion, 2016)",6,"2016-09-06",3,200000,[31],0,"",1],["sec-dennis-wayne-hamilton-insider-trading-2016","SEC v. Dennis Wayne Hamilton (insider trading, 2016)",6,"2016-08-30",4,584047,[20],1,"",1],["asic-16-275mr-insider-trading-2016","Former director of joint venture partner charged with insider trading offences (ASIC, 2016)",1,"2016-08-26",3,null,[20],1,"Darren James Lind",1],["fca-peter-charles-johnson-individual-benchmark-submission-rigging-2016","FCA v. Peter Charles Johnson Individual (benchmark submission rigging, 2016)",3,"2016-08-26",3,null,[2],1,"",1],["sec-cedric-canas-maillard-insider-trading-2016","SEC v. Cedric Cañas Maillard (insider trading, 2016)",6,"2016-08-24",3,834471,[20],0,"",1],["sec-peterson-ponzi-schemes-2016","SEC v. Curtis A. Peterson (ponzi schemes, 2016)",6,"2016-08-23",4,7500,[33],0,"",1],["sec-richard-weed-et-al-pump-and-dump-2016","SEC v. Richard Weed, Coleman Flaherty III and Thomas Brazil (pump and dump, 2016)",6,"2016-08-23",3,150000,[35,36],1,"",1],["sec-john-w-r-miller-2016","SEC v. John W.R. Miller (2016)",6,"2016-08-22",4,50000,[],0,"",1],["sec-j-patrick-o-neill-insider-trading-2016","SEC v. J. Patrick O'Neill and Robert H. Bray (insider trading, 2016)",6,"2016-08-18",4,null,[20],1,"",1],["sec-sean-stewart-insider-trading-2016","SEC v. Sean Stewart (insider trading, 2016)",6,"2016-08-18",4,null,[20],1,"Robert K. Stewart",1],["cftc-7428-16-2016","CFTC v. Steven A. Cohen (registration restricted, failure to supervise, 2016)",2,"2016-08-16",4,null,[],0,"",1],["sec-damon-m-barnes-and-cathy-s-barnes-ponzi-schemes-2016","SEC v. Damon M. Barnes and Cathy S. Barnes (ponzi schemes, 2016)",6,"2016-08-16",4,null,[33],0,"",1],["sec-daniel-j-bean-ponzi-schemes-2016","SEC v. Daniel J. Bean (ponzi schemes, 2016)",6,"2016-08-16",4,7500,[33],0,"",1],["sec-jeremy-d-barnes-ponzi-schemes-2016","SEC v. Jeremy D. Barnes (ponzi schemes, 2016)",6,"2016-08-16",4,null,[33],0,"",1],["sec-john-l-shipley-ponzi-schemes-2016","SEC v. John L. Shipley (ponzi schemes, 2016)",6,"2016-08-16",4,7500,[33],0,"",1],["sec-joshua-m-beauregard-and-jennifer-m-beauregard-ponzi-schemes-2016","SEC v. Joshua M. Beauregard and Jennifer M. Beauregard (ponzi schemes, 2016)",6,"2016-08-16",4,null,[33],0,"",1],["sec-paul-t-rampoldi-et-al-insider-trading-2016","SEC v. Paul T. Rampoldi , et al. (insider trading, 2016)",6,"2016-08-12",4,null,[20],1,"William Scott Blythe III",1],["sec-patrick-churchville-ponzi-schemes-2016","SEC v. Patrick Churchville and ClearPath Wealth Management (ponzi schemes, 2016)",6,"2016-08-05",3,null,[33],1,"ClearPath Wealth Management, LLC",1],["sec-edward-j-kosinski-insider-trading-2016","SEC v. Edward J. Kosinski (insider trading, 2016)",6,"2016-08-04",4,null,[20],1,"",1],["sec-korchevsky-et-al-hack-to-trade-2016","SEC v. Dubovoy et al.: Leonid Momotok guilty plea (hack to trade, 2016)",6,"2016-08-04",4,null,[17],1,"",1],["cftc-john-d-briner-matched-orders-2016","CFTC v. John D. Briner and MetroWest Law Corporation (matched orders, 2016)",2,"2016-08-02",3,280000,[23],0,"",1],["sec-diane-d-dalmy-esq-unregistered-distributions-2016","SEC v. Diane D. Dalmy, Esq. (unregistered distributions, 2016)",6,"2016-07-29",3,null,[47],0,"",1],["sec-jeffery-a-mccollum-ponzi-schemes-2016","SEC v. Jeffery A. McCollum and JNL Oilfield Instruments, LLC (ponzi schemes, 2016)",6,"2016-07-27",4,160000,[33],0,"",1],["sec-herbert-k-sudfeld-jr-insider-trading-2016","SEC v. Herbert K. Sudfeld, Jr. (insider trading, 2016)",6,"2016-07-26",3,null,[20],1,"",1],["sec-traffic-monsoon-et-al-ponzi-schemes-2016","SEC v. Traffic Monsoon and Charles Scoville (ponzi schemes, 2016)",6,"2016-07-26",3,2426749,[33],0,"Traffic Monsoon LLC",1],["sec-yi-chen-cpa-insider-trading-2016","SEC v. Yi Chen, CPA (insider trading, 2016)",6,"2016-07-26",4,34678,[20],0,"",1],["sec-thomas-d-melvin-et-al-insider-trading-2016","SEC v. Thomas D. Melvin, et al. (insider trading, 2016)",6,"2016-07-25",4,145921.25,[20],0,"Michael Sean Cain",1],["sec-blount-ponzi-schemes-2016","SEC v. John Steven Blount (ponzi schemes, 2016)",6,"2016-07-22",4,null,[33],1,"",1],["fca-gavin-duncan-paul-breeze-insider-trading-2016","FCA v. Gavin Duncan Paul Breeze (insider trading, 2016)",3,"2016-07-15",4,null,[20],0,"",1],["sec-sellers-ponzi-schemes-2016","SEC v. Deven Sellers and Roland Barrera (ponzi schemes, 2016)",6,"2016-07-14",3,null,[33],0,"",1],["amf-fr-san-2016-11-price-manipulation-2016","AMF France v. Getco Europe Ltd (price manipulation, 2016)",0,"2016-07-08",3,null,[34],0,"",1],["sec-thomas-w-avent-jr-raymond-j-pirrello-jr-insider-trading-2016","SEC v. Thomas W. Avent, Jr., Raymond J. Pirrello, Jr., and Lawrence J. Penna (insider trading, 2016)",6,"2016-07-08",3,311922,[20],0,"",1],["cftc-defendants-matthew-j-marcus-matched-orders-2016","CFTC v. Matthew J. Marcus and Tech Power Inc. (matched orders, 2016)",2,"2016-07-07",3,250000,[23],0,"",1],["amf-fr-san-2016-10-price-manipulation-2016","AMF France v. A (price manipulation, 2016)",0,"2016-07-05",3,null,[34],0,"",1],["cftc-naples-ponzi-schemes-2016","CFTC v. Garcia, DG Wealth Management and Quanttra (ponzi schemes, 2016)",2,"2016-07-05",3,7500000,[33],1,"Dorian Garcia; Macroquantum Capital LLC; UKUSA Currency Fund; Quanttra LP",1],["sec-luis-martin-caro-sanchez-2016","SEC v. Luis Martin-Caro Sanchez (2016)",6,"2016-07-05",2,null,[],1,"",1],["sec-andrew-f-kerr-insider-trading-2016","SEC v. Andrew F. Kerr (insider trading, 2016)",6,"2016-06-29",4,null,[20],0,"",1],["amf-fr-san-2016-09-market-abuse-2016","AMF France v. AB Science S.A. and A (false or misleading information, 2016)",0,"2016-06-28",3,null,[24],0,"",1],["cftc-former-cboe-member-alvin-guy-wilkinson-and-his-connecticut-based-entities-p","CFTC v. Former CBOE Member Alvin Guy Wilkinson and his Connecticut-based Entities (ponzi schemes, 2016)",2,"2016-06-28",3,12382207.2,[33],0,"Chicago Index Partners, L.P.; Wilkinson Financial Opportunity Fund, L.P.",1],["sec-chris-faulkner-et-al-price-manipulation-2016","SEC v. Chris Faulkner and others (Breitling Energy, 2016)",6,"2016-06-24",4,null,[34,22],0,"Parker Hallam; Michael Miller; Joseph Simo; Beth Handkins; Jeremy Wagers; Rick Hoover; Gilbert Steedley; Breitling Energy Corporation; Breitling Oil and Gas Corporation; Crude Energy LLC; Patriot Energy Inc.",1],["sec-malcolm-segal-ponzi-schemes-2016","SEC v. Malcolm Segal (ponzi schemes, 2016)",6,"2016-06-24",3,null,[33],1,"",1],["sec-idris-d-mustapha-hijacked-account-ramping-2016","SEC v. Idris D. Mustapha (hijacked account ramping, 2016)",6,"2016-06-22",2,null,[18],0,"",1],["sec-mitchell-brown-pump-and-dump-2016","SEC v. Mitchell Brown (pump and dump, 2016)",6,"2016-06-21",3,null,[35],1,"",1],["sec-james-s-hannon-insider-trading-2016","SEC v. James S. Hannon (insider trading, 2016)",6,"2016-06-20",4,26679,[20],0,"",1],["sec-stratocomm-corporation-et-al-unregistered-distributions-2016","SEC v. StratoComm Corporation, et al. (unregistered distributions, 2016)",6,"2016-06-17",0,150000,[47],0,"Roger D. Shearer",1],["sec-christopher-salis-douglas-miller-edward-miller-insider-trading-2016","SEC v. Christopher Salis, Douglas Miller, Edward Miller, and Barrett Biehl (insider trading, 2016)",6,"2016-06-16",4,null,[20],1,"",1],["sec-2-west-inc-rule-105-offering-shorts-2016","SEC v. 2 West, Inc. (rule 105 offering shorts, 2016)",6,"2016-06-14",4,707132,[39],0,"Mijust, Inc.; KAKids, Inc.; Alton Partners, Inc.; Old Farm, Inc.; Bloomfield, Inc.; Katz Imports, Inc.; Todd B. Katz",1],["sec-andrew-k-proctor-et-al-2016","SEC v. Andrew K. Proctor, et al. (2016)",6,"2016-06-14",4,5310000,[],0,"Atlas JG, LLC",1],["sec-providence-financial-investments-inc-providence-fixed-income-fund-llc-jeffor","SEC v. Providence Financial Investments, Inc., Providence Fixed Income Fund, LLC, Jeffory Churchfield, and Jack Jarrell (unregistered distributions, 2016)",6,"2016-06-13",4,150000,[47],0,"",1],["sec-wayne-l-palmer-ponzi-schemes-2016","SEC v. Wayne L. Palmer (ponzi schemes, 2016)",6,"2016-06-13",3,1050000,[33],0,"",1],["sec-dynkowski-et-al-pump-and-dump-2016","SEC v. Gary C. Heath (Dynkowski penny stock manipulation, 2016)",6,"2016-06-09",3,83245,[35],0,"",1],["sec-guolin-ma-insider-trading-2016","SEC v. Guolin Ma (insider trading, 2016)",6,"2016-06-09",4,367387,[20],0,"",1],["sec-michael-j-maciocio-insider-trading-2016","SEC v. Michael J. Maciocio and David P. Hobson (insider trading, 2016)",6,"2016-06-08",4,null,[20],1,"",1],["sec-vinay-kumar-nevatia-2016","SEC v. Vinay Kumar Nevatia (2016)",6,"2016-06-07",3,629800,[],0,"",1],["asic-16-179mr-insider-trading-2016","Sydney man jailed on insider trading charges (ASIC, 2016)",1,"2016-06-03",3,null,[20],1,"Michael William Hull",1],["cftc-haena-park-ponzi-schemes-2016","CFTC v. Haena Park and Phaetra Capital (ponzi schemes, 2016)",2,"2016-06-03",3,175000,[33],0,"Phaetra Capital GP LLC; Phaetra Capital Management LP; Argenta Group LLC; Yul Kaseman",1],["osc-andrei-miguel-postrado-insider-trading-2016","OSC v. Andrei Miguel Postrado (insider trading, 2016)",4,"2016-06-03",4,null,[20],0,"",1],["sec-peter-d-nunan-insider-trading-2016","SEC v. Peter D. Nunan (insider trading, 2016)",6,"2016-06-03",4,254858,[20],0,"",1],["sec-spongetech-delivery-systems-inc-et-al-pump-and-dump-2016","SEC v. Jack Halperin (Spongetech pump and dump, 2016)",6,"2016-06-02",3,100000,[35],0,"",1],["sec-albert-fried-company-llc-2016","SEC v. Albert Fried & Company, LLC (2016)",6,"2016-06-01",4,300000,[],0,"",1],["sec-steven-v-mcclatchey-insider-trading-2016","SEC v. Steven V. McClatchey and Gary J. Pusey (insider trading, 2016)",6,"2016-06-01",4,null,[20],1,"",1],["sec-jsg-capital-investments-llc-et-al-ponzi-schemes-2016","SEC v. JSG Capital Investments, Gill and Rios (ponzi schemes, 2016)",6,"2016-05-31",4,5712740.52,[33],1,"JSG Capital Investments, LLC; Jaswant Gill; Javier Rios; JSG Capital LLC; JSG Enterprises LLC",1],["sec-federated-global-investment-management-corp-2016","SEC v. Federated Global Investment Management Corp. (2016)",6,"2016-05-27",4,1500000,[],0,"",1],["sec-christopher-r-esposito-et-al-undisclosed-control-blocks-2016","SEC v. Christopher R. Esposito, et al. (undisclosed control blocks, 2016)",6,"2016-05-26",3,1877500,[46,47],0,"",1],["cftc-citibank-benchmark-submission-rigging-2016","CFTC v. Citibank (benchmark submission rigging, 2016)",2,"2016-05-25",3,175000000,[2,34],0,"Citibank, N.A.; Citibank Japan Ltd.; Citigroup Global Markets Japan Inc.",1],["sec-david-b-kaplan-esq-et-al-ponzi-schemes-2016","SEC v. David B. Kaplan and Synchronized Organizational Solutions (ponzi schemes, 2016)",6,"2016-05-19",4,300000,[33],0,"Synchronized Organizational Solutions International Ltd.; Synchronized Organizational Solutions LLC; Manna International Enterprises Ltd.",1],["osc-fernando-postrado-insider-trading-2016","OSC v. Fernando Postrado (insider trading, 2016)",4,"2016-05-17",4,null,[20],0,"",1],["sec-john-patrick-o-neill-insider-trading-2016","SEC v. John Patrick O'Neill (insider trading, 2016)",6,"2016-05-13",3,null,[20],1,"Robert H. Bray",1],["sec-imran-husain-et-al-shell-factories-2016","SEC v. Imran Husain, et al. (shell factories, 2016)",6,"2016-05-12",2,null,[42],0,"",1],["sec-louis-martin-blazer-iii-2016","SEC v. Louis Martin Blazer III (2016)",6,"2016-05-06",4,null,[],0,"",1],["fca-mark-samuel-taylor-insider-trading-2016","FCA v. Mark Samuel Taylor (insider trading, 2016)",3,"2016-05-05",4,null,[20],0,"",1],["sec-marquis-properties-llc-chad-deucher-ponzi-schemes-2016","SEC v. Marquis Properties LLC, Chad Deucher and Richard Clatfelter (ponzi schemes, 2016)",6,"2016-05-05",4,130000,[33],1,"",1],["sec-pranav-v-patel-paid-stock-promotion-2016","SEC v. Richard St. Julien et al. (paid stock promotion, 2016)",6,"2016-05-03",4,null,[31],1,"Richard St. Julien, et al. (ten defendants)",1],["amf-fr-san-2016-06-insider-trading-2016","AMF France v. Sofra and A (insider trading, 2016)",0,"2016-04-27",3,null,[20],0,"",1],["sec-asher-z-zwebner-pump-and-dump-2016","SEC v. Asher Z. Zwebner, Luke C. Zouvas and others (pump and dump, 2016)",6,"2016-04-26",3,150000,[35,42],0,"Cameron F. Robb; Christopher D. Larson; Jason M. Schiprett; Robert D. Jorgenson",1],["sec-robert-grabowski-boiler-rooms-2016","SEC v. Sky Capital LLC, Ross Mandell and others (boiler rooms, 2016)",6,"2016-04-22",3,null,[3],1,"Steven Shea; Adam Harrington Ruckdeschel; Arn Wilson; Michael Passaro; Robert Grabowski",1],["sec-ener1-inc-2016","SEC v. Ener1, Inc. (2016)",6,"2016-04-19",4,180000,[],0,"Charles L. Gassenheimer; Jeffrey A. Seidel; Robert R. Kamischke",1],["sec-ariel-quiros-et-al-ponzi-schemes-2016","SEC v. Ariel Quiros, William Stenger and Jay Peak (ponzi schemes, 2016)",6,"2016-04-14",4,1000000,[33],0,"Jay Peak, Inc.; Q Resorts, Inc.",1],["sec-john-afriyie-insider-trading-2016","SEC v. John Afriyie (insider trading, 2016)",6,"2016-04-14",5,null,[20],1,"",1],["sec-town-of-ramapo-et-al-2016","SEC v. Town of Ramapo and others (municipal bond disclosure, 2016)",6,"2016-04-14",3,362000,[],1,"Town of Ramapo, et al.",1],["sec-efim-aksanov-pump-and-dump-2016","SEC v. Efim Aksanov (pump and dump, 2016)",6,"2016-04-12",3,null,[35],1,"",1],["sec-william-e-mapp-iii-et-al-paid-stock-promotion-2016","SEC v. William E. Mapp, III, et al. (paid stock promotion, 2016)",6,"2016-04-11",4,200000,[31],0,"",1],["fca-paul-white-benchmark-submission-rigging-2016","FCA v. Paul White (benchmark submission rigging, 2016)",3,"2016-04-08",3,null,[2],0,"",1],["sec-david-aubel-pump-and-dump-2016","SEC v. David Aubel and Robert Raffa (pump and dump, 2016)",6,"2016-04-07",3,150000,[35,46],1,"",1],["sec-edward-laborio-et-al-boiler-rooms-2016","SEC v. Edward Laborio, et al. (boiler rooms, 2016)",6,"2016-04-07",3,null,[3],1,"Edward M. Laborio; Jonathan Fraiman; Matthew K. Lazar",1],["cftc-cftc-defendants-heet-khara-spoofing-2016","CFTC v. Heet Khara and Nasim Salim (spoofing, 2016)",2,"2016-04-05",3,2690000,[45],0,"",1],["cftc-staten-island-resident-michael-pucciarelli-and-his-company-2016","CFTC v. Michael Pucciarelli and Badge Trading LLC (non-bona fide exchange for physical transactions, 2016)",2,"2016-04-05",4,280000,[],0,"",1],["sec-steve-pappas-2016","SEC v. Steve Pappas (2016)",6,"2016-04-05",4,50000,[],1,"",1],["sec-john-scott-clark-2016","SEC v. John Scott Clark (2016)",6,"2016-03-31",4,null,[],1,"",1],["sec-gibson-front-running-2016","SEC v. Christopher M. Gibson (front running, 2016)",6,"2016-03-29",1,null,[15],0,"",1],["sec-tobin-smith-et-al-paid-stock-promotion-2016","SEC v. Tobin Smith, et al. (paid stock promotion, 2016)",6,"2016-03-29",4,75000,[31],0,"",1],["sec-arcturus-corporation-et-al-unregistered-distributions-2016","SEC v. Arcturus Corporation, et al. (unregistered distributions, 2016)",6,"2016-03-24",3,null,[47],0,"Aschere Energy, LLC; Leon Ali Parvizian; Alfredo Gonzalez; AMG Energy, LLC; Robert Balunas; R. Thomas & Co. LLC",1],["sec-canaccord-genuity-inc-2016","SEC v. Canaccord Genuity Inc. (2016)",6,"2016-03-24",4,100000,[],0,"",1],["sec-daniel-rivera-et-al-ponzi-schemes-2016","SEC v. Daniel Rivera, Matthew Rivera and Robbins Lane (ponzi schemes, 2016)",6,"2016-03-24",4,260000,[33],0,"Daniel Rivera Inc. (relief defendant); Rivera & Associates (relief defendant)",1],["sec-guy-gentile-paid-stock-promotion-2016","SEC v. Guy Gentile (paid stock promotion, 2016)",6,"2016-03-23",2,null,[31],0,"",1],["sec-gedrey-thompson-ponzi-schemes-2016","SEC v. Gedrey Thompson (ponzi schemes, 2016)",6,"2016-03-21",3,null,[33],0,"",1],["sec-john-e-hardy-iii-insider-trading-2016","SEC v. John E. Hardy III (insider trading, 2016)",6,"2016-03-18",4,184132,[20],0,"",1],["sec-eric-j-wolff-insider-trading-2016","SEC v. Eric J. Wolff (insider trading, 2016)",6,"2016-03-16",4,87600,[20],0,"",1],["sec-yue-han-et-al-insider-trading-2016","SEC v. Yue Han, et al. (insider trading, 2016)",6,"2016-03-16",3,null,[20],0,"Wei Han",1],["sec-mark-a-jones-ponzi-schemes-2016-lr-23490","SEC v. Mark A. Jones (ponzi schemes, 2016)",6,"2016-03-15",3,160000,[33],1,"",1],["sec-royal-alliance-associates-inc-2016","SEC v. Royal Alliance Associates, Inc., SagePoint Financial, Inc. and FSC Securities Corporation (2016)",6,"2016-03-14",4,7500000,[],0,"",1],["asic-16-070mr-insider-trading-2016","Former Hanlong managing director sentenced to more than 8 years jail for insider trading (ASIC, 2016)",1,"2016-03-11",3,null,[20],1,"Hui Xiao",1],["sec-aequitas-management-llc-et-al-ponzi-schemes-2016","SEC v. Aequitas Management, LLC, et al. (ponzi schemes, 2016)",6,"2016-03-11",4,null,[33],1,"",1],["sec-ptg-capital-partners-ltd-et-al-sham-tender-offers-2016","SEC v. PTG Capital Partners LTD, et al. (sham tender offers, 2016)",6,"2016-03-11",3,1470000,[8,41],1,"Nedko Nedev; Strategic Capital Partners Muster Limited; Strategic Wealth Investments, Inc.",1],["sec-edwin-yoshihiro-fujinaga-ponzi-schemes-2016","SEC v. Edwin Yoshihiro Fujinaga and MRI International, Inc., et al. (ponzi schemes, 2016)",6,"2016-03-09",3,null,[33],0,"June Fujinaga; The Yunju Trust",1],["sec-delaney-naked-short-selling-debate-2016","SEC v. Delaney and Yancey (naked short selling debate, 2016)",6,"2016-03-07",3,null,[27],0,"Thomas R. Delaney II; Charles W. Yancey",1],["sec-daryl-m-payton-et-al-insider-trading-2016","SEC v. Daryl M. Payton, et al. (insider trading, 2016)",6,"2016-03-02",3,null,[20],0,"Benjamin Durant, III",1],["sec-craig-n-salamone-insider-trading-2016","SEC v. Craig N. Salamone (insider trading, 2016)",6,"2016-03-01",4,4745,[20],0,"",1],["sec-garfield-m-taylor-ponzi-schemes-2016","SEC v. Garfield M. Taylor (ponzi schemes, 2016)",6,"2016-03-01",3,null,[33],1,"",1],["sec-zachary-zwerko-insider-trading-2016","SEC v. Zachary Zwerko and David L. Post (insider trading, 2016)",6,"2016-03-01",3,null,[20],1,"",1],["asic-16-051mr-matched-orders-2016","Court reduces jail time for New South Wales man sentenced for market manipulation (ASIC, 2016)",1,"2016-02-29",3,null,[23,34],1,"Nigel Derek Heath",1],["sec-bonan-huang-et-al-insider-trading-2016","SEC v. Bonan Huang, et al. (insider trading, 2016)",6,"2016-02-26",3,8807090,[20],0,"",1],["sec-steven-fishoff-et-al-insider-trading-2016","SEC v. Steven Fishoff, et al. (insider trading, 2016)",6,"2016-02-24",3,null,[20],1,"Steven Costantin; Ronald Chernin; Paul Petrello",1],["sec-ibc-funds-llc-unregistered-distributions-2016","SEC v. IBC Funds, LLC (unregistered distributions, 2016)",6,"2016-02-19",4,250000,[47],0,"",1],["sec-nicholas-a-prezioso-insider-trading-2016","SEC v. Nicholas A. Prezioso (insider trading, 2016)",6,"2016-02-19",4,131238,[20],0,"",1],["sec-l-l-energy-inc-and-dickson-lee-cpa-undisclosed-control-blocks-2016","SEC v. L&L Energy, Inc. and Dickson Lee, CPA (undisclosed control blocks, 2016)",6,"2016-02-17",3,2675000,[46],1,"",1],["sec-randy-a-hamdan-fake-press-releases-2016","SEC v. Randy A. Hamdan and Oracle Consultants, LLC (fake press releases, 2016)",6,"2016-02-17",3,150000,[11,35],0,"",1],["sec-zavodchiko-et-al-hack-to-trade-2016","SEC v. Zavodchiko et al. (hack to trade, 2016)",6,"2016-02-17",3,58086297,[17],1,"Evgenii Zavodchiko; Andrey Bokarev; Radion Panko; Natalia Andreevna Alepko; Anton Maslov; Extra Trading Company; Green Road Corp.; Solar Line Inc.; Tarek Investors Inc.",1],["sec-abdallah-fadel-insider-trading-2016","SEC v. Abdallah Fadel (insider trading, 2016)",6,"2016-02-10",4,36000,[20],0,"",1],["sec-jarrod-l-spector-insider-trading-2016","SEC v. Jarrod L. Spector (insider trading, 2016)",6,"2016-02-09",4,21350,[20],0,"",1],["sec-scription-work-solutions-inc-undisclosed-control-blocks-2016","SEC v. Scription Work Solutions, Inc. (undisclosed control blocks, 2016)",6,"2016-02-09",3,null,[46],0,"",1],["cftc-7321-16-ponzi-schemes-2016","CFTC v. 4X Solutions and Whileon Chay (ponzi schemes, 2016)",2,"2016-02-08",3,8235678,[33],0,"4X Solutions, Inc.",1],["sec-robert-m-munakash-carlos-a-rodriguez-insider-trading-2016","SEC v. Robert M. Munakash, Carlos A. Rodriguez, and Marc Winters (insider trading, 2016)",6,"2016-02-08",4,275426.69,[20],0,"",1],["asic-16-024mr-insider-trading-2016","Perth man charged with insider trading appears in court (ASIC, 2016)",1,"2016-02-04",3,null,[20],1,"Steven Robert Noske",1],["sec-vlad-b-spivak-et-al-insider-trading-2016","SEC v. Vlad B. Spivak, et al. (insider trading, 2016)",6,"2016-01-27",4,333535,[20],0,"Shirmila O. Doddi",1],["sec-marquis-properties-llc-ponzi-schemes-2016","SEC v. Marquis Properties, Deucher and Clatfelter (ponzi schemes, 2016)",6,"2016-01-19",4,null,[33],1,"Marquis Properties, LLC; Chad R. Deucher; Richard Clatfelter",1],["sec-goldman-and-sachs-co-naked-short-selling-debate-2016","SEC v. Goldman, Sachs & Co. (naked short selling debate, 2016)",6,"2016-01-14",4,15000000,[27],0,"",1],["cftc-defendant-nikolai-s-battoo-2016","CFTC v. Defendant Nikolai S. Battoo (2016)",2,"2016-01-13",3,147000000,[],0,"BC Capital Group S.A.; BC Capital Group International Limited; BC Capital Group Holdings S.A.",1],["sec-reid-a-hackney-cpa-insider-trading-2016","SEC v. Reid A. Hackney, CPA (insider trading, 2016)",6,"2016-01-12",4,48050,[20],0,"",1],["osc-paul-christopher-darrigo-churning-2016","OSC v. Paul Christopher Darrigo (churning, 2016)",4,"2016-01-08",3,null,[6],0,"",1],["sec-vivian-s-shields-insider-trading-2016","SEC v. Vivian S. Shields (insider trading, 2016)",6,"2016-01-04",4,71401,[20],0,"",1],["sec-bonan-huang-et-al-insider-trading-2015","SEC v. Bonan Huang, et al. (insider trading, 2015)",6,"2015-12-23",3,null,[20],0,"",1],["sec-michael-j-ling-marking-the-close-2015","SEC v. Michael J. Ling (marking the close, 2015)",6,"2015-12-23",3,100000,[22,23],0,"",1],["amf-fr-san-2015-22-insider-trading-2015","AMF France v. A, B, C, D, E, F and G (insider trading, 2015)",0,"2015-12-22",3,null,[20],0,"",1],["sec-danny-e-carpenter-insider-trading-2015","SEC v. Danny E. Carpenter (insider trading, 2015)",6,"2015-12-22",4,64128,[20],0,"Alwyn T. Wyche, Jr.; Philip Holley; Wayne K. Soud, Jr.",1],["sec-morgan-stanley-investment-management-inc-and-sheila-huang-2015","SEC v. Morgan Stanley Investment Management Inc. and Sheila Huang (prearranged client cross trades, 2015)",6,"2015-12-22",4,8125000,[],0,"",1],["sec-anderson-2015","SEC v. Traci J. Anderson, Timothy W. Carnahan and CYIOS Corporation (2015)",6,"2015-12-21",3,450000,[],0,"Traci J. Anderson, CPA",1],["asic-15-398mr-price-manipulation-2015","ASIC bans former financial adviser for market manipulation (2015)",1,"2015-12-18",3,null,[34,23],0,"Tony Davidof",1],["sec-eric-e-shear-insider-trading-2015","SEC v. Eric E. Shear (insider trading, 2015)",6,"2015-12-18",4,2968,[20],0,"",1],["sec-edward-laborio-boiler-rooms-2015","SEC v. Edward Laborio and Jonathan Fraiman (boiler rooms, 2015)",6,"2015-12-16",3,4000000,[3],1,"Edward M. Laborio; Matthew K. Lazar; Envit Capital, LLC; Envit Capital Group, Inc.; Envit Capital Holdings, Inc.; Envit Capital Private Wealth Management, LLC; Envit Capital Multi Strategy Mixed Investment Fund I LP; Aetius Group PLC; Aetius Group LLC",1],["sec-oxford-city-football-club-inc-boiler-rooms-2015","SEC v. Oxford City Football Club, Inc. and Thomas Anthony Guerriero (boiler rooms, 2015)",6,"2015-12-16",4,null,[3],1,"GCE Wealth, Inc.",1],["asic-15-387mr-insider-trading-2015","Former Gunns Ltd chairman ordered to pay $500,000 pecuniary penalty for insider trading (ASIC, 2015)",1,"2015-12-15",3,null,[20],1,"John Gay",1],["sec-jehu-hand-pump-and-dump-2015","SEC v. Jehu Hand and Antonio Katz (pump and dump, 2015)",6,"2015-12-11",4,null,[35,47],1,"",1],["osc-zhen-steven-pang-price-manipulation-2015","OSC v. Zhen (Steven) Pang and Oasis World Trading Inc. (price manipulation, 2015)",4,"2015-12-10",4,null,[34,45],0,"",1],["sec-jeffrey-k-skilling-et-al-insider-trading-2015","SEC v. Jeffrey K. Skilling et al. (insider trading, 2015)",6,"2015-12-08",3,null,[20],1,"",1],["cftc-total-gas-price-manipulation-2015","CFTC v. Total Gas & Power North America, Inc. and Therese Tran (price manipulation, 2015)",2,"2015-12-07",4,3600000,[34],0,"",1],["amf-fr-san-2015-20-layering-2015","AMF France v. Euronext Paris SA and Virtu Financial Europe Ltd (layering, 2015)",0,"2015-12-04",3,null,[21],0,"",1],["sec-national-note-of-utah-ponzi-schemes-2015","SEC v. National Note of Utah and Wayne L. Palmer (ponzi schemes, 2015)",6,"2015-12-04",3,1950000,[33],0,"National Note of Utah, LC",1],["sec-trudy-r-gilmond-ponzi-schemes-2015","SEC v. Trudy R. Gilmond (ponzi schemes, 2015)",6,"2015-12-04",3,null,[33],0,"",1],["cftc-arya-motazedi-front-running-2015","CFTC v. Arya Motazedi (front running, 2015)",2,"2015-12-02",3,100000,[15,20],0,"",1],["sec-homero-joshua-garza-ponzi-schemes-2015","SEC v. Homero Joshua Garza, GAW Miners and ZenMiner (ponzi schemes, 2015)",6,"2015-12-01",4,2000000,[33],1,"GAW Miners, LLC; ZenMiner, LLC",1],["sec-marwood-group-research-llc-2015","SEC v. Marwood Group Research, LLC (2015)",6,"2015-11-24",4,375000,[],0,"",1],["sec-steven-c-watson-insider-trading-2015","SEC v. Steven C. Watson (insider trading, 2015)",6,"2015-11-17",4,null,[20],1,"",1],["sec-james-a-torchia-et-al-ponzi-schemes-2015","SEC v. James A. Torchia and Credit Nation Capital (ponzi schemes, 2015)",6,"2015-11-10",3,669687,[33],0,"Credit Nation Capital, LLC; Credit Nation Acceptance, LLC; Credit Nation Auto Sales, LLC; American Motor Credit, LLC; Spaghetti Junction, LLC",1],["sec-zhichen-zhou-insider-trading-2015","SEC v. Zhichen Zhou and Yannan Liu (insider trading, 2015)",6,"2015-11-10",4,613859.18,[20],0,"",1],["asic-15-326mr-insider-trading-2015","Sydney man pleads guilty to insider trading (ASIC, 2015)",1,"2015-11-09",3,null,[20],1,"Michael Hull",1],["sec-abraxas-j-discala-marc-e-wexler-matthew-a-bell-craig-l-josephberg-reverse-me","SEC v. Abraxas J. Discala, Marc E. Wexler, Matthew A. Bell, Craig L. Josephberg, and Ira Shapiro (reverse merger schemes, 2015)",6,"2015-11-04",3,null,[36,47],1,"Michael Morris; Ronald Heineman; Darren Ofsink",1],["osc-argosy-securities-inc-2015","OSC v. Argosy Securities Inc. and Keybase Financial Group Inc. (2015)",4,"2015-11-03",0,null,[],0,"",1],["sec-vlad-b-spivak-et-al-insider-trading-2015","SEC v. Vlad B. Spivak, et al. (insider trading, 2015)",6,"2015-11-02",4,333535,[20],0,"Shirmila O. Doddi",1],["sec-william-m-apostelos-et-al-ponzi-schemes-2015","SEC v. William M. Apostelos and WMA Enterprises (ponzi schemes, 2015)",6,"2015-10-29",3,null,[33],1,"WMA Enterprises, LLC; Midwest Green Resources, LLC; OVO Wealth Management, LLC; Connie Apostelos (relief defendant)",1],["sec-diverse-financial-corp-et-al-ponzi-schemes-2015","SEC v. Diverse Financial Corp., Dekel and Kandell (ponzi schemes, 2015)",6,"2015-10-28",4,545072.78,[33],0,"Diverse Financial Corporation; Roy Dekel; David Kandell",1],["sec-mary-beth-knight-insider-trading-2015","SEC v. Mary Beth Knight and Rebecca Norton (insider trading, 2015)",6,"2015-10-28",3,25000,[20],0,"",1],["sec-summit-trust-company-et-al-ponzi-schemes-2015","SEC v. Summit Trust Company, Kevin and George Brown (ponzi schemes, 2015)",6,"2015-10-27",4,6500000,[33],0,"Kevin C. Brown; George P. Brown; Trust Counselors Network, Inc.; Brown Investment Advisors, Inc.; Rampart Capital Management, LLC; Rampart Fund LP (relief defendant); Wealth Management Organization, LLC (relief defendant); Hoddinott Farm Development, LLC (relief defendant)",1],["sec-james-n-fry-2015","SEC v. James N. Fry (2015)",6,"2015-10-26",4,null,[],1,"",1],["sec-joseph-catapano-price-manipulation-2015","SEC v. Joseph Catapano and Michael Piervinanzi (price manipulation, 2015)",6,"2015-10-26",3,54425,[34],0,"",1],["sec-vladimir-eydelman-insider-trading-2015","SEC v. Vladimir Eydelman (insider trading, 2015)",6,"2015-10-23",3,1236657,[20],1,"",1],["cftc-john-r-bullar-ponzi-schemes-2015","CFTC v. Bullar and Executive Management Advisors (ponzi schemes, 2015)",2,"2015-10-20",3,24800000,[33],1,"John R. Bullar; Executive Management Advisors L.L.C.",1],["cftc-watson-ponzi-schemes-2015","CFTC v. Watson (ponzi schemes, 2015)",2,"2015-10-20",3,27000000,[33],1,"Alan James Watson; Cash Flow Financial LLC; Michael S. Potts",1],["sec-craig-danzig-unregistered-distributions-2015","SEC v. Craig Danzig (unregistered distributions, 2015)",6,"2015-10-20",0,null,[47],0,"",1],["cftc-chicago-trader-igor-b-oystacher-his-proprietary-trading-company-spoofing-20","CFTC v. Igor B. Oystacher and 3 Red Trading LLC (spoofing, 2015)",2,"2015-10-19",4,2500000,[45],0,"",1],["sec-auriga-global-investors-sociedad-de-valores-s-a-rule-105-offering-shorts-201","SEC v. Auriga Global Investors Sociedad De Valores S.A. (rule 105 offering shorts, 2015)",6,"2015-10-14",4,179277,[39],0,"",1],["sec-harvest-capital-strategies-llc-rule-105-offering-shorts-2015","SEC v. Harvest Capital Strategies LLC (rule 105 offering shorts, 2015)",6,"2015-10-14",4,65000,[39],0,"",1],["sec-j-p-morgan-investment-management-inc-rule-105-offering-shorts-2015","SEC v. J.P. Morgan Investment Management Inc. (rule 105 offering shorts, 2015)",6,"2015-10-14",4,364689,[39],0,"",1],["sec-omega-advisors-inc-rule-105-offering-shorts-2015","SEC v. Omega Advisors, Inc. (rule 105 offering shorts, 2015)",6,"2015-10-14",4,65000,[39],0,"",1],["sec-sabby-management-llc-rule-105-offering-shorts-2015","SEC v. Sabby Management, LLC (rule 105 offering shorts, 2015)",6,"2015-10-14",4,91670,[39],0,"",1],["sec-war-chest-capital-partners-llc-rule-105-offering-shorts-2015","SEC v. War Chest Capital Partners LLC (rule 105 offering shorts, 2015)",6,"2015-10-14",4,150000,[39],0,"",1],["sec-andrew-farmer-et-al-pump-and-dump-2015","SEC v. Andrew Farmer, et al. (pump and dump, 2015)",6,"2015-10-09",3,null,[35],0,"",1],["sec-francis-j-van-steenberge-insider-trading-2015","SEC v. Francis J. van Steenberge and Nicolas Zanen (insider trading, 2015)",6,"2015-10-09",3,399662.75,[20],0,"",1],["amf-fr-san-2015-17-layering-2015","AMF France v. A (layering, 2015)",0,"2015-10-08",3,null,[21],0,"",1],["sec-allen-ross-smith-unregistered-distributions-2015","SEC v. Allen Ross Smith (unregistered distributions, 2015)",6,"2015-10-08",3,43343,[47],0,"",1],["sec-briargate-trading-llc-spoofing-2015","SEC v. Briargate Trading, LLC and Eric Oscher (spoofing, 2015)",6,"2015-10-08",3,500000,[45],0,"",1],["sec-garfield-taylor-inc-et-al-ponzi-schemes-2015","SEC v. Garfield Taylor, Jeffrey King and Gibraltar Asset Management (ponzi schemes, 2015)",6,"2015-10-08",3,1600000,[33],1,"Garfield M. Taylor; Jeffrey A. King; Garfield Taylor, Inc.; Gibraltar Asset Management Group, LLC; The King Group, LLC (relief defendant)",1],["sec-wolverine-trading-llc-2015","SEC v. Wolverine Trading, LLC and Wolverine Asset Management, LLC (2015)",6,"2015-10-08",4,375000,[],0,"",1],["sec-oscar-wu-insider-trading-2015","SEC v. Oscar Wu (insider trading, 2015)",6,"2015-10-07",4,null,[20],0,"",1],["sec-commodore-financial-corp-et-al-boiler-rooms-2015","SEC v. Commodore Financial Corp., et al. (boiler rooms, 2015)",6,"2015-10-01",4,null,[3,47],1,"Commodore Financial Corporation; Christopher Schlegel; M&G Cap Services; Andres Calvo",1],["sec-saleem-khan-et-al-insider-trading-2015","SEC v. Saleem Khan et al. (insider trading, 2015)",6,"2015-10-01",3,null,[20],0,"Roshanlal Chaganlal; Ranjan Mendonsa; Ammar Akbari",1],["sec-spencer-pharmaceutical-inc-jean-francois-amyot-maximilien-arella-ian-morrice","SEC v. Spencer Pharmaceutical Inc., Jean-François Amyot and others (pump and dump, 2015)",6,"2015-10-01",3,null,[35],0,"Maximilien Arella; Ian Morrice; IAB Media Inc.; Hilbroy Advisory Inc.",1],["sec-david-p-godwin-2015","SEC v. David P. Godwin and Anthony G. Roth (financial statement fraud, 2015)",6,"2015-09-30",3,null,[],0,"",1],["sec-james-goodland-and-securus-wealth-management-llc-marking-the-close-2015","SEC v. James Goodland and Securus Wealth Management, LLC (marking the close, 2015)",6,"2015-09-30",4,30000,[22],0,"",1],["sec-charles-riel-iii-2015","SEC v. Charles Riel III and REinvest LLC (2015)",6,"2015-09-29",3,125000,[],0,"",1],["sec-christopher-mire-insider-trading-2015","SEC v. Christopher Mire (insider trading, 2015)",6,"2015-09-29",4,2128,[20],0,"",1],["sec-eddie-r-leblanc-insider-trading-2015","SEC v. Eddie R. Leblanc (insider trading, 2015)",6,"2015-09-29",4,15046,[20],0,"",1],["sec-robert-l-spallina-et-al-insider-trading-2015","SEC v. Robert L. Spallina, et al. (insider trading, 2015)",6,"2015-09-28",4,234186,[20],0,"Donald R. Tescher; Steven G. Rosen; Thomas J. Palermo; Brian H. Markowitz",1],["asic-15-271mr-matched-orders-2015","NSW man jailed for market manipulation (ASIC, 2015)",1,"2015-09-25",3,null,[23,34],1,"Nigel Derek Heath",1],["sec-ishopnomarkup-com-inc-unregistered-distributions-2015","SEC v. iShopNoMarkup.com, Inc. (unregistered distributions, 2015)",6,"2015-09-25",3,330000,[47],0,"Anthony Knight",1],["sec-morando-berrettini-et-al-insider-trading-2015","SEC v. Morando Berrettini, et al. (insider trading, 2015)",6,"2015-09-25",3,null,[20],0,"Ralph J. Pirtle",1],["cftc-cargill-de-mexico-sa-de-cv-wash-trading-2015","CFTC v. Cargill de México SA De CV (wash trading, 2015)",2,"2015-09-24",3,500000,[48],0,"",1],["cftc-teraexchange-llc-wash-trading-2015","CFTC v. TeraExchange LLC (wash trading, 2015)",2,"2015-09-24",3,null,[48],0,"",1],["sec-jason-w-galanis-matched-orders-2015","SEC v. Jason W. Galanis (matched orders, 2015)",6,"2015-09-24",4,null,[23],1,"John Galanis; Derek Galanis; Jared Galanis; Gary Hirst; Gavin Hamels",1],["sec-richard-condon-et-al-insider-trading-2015","SEC v. Richard Condon, et al. (insider trading, 2015)",6,"2015-09-24",3,58281,[20],0,"Richard G. Condon; Jonathan Ross; Ali Sagheb",1],["asic-d-j-carmichael-pty-limited-price-manipulation-2015","ASIC v. D J Carmichael Pty Limited (price manipulation, 2015)",1,"2015-09-23",4,null,[34,22],0,"",1],["sec-idle-media-inc-2015","SEC v. Idle Media, Inc. and Marcus Frasier (2015)",6,"2015-09-22",4,100000,[],0,"",1],["sec-eric-mcphail-et-al-insider-trading-2015","SEC v. Eric McPhail, et al. (insider trading, 2015)",6,"2015-09-21",4,147618,[20],1,"Eric J. McPhail; Douglas Parigian",1],["sec-frank-morelli-iii-undisclosed-control-blocks-2015","SEC v. Frank Morelli III and Louis Buonocore (undisclosed control blocks, 2015)",6,"2015-09-21",4,null,[46,35,11],1,"",1],["sec-brian-david-hall-naked-short-selling-debate-2015","SEC v. Brian David Hall (naked short selling debate, 2015)",6,"2015-09-17",4,null,[27],0,"",1],["sec-george-ivakhnik-fake-press-releases-2015","SEC v. George Ivakhnik and The Mobile Star Corporation (fake press releases, 2015)",6,"2015-09-17",4,150000,[11],0,"",1],["sec-rudolfo-delasierra-naked-short-selling-debate-2015","SEC v. Rudolfo DeLaSierra (naked short selling debate, 2015)",6,"2015-09-17",4,null,[27],0,"",1],["sec-8000-inc-jonathan-e-bryant-thomas-j-kelly-fake-press-releases-2015","SEC v. 8000, Inc., Jonathan E. Bryant, Thomas J. Kelly, and Carl N. Duncan, Esq. (fake press releases, 2015)",6,"2015-09-16",3,6525000,[11],0,"",1],["sec-dubovoy-et-al-hack-to-trade-2015","SEC v. Dubovoy, et al. (hack to trade, 2015)",6,"2015-09-14",4,null,[17],0,"Jaspen Capital Partners Limited; Andriy Supranonok",1],["sec-marco-babini-et-al-pump-and-dump-2015","SEC v. Marco Babini et al. (pump and dump, 2015)",6,"2015-09-14",3,null,[35,46],1,"",1],["sec-jason-mogler-et-al-ponzi-schemes-2015","SEC v. Mogler, Hinkeldey, Polanchek, Buckley and Stevens (ponzi schemes, 2015)",6,"2015-09-11",3,null,[33],1,"Jason Mogler; James Hinkeldey; Casimer Polanchek; Brian Buckley; James Stevens",1],["sec-joseph-paul-zada-ponzi-schemes-2015","SEC v. Joseph Paul Zada (ponzi schemes, 2015)",6,"2015-09-11",3,null,[33],1,"",1],["sec-benjamin-wey-et-al-reverse-merger-schemes-2015","SEC v. Benjamin Wey, et al. (reverse merger schemes, 2015)",6,"2015-09-10",1,null,[36,46],1,"New York Global Group; Michaela Wey; Tianyi Wei; Seref Dogan Erbek; Robert Newman; William Uchimoto",1],["sec-maher-f-kara-et-al-insider-trading-2015","SEC v. Maher F. Kara, et al. (insider trading, 2015)",6,"2015-09-10",3,null,[20],1,"Karim I. Bayyouk; Bassam Y. Salman",1],["sec-bennett-group-financial-services-llc-bennett-2015","SEC v. Bennett Group Financial Services, LLC and Dawn J. Bennett (2015)",6,"2015-09-09",3,3500000,[],0,"",1],["sec-john-mcenery-iii-et-al-insider-trading-2015","SEC v. John McEnery III et al. (insider trading, 2015)",6,"2015-09-09",4,95830,[20],0,"John McEnery IV; Michael Rawitser",1],["sec-timothy-m-roberts-terrance-f-taylor-unregistered-distributions-2015","SEC v. Timothy M. Roberts, Terrance F. Taylor, and Craig Constantinou (unregistered distributions, 2015)",6,"2015-09-09",4,null,[47],1,"",1],["sec-caribbean-pacific-marketing-inc-undisclosed-control-blocks-2015","SEC v. Manny J. Shulman and David K. Hirschman (undisclosed control blocks, 2015)",6,"2015-09-08",3,538600,[46],0,"",1],["sec-ditto-holdings-inc-now-known-as-sovestech-unregistered-distributions-2015","SEC v. Ditto Holdings, Inc. (Now Known as Sovestech and Inc.) (unregistered distributions, 2015)",6,"2015-09-08",4,50000,[47],0,"Ditto Holdings, Inc. (now known as Sovestech, Inc.)",1],["sec-marc-s-mandel-unregistered-distributions-2015","SEC v. Marc S. Mandel (unregistered distributions, 2015)",6,"2015-09-08",4,null,[47],0,"",1],["sec-donald-e-robar-insider-trading-2015","SEC v. Donald E. Robar (insider trading, 2015)",6,"2015-09-04",4,4617,[20],0,"",1],["sec-robert-a-hanner-insider-trading-2015","SEC v. Robert A. Hanner (insider trading, 2015)",6,"2015-09-04",4,20805,[20],0,"",1],["sec-kevin-mcdonnell-undisclosed-control-blocks-2015","SEC v. Kevin McDonnell (undisclosed control blocks, 2015)",6,"2015-09-03",4,7500,[46],0,"",1],["asic-15-239mr-insider-trading-2015","Former Hanlong managing director pleads guilty to insider trading (ASIC, 2015)",1,"2015-09-02",3,null,[20],1,"Hui Xiao",1],["sec-eric-aronson-et-al-ponzi-schemes-2015","SEC v. Aronson, Aaron and Buonauro (ponzi schemes, 2015)",6,"2015-09-02",3,1645816,[33],0,"Eric Aronson; Fredric Aaron; Vincent Buonauro, Jr.",1],["cftc-ron-earl-mccullough-ponzi-schemes-2015","CFTC v. Ron Earl McCullough (ponzi schemes, 2015)",2,"2015-08-28",3,2486620,[33],1,"",1],["sec-ashish-aggarwal-et-al-insider-trading-2015","SEC v. Ashish Aggarwal, et al. (insider trading, 2015)",6,"2015-08-25",4,18000,[20],1,"Shahriyar Bolandian; Kevan Sadigh",1],["osc-paul-camillo-dinardo-ponzi-schemes-2015","OSC v. Paul Camillo Dinardo (ponzi schemes, 2015)",4,"2015-08-20",3,null,[33],1,"",1],["sec-moshe-yehuda-dunoff-boiler-rooms-2015","SEC v. Moshe Yehuda Dunoff (boiler rooms, 2015)",6,"2015-08-20",4,null,[3],0,"",1],["sec-citigroup-global-markets-inc-2015","SEC v. Citigroup Global Markets, Inc. (2015)",6,"2015-08-19",4,15000000,[],0,"",1],["sec-citigroup-alternative-investments-llc-and-citigroup-global-markets-inc-bench","SEC v. Citigroup Alternative Investments LLC and Citigroup Global Markets Inc. (2015)",6,"2015-08-17",4,null,[],0,"",1],["sec-total-wealth-management-inc-cooper-2015","SEC v. Total Wealth Management and Jacob Keith Cooper (2015)",6,"2015-08-17",3,780000,[],0,"Total Wealth Management, Inc.; Nathan McNamee; Douglas David Shoemaker",1],["sec-cedric-canas-maillard-insider-trading-2015","SEC v. Cedric Cañas Maillard (insider trading, 2015)",6,"2015-08-13",3,834470.91,[20],0,"",1],["sec-palladino-et-al-ponzi-schemes-2015","SEC v. Palladino and Viking Financial Group (ponzi schemes, 2015)",6,"2015-08-13",3,null,[33],1,"Steven Palladino; Viking Financial Group, Inc.",1],["sec-guggenheim-partners-investment-management-llc-2015","SEC v. Guggenheim Partners Investment Management, LLC (2015)",6,"2015-08-10",4,20000000,[],0,"",1],["sec-first-xeris-corp-undisclosed-control-blocks-2015","SEC v. First Xeris Corp. (undisclosed control blocks, 2015)",6,"2015-08-06",4,null,[46],0,"",1],["sec-judy-k-wolf-2015","SEC v. Judy K. Wolf (2015)",6,"2015-08-05",3,null,[],0,"",1],["cftc-keith-f-simmons-ponzi-schemes-2015","CFTC v. Simmons, Salazar and their companies (ponzi schemes, 2015)",2,"2015-07-31",4,76000000,[33],1,"Keith F. Simmons; Black Diamond Capital Solutions, LLC; Deanna Salazar; Life Plus Group, LLC; Black Diamond Holdings, LLC",1],["sec-pamela-s-smith-2015","SEC v. Pamela S. Smith (2015)",6,"2015-07-30",4,null,[],0,"",1],["sec-timothy-patterson-2015","SEC v. Timothy Patterson (2015)",6,"2015-07-30",4,null,[],0,"",1],["sec-stephen-m-coleman-2015","SEC v. Stephen M. Coleman (2015)",6,"2015-07-29",4,null,[],0,"",1],["amf-fr-san-2015-15-insider-trading-2015","AMF France v. Faiveley Transport, A, B, C and D (insider trading, 2015)",0,"2015-07-23",3,null,[20],0,"",1],["fca-lee-bruce-stewart-benchmark-submission-rigging-2015","FCA v. Lee Bruce Stewart (benchmark submission rigging, 2015)",3,"2015-07-21",3,null,[2,34],1,"",1],["sec-donald-l-koch-marking-the-close-2015","SEC v. Donald L. Koch and Koch Asset Management, LLC (marking the close, 2015)",6,"2015-07-20",3,null,[22],0,"",1],["sec-michael-r-enea-ponzi-schemes-2015","SEC v. Michael R. Enea (ponzi schemes, 2015)",6,"2015-07-20",3,null,[33],1,"",1],["sec-herbert-k-sudfeld-jr-et-al-insider-trading-2015","SEC v. Herbert K. Sudfeld, Jr., et al. (insider trading, 2015)",6,"2015-07-16",4,null,[20],1,"Mary Jo Sudfeld",1],["sec-timothy-j-mcgee-et-al-insider-trading-2015","SEC v. Timothy J. McGee, et al. (insider trading, 2015)",6,"2015-07-15",3,null,[20],1,"Michael W. Zirinsky",1],["sec-lr-23303-paid-stock-promotion-2015","SEC v. Harold Bailey \"B.J.\" Gallison II et al. (paid stock promotion, 2015)",6,"2015-07-14",4,null,[31,35],1,"Harold Bailey \"B.J.\" Gallison II, et al.",1],["sec-oz-management-lp-rule-105-offering-shorts-2015","SEC v. Oz Management, LP (rule 105 offering shorts, 2015)",6,"2015-07-14",4,4250000,[39],0,"",1],["sec-frank-tamayo-insider-trading-2015","SEC v. Frank Tamayo (insider trading, 2015)",6,"2015-07-13",4,null,[20],1,"",1],["cftc-defendant-carl-david-wright-ponzi-schemes-2015","CFTC v. Carl David Wright (ponzi schemes, 2015)",2,"2015-07-10",4,1000000,[33],1,"",1],["sec-gerard-boudreault-insider-trading-2015","SEC v. Gerard Boudreault (insider trading, 2015)",6,"2015-07-10",4,18405,[20],0,"",1],["sec-ptg-capital-partners-ltd-et-al-sham-tender-offers-2015","SEC v. PTG Capital Partners LTD, et al. (sham tender offers, 2015)",6,"2015-07-10",3,1470000,[8,41],0,"Nedko Nedev; Strategic Capital Partners Muster Limited; Strategic Wealth Investments, Inc.",1],["sec-patrick-lehnert-insider-trading-2015","SEC v. Patrick Lehnert (insider trading, 2015)",6,"2015-07-09",4,15753,[20],0,"",1],["sec-luca-international-group-llc-et-al-ponzi-schemes-2015","SEC v. Luca International Group, Yang and others (ponzi schemes, 2015)",6,"2015-07-06",4,425749,[33],0,"Luca International Group, LLC; Bingqing Yang; Lei (Lily) Lei; Yong (Michael) Chen; Luca Resources Group, LLC; Luca Energy Fund, LLC; Entholpy EMC; Anthony Pollace",1],["osc-terrence-bedford-2015","OSC v. Terrence Bedford (2015)",4,"2015-07-02",3,null,[],1,"",1],["sec-malcolm-segal-ponzi-schemes-2015","SEC v. Malcolm Segal (ponzi schemes, 2015)",6,"2015-07-01",4,null,[33],1,"",1],["sec-dfrf-enterprises-llc-et-al-ponzi-schemes-2015","SEC v. DFRF Enterprises, Filho and others (ponzi schemes, 2015)",6,"2015-06-30",3,null,[33],1,"DFRF Enterprises LLC; Daniel Fernandes Rojo Filho; Wanderley M. Dalman; Gaspar C. Jesus; Eduardo N. Da Silva; Heriberto C. Perez Valdes; Jeffrey A. Feldman; Romildo Da Cunha",1],["sec-peter-voutsas-undisclosed-control-blocks-2015","SEC v. Peter Voutsas (undisclosed control blocks, 2015)",6,"2015-06-30",4,50000,[46],0,"",1],["sec-gregg-r-mulholland-unregistered-distributions-2015","SEC v. Gregg R. Mulholland (unregistered distributions, 2015)",6,"2015-06-25",4,null,[47,46],1,"",1],["cftc-illinois-resident-nick-a-wurl-ponzi-schemes-2015","CFTC v. Wurl and Ludiera Capital (ponzi schemes, 2015)",2,"2015-06-24",2,null,[33],1,"Nick A. Wurl; Ludiera Capital LLC",1],["sec-phil-donnahue-williamson-ponzi-schemes-2015","SEC v. Phil Donnahue Williamson (ponzi schemes, 2015)",6,"2015-06-23",4,null,[33],1,"",1],["cftc-joseph-f-welsh-iii-settlement-price-manipulation-2015","CFTC v. Joseph F. Welsh III (price manipulation, 2015)",2,"2015-06-19",3,500000,[34,40],0,"",1],["sec-norstra-energy-inc-glen-landry-2015","SEC v. Norstra Energy Inc., Glen Landry and Eric Dany (2015)",6,"2015-06-18",4,45111.95,[],0,"",1],["sec-dimitry-braverman-insider-trading-2015","SEC v. Dimitry Braverman and Vitaly Pupynin (insider trading, 2015)",6,"2015-06-16",3,204439,[20],1,"",1],["sec-equity-trust-company-2015","SEC v. Equity Trust Company (2015)",6,"2015-06-16",1,null,[],1,"",1],["sec-helmut-anscheringer-insider-trading-2015","SEC v. Helmut Anscheringer (insider trading, 2015)",6,"2015-06-15",4,910012,[20],0,"",1],["sec-capital-financial-partners-llc-et-al-will-d-allen-ponzi-schemes-2015","SEC v. Capital Financial Partners, Allen and Daub: criminal charges (ponzi schemes, 2015)",6,"2015-06-12",4,null,[33],1,"Capital Financial Partners, LLC; William D. Allen; Susan C. Daub",1],["sec-matthew-g-teeple-et-al-andrew-miller-insider-trading-2015","SEC v. Matthew G. Teeple et al. Andrew Miller (insider trading, 2015)",6,"2015-06-12",3,null,[20],0,"David T. Riley; John V. Johnson",1],["sec-charles-raymond-langston-iii-crl-management-llc-insider-trading-2015","SEC v. Charles Raymond Langston III, CRL Management, LLC, and Guarantee Reinsurance, Ltd. (insider trading, 2015)",6,"2015-06-11",3,502069,[20,39],0,"",1],["sec-spectrum-concepts-llc-worswick-unregistered-distributions-2015","SEC v. Spectrum Concepts, LLC Worswick and others (unregistered distributions, 2015)",6,"2015-06-11",4,120000,[47],0,"Michael Patrick Worswick; Donald James Grosso; Michael Nicholas Brown",1],["sec-michael-j-fefferman-chad-e-wiegand-insider-trading-2015","SEC v. Michael J. Fefferman, Chad E. Wiegand, and Akis C. Eracleous (insider trading, 2015)",6,"2015-06-09",4,null,[20],1,"",1],["sec-anthony-andrade-et-al-insider-trading-2015","SEC v. Anthony Andrade, et al. (insider trading, 2015)",6,"2015-06-08",4,150000,[20],0,"Robert Kielbasa; Fred Goldwyn; Kenneth Rampino",1],["amf-fr-san-2015-12-price-manipulation-2015","AMF France v. A, X and GEM Investments America LLC (price manipulation and insider trading, 2015)",0,"2015-06-05",3,null,[34,20],0,"",1],["amf-fr-san-2015-11-insider-trading-2015","AMF France v. ISA Finances, NG Investments, Ormylia, Socodol, UBS (France) and others (insider trading, 2015)",0,"2015-06-02",3,null,[20],0,"J; K; International Society Activities Finances (ISA Finances)",1],["sec-edmond-l-lonergan-price-manipulation-2015","SEC v. Edmond L. Lonergan and Green Planet Group, Inc. (price manipulation, 2015)",6,"2015-06-02",4,25000,[34],0,"",1],["sec-merrill-lynch-naked-short-selling-debate-2015","SEC v. Merrill Lynch (naked short selling debate, 2015)",6,"2015-06-01",4,9000000,[27],0,"Merrill Lynch, Pierce, Fenner & Smith Incorporated; Merrill Lynch Professional Clearing Corp.",1],["amf-fr-san-2015-10-market-abuse-2015","AMF France v. Tekka Group, Bryan Garnier and Co Limited, B, C and A (false or misleading information, 2015)",0,"2015-05-30",3,null,[24],0,"",1],["osc-davide-amato-2015","Ontario Securities Commission: disclosure application by Davide Amato and S.A. Capital Growth Corp. (2015)",4,"2015-05-29",3,null,[],0,"",1],["sec-adam-s-gottbetter-mitchell-g-adam-pump-and-dump-2015","SEC v. Adam S. Gottbetter, Mitchell G. Adam, and K. David Stevenson (pump and dump, 2015)",6,"2015-05-28",4,null,[35],1,"",1],["sec-luis-chang-sham-tender-offers-2015","SEC v. Luis Chang and Everbright Development Overseas, Limited (sham tender offers, 2015)",6,"2015-05-28",3,2890507,[41],0,"",1],["sec-mike-taxon-paid-stock-promotion-2015","SEC v. Mike Taxon and Itamar Cohen (paid stock promotion, 2015)",6,"2015-05-28",4,null,[31],1,"",1],["asic-15-126mr-ponzi-schemes-2015","Alleged Ponzi scheme operator faces court (ASIC, 2015)",1,"2015-05-26",3,null,[33],1,"Michael Samra",1],["asic-15-119mr-boiler-rooms-2015","ASIC permanently bans Australian mastermind of UK fraud (2015)",1,"2015-05-21",5,null,[3],1,"Jeffrey Revell-Reade",1],["cftc-barclays-benchmark-submission-rigging-2015","CFTC v. Barclays (benchmark submission rigging, 2015)",2,"2015-05-20",3,115000000,[2,34],0,"Barclays PLC; Barclays Bank PLC; Barclays Capital Inc.",1],["cftc-of-attempted-manipulation-benchmark-submission-rigging-2015","CFTC v. Barclays Bank PLC (FX benchmark manipulation, 2015)",2,"2015-05-20",4,400000000,[2,16,34],0,"",1],["fca-barclays-bank-plc-fx-fixing-2015","FCA v. Barclays Bank PLC (FX benchmark manipulation, 2015)",3,"2015-05-20",4,null,[16],0,"",1],["sec-china-valves-technology-inc-et-al-2015","SEC v. China Valves Technology, Inc., Siping Fang and Renrui Tang (2015)",6,"2015-05-20",3,690000,[],0,"Jianbao Wang",1],["sec-brian-d-jorgenson-et-al-insider-trading-2015","SEC v. Brian D. Jorgenson, et al. (insider trading, 2015)",6,"2015-05-14",3,null,[20],1,"Sean T. Stokke",1],["cftc-united-arab-emirates-residents-heet-khara-spoofing-2015","CFTC v. Heet Khara and Nasim Salim (spoofing, 2015)",2,"2015-05-05",3,null,[45],0,"",1],["sec-north-dakota-developments-llc-robert-l-gavin-ponzi-schemes-2015","SEC v. North Dakota Developments, Gavin and Hogan (ponzi schemes, 2015)",6,"2015-05-05",3,1000000,[33],0,"North Dakota Developments, LLC; Robert L. Gavin; Daniel J. Hogan",1],["osc-constance-anderson-insider-trading-2015","OSC v. Constance Anderson (insider trading, 2015)",4,"2015-05-01",4,null,[20],0,"",1],["sec-xiaoyu-xia-insider-trading-2015","SEC v. Xiaoyu Xia and Yanting Hu (insider trading, 2015)",6,"2015-04-29",4,750000,[20],0,"",1],["sec-frank-perkins-hixon-jr-et-al-insider-trading-2015","SEC v. Frank Perkins Hixon, Jr., et al. (insider trading, 2015)",6,"2015-04-28",3,682500,[20],1,"Frank P. Hixon, Sr.; Destiny Robinson",1],["cftc-of-manipulation-benchmark-submission-rigging-2015","CFTC v. Deutsche Bank AG (LIBOR and Euribor manipulation, 2015)",2,"2015-04-23",4,800000000,[2,16,34],1,"",1],["fca-deutsche-bank-ag-benchmark-submission-rigging-2015","FCA v. Deutsche Bank AG (benchmark submission rigging, 2015)",3,"2015-04-23",4,null,[2,34],0,"",1],["sec-houston-american-energy-corp-terwilliger-paid-stock-promotion-2015","SEC v. Houston American Energy Corp., John F. Terwilliger, Undiscovered Equities, Inc. and Kevin T. McKnight (paid stock promotion, 2015)",6,"2015-04-23",4,22500,[31],0,"John F. Terwilliger, Jr.",1],["sec-tracy-morgan-spaeth-2015","SEC v. Tracy Morgan Spaeth (2015)",6,"2015-04-23",4,null,[],0,"",1],["sec-veros-partners-inc-et-al-ponzi-schemes-2015","SEC v. Veros Partners, Haab, Risinger and Senefeld (ponzi schemes, 2015)",6,"2015-04-22",4,null,[33],0,"Veros Partners, Inc.; Matthew D. Haab; Jeffrey B. Risinger; Tobin J. Senefeld; Veros Farm Loan Holding LLC; FarmGrowCap LLC; PinCap LLC",1],["cftc-north-carolina-resident-barry-c-taylor-ponzi-schemes-2015","CFTC v. Taylor, OTC Investments, Forex Currency Trade Advisors (ponzi schemes, 2015)",2,"2015-04-21",2,null,[33],0,"Barry C. Taylor; OTC Investments LLC; Forex Currency Trade Advisors, LLC",1],["cftc-u-k-resident-navinder-singh-sarao-layering-2015","CFTC v. U.K. Resident Navinder Singh Sarao and His Company Nav Sarao Futures Limited PLC (layering, 2015)",2,"2015-04-21",4,25743174.52,[21,34,45],1,"",1],["sec-joseph-john-labadia-unregistered-distributions-2015","SEC v. Joseph John Labadia (unregistered distributions, 2015)",6,"2015-04-17",4,null,[47],0,"",1],["amf-fr-san-2015-08-marking-the-close-2015","AMF France v. A, B, C, Exane SA and Petercam SA (marking the close, 2015)",0,"2015-04-16",3,null,[22],0,"",1],["sec-daniel-p-mckelvey-et-al-reverse-merger-schemes-2015","SEC v. Daniel P. McKelvey, Alvin S. Mirman, Steven Sanders and others (blank check shells, 2015)",6,"2015-04-16",3,null,[36],1,"Edward G. Sanders; Scott F. Hughes; Jeffrey L. Lamson; Edward T. Farmer; William J. Gaffney; Kevin D. Miller; Ronald A. Warren",1],["sec-ecareer-holdings-inc-ecareer-inc-joseph-j-azzata-dean-a-esposito-joseph-devi","SEC v. eCareer Holdings, Inc., eCareer, Inc., Joseph J. Azzata, Dean A. Esposito, Joseph DeVito, and Frederick J. Birks, et al. (boiler rooms, 2015)",6,"2015-04-16",4,null,[3],0,"",1],["sec-edward-t-farmer-undisclosed-control-blocks-2015","SEC v. Edward T. Farmer (undisclosed control blocks, 2015)",6,"2015-04-16",4,null,[46],0,"",1],["sec-kevin-d-miller-undisclosed-control-blocks-2015","SEC v. Kevin D. Miller (undisclosed control blocks, 2015)",6,"2015-04-16",4,null,[46],0,"",1],["sec-ronald-a-warren-undisclosed-control-blocks-2015","SEC v. Ronald A. Warren (undisclosed control blocks, 2015)",6,"2015-04-16",4,null,[46],0,"",1],["sec-william-j-gaffney-undisclosed-control-blocks-2015","SEC v. William J. Gaffney (undisclosed control blocks, 2015)",6,"2015-04-16",4,null,[46],0,"",1],["cftc-florida-resident-dorian-a-garcia-and-his-companies-ponzi-schemes-2015","CFTC v. Garcia, DG Wealth Management, Macroquantum Capital (ponzi schemes, 2015)",2,"2015-04-14",3,7500000,[33],1,"Dorian A. Garcia; Macroquantum Capital LLC; UKUSA Currency Fund LP",1],["sec-james-a-evans-jr-d-b-a-cashflowbot-com-d-b-a-dollarmonster-ponzi-schemes-201","SEC v. James A. Evans, Jr., d/b/a Cashflowbot.com, d/b/a DollarMonster (ponzi schemes, 2015)",6,"2015-04-13",3,60000,[33],0,"",1],["sec-team-resources-inc-et-al-unregistered-distributions-2015","SEC v. Team Resources, Inc., et al. (unregistered distributions, 2015)",6,"2015-04-06",4,null,[47],0,"Fossil Energy Corp.; Kevin Albert Boyles; Philip Adam Dressner; Michael James Eppy; Andrew Stitt; John M. Olivia",1],["cftc-kraft-foods-group-price-manipulation-2015","CFTC v. Kraft Foods Group, Inc. and Mondelēz Global LLC (price manipulation, 2015)",2,"2015-04-01",4,16000000,[34],0,"",1],["osc-andre-lewis-ponzi-schemes-2015","OSC v. Andre Lewis (ponzi schemes, 2015)",4,"2015-04-01",3,null,[33],1,"",1],["sec-capital-financial-partners-llc-et-al-ponzi-schemes-2015","SEC v. Capital Financial Partners, Allen and Daub (ponzi schemes, 2015)",6,"2015-04-01",3,null,[33],1,"Capital Financial Partners, LLC; William D. Allen; Susan C. Daub",1],["sec-david-craven-et-al-pump-and-dump-2015","SEC v. David Craven and Alexander J. Craven (pump and dump, 2015)",6,"2015-04-01",3,4868135,[35,48],0,"Alex J. Craven",1],["cftc-daniel-shak-2015","CFTC v. Daniel Shak (2015)",2,"2015-03-30",3,100000,[],0,"",1],["fca-kenneth-george-carver-insider-trading-2015","FCA v. Kenneth George Carver (insider trading, 2015)",3,"2015-03-30",4,null,[20],0,"",1],["sec-gregory-w-gray-jr-et-al-ponzi-schemes-2015","SEC v. Gregory W. Gray, Jr., et al. (ponzi schemes, 2015)",6,"2015-03-27",4,null,[33],1,"",1],["sec-keypoint-capital-management-llc-rule-105-offering-shorts-2015","SEC v. Keypoint Capital Management, LLC (rule 105 offering shorts, 2015)",6,"2015-03-19",4,65000,[39],0,"",1],["sec-randal-kent-hansen-ponzi-schemes-2015","SEC v. Randal Kent Hansen (ponzi schemes, 2015)",6,"2015-03-18",3,null,[33],1,"",1],["asic-15-058mr-insider-trading-2015","Two men sentenced in Australia’s largest insider trading case (ASIC, 2015)",1,"2015-03-17",3,null,[20],1,"",1],["sec-david-craven-et-al-pump-and-dump-2015-lr-23219","SEC v. David Craven and Alexander J. Craven (pump and dump, 2015)",6,"2015-03-12",5,null,[35,48],0,"Alex J. Craven",1],["osc-anand-hariharan-insider-trading-2015","OSC v. Anand Hariharan and Satish Talawdekar (insider trading, 2015)",4,"2015-03-11",4,null,[20],0,"",1],["sec-bonan-huang-insider-trading-2015","SEC v. Bonan Huang and Nan Huang (insider trading, 2015)",6,"2015-03-10",3,null,[20],0,"",1],["sec-julieann-palmer-martin-ponzi-schemes-2015","SEC v. Julieann Palmer Martin (ponzi schemes, 2015)",6,"2015-03-09",3,1050000,[33,47],1,"",1],["sec-zeringue-et-al-insider-trading-2015","SEC v. Zeringue, et al. (insider trading, 2015)",6,"2015-03-06",4,64012,[20],1,"Scott Zeringue; Jesse Roberts, III; Billy Joe Adcox, Jr.",1],["sec-gary-s-williky-insider-trading-2015","SEC v. Gary S. Williky (insider trading, 2015)",6,"2015-03-02",3,1746434,[20,28,35,48],0,"",1],["sec-joseph-a-noel-pump-and-dump-2015","SEC v. Joseph A. Noel (pump and dump, 2015)",6,"2015-02-26",3,null,[35],1,"",1],["sec-mark-a-lefkowitz-et-al-unregistered-distributions-2015","SEC v. Mark A. Lefkowitz, et al. (unregistered distributions, 2015)",6,"2015-02-24",3,null,[47],1,"Unico, Inc.; Mark A. Lopez; Steven R. Peacock; Shane H. Traveller",1],["sec-john-a-geringer-ponzi-schemes-2015","SEC v. John A. Geringer and GLR Advisors (ponzi schemes, 2015)",6,"2015-02-23",4,null,[33],1,"GLR Advisors, LLC",1],["sec-scott-zeringue-insider-trading-2015","SEC v. Scott Zeringue and Jesse Roberts, III (insider trading, 2015)",6,"2015-02-19",4,64012,[20],1,"",1],["sec-steven-b-hart-2015","SEC v. Steven B. Hart (2015)",6,"2015-02-18",3,null,[],1,"",1],["sec-kristine-l-johnson-troy-a-barnes-work-with-troy-barnes-inc-d-b-a-the-achieve","SEC v. Kristine L. Johnson, Troy A. Barnes and Work With Troy Barnes, Inc. (ponzi schemes, 2015)",6,"2015-02-12",4,null,[33],1,"Achieve International, LLC (relief defendant)",1],["amf-fr-san-2015-03-insider-trading-2015","AMF France v. IC Telecom and A (insider trading, 2015)",0,"2015-02-11",3,null,[20],0,"",1],["sec-caledonian-bank-ltd-et-al-unregistered-distributions-2015","SEC v. Caledonian Bank Ltd., et al. (unregistered distributions, 2015)",6,"2015-02-11",3,null,[47],0,"Caledonian Securities Ltd.; Clear Water Securities, Inc.; Legacy Global Markets S.A.; Verdmont Capital S.A.",1],["sec-hill-insider-trading-2015","SEC v. Hill and Charles L., Jr. (insider trading, 2015)",6,"2015-02-11",5,null,[20],0,"",1],["sec-john-gray-et-al-insider-trading-2015","SEC v. John Gray et al. (insider trading, 2015)",6,"2015-02-05",4,null,[20],0,"",1],["sec-joel-j-epstein-insider-trading-2015","SEC v. Joel J. Epstein (insider trading, 2015)",6,"2015-02-03",4,237014,[20],0,"",1],["sec-phillip-cory-roberts-2015","SEC v. Phillip Cory Roberts (subpoena enforcement, 2015)",6,"2015-02-03",4,10000,[],0,"",1],["sec-edwin-yoshihiro-fujinaga-ponzi-schemes-2015","SEC v. Fujinaga and MRI International (ponzi schemes, 2015)",6,"2015-01-30",3,40000000,[33],0,"Edwin Yoshihiro Fujinaga; MRI International, Inc.",1],["sec-francisco-illarramendi-et-al-ponzi-schemes-2015","SEC v. Francisco Illarramendi, Highview Point, Michael Kenwood (ponzi schemes, 2015)",6,"2015-01-30",3,1000000,[33],1,"Highview Point Partners, LLC; Michael Kenwood Capital Management, LLC",1],["sec-quan-2015","SEC v. Marlon Quan and Stewardship Investment Advisors, LLC (2015)",6,"2015-01-30",3,null,[],0,"",1],["sec-international-capital-group-llc-reverse-merger-schemes-2015","SEC v. International Capital Group, LLC (reverse merger schemes, 2015)",6,"2015-01-29",4,1500000,[36,47],0,"",1],["sec-oppenheimer-co-inc-unregistered-distributions-2015","SEC v. Oppenheimer & Co. Inc. (unregistered distributions, 2015)",6,"2015-01-27",4,5078129,[47],0,"",1],["fca-david-caplin-benchmark-submission-rigging-2015","FCA v. David Caplin (benchmark submission rigging, 2015)",3,"2015-01-22",4,null,[2,34],0,"",1],["fca-jeremy-kraft-2015","FCA v. Jeremy Kraft (2015)",3,"2015-01-22",4,null,[],0,"",1],["sec-du-pasquier-co-inc-2015","SEC v. du Pasquier & Co., Inc. (2015)",6,"2015-01-21",4,50000,[],0,"",1],["sec-loren-w-holzhueter-et-al-ponzi-schemes-2015","SEC v. Loren W. Holzhueter and Insurance Service Center (ponzi schemes, 2015)",6,"2015-01-21",4,null,[33],0,"",1],["sec-robert-a-ramsey-cpa-insider-trading-2015","SEC v. Robert A. Ramsey, CPA (insider trading, 2015)",6,"2015-01-21",4,130176,[20],0,"",1],["sec-gary-harrison-lane-ponzi-schemes-2015","SEC v. Gary Harrison Lane (ponzi schemes, 2015)",6,"2015-01-20",3,null,[33],1,"",1],["sec-frederic-elm-f-k-a-frederic-elmaleh-et-al-ponzi-schemes-2015","SEC v. Frederic Elm and Elm Tree Investment Advisors (ponzi schemes, 2015)",6,"2015-01-15",4,160000,[33],0,"Frederic Elm (formerly Frederic Elmaleh); Elm Tree Investment Advisors LLC; Elm Tree Investment Fund LP; Elm Tree \"e\"Conomy Fund LP; Elm Tree Motion Opportunity LP",1],["sec-aleksandr-milrud-layering-2015","SEC v. Aleksandr Milrud (layering, 2015)",6,"2015-01-13",4,null,[21],1,"",1],["cftc-allied-markets-llc-ponzi-schemes-2015","CFTC v. Allied Markets, Gilliland, Wongkhiao (ponzi schemes, 2015)",2,"2015-01-06",3,null,[33],1,"Allied Markets LLC; Joshua Gilliland; Chawalit Wongkhiao",1],["sec-nicholas-d-skaltsounis-ponzi-schemes-2014","SEC v. Nicholas D. Skaltsounis (ponzi schemes, 2014)",6,"2014-12-31",3,1505000,[33,47],0,"",1],["cftc-royal-bank-wash-trading-2014","CFTC v. Royal Bank of Canada (wash trading, 2014)",2,"2014-12-18",3,35000000,[48],0,"",1],["sec-robert-a-hemm-insider-trading-2014","SEC v. Robert A. Hemm (insider trading, 2014)",6,"2014-12-05",4,21763,[20],0,"",1],["asic-14-320mr-price-manipulation-2014","Former Genetic Technologies CEO jailed for market manipulation (ASIC, 2014)",1,"2014-11-28",3,null,[34],1,"Mervyn Jacobson",1],["sec-wedbush-securities-inc-jeffrey-bell-christina-fillhart-2014","SEC v. Wedbush Securities Inc., Jeffrey Bell and Christina Fillhart (market access controls, 2014)",6,"2014-11-20",4,25000,[],0,"",1],["cftc-five-banks-benchmark-submission-rigging-2014","CFTC v. Citibank, HSBC, JPMorgan, RBS and UBS (FX benchmark manipulation, 2014)",2,"2014-11-12",4,1475000000,[2,16,34],0,"Citibank N.A.; HSBC Bank plc; JPMorgan Chase Bank N.A.; The Royal Bank of Scotland plc; UBS AG",1],["sec-michael-s-geist-and-brent-e-taylor-insider-trading-2014","SEC v. Michael S. Geist and Brent E. Taylor (insider trading, 2014)",6,"2014-11-12",4,120962,[20],0,"",1],["sec-pennington-capital-management-llc-and-robert-j-evans-rule-105-offering-short","SEC v. Pennington Capital Management LLC and Robert J. Evans (rule 105 offering shorts, 2014)",6,"2014-11-12",4,65000,[39],0,"",1],["asic-14-298mr-ponzi-schemes-2014","Victorian couple charged with $1.5 million fraud (ASIC, 2014)",1,"2014-11-11",3,null,[33],1,"Maureen Gael Johnston; Douglas Gordon Johnston",1],["fca-citibank-n-a-fx-fixing-2014","FCA v. Citibank N.A. (FX benchmark manipulation, 2014)",3,"2014-11-11",4,null,[16],0,"",1],["fca-hsbc-bank-plc-fx-fixing-2014","FCA v. HSBC Bank plc (FX benchmark manipulation, 2014)",3,"2014-11-11",4,null,[16],0,"",1],["fca-jpmorgan-chase-bank-n-a-fx-fixing-2014","FCA v. JPMorgan Chase Bank N.A. (FX benchmark manipulation, 2014)",3,"2014-11-11",4,null,[16],0,"",1],["fca-the-royal-bank-of-scotland-plc-fx-fixing-2014","FCA v. The Royal Bank of Scotland plc (FX benchmark manipulation, 2014)",3,"2014-11-11",4,null,[16],0,"",1],["fca-ubs-ag-fx-fixing-2014","FCA v. UBS AG (FX benchmark manipulation, 2014)",3,"2014-11-11",4,null,[16],0,"",1],["sec-eureeca-capital-spc-unregistered-distributions-2014","SEC v. Eureeca Capital SPC (unregistered distributions, 2014)",6,"2014-11-10",4,25000,[47],0,"",1],["cftc-7052-14-2014","CFTC v. Emini Experts LLC and others (fraud and asset freeze, 2014)",2,"2014-11-06",3,2131926,[],1,"Capital Trading Concepts LLC; Dante S. Giovannetti; Capital Futures LLC",1],["asic-14-291mr-price-manipulation-2014","Former Genetic Technologies CEO convicted of market manipulation (ASIC, 2014)",1,"2014-11-05",3,null,[34],1,"Mervyn Jacobson",1],["sec-steven-durrelle-williams-insider-trading-2014","SEC v. Steven Durrelle Williams (insider trading, 2014)",6,"2014-11-04",4,75000,[20],0,"",1],["sec-thomas-ponzi-schemes-2014","SEC v. Thomas and Delsa U. The D. Christopher Capital Management Group, LLC (ponzi schemes, 2014)",6,"2014-11-04",3,150000,[33],0,"",1],["sec-quan-2014","SEC v. Marlon Quan and Stewardship Investment Advisors, LLC (2014)",6,"2014-10-30",3,null,[],0,"",1],["sec-eli-d-okman-churning-2014","SEC v. Eli D. Okman (churning, 2014)",6,"2014-10-28",4,31964,[6],0,"",1],["amf-fr-san-2014-20-market-abuse-2014","AMF France v. EuropaCorp, X and Y (false or misleading information, 2014)",0,"2014-10-27",3,null,[24],0,"",1],["sec-petrou-rule-105-offering-shorts-2014","SEC v. Thrasos Tommy Petrou (rule 105 offering shorts, 2014)",6,"2014-10-27",4,null,[39],0,"",1],["sec-alicia-bryan-ponzi-schemes-2014","SEC v. Alicia Bryan (ponzi schemes, 2014)",6,"2014-10-22",3,150000,[33],0,"",1],["sec-armand-r-franquelin-ponzi-schemes-2014","SEC v. Armand R. Franquelin (ponzi schemes, 2014)",6,"2014-10-22",3,null,[33,47],1,"",1],["sec-anthony-coronati-and-bidtoask-llc-ponzi-schemes-2014","SEC v. Anthony Coronati and Bidtoask LLC (ponzi schemes, 2014)",6,"2014-10-17",4,100000,[33],0,"",1],["asic-14-270mr-matched-orders-2014","New South Wales man pleads guilty to market manipulation (ASIC, 2014)",1,"2014-10-16",3,null,[23,34],1,"Nigel Derek Heath",1],["sec-athena-capital-research-llc-marking-the-close-2014","SEC v. Athena Capital Research, LLC (marking the close, 2014)",6,"2014-10-16",4,1000000,[22],0,"",1],["sec-wolf-2014","SEC v. Judy K. Wolf (2014)",6,"2014-10-15",1,null,[],0,"",1],["asic-14-265mr-insider-trading-2014","Former Hanlong managing director extradited, charged with insider trading (ASIC, 2014)",1,"2014-10-10",3,null,[20],1,"Hui Xiao",1],["sec-e-trade-securities-llc-unregistered-distributions-2014","SEC v. E*Trade Securities, LLC and and G1 Execution Services, LLC (unregistered distributions, 2014)",6,"2014-10-09",4,1000000,[47],0,"",1],["asic-14-186mr-insider-trading-2014","Former director of Northern Star Resources Limited charged with insider trading (ASIC, 2014)",1,"2014-10-08",3,null,[20],1,"Peter Charles Pritchard Farris",1],["amf-fr-san-2014-17-layering-2014","AMF France v. Bourse Direct and A (layering, 2014)",0,"2014-10-01",3,null,[21],0,"",1],["cftc-defendant-eric-moncada-price-manipulation-2014","CFTC v. Eric Moncada, BES Capital LLC and Serdika LLC (price manipulation, 2014)",2,"2014-10-01",3,1560000,[34,45,48],0,"",1],["cftc-defendant-daniel-shak-2014","CFTC v. Daniel Shak (order violation, 2014)",2,"2014-09-30",4,100000,[],0,"",1],["cftc-utah-resident-scott-a-beatty-and-his-company-ponzi-schemes-2014","CFTC v. Beatty, Peak Capital Management Group (ponzi schemes, 2014)",2,"2014-09-30",3,1000000,[33],0,"Scott A. Beatty; Peak Capital Management Group, Inc.",1],["sec-filip-szymik-insider-trading-2014","SEC v. Filip Szymik (insider trading, 2014)",6,"2014-09-30",4,47100,[20],0,"",1],["sec-peixoto-insider-trading-2014","SEC v. Jordan Peixoto (insider trading, 2014)",6,"2014-09-30",1,null,[20],0,"",1],["cftc-fan-zhang-matched-orders-2014","CFTC v. Fan Zhang (matched orders, 2014)",2,"2014-09-29",3,250000,[23],0,"",1],["cftc-illinois-resident-gerald-j-considine-2014","CFTC v. Gerald J. Considine, Novo Trading LLC and Considine Trading Corp. (customer fund fraud, 2014)",2,"2014-09-29",3,1650000,[],1,"",1],["cftc-absa-bank-matched-orders-2014","CFTC v. Absa Bank, Ltd. (matched orders, 2014)",2,"2014-09-25",3,150000,[23],0,"",1],["cftc-ohio-resident-john-r-bullar-and-his-company-ponzi-schemes-2014","CFTC v. John R. Bullar and Executive Management Advisors L.L.C. (commodity pool Ponzi scheme, 2014)",2,"2014-09-23",3,null,[33],1,"",1],["sec-david-a-roskein-insider-trading-2014","SEC v. David A. Roskein (insider trading, 2014)",6,"2014-09-23",4,42834,[20],0,"",1],["sec-wells-fargo-advisors-llc-insider-trading-2014","SEC v. Wells Fargo Advisors, LLC (insider trading controls, 2014)",6,"2014-09-22",4,5000000,[20],0,"",1],["sec-ambassador-capital-management-llc-oglesby-2014","SEC v. Ambassador Capital Management, LLC and Derek H. Oglesby (2014)",6,"2014-09-19",3,821000,[],0,"",1],["cftc-sac-lp-insider-trading-2014","CFTC v. SAC LP (insider trading, 2014)",2,"2014-09-16",5,null,[20],1,"",1],["sec-advent-capital-management-llc-rule-105-offering-shorts-2014","SEC v. Advent Capital Management, LLC (rule 105 offering shorts, 2014)",6,"2014-09-16",4,65000,[39],0,"",1],["sec-antipodean-advisors-llc-rule-105-offering-shorts-2014","SEC v. Antipodean Advisors LLC (rule 105 offering shorts, 2014)",6,"2014-09-16",4,65000,[39],0,"",1],["sec-blackrock-institutional-trust-company-n-a-rule-105-offering-shorts-2014","SEC v. Blackrock Institutional Trust Company, N.A. (rule 105 offering shorts, 2014)",6,"2014-09-16",4,530479,[39],0,"",1],["sec-east-side-holdings-ii-inc-rule-105-offering-shorts-2014","SEC v. East Side Holdings II, Inc. (rule 105 offering shorts, 2014)",6,"2014-09-16",4,130000,[39],0,"",1],["sec-explorador-capital-management-llc-rule-105-offering-shorts-2014","SEC v. Explorador Capital Management, LLC (rule 105 offering shorts, 2014)",6,"2014-09-16",4,65000,[39],0,"",1],["sec-formula-growth-ltd-rule-105-offering-shorts-2014","SEC v. Formula Growth, Ltd. (rule 105 offering shorts, 2014)",6,"2014-09-16",4,65000,[39],0,"",1],["sec-great-point-partners-llc-rule-105-offering-shorts-2014","SEC v. Great Point Partners, LLC (rule 105 offering shorts, 2014)",6,"2014-09-16",4,65000,[39],0,"",1],["sec-indaba-capital-management-l-p-rule-105-offering-shorts-2014","SEC v. Indaba Capital Management, L.P. (rule 105 offering shorts, 2014)",6,"2014-09-16",4,97399,[39],0,"",1],["sec-ironman-capital-management-llc-rule-105-offering-shorts-2014","SEC v. Ironman Capital Management, LLC (rule 105 offering shorts, 2014)",6,"2014-09-16",4,65000,[39],0,"",1],["sec-james-c-parsons-rule-105-offering-shorts-2014","SEC v. James C. Parsons (rule 105 offering shorts, 2014)",6,"2014-09-16",4,67766,[39],0,"",1],["sec-midwood-capital-management-llc-rule-105-offering-shorts-2014","SEC v. Midwood Capital Management LLC (rule 105 offering shorts, 2014)",6,"2014-09-16",4,65000,[39],0,"",1],["sec-nob-hill-capital-management-inc-rule-105-offering-shorts-2014","SEC v. Nob Hill Capital Management, Inc. (rule 105 offering shorts, 2014)",6,"2014-09-16",4,null,[39],0,"",1],["sec-ra-capital-management-llc-rule-105-offering-shorts-2014","SEC v. RA Capital Management, LLC (rule 105 offering shorts, 2014)",6,"2014-09-16",4,904571,[39],0,"",1],["sec-rockwood-investment-management-inc-rule-105-offering-shorts-2014","SEC v. Rockwood Investment Management, Inc. (rule 105 offering shorts, 2014)",6,"2014-09-16",4,72135,[39],0,"",1],["sec-seawolf-capital-llc-rule-105-offering-shorts-2014","SEC v. Seawolf Capital, LLC (rule 105 offering shorts, 2014)",6,"2014-09-16",4,96365,[39],0,"",1],["sec-solus-alternative-asset-management-lp-rule-105-offering-shorts-2014","SEC v. Solus Alternative Asset Management LP (rule 105 offering shorts, 2014)",6,"2014-09-16",4,65000,[39],0,"",1],["sec-suttonbrook-capital-management-lp-rule-105-offering-shorts-2014","SEC v. Suttonbrook Capital Management LP (rule 105 offering shorts, 2014)",6,"2014-09-16",4,null,[39],0,"",1],["sec-troubh-partners-lp-rule-105-offering-shorts-2014","SEC v. Troubh Partners LP (rule 105 offering shorts, 2014)",6,"2014-09-16",4,106651,[39],0,"",1],["sec-vinci-partners-investimentos-ltda-rule-105-offering-shorts-2014","SEC v. Vinci Partners Investimentos Ltda. (rule 105 offering shorts, 2014)",6,"2014-09-16",4,141740,[39],0,"",1],["sec-whitebox-advisors-llc-rule-105-offering-shorts-2014","SEC v. Whitebox Advisors LLC (rule 105 offering shorts, 2014)",6,"2014-09-16",4,365593,[39],0,"",1],["cftc-brian-hunter-price-manipulation-2014","CFTC v. Brian Hunter (price manipulation, 2014)",2,"2014-09-15",3,750000,[34],0,"",1],["cftc-morgan-stanley-smith-barney-2014","CFTC v. Morgan Stanley Smith Barney (2014)",2,"2014-09-15",3,280000,[],1,"Morgan Stanley Smith Barney, LLC",1],["cftc-ohio-resident-glen-galemmo-ponzi-schemes-2014","CFTC v. Galemmo (ponzi schemes, 2014)",2,"2014-09-15",4,null,[33],1,"Glen Galemmo; QFC, LLC",1],["sec-advanced-cell-technology-inc-2014","SEC v. Advanced Cell Technology, Inc. (2014)",6,"2014-09-10",4,375000,[],0,"",1],["sec-herbert-steven-fouke-2014","SEC v. Herbert Steven Fouke (2014)",6,"2014-08-29",3,null,[],1,"",1],["cftc-firstrand-bank-matched-orders-2014","CFTC v. FirstRand Bank, Ltd. (matched orders, 2014)",2,"2014-08-27",3,150000,[23],0,"",1],["sec-monness-2014","SEC v. Monness and others (2014)",6,"2014-08-20",4,150000,[],0,"Crespi; Hardt & Co., Inc.",1],["sec-timbervest-llc-shapiro-2014","SEC v. Timbervest, LLC Shapiro and others (2014)",6,"2014-08-20",0,null,[],0,"Joel Barth Boden; Walter William Anthony, III Zell; Donald David, Jr. Jones; Gordon, II",1],["cftc-defendant-john-aaron-brooks-mismarking-2014","CFTC v. John Aaron Brooks (mismarking, 2014)",2,"2014-08-04",3,500000,[25],0,"",1],["cftc-parnon-energy-inc-price-manipulation-2014","CFTC v. Parnon Energy Inc., Arcadia Petroleum Ltd., Arcadia Energy (Suisse) SA, James Dyer and Nicholas Wildgoose (price manipulation, 2014)",2,"2014-08-04",4,13000000,[34],0,"",1],["cftc-north-carolina-resident-edwin-a-vasquez-ponzi-schemes-2014","CFTC v. Vasquez, Vasquez Global Investments (ponzi schemes, 2014)",2,"2014-07-30",3,994668,[33],0,"Edwin A. Vasquez; Vasquez Global Investments, LLC",1],["cftc-lloyds-banking-group-benchmark-submission-rigging-2014","CFTC v. Lloyds Banking Group and Lloyds Bank (benchmark submission rigging, 2014)",2,"2014-07-28",4,105000000,[2,4,34],1,"Lloyds Banking Group plc; Lloyds Bank plc",1],["sec-lavaflow-inc-2014","SEC v. LavaFlow, Inc. (2014)",6,"2014-07-25",4,2850000,[],0,"",1],["amf-fr-san-2014-16-insider-trading-2014","AMF France v. Safetic, HSBC France, X, Arkeon Finance, D and E (insider trading and misleading information, 2014)",0,"2014-07-22",3,null,[20],0,"",1],["amf-fr-san-2014-15-insider-trading-2014","AMF France v. Loyaltouch, Strategic Corporate Finance, B and A (insider trading and misleading information, 2014)",0,"2014-07-16",3,null,[20],0,"",1],["sec-erik-h-perry-undisclosed-control-blocks-2014","SEC v. Erik H. Perry (undisclosed control blocks, 2014)",6,"2014-07-16",4,150000,[46],0,"",1],["amf-fr-san-2014-14-insider-trading-2014","AMF France v. C and D (insider trading, 2014)",0,"2014-07-09",3,null,[20],0,"",1],["sec-carmela-brocco-rule-105-offering-shorts-2014","SEC v. Carmela Brocco (rule 105 offering shorts, 2014)",6,"2014-07-02",4,129140,[39],0,"",1],["sec-derek-w-bakarich-rule-105-offering-shorts-2014","SEC v. Derek W. Bakarich (rule 105 offering shorts, 2014)",6,"2014-07-02",4,9739,[39],0,"",1],["sec-steven-j-niemis-rule-105-offering-shorts-2014","SEC v. Steven J. Niemis (rule 105 offering shorts, 2014)",6,"2014-07-02",4,78505,[39],0,"",1],["sec-tina-m-lizzio-rule-105-offering-shorts-2014","SEC v. Tina M. Lizzio (rule 105 offering shorts, 2014)",6,"2014-07-02",4,17319,[39],0,"",1],["sec-william-w-vowell-rule-105-offering-shorts-2014","SEC v. William W. Vowell (rule 105 offering shorts, 2014)",6,"2014-07-02",4,30911,[39],0,"",1],["sec-ia-3864-insider-trading-2014","SEC v. S.A.C. Capital Advisors, L.P. and affiliated entities (2014)",6,"2014-06-27",4,null,[20],1,"S.A.C. Capital Advisors, LLC; CR Intrinsic Investors, LLC; Sigma Capital Management, LLC; Parameter Capital Management, LLC; 72 Credit Management, LLC; S.A.C. Private Equity GP, L.P.; Point72 Asia (Hong Kong) Limited; Point72 Asia (North Asia) Limited; Point72 Asia (Singapore) Pte. Ltd.",1],["sec-montanino-2014","SEC v. Montanino and David J. (2014)",6,"2014-06-24",3,25000,[],0,"David J. Montanino",1],["cftc-robert-andres-ponzi-schemes-2014","CFTC v. Robert Andres (ponzi schemes, 2014)",2,"2014-06-19",3,32370000,[33],1,"Robert J. Andres; Winsome Investment Trust; Robert L. Holloway; US Ventures LC",1],["sec-diamond-lane-inc-undisclosed-control-blocks-2014","SEC v. Diamond Lane, Inc. (undisclosed control blocks, 2014)",6,"2014-06-16",3,null,[46],0,"",1],["sec-shopeye-inc-undisclosed-control-blocks-2014","SEC v. ShopEye, Inc. and others (undisclosed control blocks, 2014)",6,"2014-06-16",3,null,[46],0,"108 Flying Mist Isle; Foster City; CA 94404",1],["sec-sunchip-technology-inc-undisclosed-control-blocks-2014","SEC v. Sunchip Technology, Inc. (undisclosed control blocks, 2014)",6,"2014-06-16",3,null,[46],0,"",1],["sec-thomas-e-meade-2014","SEC v. Thomas E. Meade (2014)",6,"2014-06-11",4,100000,[],1,"",1],["sec-erik-t-voorhees-unregistered-distributions-2014","SEC v. Erik T. Voorhees (unregistered distributions, 2014)",6,"2014-06-03",4,35000,[47],0,"",1],["sec-george-louis-theodule-ponzi-schemes-2014","SEC v. George Louis Theodule (ponzi schemes, 2014)",6,"2014-06-02",3,250000,[33],1,"",1],["sec-hegedus-insider-trading-2014","SEC v. Shawn C. Hegedus (insider trading, 2014)",6,"2014-05-30",4,null,[20],1,"",1],["fca-daniel-james-plunkett-individual-banging-the-close-2014","FCA v. Daniel James Plunkett (banging the close, 2014)",3,"2014-05-23",4,null,[1],0,"",1],["sec-g-2-trading-llc-rule-105-offering-shorts-2014","SEC v. G-2 Trading LLC (rule 105 offering shorts, 2014)",6,"2014-05-22",4,75000,[39],0,"",1],["sec-genesis-advisory-services-corp-rule-105-offering-shorts-2014","SEC v. Genesis Advisory Services Corp., ABJ Societe Anonyme Corp. and Bruce J. Fixelle (rule 105 offering shorts, 2014)",6,"2014-05-21",4,492394,[39],0,"",1],["sec-ironbird-capital-llc-rule-105-offering-shorts-2014","SEC v. Ironbird Capital LLC (rule 105 offering shorts, 2014)",6,"2014-05-21",4,null,[39],0,"",1],["amf-fr-san-2014-09-misleading-information-2014","AMF France v. Risc Group, A and B (misleading statements, 2014)",0,"2014-05-19",3,null,[24],0,"",1],["sec-delaney-naked-short-selling-debate-2014","SEC v. Delaney and Yancey (naked short selling debate, 2014)",6,"2014-05-19",3,20000,[27],0,"Thomas R. Delaney II; Charles W. Yancey",1],["sec-johnson-naked-short-selling-debate-2014","SEC v. Johnson and Michael H. (naked short selling debate, 2014)",6,"2014-05-19",4,125000,[27],0,"Michael H. Johnson",1],["sec-lindsey-alan-wetzig-naked-short-selling-debate-2014","SEC v. Lindsey Alan Wetzig (naked short selling debate, 2014)",6,"2014-05-19",4,null,[27],0,"",1],["amf-fr-san-2014-07-insider-trading-2014","AMF France v. F, G, H and I (insider dealing, 2014)",0,"2014-05-16",3,null,[20],0,"",1],["cftc-rp-martin-holdings-limited-benchmark-submission-rigging-2014","CFTC v. RP Martin Holdings Limited and Its Subsidiary (benchmark submission rigging, 2014)",2,"2014-05-15",4,1200000,[2,34,48],0,"",1],["fca-martin-brokers-uk-ltd-martins-benchmark-submission-rigging-2014","FCA v. Martin Brokers (UK) Ltd (Martins) (benchmark submission rigging, 2014)",3,"2014-05-15",4,null,[2,34,45,48],0,"",1],["sec-daniels-fake-press-releases-2014","SEC v. Joseph P. Doxey and William J. Daniels (fake press releases, 2014)",6,"2014-05-15",3,null,[11,47],0,"",1],["osc-duncan-cleworth-ponzi-schemes-2014","OSC v. Duncan Cleworth and others (ponzi schemes, 2014)",4,"2014-05-14",3,null,[33],0,"Powerwater Systems Inc.; Powerwater USA Ltd.",1],["sec-christopher-d-wiest-insider-trading-2014","SEC v. Christopher D. Wiest (insider trading, 2014)",6,"2014-05-13",4,56292,[20],0,"",1],["sec-new-york-stock-exchange-llc-2014","SEC v. New York Stock Exchange LLC and others (2014)",6,"2014-05-01",4,4500000,[],0,"NYSE Arca, Inc.; NYSE MKT LLC; NYSE Amex LLC; Archipelago Securities, L.L.C.",1],["amf-fr-san-2014-03-insider-trading-2014","AMF France v. Elliott Advisors (UK) Ltd and Elliott Management Corporation (insider dealing, 2014)",0,"2014-04-25",3,null,[20],0,"",1],["sec-aharon-r-yehuda-insider-trading-2014","SEC v. Aharon R. Yehuda (insider trading, 2014)",6,"2014-04-25",4,20740,[20],0,"",1],["sec-oded-gabay-insider-trading-2014","SEC v. Oded Gabay (insider trading, 2014)",6,"2014-04-25",4,22177,[20],0,"",1],["sec-shimul-a-shah-insider-trading-2014","SEC v. Shimul A. Shah (insider trading, 2014)",6,"2014-04-25",4,22418,[20],0,"",1],["sec-suken-a-shah-insider-trading-2014","SEC v. Suken A. Shah (insider trading, 2014)",6,"2014-04-25",4,64965,[20],0,"",1],["sec-chalmers-ponzi-schemes-2014","SEC v. Chalmers and Julianne (ponzi schemes, 2014)",6,"2014-04-17",1,null,[33,47],0,"Julianne Chalmers",1],["sec-empire-stock-transfer-inc-and-patrick-r-mokros-undisclosed-control-blocks-20","SEC v. Empire Stock Transfer, Inc. and Patrick R. Mokros (undisclosed control blocks, 2014)",6,"2014-04-08",4,50000,[46],0,"",1],["sec-matthew-j-blevins-undisclosed-control-blocks-2014","SEC v. Matthew J. Blevins (undisclosed control blocks, 2014)",6,"2014-04-08",4,25000,[46],0,"",1],["sec-visionary-trading-llc-layering-2014","SEC v. Visionary Trading LLC, Lightspeed Trading LLC and five individuals (layering, 2014)",6,"2014-04-04",4,1000000,[21,45],0,"Andrew Actman; Joseph Dondero; Eugene Giaquinto; Lee Heiss; Jason Medvin",1],["osc-matthew-schloen-insider-trading-2014","OSC v. Matthew Schloen (insider trading, 2014)",4,"2014-04-03",4,null,[20],0,"",1],["cftc-6900-14-2014","CFTC v. Martin, Martin, Queen Shoals Consultants (2014)",2,"2014-03-31",3,5760000,[],1,"Gary D. Martin; Brenda K. Martin; Queen Shoals Consultants, LLC",1],["cftc-defendants-ward-onsa-ponzi-schemes-2014","CFTC v. Onsa, New Century Investment Management (ponzi schemes, 2014)",2,"2014-03-31",3,5700000,[33],1,"Ward Onsa; New Century Investment Management LLC",1],["cftc-defendants-ponzi-schemes-2014","CFTC v. Defendants (ponzi schemes, 2014)",2,"2014-03-21",3,1146399,[33],0,"Patrick Cole; Global Strategic Marketing, Inc.",1],["fca-mark-stevenson-price-manipulation-2014","FCA v. Mark Stevenson (price manipulation, 2014)",3,"2014-03-20",4,null,[34],0,"",1],["sec-wilfred-j-halpern-cpa-insider-trading-2014","SEC v. Wilfred J. Halpern, CPA (insider trading, 2014)",6,"2014-03-19",4,41023,[20],0,"",1],["sec-coplan-ponzi-schemes-2014","SEC v. Coplan and Jenny E. (ponzi schemes, 2014)",6,"2014-03-18",3,null,[33,47],0,"Jenny E. Coplan",1],["amf-fr-san-2014-01-momentum-ignition-2014","AMF France v. Company X (alleged momentum ignition, charges rejected, 2014)",0,"2014-03-14",1,null,[26],0,"",1],["sec-lions-gate-entertainment-corp-2014","SEC v. Lions Gate Entertainment Corp. (2014)",6,"2014-03-13",4,7500000,[],0,"",1],["cftc-south-carolina-residents-robert-s-ponzi-schemes-2014","CFTC v. Leben (ponzi schemes, 2014)",2,"2014-03-12",3,7654788,[33],1,"Robert S. Leben; Amy L. Leben",1],["sec-worldwide-capital-inc-rule-105-offering-shorts-2014","SEC v. Worldwide Capital, Inc. and Jeffrey W. Lynn (rule 105 offering shorts, 2014)",6,"2014-03-05",4,2514571,[39],0,"",1],["sec-john-w-femenia-insider-trading-2014","SEC v. John W. Femenia (insider trading, 2014)",6,"2014-02-26",4,null,[20],1,"",1],["sec-timothy-j-geidel-ponzi-schemes-2014","SEC v. Timothy J. Geidel (ponzi schemes, 2014)",6,"2014-02-20",3,null,[33],1,"",1],["osc-david-de-gouveia-wash-trading-2014","OSC v. David De Gouveia (wash trading, 2014)",4,"2014-02-18",5,null,[48],0,"",1],["cftc-defendants-harbor-light-asset-ponzi-schemes-2014","CFTC v. Defendants Harbor Light Asset (ponzi schemes, 2014)",2,"2014-02-11",3,3904220,[33],0,"Harbor Light Asset Management, LLC; Michael Anthony Jenkins",1],["sec-gonul-colak-and-milen-k-kostov-naked-short-selling-debate-2014","SEC v. Gonul Colak and Milen K. Kostov (naked short selling debate, 2014)",6,"2014-01-31",4,220000,[27],0,"",1],["fca-swift-trade-inc-layering-2014","FCA v. 7722656 Canada Inc (formerly Swift Trade Inc) (layering, 2014)",3,"2014-01-24",3,null,[21],0,"7722656 Canada Inc, formerly carrying on business as Swift Trade Inc",1],["sec-3-14872-2014","SEC v. BDO China Dahua CPA Co., Ltd. and four other China-based audit firms (2014)",6,"2014-01-22",3,null,[],0,"Ernst & Young Hua Ming LLP; KPMG Huazhen (Special General Partnership); Deloitte Touche Tohmatsu Certified Public Accountants Ltd.; PricewaterhouseCoopers Zhong Tian CPAs Limited",1],["osc-graziana-casale-2014","OSC v. Graziana Casale and Sterling Grace & Co. Ltd (2014)",4,"2014-01-15",3,null,[],0,"",1],["sec-hicks-ponzi-schemes-2014","SEC v. Richard D. Hicks (ponzi schemes, 2014)",6,"2014-01-14",4,null,[33],0,"",1],["sec-marcus-s-spillson-insider-trading-2014","SEC v. Marcus S. Spillson (insider trading, 2014)",6,"2014-01-09",4,154822,[20],0,"",1],["sec-axius-holdings-llc-and-henry-robertelli-rule-105-offering-shorts-2014","SEC v. Axius Holdings, LLC and Henry Robertelli (rule 105 offering shorts, 2014)",6,"2014-01-06",4,26000,[39],0,"",1],["sec-john-durrett-rule-105-offering-shorts-2014","SEC v. John Durrett (rule 105 offering shorts, 2014)",6,"2014-01-06",4,26000,[39],0,"",1],["cftc-david-m-nunn-wash-trading-2013","CFTC v. David M. Nunn (wash trading, 2013)",2,"2013-12-19",3,600000,[48],0,"",1],["cftc-david-r-lynch-ponzi-schemes-2013","CFTC v. David R. Lynch (ponzi schemes, 2013)",2,"2013-12-12",4,300000,[33],0,"",1],["osc-imtiaz-hashmani-2013","OSC v. Imtiaz Hashmani (2013)",4,"2013-11-29",4,null,[],0,"",1],["sec-frank-bluestein-ponzi-schemes-2013","SEC v. Frank Bluestein (ponzi schemes, 2013)",6,"2013-11-26",0,null,[33],0,"",1],["cftc-of-attempted-manipulation-of-nymex-crude-oil-futures-contracts-banging-the-","CFTC v. Daniel Shak and SHK Management LLC (banging the close, 2013)",2,"2013-11-25",4,400000,[1,34,40],0,"",1],["sec-curt-kramer-unregistered-distributions-2013","SEC v. Curt Kramer and others (unregistered distributions, 2013)",6,"2013-11-25",4,null,[47],0,"Mazuma Corporation; Mazuma Funding Corporation; Mazuma Holding Corporation",1],["osc-transcap-corporation-ponzi-schemes-2013","OSC v. TransCap Corporation and others (ponzi schemes, 2013)",4,"2013-11-21",3,null,[33],0,"Strata-Trade Corporation; Dale Joseph Edgar St. Jean; Gregory Dennis Tindall",1],["fca-rahul-shah-individual-insider-trading-2013","FCA v. Rahul Shah Individual (insider trading, 2013)",3,"2013-11-13",3,null,[20],0,"",1],["sec-martin-ponzi-schemes-2013","SEC v. Julieann Palmer Martin (ponzi schemes, 2013)",6,"2013-11-13",3,1050000,[33],0,"",1],["sec-bresner-churning-2013","SEC v. Michael Bresner, Ralph Calabro, Jason Konner and Dimitrios Koutsoubos (churning, 2013)",6,"2013-11-08",3,435000,[6],0,"",1],["amf-fr-san-2013-24-false-rumors-2013","AMF France v. A and B (false information about a bank's capital, 2013)",0,"2013-11-07",3,null,[12],0,"",1],["cftc-donald-r-wilson-and-his-company-banging-the-close-2013","CFTC v. Donald R. Wilson and DRW Investments, LLC (banging the close, 2013)",2,"2013-11-06",3,null,[1,34,40],0,"",1],["sec-charles-m-raspa-price-manipulation-2013","SEC v. Charles M. Raspa (price manipulation, 2013)",6,"2013-11-05",4,null,[34],1,"",1],["sec-steven-markowitz-price-manipulation-2013","SEC v. Steven Markowitz (price manipulation, 2013)",6,"2013-11-05",4,null,[34],1,"",1],["cftc-co-benchmark-submission-rigging-2013","CFTC v. Rabobank (benchmark submission rigging, 2013)",2,"2013-10-29",4,475000000,[2,34],1,"Coöperatieve Centrale Raiffeisen-Boerenleenbank B.A.",1],["fca-cooperatieve-centrale-raiffeisen-boerenleenbank-b-a-rabobank-benchmark-submi","FCA v. Coöperatieve Centrale Raiffeisen–Boerenleenbank B.A. (‘Rabobank’) (benchmark submission rigging, 2013)",3,"2013-10-29",4,null,[2,4,34],0,"",1],["amf-fr-san-2013-22-insider-trading-2013","AMF France v. A and B (insider dealing, 2013)",0,"2013-10-18",3,null,[20],0,"",1],["cftc-jpmorgan-chase-bank-price-manipulation-2013","CFTC v. JPMorgan Chase Bank (price manipulation, 2013)",2,"2013-10-16",3,100000000,[34],0,"",1],["sec-knight-capital-americas-llc-2013","SEC v. Knight Capital Americas LLC (2013)",6,"2013-10-16",4,12000000,[],0,"",1],["osc-bradon-technologies-ltd-2013","OSC v. Bradon Technologies Ltd. and others (2013)",4,"2013-10-03",3,null,[],0,"Joseph Compta; Ensign Corporate Communications Inc.; Timothy German",1],["cftc-registered-comex-floor-broker-dominick-anthony-cognata-2013","CFTC v. Dominick Anthony Cognata (failure to produce records, 2013)",2,"2013-09-30",3,140000,[],0,"",1],["osc-weizhen-tang-ponzi-schemes-2013","OSC v. Weizhen Tang (ponzi schemes, 2013)",4,"2013-09-30",3,null,[33],1,"",1],["sec-adam-troy-dooly-paid-stock-promotion-2013","SEC v. Adam Troy Dooly (paid stock promotion, 2013)",6,"2013-09-30",4,3000,[31,33],0,"",1],["sec-scott-london-cpa-insider-trading-2013","SEC v. Scott London, CPA (insider trading, 2013)",6,"2013-09-27",4,null,[20],0,"",1],["cftc-icap-europe-limited-benchmark-submission-rigging-2013","CFTC v. ICAP Europe Limited (benchmark submission rigging, 2013)",2,"2013-09-25",4,65000000,[2,34],0,"",1],["fca-icap-europe-ltd-benchmark-submission-rigging-2013","FCA v. ICAP Europe Ltd (benchmark submission rigging, 2013)",3,"2013-09-25",4,null,[2,34],0,"",1],["sec-td-bank-n-a-2013","SEC v. TD Bank, N.A. (2013)",6,"2013-09-23",4,15000000,[],0,"",1],["osc-louis-michael-kovacs-2013","OSC v. Louis Michael Kovacs (2013)",4,"2013-09-17",4,null,[],0,"",1],["sec-blackthorn-investment-group-llc-rule-105-offering-shorts-2013","SEC v. Blackthorn Investment Group, LLC (rule 105 offering shorts, 2013)",6,"2013-09-16",4,260000,[39],0,"",1],["sec-claritas-investment-ltd-rule-105-offering-shorts-2013","SEC v. Claritas Investment, Ltd. (rule 105 offering shorts, 2013)",6,"2013-09-16",4,65000,[39],0,"",1],["sec-credentia-group-llc-rule-105-offering-shorts-2013","SEC v. Credentia Group, LLC (rule 105 offering shorts, 2013)",6,"2013-09-16",4,65000,[39],0,"",1],["sec-d-e-shaw-co-l-p-rule-105-offering-shorts-2013","SEC v. D. E. Shaw & Co., L.P. (rule 105 offering shorts, 2013)",6,"2013-09-16",4,201506,[39],0,"",1],["sec-deerfield-management-company-l-p-rule-105-offering-shorts-2013","SEC v. Deerfield Management Company, L.P. (rule 105 offering shorts, 2013)",6,"2013-09-16",4,609482,[39],0,"",1],["sec-g-2-trading-llc-rule-105-offering-shorts-2013","SEC v. G-2 Trading LLC (rule 105 offering shorts, 2013)",6,"2013-09-16",4,75000,[39],0,"",1],["sec-hudson-bay-capital-management-lp-rule-105-offering-shorts-2013","SEC v. Hudson Bay Capital Management LP (rule 105 offering shorts, 2013)",6,"2013-09-16",4,272118,[39],0,"",1],["sec-jgp-global-gestao-de-recursos-ltda-rule-105-offering-shorts-2013","SEC v. JGP Global Gestão de Recursos Ltda. (rule 105 offering shorts, 2013)",6,"2013-09-16",4,514000,[39],0,"",1],["sec-m-s-junior-inc-rule-105-offering-shorts-2013","SEC v. M.S. Junior, Inc. (rule 105 offering shorts, 2013)",6,"2013-09-16",4,165332,[39],0,"Swiss Capital Holdings, Inc.; Michael Anthony Stango",1],["sec-manikay-partners-llc-rule-105-offering-shorts-2013","SEC v. Manikay Partners LLC (rule 105 offering shorts, 2013)",6,"2013-09-16",4,679950,[39],0,"",1],["sec-meru-capital-group-lp-rule-105-offering-shorts-2013","SEC v. Meru Capital Group, LP (rule 105 offering shorts, 2013)",6,"2013-09-16",4,131297,[39],0,"",1],["sec-merus-capital-partners-llc-rule-105-offering-shorts-2013","SEC v. Merus Capital Partners, LLC (rule 105 offering shorts, 2013)",6,"2013-09-16",4,65000,[39],0,"",1],["sec-ontario-teachers-pension-plan-board-rule-105-offering-shorts-2013","SEC v. Ontario Teachers’ Pension Plan Board (rule 105 offering shorts, 2013)",6,"2013-09-16",4,68295,[39],0,"",1],["sec-pan-capital-ab-rule-105-offering-shorts-2013","SEC v. Pan Capital AB (rule 105 offering shorts, 2013)",6,"2013-09-16",4,220655,[39],0,"",1],["sec-peak6-capital-management-llc-rule-105-offering-shorts-2013","SEC v. PEAK6 Capital Management LLC (rule 105 offering shorts, 2013)",6,"2013-09-16",4,65000,[39],0,"",1],["sec-philadelphia-financial-management-of-san-francisco-llc-rule-105-offering-sho","SEC v. Philadelphia Financial Management of San Francisco, LLC (rule 105 offering shorts, 2013)",6,"2013-09-16",4,65000,[39],0,"",1],["sec-polo-capital-international-gestao-de-recursos-ltda-rule-105-offering-shorts-","SEC v. Polo Capital International Gestão de Recursos Ltda. (rule 105 offering shorts, 2013)",6,"2013-09-16",4,76000,[39],0,"",1],["sec-soundpost-partners-lp-rule-105-offering-shorts-2013","SEC v. Soundpost Partners, LP (rule 105 offering shorts, 2013)",6,"2013-09-16",4,65000,[39],0,"",1],["sec-southpoint-capital-advisors-lp-rule-105-offering-shorts-2013","SEC v. Southpoint Capital Advisors LP (rule 105 offering shorts, 2013)",6,"2013-09-16",4,170494,[39],0,"",1],["sec-talkot-capital-llc-rule-105-offering-shorts-2013","SEC v. Talkot Capital LLC (rule 105 offering shorts, 2013)",6,"2013-09-16",4,65000,[39],0,"",1],["sec-vollero-beach-capital-partners-llc-rule-105-offering-shorts-2013","SEC v. Vollero Beach Capital Partners LLC (rule 105 offering shorts, 2013)",6,"2013-09-16",4,214964,[39],0,"",1],["sec-war-chest-capital-partners-llc-rule-105-offering-shorts-2013","SEC v. War Chest Capital Partners LLC (rule 105 offering shorts, 2013)",6,"2013-09-16",4,130000,[39],0,"",1],["sec-western-standard-llc-rule-105-offering-shorts-2013","SEC v. Western Standard, LLC (rule 105 offering shorts, 2013)",6,"2013-09-16",4,65000,[39],0,"",1],["sec-david-g-bartholomew-ponzi-schemes-2013","SEC v. David G. Bartholomew (ponzi schemes, 2013)",6,"2013-09-06",4,null,[33],0,"",1],["sec-lawrence-d-polizzotto-2013","SEC v. Lawrence D. Polizzotto (2013)",6,"2013-09-06",4,50000,[],0,"",1],["sec-anthony-john-johnson-ponzi-schemes-2013","SEC v. Anthony John Johnson (ponzi schemes, 2013)",6,"2013-09-05",3,null,[33],1,"",1],["sec-ricardo-bonilla-rojas-ponzi-schemes-2013","SEC v. Ricardo Bonilla Rojas (ponzi schemes, 2013)",6,"2013-09-04",3,null,[33,47],0,"",1],["cftc-6676-13-ponzi-schemes-2013","CFTC v. Charles, The Borrowing Station (ponzi schemes, 2013)",2,"2013-08-26",4,350000,[33],0,"Sidney J. Charles, Jr.; The Borrowing Station, LLC",1],["osc-kevin-warren-zietsoff-ponzi-schemes-2013","OSC v. Kevin Warren Zietsoff (ponzi schemes, 2013)",4,"2013-08-19",4,null,[33],1,"",1],["sec-north-east-capital-unregistered-distributions-2013","SEC v. North East Capital and LLCand Anthony T. Vicidomine (unregistered distributions, 2013)",6,"2013-08-16",4,150000,[47],0,"North East Capital, LLC",1],["sec-joseph-hilton-boiler-rooms-2013","SEC v. Joseph Hilton a/k/a Joseph Yurkin (boiler rooms, 2013)",6,"2013-08-09",3,null,[3,47],0,"",1],["sec-new-horizon-publishing-inc-boiler-rooms-2013","SEC v. New Horizon Publishing Inc. (boiler rooms, 2013)",6,"2013-08-09",4,null,[3],0,"",1],["sec-bogar-ponzi-schemes-2013","SEC v. Bogar, Young and Green (ponzi schemes, 2013)",6,"2013-08-02",3,780000,[33],0,"Daniel Bogar; Bernerd E. Young; Jason T. Green",1],["sec-abn-amro-bank-n-v-unregistered-distributions-2013","SEC v. ABN AMRO Bank, N.V. (unregistered distributions, 2013)",6,"2013-07-31",4,2000000,[47],0,"",1],["amf-fr-san-2013-18-insider-trading-2013","AMF France v. A, B, C, D, Verneuil et Associés, Verneuil Participations, Foch Investissements, FD Conseils et Participations and Duc SA (insider dealing and ownership disclosure failures, 2013)",0,"2013-07-25",3,null,[20],0,"",1],["cftc-panther-energy-trading-llc-and-its-principal-michael-j-coscia-spoofing-2013","CFTC v. Panther Energy Trading LLC and Michael J. Coscia (spoofing, 2013)",2,"2013-07-22",3,1400000,[45],0,"",1],["fca-michael-coscia-layering-2013","FCA v. Michael Coscia (layering, 2013)",3,"2013-07-03",4,903176,[21,34,45],0,"",1],["sec-jennifer-e-thoennes-ponzi-schemes-2013","SEC v. Jennifer E. Thoennes (ponzi schemes, 2013)",6,"2013-07-01",3,45000,[33],0,"",1],["amf-fr-san-2013-15-undisclosed-control-blocks-2013","AMF France v. LVMH Moët Hennessy-Louis Vuitton (undisclosed stake building in Hermès, 2013)",0,"2013-06-25",3,null,[46],0,"",1],["cftc-defendant-christopher-varlesi-ponzi-schemes-2013","CFTC v. Varlesi (ponzi schemes, 2013)",2,"2013-06-25",4,700000,[33],0,"Christopher Varlesi",1],["cftc-north-carolina-resident-c-david-wright-ponzi-schemes-2013","CFTC v. Wright (ponzi schemes, 2013)",2,"2013-06-24",4,1000000,[33],1,"C. David Wright",1],["sec-ward-onsa-ponzi-schemes-2013","SEC v. Ward Onsa (ponzi schemes, 2013)",6,"2013-06-17",3,null,[33],1,"",1],["sec-chicago-board-options-exchange-2013","SEC v. Chicago Board Options Exchange and others (2013)",6,"2013-06-11",4,6000000,[],0,"Chicago Board Options Exchange, Incorporated; C2 Options Exchange, Incorporated",1],["sec-optionsxpress-inc-stern-naked-short-selling-debate-2013","SEC v. optionsXpress, Inc., Thomas E. Stern and Jonathan I. Feldman (Regulation SHO, 2013)",6,"2013-06-07",3,4075000,[27],0,"",1],["amf-fr-san-2013-14-insider-trading-2013","AMF France v. ADT, Lado, Y, Z, C, D, A and B (insider dealing and disclosure failures, 2013)",0,"2013-06-05",3,null,[20],0,"ADT (now company X')",1],["cftc-bentley-equities-ponzi-schemes-2013","CFTC v. Hales, Richardson, Bentley Equities (ponzi schemes, 2013)",2,"2013-06-04",3,2136240,[33],1,"Christopher D. Hales; Eric A. Richardson; Bentley Equities, LLC",1],["sec-ubs-o-connor-llc-rule-105-offering-shorts-2013","SEC v. UBS O’Connor, LLC (rule 105 offering shorts, 2013)",6,"2013-06-03",4,1140000,[39],0,"",1],["cftc-kevin-cassidy-mismarking-2013","CFTC v. Kevin Cassidy (mismarking, 2013)",2,"2013-05-30",3,1000000,[25],1,"",1],["sec-scuderi-group-inc-and-salvatore-scuderi-unregistered-distributions-2013","SEC v. Scuderi Group, Inc. and Salvatore Scuderi (unregistered distributions, 2013)",6,"2013-05-30",4,100000,[47],0,"",1],["sec-nasdaq-stock-market-llc-and-nasdaq-execution-services-llc-naked-short-sellin","SEC v. NASDAQ Stock Market, LLC and NASDAQ Execution Services, LLC (2013)",6,"2013-05-29",4,10000000,[],0,"The NASDAQ Stock Market, LLC",1],["sec-larry-michael-parrish-ponzi-schemes-2013","SEC v. Larry Michael Parrish (ponzi schemes, 2013)",6,"2013-05-24",4,null,[33],0,"",1],["cftc-defendants-philip-milton-ponzi-schemes-2013","CFTC v. William Center, Gregory Center and Trade, LLC (ponzi schemes, 2013)",2,"2013-05-23",3,4000000,[33],0,"",1],["sec-institutional-shareholder-services-inc-2013","SEC v. Institutional Shareholder Services Inc. (2013)",6,"2013-05-23",4,300000,[],0,"",1],["sec-patrick-merrill-brody-ponzi-schemes-2013","SEC v. Patrick Merrill Brody (ponzi schemes, 2013)",6,"2013-05-22",3,null,[33,47],1,"",1],["cftc-christy-ponzi-schemes-2013","CFTC v. Christy, Crabapple Capital Group (ponzi schemes, 2013)",2,"2013-05-20",3,null,[33],0,"Robert A. Christy; Crabapple Capital Group LLC",1],["amf-fr-san-2013-13-insider-trading-2013","AMF France v. A (insider dealing, 2013)",0,"2013-05-17",3,null,[20],0,"",1],["cftc-6586-13-ponzi-schemes-2013","CFTC v. Harris, Starr, Complete Developments (ponzi schemes, 2013)",2,"2013-05-13",3,7620000,[33],0,"Kevin Harris; Keelan Harris; Karen Starr; Complete Developments, LLC; Investment International Inc.",1],["cftc-ron-eibschutz-2013","CFTC v. Ron Eibschutz (2013)",2,"2013-05-08",4,75000,[],0,"",1],["osc-ming-chao-zhao-insider-trading-2013","OSC v. Ming Chao Zhao (insider trading, 2013)",4,"2013-05-02",4,null,[20],0,"",1],["cftc-kevin-mclaren-wash-trading-2013","CFTC v. Kevin McLaren (wash trading, 2013)",2,"2013-04-29",3,400000,[48],0,"Edward Gorman",1],["cftc-6572-13-ponzi-schemes-2013","CFTC v. Schmickle, Q Wealth Management (ponzi schemes, 2013)",2,"2013-04-23",4,1500000,[33],1,"Eric N. Schmickle; Q Wealth Management Inc.",1],["cftc-defendants-pmc-ponzi-schemes-2013","CFTC v. Bailey, Hudspeth, PMC Strategy (ponzi schemes, 2013)",2,"2013-04-17",3,1400000,[33],0,"Timothy Bailey; Michael Hudspeth; PMC Strategy, LLC",1],["amf-fr-san-2013-11-insider-trading-2013","AMF France v. A (insider dealing (recommending trades), 2013)",0,"2013-04-16",3,null,[20],0,"",1],["sec-scott-reiman-insider-trading-2013","SEC v. Scott Reiman (insider trading, 2013)",6,"2013-04-15",4,398000,[20],0,"",1],["amf-fr-san-2013-10-insider-trading-2013","AMF France v. A, B and C (insider dealing, 2013)",0,"2013-04-12",3,null,[20],1,"",1],["cftc-new-york-firm-4x-solutions-ponzi-schemes-2013","CFTC v. 4X Solutions, Chay (ponzi schemes, 2013)",2,"2013-04-08",3,8235678,[33],0,"4X Solutions, Inc.; Whileon Chay",1],["sec-sean-nathan-healy-ponzi-schemes-2013","SEC v. Sean Nathan Healy (ponzi schemes, 2013)",6,"2013-04-08",4,null,[33],1,"",1],["cftc-cilli-ponzi-schemes-2013","CFTC v. Cilli, Progressive Investment Funds (ponzi schemes, 2013)",2,"2013-03-27",3,null,[33],1,"Victor E. Cilli; Progressive Investment Funds LLC",1],["osc-stephen-campbell-wash-trading-2013","OSC v. Stephen Campbell (wash trading, 2013)",4,"2013-03-26",4,null,[48],0,"",1],["osc-fernando-honorate-fagundes-also-known-as-henry-roche-ponzi-schemes-2013","OSC v. Fernando Honorate Fagundes also known as Henry Roche and New Futures Trading International Corporation (ponzi schemes, 2013)",4,"2013-03-18",3,null,[33],0,"",1],["sec-banco-comercial-portugues-s-a-unregistered-distributions-2013","SEC v. Banco Comercial Português, S.A. (unregistered distributions, 2013)",6,"2013-03-18",4,250000,[47],0,"",1],["cftc-ronnie-gene-wilson-ponzi-schemes-2013","CFTC v. Ronnie Gene Wilson (ponzi schemes, 2013)",2,"2013-02-28",3,23000000,[33],1,"",1],["cftc-cme-group-s-new-york-mercantile-exchange-2013","CFTC v. CME Group’s New York Mercantile Exchange and Two Former Employees (2013)",2,"2013-02-21",4,4000000,[],0,"",1],["sec-tagliaferri-ponzi-schemes-2013","SEC v. James S. Tagliaferri (ponzi schemes, 2013)",6,"2013-02-21",3,null,[33],1,"",1],["amf-fr-san-2013-05-insider-trading-2013","AMF France v. A (insider dealing, 2013)",0,"2013-02-20",3,null,[20],0,"",1],["amf-fr-san-2013-04-insider-trading-2013","AMF France v. B, Saint Olive Gestion, Archos, A and company X (insider dealing, 2013)",0,"2013-02-13",3,null,[20],0,"",1],["cftc-gelber-group-wash-trading-2013","CFTC v. Gelber Group (wash trading, 2013)",2,"2013-02-08",3,950000,[48],0,"Gelber Group, LLC; Martin A. Lorenzen",1],["cftc-6511-13-ponzi-schemes-2013","CFTC v. unnamed respondents (ponzi schemes, 2013)",2,"2013-02-06",4,1050000,[33],0,"Rodney Wagner; Roger Wagner; GID Group, Inc.",1],["cftc-the-royal-bank-of-scotland-plc-benchmark-submission-rigging-2013","CFTC v. The Royal Bank of Scotland plc and RBS Securities Japan Limited (benchmark submission rigging, 2013)",2,"2013-02-06",4,325000000,[2,34,48],1,"",1],["fca-the-royal-bank-of-scotland-plc-benchmark-submission-rigging-2013","FCA v. The Royal Bank of Scotland plc (benchmark submission rigging, 2013)",3,"2013-02-06",4,null,[2,4,34,48],0,"",1],["sec-ardsley-advisory-partners-rule-105-offering-shorts-2013","SEC v. Ardsley Advisory Partners (rule 105 offering shorts, 2013)",6,"2013-02-05",4,253335,[39],0,"",1],["cftc-6504-13-ponzi-schemes-2013","CFTC v. Christy, Crabapple Capital Group (ponzi schemes, 2013)",2,"2013-01-28",4,1541882,[33],0,"Robert A. Christy; Crabapple Capital Group LLC",1],["sec-kris-chellam-insider-trading-2013","SEC v. Kris Chellam (insider trading, 2013)",6,"2013-01-10",3,null,[20],0,"",1],["amf-fr-san-2012-17-insider-trading-2012","AMF France v. Orco Property Group, B, A and C (misleading information and insider dealing, 2012)",0,"2012-10-22",3,null,[20],0,"",1],["amf-fr-san-2012-16-insider-trading-2012","AMF France v. A, B, C, D, E, F and Intouch Investments (insider dealing, 2012)",0,"2012-09-28",3,null,[20],0,"",1],["amf-fr-san-2012-13-misleading-information-2012","AMF France v. A (misleading press release, 2012)",0,"2012-08-08",3,null,[24],0,"",1],["amf-fr-san-2012-11-misleading-information-2012","AMF France v. D, A, Company Z, B, C and firms X and Y (misleading financial information, 2012)",0,"2012-07-19",3,null,[24,20],0,"Firm X (auditors); Firm Y (auditors)",1],["amf-fr-san-2012-09-misleading-information-2012","AMF France v. Company X and A (misleading prospectus information, 2012)",0,"2012-07-03",3,null,[24],0,"",1],["amf-fr-san-2012-08-misleading-information-2012","AMF France v. Bricorama SA, C, A, B and firm X (misleading financial information, 2012)",0,"2012-06-29",3,null,[24],0,"Firm X (auditors)",1],["sec-jetronic-industries-inc-2012","SEC v. Jetronic Industries, Inc. and others (registration revocation, 2012)",6,"2012-06-25",3,null,[],0,"Jetronic Industries, Inc. (n/k/a New Bastion Development, Inc.); Lions Petroleum, Inc. (n/k/a China Hongxing Agritech, Inc.); MDI, Inc.; Mobilepro Corp.",1],["amf-fr-san-2012-07-insider-trading-2012","AMF France v. Exane, Boussard & Gavaudan, A and B (insider dealing and information-handling failures, 2012)",0,"2012-06-14",3,null,[20],0,"",1],["sec-peter-emrich-2011","SEC v. Peter Emrich and others (2011)",6,"2011-12-30",3,null,[],1,"Alberto Ferreiras; James Frankfurth; Frank Rossi; Dana Valensky",1],["amf-fr-san-2012-04-insider-trading-2011","AMF France v. X (insider dealing, charges rejected, 2011)",0,"2011-12-01",1,null,[20],1,"",1],["amf-fr-san-2012-02-insider-trading-2011","AMF France v. Allianz Global Investors France, BNP Paribas, Société Générale, Y and X (insider dealing, 2011)",0,"2011-11-24",3,null,[20],0,"",1],["amf-fr-san-2011-19-price-manipulation-2011","AMF France v. Company X and A (price manipulation, 2011)",0,"2011-10-28",3,null,[34],0,"",1],["amf-fr-san-2011-14-insider-trading-2011","AMF France v. H and J (insider dealing, 2011)",0,"2011-09-16",3,null,[20],0,"",1],["amf-fr-san-2012-01-insider-trading-2011","AMF France v. A and B (insider dealing, 2011)",0,"2011-09-15",3,null,[20],0,"",1],["amf-fr-san-2011-13-front-running-2011","AMF France v. Company X, A, B and C (front-running of a client order, 2011)",0,"2011-07-04",3,null,[15],0,"",1],["sec-dohan-company-cpa-2011","SEC v. Dohan + Company CPA and others (audit conduct, 2011)",6,"2011-06-27",3,null,[],0,"Steven H. Dohan, CPA; Nancy L. Brown, CPA; Erez Bahar, CA",1],["amf-fr-san-2011-11-price-manipulation-2011","AMF France v. A, X, Y, Z, W (price manipulation, 2011)",0,"2011-05-26",3,null,[34],0,"",1],["amf-fr-san-2011-09-spoofing-2011","AMF France v. Kraay Trading I BV (spoofing, 2011)",0,"2011-05-12",3,null,[45],0,"",1],["sec-david-w-baldt-insider-trading-2011","SEC v. David W. Baldt (insider trading, 2011)",6,"2011-04-21",3,null,[20],0,"",1],["sec-david-e-zilkha-insider-trading-2011","SEC v. David E. Zilkha (insider trading, 2011)",6,"2011-04-13",3,null,[20],0,"",1],["amf-fr-san-2011-06-insider-trading-2011","AMF France v. Groupe X, Y, Z (insider trading, 2011)",0,"2011-03-31",3,null,[20],0,"",1],["amf-fr-san-2011-07-false-information-2011","AMF France v. A, B, C, D, Cabinet X, Cabinet Y (false or misleading information, 2011)",0,"2011-03-31",3,null,[24],0,"",1],["amf-fr-san-2011-05-insider-trading-2011","AMF France v. Crédit Agricole Corporate and Investment Bank, Natixis, A, Management company X (insider trading, 2011)",0,"2011-03-17",3,null,[20],0,"",1],["amf-fr-san-2011-04-insider-trading-2011","AMF France v. A, B, C, D, E, F, G, H, I (insider trading, 2011)",0,"2011-02-17",3,null,[20],0,"",1],["amf-fr-san-2011-01-newsletter-scalping-2010","AMF France v. A (newsletter-scalping, 2010)",0,"2010-12-16",3,null,[28],0,"",1],["amf-fr-san-2010-29-insider-trading-2010","AMF France v. X, A (insider trading, 2010)",0,"2010-11-25",1,null,[20],0,"",1],["amf-fr-san-2010-28-insider-trading-2010","AMF France v. A, B, C, D, E, F, G, H (insider trading, 2010)",0,"2010-11-18",3,null,[20],0,"",1],["amf-fr-san-2010-25-false-information-2010","AMF France v. A (false or misleading information, 2010)",0,"2010-11-04",3,null,[24],0,"",1],["amf-fr-san-2010-27-false-information-2010","AMF France v. A, X (false or misleading information, 2010)",0,"2010-10-28",3,null,[24],0,"",1],["amf-fr-san-2010-23-false-information-2010","AMF France v. A, B, X (false or misleading information, 2010)",0,"2010-10-21",3,null,[24],0,"",1],["amf-fr-san-2010-20-false-information-2010","AMF France v. Orgasynth SA, A (false or misleading information, 2010)",0,"2010-09-16",3,null,[24],0,"",1],["amf-fr-san-2010-17-insider-trading-2010","AMF France v. A, B (insider trading, 2010)",0,"2010-06-10",3,null,[20],0,"",1],["amf-fr-san-2010-14-insider-trading-2010","AMF France v. A, B, C, D, E (insider trading, 2010)",0,"2010-05-27",3,null,[20],0,"",1],["amf-fr-san-2010-16-false-information-2010","AMF France v. X, Cabinet Y (false or misleading information, 2010)",0,"2010-05-20",3,null,[24],0,"",1],["amf-fr-san-2010-15-false-information-2010","AMF France v. X, A, B, C (false or misleading information, 2010)",0,"2010-04-01",3,null,[24],0,"",1],["amf-fr-san-2010-10-undisclosed-control-blocks-2010","AMF France v. X, A (undisclosed-control-blocks, 2010)",0,"2010-02-25",3,null,[46],0,"",1],["amf-fr-san-2010-09-analyst-manipulation-2010","AMF France v. A, B (analyst-manipulation, front-running, 2010)",0,"2010-01-21",3,null,[0,15],0,"",1],["amf-fr-san-2010-08-insider-trading-2010","AMF France v. A (insider trading, 2010)",0,"2010-01-14",3,null,[20],0,"",1],["amf-fr-san-2010-07-insider-trading-2009","AMF France v. X, Y, A (insider trading, 2009)",0,"2009-12-17",3,null,[20,24],0,"",1],["amf-fr-san-2010-06-false-information-2009","AMF France v. X, A, B, C, D (false or misleading information, 2009)",0,"2009-12-10",3,null,[24],0,"",1],["amf-fr-san-2009-33-insider-trading-2009","AMF France v. A, B, C, D, E, F, G, H, I, J, K, L, M, N, O, P, R, EADS NV, Lagardère SCA, Daimler AG (insider trading, 2009)",0,"2009-11-27",1,null,[20],0,"",1],["amf-fr-san-2010-03-insider-trading-2009","AMF France v. A, B, C, D, X, Y (insider trading, 2009)",0,"2009-11-12",3,null,[20],0,"",1],["amf-fr-san-2010-02-insider-trading-2009","AMF France v. A, B, C, D (insider trading, 2009)",0,"2009-10-15",1,null,[20],0,"",1],["amf-fr-san-2009-30-market-abuse-2009","AMF France v. Theolia, C, Colibri and D (misleading information, 2009)",0,"2009-10-01",3,null,[24],0,"",1],["amf-fr-san-2010-01-false-rumors-2009","AMF France v. A (false rumours, 2009)",0,"2009-10-01",3,null,[12],0,"",1],["amf-fr-san-2009-32-insider-trading-2009","AMF France v. A, B, C, D, E (insider trading, 2009)",0,"2009-09-21",1,null,[20],0,"",1],["amf-fr-san-2009-26-insider-trading-2009","AMF France v. A and B (insider trading, 2009)",0,"2009-06-25",1,null,[20],0,"",1],["sec-lexington-resources-inc-atkins-unregistered-distributions-2009","SEC v. Lexington Resources, Inc. Atkins and others (unregistered distributions, 2009)",6,"2009-06-05",3,null,[47],0,"Grant Atkins; Gordon Brent Pierce",1],["amf-fr-san-2009-17-price-manipulation-2009","AMF France v. SAFE S.p.a. (penny-stock manipulation, 2009)",0,"2009-04-09",3,null,[34],0,"",1],["amf-fr-san-2009-18-sham-tender-offers-2009","AMF France v. A (sham takeover announcement, 2009)",0,"2009-03-12",3,null,[41],1,"",1],["amf-fr-san-2009-21-insider-trading-2009","AMF France v. X, A, Y and B (misleading forecasts and insider trading, 2009)",0,"2009-03-05",3,null,[20],0,"X (listed company); Y (shareholder company)",1],["amf-fr-san-2010-04-insider-trading-2009","AMF France v. A, B, C, D, E, X (insider trading, 2009)",0,"2009-01-08",3,null,[20],0,"",1],["amf-fr-san-2009-27-insider-trading-2008","AMF France v. A, B, C, D, F, J and K (insider trading, 2008)",0,"2008-12-23",3,null,[20],1,"",1],["amf-fr-san-2009-13-insider-trading-2008","AMF France v. B, A, X, C, D, E and F (insider trading, 2008)",0,"2008-12-11",3,null,[20],0,"X (company managed by A)",1],["amf-fr-san-2009-06-insider-trading-2008","AMF France v. A, B and X (misleading information and insider trading, 2008)",0,"2008-12-04",3,null,[20],0,"X (oil and gas company)",1],["amf-fr-san-2009-11-insider-trading-2008","AMF France v. X, W, Z and Y (insider trading, 2008)",0,"2008-12-04",3,null,[20],0,"",1],["amf-fr-san-2009-09-insider-trading-2008","AMF France v. A and B (insider trading, 2008)",0,"2008-11-20",3,null,[20],1,"",1],["amf-fr-san-2009-05-price-manipulation-2008","AMF France v. HSBC France, X, Y and Z (market sounding and insider information, 2008)",0,"2008-10-30",3,null,[20,34],0,"",1],["amf-fr-san-2009-03-insider-trading-2008","AMF France v. A (insider trading, 2008)",0,"2008-10-23",3,null,[20],0,"",1],["amf-fr-san-2008-26-insider-trading-2008","AMF France v. A and B (insider trading, 2008)",0,"2008-10-09",1,null,[20],0,"",1],["amf-fr-san-2009-04-insider-trading-2008","AMF France v. X (insider trading, 2008)",0,"2008-09-25",1,null,[20],0,"",1],["amf-fr-san-2008-22-insider-trading-2008","AMF France v. A (insider trading, 2008)",0,"2008-06-26",3,null,[20],0,"",1],["amf-fr-san-2008-19-insider-trading-2008","AMF France v. E, A, B, C and D (insider trading, 2008)",0,"2008-05-22",3,null,[20],0,"",1],["amf-fr-san-2008-15-insider-trading-2008","AMF France v. A (insider trading, 2008)",0,"2008-04-10",3,null,[20],0,"",1],["amf-fr-san-2008-11-insider-trading-2008","AMF France v. Euroland Finance and X (insider trading, 2008)",0,"2008-04-03",3,null,[20],0,"",1],["amf-fr-san-2008-12-insider-trading-2008","AMF France v. X, C, D, E, G and W (insider trading and misleading information, 2008)",0,"2008-02-28",3,null,[20,24,34],0,"X (software publisher); W (investment firm)",1],["amf-fr-san-2008-08-insider-trading-2008","AMF France v. X (insider trading controls, 2008)",0,"2008-02-07",3,null,[20],0,"",1],["amf-fr-san-2008-17-marking-the-close-2008","AMF France v. X, Z and Y (marking the close, 2008)",0,"2008-01-24",3,null,[22,34],0,"X (investment firm, now named B')",1],["amf-fr-san-2008-14-marking-the-close-2008","AMF France v. Infogrames Entertainment and Natexis Bleichroeder (share buy-back and closing-price trading, 2008)",0,"2008-01-16",3,null,[22,20],0,"Natexis Bleichroeder (now Natixis Securities)",1],["amf-fr-san-2008-09-price-manipulation-2007","AMF France v. A (price manipulation, 2007)",0,"2007-12-20",3,null,[34],0,"",1],["amf-fr-san-2008-04-insider-trading-2007","AMF France v. A (insider trading, 2007)",0,"2007-12-06",3,null,[20],0,"",1],["amf-fr-san-2008-07-market-abuse-2007","AMF France v. A and X (misleading prospectus information, 2007)",0,"2007-11-29",3,null,[24],0,"",1],["amf-fr-san-2008-01-market-abuse-2007","AMF France v. A (misleading financial information, 2007)",0,"2007-11-21",3,null,[24],0,"",1],["amf-fr-san-2008-05-insider-trading-2007","AMF France v. A, B and X (insider trading, 2007)",0,"2007-10-25",3,null,[20],0,"X (successor to the rights and obligations of company Y)",1],["amf-fr-san-2007-30-insider-trading-2007","AMF France v. A, B and C (insider trading, 2007)",0,"2007-10-04",3,null,[20],0,"",1],["amf-fr-san-2007-29-insider-trading-2007","AMF France v. X, A and B (insider trading; charges rejected, 2007)",0,"2007-09-27",1,null,[20],0,"",1],["amf-fr-san-2007-20-market-abuse-2007","AMF France v. X, Y, Z, A, B, C and D (misleading information, 2007)",0,"2007-07-05",3,null,[24],0,"",1],["amf-fr-san-2007-19-insider-trading-2007","AMF France v. S, T, W, X, Y and Z (insider trading, 2007)",0,"2007-06-07",3,null,[20],0,"",1],["amf-fr-san-2007-18-market-abuse-2007","AMF France v. X, A, B, C and D (misleading information, 2007)",0,"2007-05-24",3,null,[24],0,"",1],["sec-anthony-c-snell-and-charles-e-lecroy-2007","SEC v. Anthony C. Snell and Charles E. LeCroy (2007)",6,"2007-05-03",1,null,[],1,"",1],["amf-fr-san-2007-22-market-abuse-2007","AMF France v. A, B, C and X (misleading information, 2007)",0,"2007-04-05",3,null,[24],0,"",1],["amf-fr-san-2007-13-insider-trading-2007","AMF France v. Banque X, A and B (insider trading, 2007)",0,"2007-03-29",3,null,[20],0,"",1],["amf-fr-san-2007-16-market-abuse-2007","AMF France v. X, A, B, C, D, E, F and G (misleading information, 2007)",0,"2007-03-29",3,null,[24],1,"",1],["amf-fr-san-2007-12-insider-trading-2007","AMF France v. A, B, C, D, E, F, G and H (insider trading, 2007)",0,"2007-03-01",3,null,[20],0,"",1],["amf-fr-san-2007-25-false-rumors-2006","AMF France v. A (false information, 2006)",0,"2006-12-19",3,null,[12],0,"",1],["amf-fr-san-2007-09-marking-the-close-2006","AMF France v. A and X (marking the close, 2006)",0,"2006-12-07",3,null,[22],0,"",1],["amf-fr-san-2007-02-insider-trading-2006","AMF France v. S, U, V, W and X (insider trading, 2006)",0,"2006-11-23",3,null,[20],0,"",1],["amf-fr-san-2007-07-market-abuse-2006","AMF France v. X and A (misleading information, 2006)",0,"2006-11-16",3,null,[24],0,"",1],["amf-fr-san-2007-03-price-manipulation-2006","AMF France v. A, B, C, X, Y and Z (price manipulation, 2006)",0,"2006-10-19",3,null,[34],0,"",1],["amf-fr-san-2007-27-insider-trading-2006","AMF France v. A and B (insider trading, 2006)",0,"2006-09-28",3,null,[20],0,"",1],["amf-fr-san-2006-22-insider-trading-2006","AMF France v. A and B (insider trading; charges rejected, 2006)",0,"2006-09-14",1,null,[20],0,"",1],["amf-fr-san-2006-14-price-manipulation-2006","AMF France v. X, A, B, Y, Z and W (price manipulation, 2006)",0,"2006-03-09",3,null,[34],0,"",1],["amf-fr-san-2006-11-price-manipulation-2006","AMF France v. X and A (price manipulation alleged; record-keeping breach found, 2006)",0,"2006-01-26",3,null,[34],0,"",1],["amf-fr-san-2006-01-price-manipulation-2005","AMF France v. A and Banque X (price manipulation and insider trading, 2005)",0,"2005-10-04",3,null,[34,20],0,"",1],["amf-fr-san-2005-20-market-abuse-2005","AMF France v. A, B, C, D and X (misleading information, 2005)",0,"2005-09-29",3,null,[24],0,"",1],["amf-fr-san-2005-17-marking-the-close-2005","AMF France v. X, Y, A, B, C, D and E (marking the close, 2005)",0,"2005-09-16",3,null,[22,34],0,"",1],["sec-james-f-glaza-d-b-a-falcon-financial-services-inc-unregistered-distributions","SEC v. James F. Glaza d/b/a Falcon Financial Services, Inc. (unregistered distributions, 2005)",6,"2005-07-21",3,110000,[47],0,"",1],["amf-fr-san-2005-14-price-manipulation-2005","AMF France v. A (price manipulation, 2005)",0,"2005-06-16",3,null,[34],0,"",1],["amf-fr-san-2005-11-insider-trading-2005","AMF France v. A and X (insider trading; all charges rejected, 2005)",0,"2005-04-21",1,null,[20],0,"",1],["amf-fr-san-2005-12-insider-trading-2005","AMF France v. A, B, C, D and X (insider trading, 2005)",0,"2005-04-21",3,null,[20],0,"",1],["amf-fr-san-2005-09-insider-trading-2005","AMF France v. X, A and B (insider trading, 2005)",0,"2005-04-14",3,null,[20],0,"",1],["amf-fr-san-2005-10-market-abuse-2005","AMF France v. X and A (issuer share buy-back breaches, 2005)",0,"2005-04-07",3,null,[],0,"",1],["amf-fr-san-2005-04-insider-trading-2004","AMF France v. A, B and C (insider trading, 2004)",0,"2004-12-06",3,null,[20],0,"",1],["amf-fr-san-2004-16-market-abuse-2004","AMF France v. A, B and X (misleading information; insider dealing alleged, 2004)",0,"2004-11-03",3,null,[24],0,"",1],["sec-otc-live-inc-and-mark-a-suleymanov-unregistered-distributions-2004","SEC v. OTC Live, Inc. and Mark A. Suleymanov (unregistered distributions, 2004)",6,"2004-09-30",1,null,[47],0,"",1],["sec-lorsin-inc-unregistered-distributions-2004","SEC v. Lorsin, Inc. and others (unregistered distributions, 2004)",6,"2004-05-11",3,null,[47],0,"Loretta M. Lockhart; Craig K. Hjalmarson; Russell Management, Inc.; George R. Siembida; Harold Engel, Jr.; MicroCap Marketing, Inc.; Shane M. Nelson",1],["amf-fr-san-2004-02-price-manipulation-2004","AMF France v. X, A and B (price manipulation, 2004)",0,"2004-03-18",3,null,[34],0,"",1]]}